N-PX 1 tgcisfi-html3959_npx.htm THE GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC_N-PX

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05715

 

The Gabelli Convertible & Income Securities Fund Inc.

 

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

 

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2020 – June 30, 2021

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

   

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

ProxyEdge
Meeting Date Range: 07/01/2020 - 06/30/2021
The Gabelli Convertible and Income Securities Fund Inc.

Report Date: 07/01/2021
1

Investment Company Report
  REMY COINTREAU SA    
  Security F7725A100       Meeting Type MIX 
  Ticker Symbol         Meeting Date 23-Jul-2020  
  ISIN FR0000130395       Agenda 712845948 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.		 Non-Voting            
  CMMT  FOLLOWING CHANGES IN THE FORMAT OF PROXY
CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW
A VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY-CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.		 Non-Voting            
  CMMT  03 JUL 2020: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/balo/document/202006172002625-73
AND-https://www.journal-
officiel.gouv.fr/balo/document/202007032003017-80;
PLEASE-NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK. IF YOU HAVE ALREADY-
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR-
ORIGINAL INSTRUCTIONS. THANK YOU.		 Non-Voting            
  O.1   APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2019/2020		 Management   No Action        
  O.2   APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2019/2020		 Management   No Action        
  O.3   ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2020 AND SETTING OF THE
DIVIDEND		 Management   No Action        
  O.4   OPTION FOR THE PAYMENT OF THE DIVIDEND IN
SHARES		 Management   No Action        
  O.5   AGREEMENTS REFERRED TO IN ARTICLES L. 225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE AUTHORIZED DURING THE PREVIOUS
FINANCIAL YEARS AND THE EXECUTION OF WHICH
CONTINUED DURING THE FINANCIAL YEAR
2019/2020		 Management   No Action        
  O.6   APPROVAL OF THE REGULATED COMMITMENTS "
SEVERANCE PAY ", " NON-COMPETITION
INDEMNITY ", " DEFINED CONTRIBUTION PENSION
COMMITMENTS, DEFINED BENEFIT PENSION
COMMITMENTS AND DEATH, INCAPACITY FOR
WORK, DISABILITY AND HEALTH INSURANCE
COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT,
CHIEF EXECUTIVE OFFICER OF THE COMPANY,
PURSUANT TO ARTICLES L.225-42-1 AND L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE AND THE CONDITIONS OF ALLOCATION		 Management   No Action        
  O.7   RENEWAL OF THE TERM OF OFFICE OF MRS.
DOMINIQUE HERIARD DUBREUIL AS DIRECTOR		 Management   No Action        
  O.8   RENEWAL OF THE TERM OF OFFICE OF MRS.
LAURE HERIARD DUBREUIL AS DIRECTOR		 Management   No Action        
  O.9   RENEWAL OF THE TERM OF OFFICE OF MR.
EMMANUEL DE GEUSER AS DIRECTOR		 Management   No Action        
  O.10  APPOINTMENT OF MAZARS FIRM, REPRESENTED
BY MR. JEROME DE PASTORS, AS PRINCIPAL
STATUTORY AUDITOR AS A REPLACEMENT FOR
AUDITEURS ET CONSEILS ASSOCIES FIRM AND
NON-RENEWAL AND NON-REPLACEMENT OF
PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY
STATUTORY AUDITOR		 Management   No Action        
  O.11  APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD
OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2
OF THE FRENCH COMMERCIAL CODE		 Management   No Action        
  O.12  APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER,
PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH
COMMERCIAL CODE		 Management   No Action        
  O.13  APPROVAL OF THE COMPENSATION POLICY OF
DIRECTORS FOR THE FINANCIAL YEAR 2020/2021		 Management   No Action        
  O.14  APPROVAL OF THE INFORMATION RELATING TO
THE COMPENSATION FOR THE FINANCIAL YEAR
2019/2020 OF THE CORPORATE OFFICERS
MENTIONED IN ARTICLE L.225-37-3 I OF THE
FRENCH COMMERCIAL CODE		 Management   No Action        
  O.15  APPROVAL OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING OR AWARDED, FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR.
MARC HERIARD DUBREUIL, CHAIRMAN OF THE
BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.
225-100 OF THE FRENCH COMMERCIAL CODE		 Management   No Action        
  O.16  APPROVAL OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING OR AWARDED TO MRS. VALERIE
CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE
OFFICER, IN RESPECT OF THE FINANCIAL YEAR
ENDED 31 MARCH 2020, PURSUANT TO ARTICLE
L.225-100 OF THE FRENCH COMMERCIAL CODE		 Management   No Action        
  O.17  APPROVAL OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING OR AWARDED TO MR. ERIC
VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT
OF THE FINANCIAL YEAR ENDED 31 MARCH 2020,
PURSUANT TO ARTICLE L.225-100 OF THE FRENCH
COMMERCIAL CODE		 Management   No Action        
  O.18  COMPENSATION OF DIRECTORS Management   No Action        
  O.19  AUTHORIZATION FOR THE BOARD OF DIRECTORS
TO TRADE IN THE COMPANY'S SHARES UNDER THE
PROVISIONS OF ARTICLES L. 225-209 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE		 Management   No Action        
  E.20  AUTHORIZATION FOR THE BOARD OF DIRECTORS
TO REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY		 Management   No Action        
  E.21  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO ISSUE COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE COMPANY'S CAPITAL AND/OR
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT		 Management   No Action        
  E.22  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO ISSUE COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE COMPANY'S CAPITAL AND/OR
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFERING		 Management   No Action        
  E.23  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO ISSUE COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL AND/OR TRANSFERABLE
SECURITIES GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF
PRIVATE PLACEMENTS AS REFERRED TO IN
SECTION 1DECREE OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE		 Management   No Action        
  E.24  AUTHORIZATION TO THE BOARD OF DIRECTORS TO
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN THE EVENT OF OVERSUBSCRIPTION,
WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE,
WITH RETENTION OR CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT		 Management   No Action        
  E.25  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO SET THE ISSUE PRICE OF
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR
PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF
THE CAPITAL PER YEAR		 Management   No Action        
  E.26  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO ISSUE COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL AND/OR TRANSFERABLE
SECURITIES GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF
A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY		 Management   No Action        
  E.27  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO ISSUE COMMON SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY, WITHIN THE LIMIT OF 10% OF THE
CAPITAL		 Management   No Action        
  E.28  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO INCREASE THE CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS OR
PREMIUMS		 Management   No Action        
  E.29  DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO PROCEED WITH A CAPITAL
INCREASE RESERVED FOR EMPLOYEES OF THE
COMPANY OR ITS RELATED COMPANIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT		 Management   No Action        
  E.30  POWERS TO CARRY OUT FORMALITIES Management   No Action        
  CINCINNATI BELL INC.    
  Security 171871403       Meeting Type Annual  
  Ticker Symbol CBBPRB                Meeting Date 24-Sep-2020  
  ISIN US1718714033       Agenda 935257217 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director for one-year term expiring in 2021:
Meredith J. Ching		 Management   For   For    
  1B.   Election of Director for one-year term expiring in 2021:
Walter A. Dods, Jr.		 Management   For   For    
  1C.   Election of Director for one-year term expiring in 2021:
John W. Eck		 Management   For   For    
  1D.   Election of Director for one-year term expiring in 2021:
Leigh R. Fox		 Management   For   For    
  1E.   Election of Director for one-year term expiring in 2021:
Jakki L. Haussler		 Management   For   For    
  1F.   Election of Director for one-year term expiring in 2021:
Craig F. Maier		 Management   For   For    
  1G.   Election of Director for one-year term expiring in 2021:
Russel P. Mayer		 Management   For   For    
  1H.   Election of Director for one-year term expiring in 2021:
Theodore H. Torbeck		 Management   For   For    
  1I.   Election of Director for one-year term expiring in 2021:
Lynn A. Wentworth		 Management   For   For    
  1J.   Election of Director for one-year term expiring in 2021:
Martin J. Yudkovitz		 Management   For   For    
  2.    Approval, by a non-binding advisory vote, of our
executive officers' compensation.		 Management   For   For    
  3.    Ratification of our Audit and Finance Committee's
appointment of our independent registered public
accounting firm for 2020.		 Management   For   For    
  ALIBABA GROUP HOLDING LIMITED    
  Security 01609W102       Meeting Type Annual  
  Ticker Symbol BABA                  Meeting Date 30-Sep-2020  
  ISIN US01609W1027       Agenda 935265086 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1.    Amend and restate the Company's Memorandum and
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such updates
as are detailed in the proxy statement and set forth in
Exhibit A thereto.		 Management   For   For    
  2.1   Election of Director: MAGGIE WEI WU (To serve for a
three year term or until such director's successor is
elected or appointed and duly qualified).		 Management   For   For    
  2.2   Election of Director: KABIR MISRA (To serve for a three
year term or until such director's successor is elected or
appointed and duly qualified).		 Management   For   For    
  2.3   Election of Director: WALTER TEH MING KWAUK (To
serve for a three year term or until such director's
successor is elected or appointed and duly qualified).		 Management   For   For    
  3.    Ratify the appointment of PricewaterhouseCoopers as
the independent registered public accounting firm of the
Company for the fiscal year ending March 31, 2021.		 Management   For   For    
  NATIONAL GENERAL HOLDINGS CORP.    
  Security 636220303       Meeting Type Special 
  Ticker Symbol NGHC                  Meeting Date 30-Sep-2020  
  ISIN US6362203035       Agenda 935267434 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1.    To adopt the Agreement and Plan of Merger, dated as of
July 7, 2020 (as it may be amended from time to time, the
"Merger Agreement"), by and among National General
Holdings Corp., a Delaware corporation (the "Company"),
The Allstate Corporation, a Delaware corporation
("Parent"), and Bluebird Acquisition Corp., a Delaware
corporation and an indirect wholly owned subsidiary of
Parent ("Merger Sub"), pursuant to which, subject to the
satisfaction of customary closing conditions, Merger Sub
will be merged with and into the Company (the "Merger").		 Management   For   For    
  2.    To approve, on a non-binding, advisory basis, the
compensation payments that will or may be paid or
become payable to the Company's named executive
officers and that are based on or otherwise relate to the
Merger and the agreements and understandings
pursuant to which such compensation will or may be paid
or become payable.		 Management   For   For    
  3.    To approve the adjournment of the special meeting, if
necessary or appropriate, including to solicit additional
proxies if there are insufficient votes at the time of the
special meeting to approve the proposal to adopt the
Merger Agreement or in the absence of a quorum.		 Management   For   For    
  JULIUS BAER GRUPPE AG    
  Security H4414N103       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol         Meeting Date 02-Nov-2020  
  ISIN CH0102484968       Agenda 713180331 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU.		 Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE		 Non-Voting            
  1     APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF CHF 0.75 PER SHARE		 Management   No Action        
  SUNRISE COMMUNICATIONS GROUP AG    
  Security H8365C107       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol         Meeting Date 09-Nov-2020  
  ISIN CH0565630669       Agenda 713247648 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU.		 Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE		 Non-Voting            
  1.1.1 ELECT MIKE FRIES AS DIRECTOR Management   No Action        
  1.1.2 ELECT BAPTIEST COOPMANS AS DIRECTOR Management   No Action        
  1.1.3 ELECT MIRANDA CURTIS AS DIRECTOR Management   No Action        
  1.1.4 ELECT MANUEL KOHNSTAMM AS DIRECTOR Management   No Action        
  1.1.5 ELECT ANDREA SALVATO AS DIRECTOR Management   No Action        
  1.1.6 ELECT MARISA DREW AS DIRECTOR Management   No Action        
  1.1.7 ELECT THOMAS MEYER AS DIRECTOR Management   No Action        
  1.1.8 ELECT JOSEPH DEISS AS DIRECTOR Management   No Action        
  1.1.9 ELECT MIKE FRIES AS BOARD CHAIRMAN Management   No Action        
  1.2.1 APPOINT MIRANDA CURTIS AS MEMBER OF THE
COMPENSATION COMMITTEE		 Management   No Action        
  1.2.2 APPOINT MANUEL KOHNSTAMM AS MEMBER OF
THE COMPENSATION COMMITTEE		 Management   No Action        
  1.2.3 APPOINT ANDREA SALVATO AS MEMBER OF THE
COMPENSATION COMMITTEE		 Management   No Action        
  1.2.4 APPOINT MIRANDA CURTIS AS CHAIRMAN OF THE
COMPENSATION COMMITTEE		 Management   No Action        
  2     APPROVE DELISTING OF SHARES FROM SIX SWISS
EXCHANGE		 Management   No Action        
  PERNOD RICARD SA    
  Security F72027109       Meeting Type MIX 
  Ticker Symbol         Meeting Date 27-Nov-2020  
  ISIN FR0000120693       Agenda 713260583 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.		 Non-Voting            
  CMMT  FOLLOWING CHANGES IN THE FORMAT OF PROXY
CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW
A VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY-CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.		 Non-Voting            
  CMMT  PLEASE NOTE THAT SHAREHOLDER DETAILS ARE
REQUIRED TO VOTE AT THIS MEETING. IF-NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF
BEING REJECTED. THANK YOU		 Non-Voting            
  CMMT  09 NOV 2020: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/balo/document/202010232004301-128
AND-https://www.journal-
officiel.gouv.fr/balo/document/202011092004473-135;-
PLEASE NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU		 Non-Voting            
  1     MODIFICATION OF ARTICLES 35 AND 36 OF THE
BYLAWS ON THE INCLUSION OF ABSTENTION,
BLANK AND NULL VOTES FOR THE CALCULATION
OF THE MAJORITY AT GENERAL MEETINGS IN
ACCORDANCE WITH THE SOILIHI LAW		 Management   No Action        
  2     APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL
AMOUNT OF EXPENSES AND CHARGES REFERRED
TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE
FRENCH GENERAL TAX CODE		 Management   No Action        
  3     APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020		 Management   No Action        
  4     ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2020 AND SETTING OF THE
DIVIDEND		 Management   No Action        
  5     RENEWAL OF THE TERM OF OFFICE OF MR.
ALEXANDRE RICARD AS DIRECTOR		 Management   No Action        
  6     RENEWAL OF THE TERM OF OFFICE OF MR. CESAR
GIRON AS DIRECTOR		 Management   No Action        
  7     RENEWAL OF THE TERM OF OFFICE OF MR.
WOLFGANG COLBERG AS DIRECTOR		 Management   No Action        
  8     APPOINTMENT OF MRS. VIRGINIE FAUVEL AS
DIRECTOR		 Management   No Action        
  9     SETTING OF THE ANNUAL AMOUNT OF
COMPENSATION ALLOCATED TO MEMBERS OF THE
BOARD OF DIRECTORS		 Management   No Action        
  10    APPROVAL OF THE COMPENSATION ELEMENTS
PAID OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER		 Management   No Action        
  11    APPROVAL OF THE COMPENSATION ELEMENTS
PAID OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO THE CORPORATE OFFICERS		 Management   No Action        
  12    APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY APPLICABLE TO MR.
ALEXANDRE RICARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER		 Management   No Action        
  13    APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY APPLICABLE TO
CORPORATE OFFICERS		 Management   No Action        
  14    APPROVAL OF THE REGULATED AGREEMENTS
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE		 Management   No Action        
  15    AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES		 Management   No Action        
  16    RATIFICATION OF THE DECISION OF THE BOARD OF
DIRECTORS TO TRANSFER THE REGISTERED
OFFICE OF THE COMPANY AND OF THE
AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE"
OF THE BYLAWS RELATING THERETO		 Management   No Action        
  17    DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, RESERVED
FOR MEMBERS OF COMPANY SAVINGS PLANS
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER		 Management   No Action        
  18    DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF
CATEGORY S OF DESIGNATED BENEFICIARIES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER		 Management   No Action        
  19    AMENDMENT TO ARTICLE 21 OF THE BYLAWS
"MEETINGS" IN ORDER TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY LAW SOILIHI LAW		 Management   No Action        
  20    MODIFICATION OF ARTICLES 25 "REMUNERATION
OF BOARD MEMBERS", 28 "CENSORS" AND 35
"ORDINARY GENERAL MEETINGS" OF THE BYLAWS
IN ORDER TO REPLACE THE TERM "ATTENDANCE
FEES" BY THAT OF "REMUNERATION" IN
ACCORDANCE WITH THE PACTE LAW		 Management   No Action        
  21    POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   No Action        
  CMMT  29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS ("CDIs")-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS-PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE-
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS-
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION-AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE-		 Non-Voting            
    TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST-
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE CUSTODY-
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM YOU.		                  
  COSTCO WHOLESALE CORPORATION    
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 21-Jan-2021  
  ISIN US22160K1051       Agenda 935312796 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
    1 Susan L. Decker       For   For    
    2 Kenneth D. Denman       For   For    
    3 Richard A. Galanti       For   For    
    4 W. Craig Jelinek       For   For    
    5 Sally Jewell       For   For    
    6 Charles T. Munger       For   For    
    7 Jeffrey S. Raikes       For   For    
  2.    Ratification of selection of independent auditors. Management   For   For    
  3.    Approval, on an advisory basis, of executive
compensation.		 Management   For   For    
  SWISSCOM AG    
  Security H8398N104       Meeting Type Ordinary General Meeting 
  Ticker Symbol         Meeting Date 31-Mar-2021  
  ISIN CH0008742519       Agenda 713621969 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU.		 Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE		 Non-Voting            
  1.1   APPROVAL OF THE MANAGEMENT REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
FINANCIAL STATEMENTS OF SWISSCOM LTD FOR
THE FINANCIAL YEAR 2020		 Management   No Action        
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2020		 Management   No Action        
  2     APPROPRIATION OF THE RETAINED EARNINGS 2020
AND DECLARATION OF DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES TO THE SHAREHOLDERS'
MEETING A DIVIDEND OF CHF 22 GROSS PER
SHARE (PRIOR YEAR: CHF 22). THE TOTAL
DIVIDEND OF APPROX. CHF 1,140 MILLION IS BASED
ON A PORTFOLIO OF 51,800,516 SHARES WITH A
DIVIDEND ENTITLEMENT (AS OF 31 DECEMBER
2020). SUBJECT TO THE APPROVAL OF THE
PROPOSAL BY THE SHAREHOLDERS' MEETING,		 Management   No Action        
    AFTER DEDUCTING FEDERAL WITHHOLDING TAX
OF 35%, A NET DIVIDEND OF CHF 14.30 PER SHARE
WILL BE PAID OUT ON 8 APRIL 2021. THE LAST
TRADING DAY WITH ENTITLEMENT TO RECEIVE A
DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL 2021, THE
SHARES WILL BE TRADED EX DIVIDEND		                  
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE GROUP EXECUTIVE BOARD		 Management   No Action        
  4.1   RE-ELECTION OF ROLAND ABT TO THE BOARD OF
DIRECTORS		 Management   No Action        
  4.2   RE-ELECTION OF ALAIN CARRUPT TO THE BOARD
OF DIRECTORS		 Management   No Action        
  4.3   ELECTION OF GUUS DEKKERS TO THE BOARD OF
DIRECTORS		 Management   No Action        
  4.4   RE-ELECTION OF FRANK ESSER TO THE BOARD OF
DIRECTORS		 Management   No Action        
  4.5   RE-ELECTION OF BARBARA FREI TO THE BOARD OF
DIRECTORS		 Management   No Action        
  4.6   RE-ELECTION OF SANDRA LATHION-ZWEIFEL TO
THE BOARD OF DIRECTORS		 Management   No Action        
  4.7   RE-ELECTION OF ANNA MOSSBERG TO THE BOARD
OF DIRECTORS		 Management   No Action        
  4.8   RE-ELECTION OF MICHAEL RECHSTEINER TO THE
BOARD OF DIRECTORS		 Management   No Action        
  4.9   ELECTION OF MICHAEL RECHSTEINER AS
CHAIRMAN TO THE BOARD OF DIRECTORS		 Management   No Action        
  5.1   RE-ELECTION OF ROLAND ABT TO THE
COMPENSATION COMMITTEE		 Management   No Action        
  5.2   RE-ELECTION OF FRANK ESSER TO THE
COMPENSATION COMMITTEE		 Management   No Action        
  5.3   RE-ELECTION OF BARBARA FREI TO THE
COMPENSATION COMMITTEE		 Management   No Action        
  5.4   ELECTION OF MICHAEL RECHSTEINER TO THE
COMPENSATION COMMITTEE		 Management   No Action        
  5.5   RE-ELECTION OF RENZO SIMONI TO THE
COMPENSATION COMMITTEE		 Management   No Action        
  6.1   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR
2022		 Management   No Action        
  6.2   APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2022		 Management   No Action        
  7     RE-ELECTION OF THE INDEPENDENT PROXY: THE
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM REBER RECHTSANWALTE, ZURICH, BE RE-
ELECTED AS INDEPENDENT PROXY FOR THE
PERIOD OF TIME UNTIL THE CONCLUSION OF THE
NEXT ORDINARY SHAREHOLDERS' MEETING		 Management   No Action        
  8     RE-ELECTION OF THE STATUTORY AUDITORS: THE
BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG, ZURICH, BE RE-
ELECTED AS STATUTORY AUDITORS FOR THE 2021
FINANCIAL YEAR		 Management   No Action        
  SWEDISH MATCH AB    
  Security W92277115       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 13-Apr-2021  
  ISIN SE0000310336       Agenda 713666242 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 526921 DUE TO CHANGE IN-VOTING
STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING-WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.-THANK
YOU		 Non-Voting            
  CMMT  INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE		 Non-Voting            
  CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION		 Non-Voting            
  CMMT  MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED		 Non-Voting            
  CMMT  IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE		 Non-Voting            
  CMMT  PLEASE NOTE THAT SHAREHOLDER DETAILS ARE
REQUIRED TO VOTE AT THIS MEETING. IF-NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF
BEING REJECTED. THANK YOU		 Non-Voting            
  1     ELECTION OF THE CHAIRMAN OF THE MEETING Non-Voting            
  2     PREPARATION AND APPROVAL OF THE VOTING
LIST		 Non-Voting            
  3     ELECTION OF TWO PERSONS TO VERIFY THE
MINUTES: PETER LUNDKVIST AND FILIPPA-
GERSTADT		 Non-Voting            
  4     DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED		 Non-Voting            
  5     APPROVAL OF THE AGENDA Non-Voting            
  6     RESOLUTION ON THE REMUNERATION REPORT Management   No Action        
  7     RESOLUTION ON ADOPTION OF THE INCOME
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET		 Management   No Action        
  8     RESOLUTION REGARDING ALLOCATION OF THE
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND		 Management   No Action        
  9.A   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: CHARLES A. BLIXT		 Management   No Action        
  9.B   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: ANDREW CRIPPS		 Management   No Action        
  9.C   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: JACQUELINE HOOGERBRUGGE		 Management   No Action        
  9.D   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: CONNY CARLSSON		 Management   No Action        
  9.E   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: ALEXANDER LACIK		 Management   No Action        
  9.F   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PAULINE LINDWALL		 Management   No Action        
  9.G   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: WENCHE ROLFSEN		 Management   No Action        
  9.H   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: JOAKIM WESTH		 Management   No Action        
  9.I   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PATRIK ENGELBREKTSSON		 Management   No Action        
  9.J   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PAR-OLA OLAUSSON		 Management   No Action        
  9.K   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: DRAGAN POPOVIC		 Management   No Action        
  9.L   RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE PRESIDENT FOR
2020: LARS DAHLGREN (AS THE PRESIDENT)		 Management   No Action        
  10    RESOLUTION REGARDING THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS TO BE
ELECTED BY THE MEETING: EIGHT		 Management   No Action        
  CMMT  PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE
PROPOSED BY NOMINATING COMMITTEE-AND
BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING-
INSTRUCTIONS ARE DISABLED FOR THIS MEETING		 Non-Voting            
  11    RESOLUTION REGARDING REMUNERATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS		 Management   No Action        
  12.A  RE- ELECTION OF BOARD MEMBER: CHARLES A.
BLIXT		 Management   No Action        
  12.B  RE- ELECTION OF BOARD MEMBER: ANDREW
CRIPPS		 Management   No Action        
  12.C  RE- ELECTION OF BOARD MEMBER: JACQUELINE
HOOGERBRUGGE		 Management   No Action        
  12.D  RE- ELECTION OF BOARD MEMBER: CONNY
CARLSSON		 Management   No Action        
  12.E  RE- ELECTION OF BOARD MEMBER: ALEXANDER
LACIK		 Management   No Action        
  12.F  RE- ELECTION OF BOARD MEMBER: PAULINE
LINDWALL		 Management   No Action        
  12.G  RE- ELECTION OF BOARD MEMBER: WENCHE
ROLFSEN		 Management   No Action        
  12.H  RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH Management   No Action        
  12.I  RE-ELECTION OF THE CHAIRMAN OF THE BOARD:
CONNY KARLSSON		 Management   No Action        
  12.J  RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE
BOARD: ANDREW CRIPPS		 Management   No Action        
  13    RESOLUTION REGARDING THE NUMBER OF
AUDITORS		 Management   No Action        
  14    RESOLUTION REGARDING REMUNERATION TO THE
AUDITOR		 Management   No Action        
  15    ELECTION OF AUDITOR: THE NOMINATING
COMMITTEE PROPOSES THAT THE NUMBER OF
AUDITORS SHALL BE ONE WITH NO DEPUTY
AUDITOR AND THAT THE AUDITOR COMPANY
DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR
THE PERIOD AS OF THE END OF THE ANNUAL
GENERAL MEETING 2021 UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2022		 Management   No Action        
  16.A  RESOLUTION REGARDING: THE REDUCTION OF
THE SHARE CAPITAL BY MEANS OF WITHDRAWAL
OF REPURCHASED SHARES		 Management   No Action        
  16.B  RESOLUTION REGARDING: BONUS ISSUE Management   No Action        
  17    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY		 Management   No Action        
  18    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY		 Management   No Action        
  19    RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO ISSUE NEW SHARES		 Management   No Action        
  20.A  RESOLUTION ON: AMENDMENT OF THE ARTICLES
OF ASSOCIATION		 Management   No Action        
  20.B  RESOLUTION ON: A SPLIT OF THE COMPANY'S
SHARES (SHARE SPLIT)		 Management   No Action        
  21    RESOLUTION ON AMENDMENT OF THE ARTICLES
OF ASSOCIATION		 Management   No Action        
  CMMT  PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS-DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS MEETING,
YOUR CREST SPONSORED-MEMBER/CUSTODIAN
MAY USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE-THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING
YOUR INSTRUCTED POSITION-TO ESCROW.
PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE-SEPARATE
INSTRUCTIONS FROM YOU		 Non-Voting            
  THE BANK OF NEW YORK MELLON CORPORATION    
  Security 064058100       Meeting Type Annual  
  Ticker Symbol BK                    Meeting Date 13-Apr-2021  
  ISIN US0640581007       Agenda 935338132 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Linda Z. Cook Management   For   For    
  1B.   Election of Director: Joseph J. Echevarria Management   For   For    
  1C.   Election of Director: Thomas P. "Todd" Gibbons Management   For   For    
  1D.   Election of Director: M. Amy Gilliland Management   For   For    
  1E.   Election of Director: Jeffrey A. Goldstein Management   For   For    
  1F.   Election of Director: K. Guru Gowrappan Management   For   For    
  1G.   Election of Director: Ralph Izzo Management   For   For    
  1H.   Election of Director: Edmund F. "Ted" Kelly Management   For   For    
  1I.   Election of Director: Elizabeth E. Robinson Management   For   For    
  1J.   Election of Director: Samuel C. Scott III Management   For   For    
  1K.   Election of Director: Frederick O. Terrell Management   For   For    
  1L.   Election of Director: Alfred W. "Al" Zollar Management   For   For    
  2.    Advisory resolution to approve the 2020 compensation of
our named executive officers.		 Management   For   For    
  3.    Ratification of KPMG LLP as our independent auditor for
2021.		 Management   For   For    
  4.    Stockholder proposal regarding stockholder requests for
a record date to initiate written consent.		 Shareholder   Against   For    
  CUBIC CORPORATION    
  Security 229669106       Meeting Type Annual  
  Ticker Symbol CUB                   Meeting Date 13-Apr-2021  
  ISIN US2296691064       Agenda 935394558 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
    1 Prithviraj Banerjee       For   For    
    2 Bruce G. Blakley       For   For    
    3 Maureen Breakiron-Evans       For   For    
    4 Denise L. Devine       For   For    
    5 Bradley H. Feldmann       For   For    
    6 Carolyn A. Flowers       For   For    
    7 Janice M. Hamby       For   For    
    8 David F. Melcher       For   For    
    9 Steven J. Norris       For   For    
  2.    Approval, on an advisory, non-binding basis, of the
Company's named executive office compensation.		 Management   For   For    
  3.    Ratification of Ernst & Young LLP as the Company's
independent registered public accounting firm for the
fiscal year ending September 30, 2021.		 Management   For   For    
  JULIUS BAER GRUPPE AG    
  Security H4414N103       Meeting Type Annual General Meeting
  Ticker Symbol         Meeting Date 14-Apr-2021  
  ISIN CH0102484968       Agenda 713719891 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  CMMT  PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU.		 Non-Voting            
  CMMT  PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE		 Non-Voting            
  1.1   FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2020		 Management   No Action        
  1.2   CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2020		 Management   No Action        
  2     APPROPRIATION OF DISPOSABLE PROFIT:
DISSOLUTION AND DISTRIBUTION OF STATUTORY
CAPITAL RESERVE		 Management   No Action        
  3     DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE BOARD		 Management   No Action        
  4.1   APPROVAL OF THE COMPENSATION OF THE BOARD
OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT
OF COMPENSATION FOR THE COMING TERM OF
OFFICE (AGM 2021 TO AGM 2022)		 Management   No Action        
  4.2.1 APPROVAL OF THE COMPENSATION OF THE
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE CASH-BASED COMPENSATION
ELEMENTS FOR THE COMPLETED FINANCIAL YEAR
2020		 Management   No Action        
  4.2.2 APPROVAL OF THE COMPENSATION OF THE
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE SHARE-BASED COMPENSATION
ELEMENTS THAT ARE ALLOCATED IN THE
CURRENT FINANCIAL YEAR 2021		 Management   No Action        
  4.2.3 APPROVAL OF THE COMPENSATION OF THE
EXECUTIVE BOARD: MAXIMUM AGGREGATE
AMOUNT OF FIXED COMPENSATION FOR THE NEXT
FINANCIAL YEAR 2022		 Management   No Action        
  5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
ROMEO LACHER		 Management   No Action        
  5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
GILBERT ACHERMANN		 Management   No Action        
  5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
HEINRICH BAUMANN		 Management   No Action        
  5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
RICHARD CAMPBELL-BREEDEN		 Management   No Action        
  5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR.
IVO FURRER		 Management   No Action        
  5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS.
CLAIRE GIRAUT		 Management   No Action        
  5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS.
KATHRYN SHIH		 Management   No Action        
  5.1.8 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS.
EUNICE ZEHNDER-LAI		 Management   No Action        
  5.1.9 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS.
OLGA ZOUTENDIJK		 Management   No Action        
  5.2.1 NEW ELECTIONS TO THE BOARD OF DIRECTOR:
MR. DAVID NICOL		 Management   No Action        
  5.3   RE-ELECTION OF MR. ROMEO LACHER AS
CHAIRMAN OF THE BOARD OF DIRECTORS		 Management   No Action        
  5.4.1 RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: MR. GILBERT ACHERMANN		 Management   No Action        
  5.4.2 RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN		 Management   No Action        
  5.4.3 RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: MRS. KATHRYN SHIH		 Management   No Action        
  5.4.4 RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: MRS. EUNICE ZEHNDER-LAI		 Management   No Action        
  6     ELECTION OF THE STATUTORY AUDITOR: KPMG
AG, ZURICH		 Management   No Action        
  7     ELECTION OF THE INDEPENDENT
REPRESENTATIVE: MR. MARC NATER		 Management   No Action        
  8     CAPITAL REDUCTION (WITH AMENDMENTS OF THE
ARTICLES OF INCORPORATION)		 Management   No Action        
  9     AMENDMENTS OF THE ARTICLES OF
INCORPORATION		 Management   No Action        
  BANK OF AMERICA CORPORATION    
  Security 060505104       Meeting Type Annual  
  Ticker Symbol BAC                   Meeting Date 20-Apr-2021  
  ISIN US0605051046       Agenda 935345670 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Sharon L. Allen Management   For   For    
  1B.   Election of Director: Susan S. Bies Management   For   For    
  1C.   Election of Director: Frank P. Bramble, Sr. Management   For   For    
  1D.   Election of Director: Pierre J.P. de Weck Management   For   For    
  1E.   Election of Director: Arnold W. Donald Management   For   For    
  1F.   Election of Director: Linda P. Hudson Management   For   For    
  1G.   Election of Director: Monica C. Lozano Management   For   For    
  1H.   Election of Director: Thomas J. May Management   For   For    
  1I.   Election of Director: Brian T. Moynihan Management   For   For    
  1J.   Election of Director: Lionel L. Nowell III Management   For   For    
  1K.   Election of Director: Denise L. Ramos Management   For   For    
  1L.   Election of Director: Clayton S. Rose Management   For   For    
  1M.   Election of Director: Michael D. White Management   For   For    
  1N.   Election of Director: Thomas D. Woods Management   For   For    
  1O.   Election of Director: R. David Yost Management   For   For    
  1P.   Election of Director: Maria T. Zuber Management   For   For    
  2.    Approving our executive compensation (an advisory,
nonbinding "Say on Pay" resolution).		 Management   For   For    
  3.    Ratifying the appointment of our independent registered
public accounting firm for 2021.		 Management   For   For    
  4.    Amending and restating the Bank of America Corporation
Key Employee Equity Plan.		 Management   For   For    
  5.    Shareholder proposal requesting amendments to our
proxy access by law.		 Shareholder   Abstain   Against    
  6.    Shareholder proposal requesting amendments to allow
shareholders to act by written consent.		 Shareholder   Against   For    
  7.    Shareholder proposal requesting a change in
organizational form.		 Shareholder   Abstain   Against    
  8.    Shareholder proposal requesting a racial equity audit. Shareholder   Abstain   Against    
  JOHNSON & JOHNSON    
  Security 478160104       Meeting Type Annual  
  Ticker Symbol JNJ                   Meeting Date 22-Apr-2021  
  ISIN US4781601046       Agenda 935345214 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Mary C. Beckerle Management   For   For    
  1B.   Election of Director: D. Scott Davis Management   For   For    
  1C.   Election of Director: Ian E. L. Davis Management   For   For    
  1D.   Election of Director: Jennifer A. Doudna Management   For   For    
  1E.   Election of Director: Alex Gorsky Management   For   For    
  1F.   Election of Director: Marillyn A. Hewson Management   For   For    
  1G.   Election of Director: Hubert Joly Management   For   For    
  1H.   Election of Director: Mark B. McClellan Management   For   For    
  1I.   Election of Director: Anne M. Mulcahy Management   For   For    
  1J.   Election of Director: Charles Prince Management   For   For    
  1K.   Election of Director: A. Eugene Washington Management   For   For    
  1L.   Election of Director: Mark A. Weinberger Management   For   For    
  1M.   Election of Director: Nadja Y. West Management   For   For    
  1N.   Election of Director: Ronald A. Williams Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer
Compensation.		 Management   For   For    
  3.    Ratification of Appointment of PricewaterhouseCoopers
LLP as the Independent Registered Public Accounting
Firm for 2021.		 Management   For   For    
  4.    Report on Government Financial Support and Access to
COVID-19 Vaccines and Therapeutics.		 Shareholder   Abstain   Against    
  5.    Independent Board Chair. Shareholder   Against   For    
  6.    Civil Rights Audit. Shareholder   Abstain   Against    
  7.    Executive Compensation Bonus Deferral. Shareholder   Abstain   Against    
  GATX CORPORATION    
  Security 361448103       Meeting Type Annual  
  Ticker Symbol GATX                  Meeting Date 23-Apr-2021  
  ISIN US3614481030       Agenda 935348397 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1.1   Election of Director: Diane M. Aigotti Management   For   For    
  1.2   Election of Director: Anne L. Arvia Management   For   For    
  1.3   Election of Director: Brian A. Kenney Management   For   For    
  1.4   Election of Director: James B. Ream Management   For   For    
  1.5   Election of Director: Adam L. Stanley Management   For   For    
  1.6   Election of Director: David S. Sutherland Management   For   For    
  1.7   Election of Director: Stephen R. Wilson Management   For   For    
  1.8   Election of Director: Paul G. Yovovich Management   For   For    
  2.    ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.		 Management   For   For    
  3.    RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2021.		 Management   For   For    
  THE PNC FINANCIAL SERVICES GROUP, INC.    
  Security 693475105       Meeting Type Annual  
  Ticker Symbol PNC                   Meeting Date 27-Apr-2021  
  ISIN US6934751057       Agenda 935343208 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Joseph Alvarado Management   For   For    
  1B.   Election of Director: Charles E. Bunch Management   For   For    
  1C.   Election of Director: Debra A. Cafaro Management   For   For    
  1D.   Election of Director: Marjorie Rodgers Cheshire Management   For   For    
  1E.   Election of Director: David L. Cohen Management   For   For    
  1F.   Election of Director: William S. Demchak Management   For   For    
  1G.   Election of Director: Andrew T. Feldstein Management   For   For    
  1H.   Election of Director: Richard J. Harshman Management   For   For    
  1I.   Election of Director: Daniel R. Hesse Management   For   For    
  1J.   Election of Director: Linda R. Medler Management   For   For    
  1K.   Election of Director: Martin Pfinsgraff Management   For   For    
  1L.   Election of Director: Toni Townes-Whitley Management   For   For    
  1M.   Election of Director: Michael J. Ward Management   For   For    
  2.    Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as PNC's independent
registered public accounting firm for 2021.		 Management   For   For    
  3.    Advisory vote to approve named executive officer
compensation.		 Management   For   For    
  4.    Shareholder proposal regarding report on risk
management and the nuclear weapons industry.		 Shareholder   Abstain   Against    
  International Business Machines Corporation    
  Security 459200101       Meeting Type Annual  
  Ticker Symbol IBM                   Meeting Date 27-Apr-2021  
  ISIN US4592001014       Agenda 935346949 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director for one year term: Thomas Buberl Management   For   For    
  1B.   Election of Director for one year term: Michael L. Eskew Management   For   For    
  1C.   Election of Director for one year term: David N. Farr Management   For   For    
  1D.   Election of Director for one year term: Alex Gorsky Management   For   For    
  1E.   Election of Director for one year term: Michelle J. Howard Management   For   For    
  1F.   Election of Director for one year term: Arvind Krishna Management   For   For    
  1G.   Election of Director for one year term: Andrew N. Liveris Management   For   For    
  1H.   Election of Director for one year term: F. William McNabb
III		 Management   For   For    
  1I.   Election of Director for one year term: Martha E. Pollack Management   For   For    
  1J.   Election of Director for one year term: Joseph R. Swedish Management   For   For    
  1K.   Election of Director for one year term: Peter R. Voser Management   For   For    
  1L.   Election of Director for one year term: Frederick H.
Waddell		 Management   For   For    
  2.    Ratification of Appointment of Independent Registered
Public Accounting Firm.		 Management   For   For    
  3.    Advisory Vote on Executive Compensation. Management   For   For    
  4.    Stockholder Proposal to Have an Independent Board
Chairman.		 Shareholder   Against   For    
  5.    Stockholder Proposal on the Right to Act by Written
Consent.		 Shareholder   Against   For    
  6.    Stockholder Proposal Requesting the Company Publish
Annually a Report Assessing its Diversity, Equity and
Inclusion Efforts.		 Shareholder   For   For    
  CITIGROUP INC.    
  Security 172967424       Meeting Type Annual  
  Ticker Symbol C                     Meeting Date 27-Apr-2021  
  ISIN US1729674242       Agenda 935349515 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Ellen M. Costello Management   For   For    
  1B.   Election of Director: Grace E. Dailey Management   For   For    
  1C.   Election of Director: Barbara J. Desoer Management   For   For    
  1D.   Election of Director: John C. Dugan Management   For   For    
  1E.   Election of Director: Jane N. Fraser Management   For   For    
  1F.   Election of Director: Duncan P. Hennes Management   For   For    
  1G.   Election of Director: Peter B. Henry Management   For   For    
  1H.   Election of Director: S. Leslie Ireland Management   For   For    
  1I.   Election of Director: Lew W. (Jay) Jacobs, IV Management   For   For    
  1J.   Election of Director: Renée J. James Management   For   For    
  1K.   Election of Director: Gary M. Reiner Management   For   For    
  1L.   Election of Director: Diana L. Taylor Management   For   For    
  1M.   Election of Director: James S. Turley Management   For   For    
  1N.   Election of Director: Deborah C. Wright Management   For   For    
  1O.   Election of Director: Alexander R. Wynaendts Management   For   For    
  1P.   Election of Director: Ernesto Zedillo Ponce de Leon Management   For   For    
  2.    Proposal to ratify the selection of KPMG LLP as Citi's
independent registered public accounting firm for 2021.		 Management   For   For    
  3.    Advisory vote to approve Citi's 2020 Executive
Compensation.		 Management   For   For    
  4.    Approval of additional authorized shares under the
Citigroup 2019 Stock Incentive Plan.		 Management   For   For    
  5.    Stockholder proposal requesting an amendment to Citi's
proxy access by-law provisions pertaining to the
aggregation limit.		 Shareholder   Abstain   Against    
  6.    Stockholder proposal requesting an Independent Board
Chairman.		 Shareholder   Against   For    
  7.    Stockholder proposal requesting non-management
employees on director nominee candidate lists.		 Shareholder   Against   For    
  8.    Stockholder proposal requesting a report disclosing
information regarding Citi's lobbying payments, policies
and activities.		 Shareholder   Abstain   Against    
  9.    Stockholder proposal requesting a racial equity audit
analyzing Citi's adverse impacts on nonwhite
stakeholders and communities of color.		 Shareholder   Abstain   Against    
  10.   Stockholder proposal requesting that the Board approve
an amendment to Citi's Certificate of Incorporation to
become a Public Benefit Corporation and to submit the
proposed amendment to stockholders for approval.		 Shareholder   Against   For    
  GENUINE PARTS COMPANY    
  Security 372460105       Meeting Type Annual  
  Ticker Symbol GPC                   Meeting Date 29-Apr-2021  
  ISIN US3724601055       Agenda 935340478 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1.    DIRECTOR Management            
    1 Elizabeth W. Camp       For   For    
    2 Richard Cox, Jr.       For   For    
    3 Paul D. Donahue       For   For    
    4 Gary P. Fayard       For   For    
    5 P. Russell Hardin       For   For    
    6 John R. Holder       For   For    
    7 Donna W. Hyland       For   For    
    8 John D. Johns       For   For    
    9 Jean-Jacques Lafont       For   For    
    10 Robert C Loudermilk Jr.       For   For    
    11 Wendy B. Needham       For   For    
    12 Juliette W. Pryor       For   For    
    13 E. Jenner Wood III       For   For    
  2.    Advisory Vote on Executive Compensation. Management   For   For    
  3.    Ratification of the Selection of Ernst & Young LLP as the
Company's Independent Auditor for the Fiscal Year
Ending December 31, 2021.		 Management   For   For    
  AMERICAN EXPRESS COMPANY    
  Security 025816109       Meeting Type Annual  
  Ticker Symbol AXP                   Meeting Date 04-May-2021  
  ISIN US0258161092       Agenda 935357358 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director for a term of one year: Thomas J.
Baltimore		 Management   For   For    
  1B.   Election of Director for a term of one year: Charlene
Barshefsky		 Management   For   For    
  1C.   Election of Director for a term of one year: John J.
Brennan		 Management   For   For    
  1D.   Election of Director for a term of one year: Peter Chernin Management   For   For    
  1E.   Election of Director for a term of one year: Ralph de la
Vega		 Management   For   For    
  1F.   Election of Director for a term of one year: Michael O.
Leavitt		 Management   For   For    
  1G.   Election of Director for a term of one year: Theodore J.
Leonsis		 Management   For   For    
  1H.   Election of Director for a term of one year: Karen L.
Parkhill		 Management   For   For    
  1I.   Election of Director for a term of one year: Charles E.
Phillips		 Management   For   For    
  1J.   Election of Director for a term of one year: Lynn A. Pike Management   For   For    
  1K.   Election of Director for a term of one year: Stephen J.
Squeri		 Management   For   For    
  1L.   Election of Director for a term of one year: Daniel L.
Vasella		 Management   For   For    
  1M.   Election of Director for a term of one year: Lisa W.
Wardell		 Management   For   For    
  1N.   Election of Director for a term of one year: Ronald A.
Williams		 Management   For   For    
  1O.   Election of Director for a term of one year: Christopher D.
Young		 Management   For   For    
  2.    Ratification of appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm for
2021.		 Management   For   For    
  3.    Approval, on an advisory basis, of the Company's
executive compensation.		 Management   For   For    
  4.    Shareholder proposal relating to action by written
consent.		 Shareholder   Against   For    
  5.    Shareholder proposal relating to annual report on
diversity.		 Shareholder   Abstain   Against    
  STANLEY BLACK & DECKER, INC.    
  Security 854502846       Meeting Type Annual  
  Ticker Symbol SWT                   Meeting Date 10-May-2021  
  ISIN US8545028461       Agenda 935369137 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  6.    To consider a management proposal to amend the
Certificate of Incorporation to eliminate supermajority
vote provisions of capital stock related to approval of
business combinations with interested shareholders and
clarify when no shareholder vote is required.		 Management   For   For    
  VERIZON COMMUNICATIONS INC.    
  Security 92343V104       Meeting Type Annual  
  Ticker Symbol VZ                    Meeting Date 13-May-2021  
  ISIN US92343V1044       Agenda 935364846 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1a.   Election of Director: Shellye L. Archambeau Management   For   For    
  1b.   Election of Director: Roxanne S. Austin Management   For   For    
  1c.   Election of Director: Mark T. Bertolini Management   For   For    
  1d.   Election of Director: Melanie L. Healey Management   For   For    
  1e.   Election of Director: Clarence Otis, Jr. Management   For   For    
  1f.   Election of Director: Daniel H. Schulman Management   For   For    
  1g.   Election of Director: Rodney E. Slater Management   For   For    
  1h.   Election of Director: Hans E. Vestberg Management   For   For    
  1i.   Election of Director: Gregory G. Weaver Management   For   For    
  2     Advisory Vote to Approve Executive Compensation Management   For   For    
  3     Ratification of Appointment of Independent Registered
Public Accounting Firm		 Management   For   For    
  4     Shareholder Action by Written Consent Shareholder   Against   For    
  5     Amend Clawback Policy Shareholder   Abstain   Against    
  6     Shareholder Ratification of Annual Equity Awards Shareholder   Abstain   Against    
  SEMPRA ENERGY    
  Security 816851109       Meeting Type Annual  
  Ticker Symbol SRE                   Meeting Date 14-May-2021  
  ISIN US8168511090       Agenda 935366460 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Alan L. Boeckmann Management   For   For    
  1B.   Election of Director: Andrés Conesa Management   For   For    
  1C.   Election of Director: Maria Contreras-Sweet Management   For   For    
  1D.   Election of Director: Pablo A. Ferrero Management   For   For    
  1E.   Election of Director: William D. Jones Management   For   For    
  1F.   Election of Director: Jeffrey W. Martin Management   For   For    
  1G.   Election of Director: Bethany J. Mayer Management   For   For    
  1H.   Election of Director: Michael N. Mears Management   For   For    
  1I.   Election of Director: Jack T. Taylor Management   For   For    
  1J.   Election of Director: Cynthia L. Walker Management   For   For    
  1K.   Election of Director: Cynthia J. Warner Management   For   For    
  1L.   Election of Director: James C. Yardley Management   For   For    
  2.    Ratification of Appointment of Independent Registered
Public Accounting Firm.		 Management   For   For    
  3.    Advisory Approval of Our Executive Compensation. Management   For   For    
  4.    Shareholder Proposal Requesting an Amendment to Our
Proxy Access Bylaw to Eliminate the Shareholder
Nominating Group Limit.		 Shareholder   Abstain   Against    
  5.    Shareholder Proposal Requesting a Report on Alignment
of Our Lobbying Activities with the Paris Agreement.		 Shareholder   Abstain   Against    
  JPMORGAN CHASE & CO.    
  Security 46625H100       Meeting Type Annual  
  Ticker Symbol JPM                   Meeting Date 18-May-2021  
  ISIN US46625H1005       Agenda 935372285 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Linda B. Bammann Management   For   For    
  1B.   Election of Director: Stephen B. Burke Management   For   For    
  1C.   Election of Director: Todd A. Combs Management   For   For    
  1D.   Election of Director: James S. Crown Management   For   For    
  1E.   Election of Director: James Dimon Management   For   For    
  1F.   Election of Director: Timothy P. Flynn Management   For   For    
  1G.   Election of Director: Mellody Hobson Management   For   For    
  1H.   Election of Director: Michael A. Neal Management   For   For    
  1I.   Election of Director: Phebe N. Novakovic Management   For   For    
  1J.   Election of Director: Virginia M. Rometty Management   For   For    
  2.    Advisory resolution to approve executive compensation. Management   For   For    
  3.    Approval of Amended and Restated Long-Term Incentive
Plan effective May 18, 2021.		 Management   For   For    
  4.    Ratification of independent registered public accounting
firm.		 Management   For   For    
  5.    Improve shareholder written consent. Shareholder   Against   For    
  6.    Racial equity audit and report. Shareholder   Abstain   Against    
  7.    Independent board chairman. Shareholder   Against   For    
  8.    Political and electioneering expenditure congruency
report.		 Shareholder   Abstain   Against    
  STATE STREET CORPORATION    
  Security 857477103       Meeting Type Annual  
  Ticker Symbol STT                   Meeting Date 19-May-2021  
  ISIN US8574771031       Agenda 935380408 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: P. de Saint-Aignan Management   For   For    
  1B.   Election of Director: M. Chandoha Management   For   For    
  1C.   Election of Director: A. Fawcett Management   For   For    
  1D.   Election of Director: W. Freda Management   For   For    
  1E.   Election of Director: S. Mathew Management   For   For    
  1F.   Election of Director: W. Meaney Management   For   For    
  1G.   Election of Director: R. O'Hanley Management   For   For    
  1H.   Election of Director: S. O'Sullivan Management   For   For    
  1I.   Election of Director: J. Portalatin Management   For   For    
  1J.   Election of Director: J. Rhea Management   For   For    
  1K.   Election of Director: R. Sergel Management   For   For    
  1L.   Election of Director: G. Summe Management   For   For    
  2.    To approve an advisory proposal on executive
compensation.		 Management   For   For    
  3.    To ratify the selection of Ernst & Young LLP as State
Street's independent registered public accounting firm for
the year ending December 31, 2021.		 Management   For   For    
  4.    Shareholder proposal requesting that the board oversee
a racial equity audit.		 Shareholder   Abstain   Against    
  MORGAN STANLEY    
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 20-May-2021  
  ISIN US6174464486       Agenda 935372312 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Elizabeth Corley Management   For   For    
  1B.   Election of Director: Alistair Darling Management   For   For    
  1C.   Election of Director: Thomas H. Glocer Management   For   For    
  1D.   Election of Director: James P. Gorman Management   For   For    
  1E.   Election of Director: Robert H. Herz Management   For   For    
  1F.   Election of Director: Nobuyuki Hirano Management   For   For    
  1G.   Election of Director: Hironori Kamezawa Management   For   For    
  1H.   Election of Director: Shelley B. Leibowitz Management   For   For    
  1I.   Election of Director: Stephen J. Luczo Management   For   For    
  1J.   Election of Director: Jami Miscik Management   For   For    
  1K.   Election of Director: Dennis M. Nally Management   For   For    
  1L.   Election of Director: Mary L. Schapiro Management   For   For    
  1M.   Election of Director: Perry M. Traquina Management   For   For    
  1N.   Election of Director: Rayford Wilkins, Jr. Management   For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as
independent auditor.		 Management   For   For    
  3.    To approve the compensation of executives as disclosed
in the proxy statement (non-binding advisory vote).		 Management   For   For    
  4.    To approve the amended and restated Equity Incentive
Compensation Plan.		 Management   Against   Against    
  CROWN CASTLE INTERNATIONAL CORP    
  Security 22822V101       Meeting Type Annual  
  Ticker Symbol CCI                   Meeting Date 21-May-2021  
  ISIN US22822V1017       Agenda 935372588 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: P. Robert Bartolo Management   For   For    
  1B.   Election of Director: Jay A. Brown Management   For   For    
  1C.   Election of Director: Cindy Christy Management   For   For    
  1D.   Election of Director: Ari Q. Fitzgerald Management   For   For    
  1E.   Election of Director: Andrea J. Goldsmith Management   For   For    
  1F.   Election of Director: Lee W. Hogan Management   For   For    
  1G.   Election of Director: Tammy K. Jones Management   For   For    
  1H.   Election of Director: J. Landis Martin Management   For   For    
  1I.   Election of Director: Anthony J. Melone Management   For   For    
  1J.   Election of Director: W. Benjamin Moreland Management   For   For    
  1K.   Election of Director: Kevin A. Stephens Management   For   For    
  1L.   Election of Director: Matthew Thornton, III Management   For   For    
  2.    The ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for fiscal year
2021.		 Management   For   For    
  3.    The non-binding, advisory vote to approve the
compensation of the Company's named executive
officers.		 Management   For   For    
  4.    The non-binding, advisory vote regarding the frequency
of voting on the compensation of the Company's named
executive officers.		 Management   1 Year   For    
  GRUPO TELEVISA, S.A.B.    
  Security 40049J206       Meeting Type Annual  
  Ticker Symbol TV                    Meeting Date 24-May-2021  
  ISIN US40049J2069       Agenda 935431027 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  I     Presentation and, in its case, approval for the Company
and its controlled entities to carry out certain actions to
combine its content segment with Univision Holdings, Inc.
or its successors, including the other related acts that
may be necessary or convenient in connection with the
above.		 Management   For        
  II    Appointment of special delegates to formalize the
resolutions adopted at the meeting.		 Management   For        
  MERCK & CO., INC.    
  Security 58933Y105       Meeting Type Annual  
  Ticker Symbol MRK                   Meeting Date 25-May-2021  
  ISIN US58933Y1055       Agenda 935381044 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Leslie A. Brun Management   For   For    
  1B.   Election of Director: Mary Ellen Coe Management   For   For    
  1C.   Election of Director: Pamela J. Craig Management   For   For    
  1D.   Election of Director: Kenneth C. Frazier Management   For   For    
  1E.   Election of Director: Thomas H. Glocer Management   For   For    
  1F.   Election of Director: Risa J. Lavizzo-Mourey Management   For   For    
  1G.   Election of Director: Stephen L. Mayo Management   For   For    
  1H.   Election of Director: Paul B. Rothman Management   For   For    
  1I.   Election of Director: Patricia F. Russo Management   For   For    
  1J.   Election of Director: Christine E. Seidman Management   For   For    
  1K.   Election of Director: Inge G. Thulin Management   For   For    
  1L.   Election of Director: Kathy J. Warden Management   For   For    
  1M.   Election of Director: Peter C. Wendell Management   For   For    
  2.    Non-binding advisory vote to approve the compensation
of our named executive officers.		 Management   For   For    
  3.    Ratification of the appointment of the Company's
independent registered public accounting firm for 2021.		 Management   For   For    
  4.    Shareholder proposal concerning a shareholder right to
act by written consent.		 Shareholder   Against   For    
  5.    Shareholder proposal regarding access to COVID-19
products.		 Shareholder   Abstain   Against    
  AMERICAN TOWER CORPORATION    
  Security 03027X100       Meeting Type Annual  
  Ticker Symbol AMT                   Meeting Date 26-May-2021  
  ISIN US03027X1000       Agenda 935387755 - Management
                         
  Item Proposal Proposed
by		   Vote For/Against
Management		    
  1A.   Election of Director: Thomas A. Bartlett Management   For   For    
  1B.   Election of Director: Raymond P. Dolan Management   For   For    
  1C.   Election of Director: Kenneth R. Frank Management   For   For    
  1D.   Election of Director: Robert D. Hormats Management   For   For    
  1E.   Election of Director: Gustavo Lara Cantu Management   For   For    
  1F.   Election of Director: Grace D. Lieblein Management   For   For    
  1G.   Election of Director: Craig Macnab Management   For   For    
  1H.   Election of Director: JoAnn A. Reed Management   For   For    
  1I.   Election of Director: Pamela D.A. Reeve Management   For   For    
  1J.   Election of Director: David E. Sharbutt Management   For   For    
  1K.   Election of Director: Bruce L. Tanner Management   For   For    
  1L.   Election of Director: Samme L. Thompson Management   For   For    
  2.    To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for 2021.		 Management   For   For    
  3.    To approve, on an advisory basis, the Company's
executive compensation.		 Management   For   For    
  4.    Stockholder proposal to amend the appropriate governing
documents to reduce the ownership threshold required to
call a special meeting of the stockholders.		 Shareholder   Against   For    
  5.    Stockholder proposal to require the Board of Directors to
create a standing committee to oversee human rights
issues.		 Shareholder   Abstain   Against    
   

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant The Gabelli Convertible & Income Securities Fund Inc.

 

By (Signature and Title)* /s/ Bruce N. Alpert
  Bruce N. Alpert, President and Principal Executive Officer

 

Date August 24, 2021

 

*Print the name and title of each signing officer under his or her signature.