N-PX 1 npx_gabcv.txt THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-422-3554 Date of fiscal year end: December 31 Date of reporting period: July 1, 2012 - June 30, 2013 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013 INVESTMENT COMPANY REPORT THE COCA-COLA COMPANY SECURITY 191216100 MEETING TYPE Special TICKER SYMBOL KO MEETING DATE 10-Jul-2012 ISIN US1912161007 AGENDA 933646385 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 01 TO AMEND ARTICLE FOURTH OF THE Management For For COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK.
PROGRESS ENERGY, INC. SECURITY 743263105 MEETING TYPE Annual TICKER SYMBOL MEETING DATE 06-Aug-2012 ISIN US7432631056 AGENDA 933663987 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For 1B ELECTION OF DIRECTOR: JAMES E. BOSTIC, JR. Management For For 1C ELECTION OF DIRECTOR: HARRIS E. Management For For DELOACH, JR. 1D ELECTION OF DIRECTOR: JAMES B. HYLER, JR. Management For For 1E ELECTION OF DIRECTOR: WILLIAM D. Management For For JOHNSON 1F ELECTION OF DIRECTOR: ROBERT W. Management For For JONES 1G ELECTION OF DIRECTOR: W. STEVEN JONES Management For For 1H ELECTION OF DIRECTOR: MELQUIADES Management For For MARTINEZ 1I ELECTION OF DIRECTOR: E. MARIE MCKEE Management For For 1J ELECTION OF DIRECTOR: JOHN H. MULLIN, III Management For For 1K ELECTION OF DIRECTOR: CHARLES W. Management For For PRYOR, JR. 1L ELECTION OF DIRECTOR: CARLOS A. Management For For SALADRIGAS 1M ELECTION OF DIRECTOR: THERESA M. Management For For STONE 1N ELECTION OF DIRECTOR: ALFRED C. Management For For TOLLISON, JR. 02 ADVISORY (NONBINDING) VOTE TO Management Abstain Against APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. 03 RATIFICATION OF THE SELECTION OF Management For For DELOITTE & TOUCHE LLP AS PROGRESS ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. 04 RE-APPROVE THE MATERIAL TERMS OF Management For For PERFORMANCE GOALS UNDER THE COMPNAY'S 2007 EQUITY INCENTIVE PLAN AS REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE CODE.
JULIUS BAER GRUPPE AG, ZUERICH SECURITY H4414N103 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 19-Sep-2012 ISIN CH0102484968 AGENDA 704026702 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR- ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting THE MEETING NOTICE SENT UNDER MEETING-115043, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1 Creation of authorized share capital for the Management No Action purpose of the partial financing of the acquisition of the International Wealth Management business of Bank of America Merrill Lynch outside the Unites States 2 Ad-hoc Management No Action
GENERAL MILLS, INC. SECURITY 370334104 MEETING TYPE Annual TICKER SYMBOL GIS MEETING DATE 24-Sep-2012 ISIN US3703341046 AGENDA 933676201 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: BRADBURY H. Management For For ANDERSON 1B. ELECTION OF DIRECTOR: R. KERRY CLARK Management For For 1C. ELECTION OF DIRECTOR: PAUL DANOS Management For For 1D. ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For 1E. ELECTION OF DIRECTOR: RAYMOND V. Management For For GILMARTIN 1F. ELECTION OF DIRECTOR: JUDITH RICHARDS Management For For HOPE 1G. ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For 1H. ELECTION OF DIRECTOR: HILDA OCHOA- Management For For BRILLEMBOURG 1I. ELECTION OF DIRECTOR: STEVE ODLAND Management For For 1J. ELECTION OF DIRECTOR: KENDALL J. Management For For POWELL 1K. ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For 1L. ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1M. ELECTION OF DIRECTOR: DOROTHY A. Management For For TERRELL 2. CAST AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 3. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
THE PROCTER & GAMBLE COMPANY SECURITY 742718109 MEETING TYPE Annual TICKER SYMBOL PG MEETING DATE 09-Oct-2012 ISIN US7427181091 AGENDA 933681062 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Management For For 1B. ELECTION OF DIRECTOR: KENNETH I. Management For For CHENAULT 1C. ELECTION OF DIRECTOR: SCOTT D. COOK Management For For 1D. ELECTION OF DIRECTOR: SUSAN DESMOND- Management For For HELLMANN 1E. ELECTION OF DIRECTOR: ROBERT A. Management For For MCDONALD 1F. ELECTION OF DIRECTOR: W. JAMES Management For For MCNERNEY, JR. 1G. ELECTION OF DIRECTOR: JOHNATHAN A. Management For For RODGERS 1H. ELECTION OF DIRECTOR: MARGARET C. Management For For WHITMAN 1I. ELECTION OF DIRECTOR: MARY AGNES Management For For WILDEROTTER 1J. ELECTION OF DIRECTOR: PATRICIA A. Management For For WOERTZ 1K. ELECTION OF DIRECTOR: ERNESTO Management For For ZEDILLO 2. RATIFY APPOINTMENT OF THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION (THE SAY ON PAY VOTE) 4. SHAREHOLDER PROPOSAL #1 - SAY ON Shareholder Against For POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT) 5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shareholder Against For RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT) 6. SHAREHOLDER PROPOSAL #3 - ADOPT Shareholder Against For SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
TELEKOM AUSTRIA AG, WIEN SECURITY A8502A102 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 23-Oct-2012 ISIN AT0000720008 AGENDA 704070527 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 Election of 1 member to the supervisory board Management For For (Mr. Beyrer will resign with effect from 31/10/12, Mr. Rudolf Kemler is nominated for the election) CMMT PLEASE NOTE THAT THE MANAGEMENT Non-Voting MAKES NO RECOMMENDATIONS FOR RESOLUTION 1. THA-NK YOU CMMT PLEASE NOTE THAT THE MEETING HAS Non-Voting BEEN SET UP USING THE RECORD DATE 12 OCT 2012-WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DA-TE FOR THIS MEETING IS 13 OCT 2012. THANK YOU CMMT PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO CHANGE IN RECORD DATE FROM 13 OCT 2-012 TO 12 OCT 2012 AND RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEN-D YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
AMERIGROUP CORPORATION SECURITY 03073T102 MEETING TYPE Special TICKER SYMBOL AGP MEETING DATE 23-Oct-2012 ISIN US03073T1025 AGENDA 933684842 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF JULY 9, 2012, BY AND AMONG WELLPOINT, INC., THE COMPANY AND WELLPOINT MERGER SUB, INC., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF WELLPOINT (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"). 2. TO APPROVE AN ADJOURNMENT OF THE Management For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO ADOPT THE MERGER AGREEMENT. 3. TO APPROVE, ON A NON-BINDING, Management Abstain Against ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER.
NORTHEAST UTILITIES SECURITY 664397106 MEETING TYPE Annual TICKER SYMBOL NU MEETING DATE 31-Oct-2012 ISIN US6643971061 AGENDA 933688256 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 RICHARD H. BOOTH For For 2 JOHN S. CLARKESON For For 3 COTTON M. CLEVELAND For For 4 SANFORD CLOUD, JR. For For 5 JAMES S. DISTASIO For For 6 FRANCIS A. DOYLE For For 7 CHARLES K. GIFFORD For For 8 PAUL A. LA CAMERA For For 9 KENNETH R. LEIBLER For For 10 THOMAS J. MAY For For 11 CHARLES W. SHIVERY For For 12 WILLIAM C. VAN FAASEN For For 13 FREDERICA M. WILLIAMS For For 14 DENNIS R. WRAASE For For 2. TO CONSIDER AND APPROVE THE Management Abstain Against FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND ANY RELATED MATERIAL IS HEREBY APPROVED. 3. TO RE-APPROVE THE MATERIAL TERMS OF Management For For PERFORMANCE GOALS UNDER THE 2009 NORTHEAST UTILITIES INCENTIVE PLAN AS REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE CODE. 4. TO RATIFY THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2012.
PERNOD-RICARD, PARIS SECURITY F72027109 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 09-Nov-2012 ISIN FR0000120693 AGENDA 704074234 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. CMMT French Resident Shareowners must complete, Non-Voting sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non-Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as-Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative CMMT PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/20- 12/1003/201210031205905.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2012- /1019/201210191206055.pdf O.1 Approval of the corporate financial statements for Management For For the financial year ended June 30, 2012 O.2 Approval of the consolidated financial statements Management For For for the financial year ended June 30, 2012 O.3 Allocation of income for the financial year ended Management For For June 30, 2012 and setting the dividend O.4 Approval of the regulated Agreements pursuant Management For For to Articles L.225-38 et seq. of the Commercial Code O.5 Approval of the commitments pursuant to Article Management For For L. 225-42-1 of the Commercial Code regarding Mr. Pierre Pringuet O.6 Approval of the commitments pursuant to Article Management For For L. 225-42-1 of the Commercial Code regarding Mr. Alexandre Ricard O.7 Ratification of the cooptation of Mrs. Martina Management For For Gonzalez-Gallarza as Board member. O.8 Ratification of the cooptation of Mr. Alexandre Management For For Ricard as Board member O.9 Renewal of term of Mr. Alexandre Ricard as Management For For Board member O.10 Renewal of term of Mr. Pierre Pringuet as Board Management For For member O.11 Renewal of term of Mr. Wolfgang Colberg as Management For For Board member O.12 Renewal of term of Mr. Cesar Giron as Board Management For For member O.13 Renewal of term of Mrs. Martina Gonzalez- Management For For Gallarza as Board member O.14 Appointment of Mr. Ian Gallienne as Board Management For For member O.15 Setting the annual amount of attendance Management For For allowances allocated to the Board members O.16 Authorization to be granted to the Board of Management For For Directors to trade in Company's shares E.17 Authorization to be granted to the Board of Management For For Directors to carry out free allocation of performance shares to employees and corporate Executives of the Company and Group companies E.18 Authorization to be granted to the Board of Management For For Directors to grant options entitling to the subscription for shares of the Company to be issued or to purchase existing shares of the Company to employees and corporate Executives of the Company and Group companies E.19 Delegation of authority to be granted to the Board Management Against Against of Directors to decide to increase share capital by issuing shares or securities giving access to capital reserved for members of a company savings plan with cancellation of preferential subscription rights in favor of the latter E.20 Amendment to Article 5 of the bylaws regarding Management For For the duration of the Company E.21 Amendment to Article 20 of the bylaws regarding Management For For the age limit of the Chairman of the Board of Directors E.22 Alignment of Article 27 of the bylaws with legal Management For For and regulatory provisions E.23 Alignment of Article 32 of the bylaws with legal Management For For and regulatory provisions E.24 Alignment of Article 33 of the bylaws with legal Management For For and regulatory provisions E.25 Powers to carry out all required legal formalities Management For For CMMT PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO ADDITION OF URL LINK. IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
GENON ENERGY, INC. SECURITY 37244E107 MEETING TYPE Special TICKER SYMBOL GEN MEETING DATE 09-Nov-2012 ISIN US37244E1073 AGENDA 933697320 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF JULY 20, 2012, BY AND AMONG NRG ENERGY, INC., PLUS MERGER CORPORATION AND GENON ENERGY, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME, A COPY OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS ACCOMPANYING THIS NOTICE (THE "MERGER" PROPOSAL). 2. TO CONDUCT AN ADVISORY VOTE ON THE Management Abstain Against MERGER-RELATED COMPENSATION ARRANGEMENTS OF OUR NAMED EXECUTIVE OFFICERS (THE "MERGER- RELATED COMPENSATION" PROPOSAL). 3. TO APPROVE ANY MOTION TO ADJOURN Management For For THE GENON SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES (THE "GENON ADJOURNMENT" PROPOSAL).
KENEXA CORPORATION SECURITY 488879107 MEETING TYPE Special TICKER SYMBOL KNXA MEETING DATE 03-Dec-2012 ISIN US4888791070 AGENDA 933702171 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. THE PROPOSAL TO ADOPT THE Management For For AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 25, 2012, BY AND AMONG INTERNATIONAL BUSINESS MACHINES CORPORATION, A NEW YORK CORPORATION ("IBM"), JASMINE ACQUISITION CORP., A PENNSYLVANIA CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF IBM, AND KENEXA CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 2. THE PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE, IF NECESSARY AND APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. 3. THE PROPOSAL TO APPROVE, ON AN Management Abstain Against ADVISORY (NON-BINDING) BASIS, CERTAIN "GOLDEN PARACHUTE" COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO KENEXA CORPORATION'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, INCLUDING THE AGREEMENTS AND UNDERSTANDINGS WITH KENEXA CORPORATION PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE.
ROBBINS & MYERS, INC. SECURITY 770196103 MEETING TYPE Special TICKER SYMBOL RBN MEETING DATE 27-Dec-2012 ISIN US7701961036 AGENDA 933715368 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AUGUST 8, 2012, BY AND AMONG NATIONAL OILWELL VARCO, INC., RAVEN PROCESS CORP., AND ROBBINS & MYERS, INC. AND APPROVE THE TRANSACTIONS CONTEMPLATED BY THAT AGREEMENT. 2. APPROVAL IN AN ADVISORY (NON-BINDING) Management For For VOTE OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. 3. ANY ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT TO ADOPT THE MERGER AGREEMENT.
BECTON, DICKINSON AND COMPANY SECURITY 075887109 MEETING TYPE Annual TICKER SYMBOL BDX MEETING DATE 29-Jan-2013 ISIN US0758871091 AGENDA 933718756 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: BASIL L. Management For For ANDERSON 1B. ELECTION OF DIRECTOR: HENRY P. Management For For BECTON, JR. 1C. ELECTION OF DIRECTOR: CATHERINE M. Management For For BURZIK 1D. ELECTION OF DIRECTOR: EDWARD F. Management For For DEGRAAN 1E. ELECTION OF DIRECTOR: VINCENT A. Management For For FORLENZA 1F. ELECTION OF DIRECTOR: CLAIRE M. Management For For FRASER 1G. ELECTION OF DIRECTOR: CHRISTOPHER Management For For JONES 1H. ELECTION OF DIRECTOR: MARSHALL O. Management For For LARSEN 1I. ELECTION OF DIRECTOR: ADEL A.F. Management For For MAHMOUD 1J. ELECTION OF DIRECTOR: GARY A. Management For For MECKLENBURG 1K. ELECTION OF DIRECTOR: JAMES F. ORR Management For For 1L. ELECTION OF DIRECTOR: WILLARD J. Management For For OVERLOCK, JR. 1M. ELECTION OF DIRECTOR: REBECCA W. Management For For RIMEL 1N. ELECTION OF DIRECTOR: BERTRAM L. Management For For SCOTT 1O. ELECTION OF DIRECTOR: ALFRED SOMMER Management For For 2. RATIFICATION OF SELECTION OF Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION. 4. AMENDMENT TO THE COMPANY'S Management Against Against RESTATED CERTIFICATE OF INCORPORATION. 5. AMENDMENTS TO THE 2004 EMPLOYEE AND Management Against Against DIRECTOR EQUITY-BASED COMPENSATION PLAN.
RALCORP HOLDINGS, INC. SECURITY 751028101 MEETING TYPE Special TICKER SYMBOL RAH MEETING DATE 29-Jan-2013 ISIN US7510281014 AGENDA 933723543 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO APPROVE THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF NOVEMBER 26, 2012, AMONG RALCORP HOLDINGS, INC., CONAGRA FOODS, INC. AND PHOENIX ACQUISITION SUB INC., A WHOLLY OWNED SUBSIDIARY OF CONAGRA FOODS, INC., AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH PHOENIX ACQUISITION SUB INC. WILL MERGE WITH AND INTO RALCORP HOLDINGS, INC. 2. TO APPROVE, ON AN ADVISORY (NON- Management Abstain Against BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO RALCORP HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER OF PHOENIX ACQUISITION SUB INC. WITH AND INTO RALCORP HOLDINGS, INC. 3. TO APPROVE THE ADJOURNMENT OF THE Management For For SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO APPROVE PROPOSAL 1.
POST HLDGS INC SECURITY 737446104 MEETING TYPE Annual TICKER SYMBOL POST MEETING DATE 31-Jan-2013 ISIN US7374461041 AGENDA 933721791 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 GREGORY L. CURL For For 2 WILLIAM H. DANFORTH For For 3 DAVID P. SKARIE For For 2. APPROVAL OF AMENDMENT TO 2012 POST Management For For HOLDINGS, INC. LONG-TERM INCENTIVE PLAN. 3. RATIFICATION OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013. 4. ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 5. ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
ROCKWELL AUTOMATION, INC. SECURITY 773903109 MEETING TYPE Annual TICKER SYMBOL ROK MEETING DATE 05-Feb-2013 ISIN US7739031091 AGENDA 933720167 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- A. DIRECTOR Management 1 BARRY C. JOHNSON For For 2 W.T. MCCORMICK, JR. For For 3 KEITH D. NOSBUSCH For For B. TO APPROVE THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. C. TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
ROYAL BANK OF CANADA SECURITY 780087102 MEETING TYPE Annual and Special Meeting TICKER SYMBOL RY MEETING DATE 28-Feb-2013 ISIN CA7800871021 AGENDA 933730586 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 01 DIRECTOR Management 1 W.G. BEATTIE For For 2 D.F. DENISON For For 3 P. GAUTHIER For For 4 R.L. GEORGE For For 5 T.J. HEARN For For 6 A.D. LABERGE For For 7 J. LAMARRE For For 8 B.C. LOUIE For For 9 M.H. MCCAIN For For 10 H. MUNROE-BLUM For For 11 G.M. NIXON For For 12 D.P. O'BRIEN For For 13 J.P. REINHARD For For 14 E. SONSHINE For For 15 K.P. TAYLOR For For 16 B.A. VAN KRALINGEN For For 17 V.L. YOUNG For For 02 APPOINTMENT OF DELOITTE LLP AS Management For For AUDITOR 03 ADVISORY RESOLUTION TO ACCEPT THE Management For For APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR 04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For 05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For 06 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For 07 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For 08 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For 09 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For 10 SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For 11 SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For 12 SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For
NATIONAL FUEL GAS COMPANY SECURITY 636180101 MEETING TYPE Annual TICKER SYMBOL NFG MEETING DATE 07-Mar-2013 ISIN US6361801011 AGENDA 933726498 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 DAVID C. CARROLL Withheld Against 2 CRAIG G. MATTHEWS Withheld Against 3 DAVID F. SMITH Withheld Against 2. VOTE TO RATIFY Management For For PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY APPROVAL OF EXECUTIVE Management Abstain Against COMPENSATION
COVIDIEN PLC SECURITY G2554F113 MEETING TYPE Annual TICKER SYMBOL COV MEETING DATE 20-Mar-2013 ISIN IE00B68SQD29 AGENDA 933727779 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Management For For 1B) ELECTION OF DIRECTOR: JOY A. Management For For AMUNDSON 1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For 1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For 1E) ELECTION OF DIRECTOR: JOHN M. Management For For CONNORS, JR. 1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Management For For COUGHLIN 1G) ELECTION OF DIRECTOR: RANDALL J. Management For For HOGAN, III 1H) ELECTION OF DIRECTOR: MARTIN D. Management For For MADAUS 1I) ELECTION OF DIRECTOR: DENNIS H. Management For For REILLEY 1J) ELECTION OF DIRECTOR: JOSEPH A. Management For For ZACCAGNINO 2 APPOINT THE INDEPENDENT AUDITORS AND Management For For AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. 3 ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 4 APPROVE THE AMENDED AND RESTATED Management Against Against COVIDIEN STOCK AND INCENTIVE PLAN. 5 AUTHORIZE THE COMPANY AND/OR ANY Management For For SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. S6 AUTHORIZE THE PRICE RANGE AT WHICH Management For For THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. S7 AMEND ARTICLES OF ASSOCIATION TO Management For For EXPAND THE AUTHORITY TO EXECUTE INSTRUMENTS OF TRANSFER. 8 ADVISORY VOTE ON THE CREATION OF Management For For MALLINCKRODT DISTRIBUTABLE RESERVES.
SWISSCOM AG, ITTIGEN SECURITY H8398N104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 04-Apr-2013 ISIN CH0008742519 AGENDA 704304790 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR- ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting THE MEETING NOTICE SENT UNDER MEETING-152247, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU 1.1 Approval of the annual report, financial Management No Action statements of Swisscom Ltd and consolidated financial statements for fiscal year 2012 1.2 Consultative vote on the 2012 remuneration Management No Action report 2 Appropriation of retained earnings 2012 and Management No Action declaration of dividend 3 Discharge of the members of the board of Management No Action directors and the group executive board 4.1 Re-election of Hansueli Loosli as chairman Management No Action 4.2 Re-election of Michel Gobet Management No Action 4.3 Re-election of Dr Torsten G. Kreindl Management No Action 4.4 Re-election of Richard Roy Management No Action 4.5 Re-election of Theophil Schlatter Management No Action 5 Re-election of the statutory auditors KPMG Ltd, Management No Action of Muri near Bern 6 Ad-hoc Management No Action PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO MODIFICATION IN RESOLUTION 3. IF YO-U HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
THE BANK OF NEW YORK MELLON CORPORATION SECURITY 064058100 MEETING TYPE Annual TICKER SYMBOL BK MEETING DATE 09-Apr-2013 ISIN US0640581007 AGENDA 933746262 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Management For For 1B. ELECTION OF DIRECTOR: NICHOLAS M. Management For For DONOFRIO 1C. ELECTION OF DIRECTOR: GERALD L. Management For For HASSELL 1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For 1E. ELECTION OF DIRECTOR: RICHARD J. Management For For KOGAN 1F. ELECTION OF DIRECTOR: MICHAEL J. Management For For KOWALSKI 1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Management For For 1H. ELECTION OF DIRECTOR: MARK A. Management For For NORDENBERG 1I. ELECTION OF DIRECTOR: CATHERINE A. Management For For REIN 1J. ELECTION OF DIRECTOR: WILLIAM C. Management For For RICHARDSON 1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT Management For For III 1L. ELECTION OF DIRECTOR: WESLEY W. VON Management For For SCHACK 2. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION. 3. RATIFICATION OF KPMG LLP AS OUR Management For For INDEPENDENT AUDITOR FOR 2013.
JULIUS BAER GRUPPE AG, ZUERICH SECURITY H4414N103 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 10-Apr-2013 ISIN CH0102484968 AGENDA 704343540 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 170808 DUE TO SPLITTING OF-RESOLUTION 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting THE MEETING NOTICE SENT UNDER MEETING-150296, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR- ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. 1.1 Annual report, financial statements and group Management No Action accounts 2012 1.2 Advisory vote on the remuneration report 2012 Management No Action 2 Appropriation of disposable profit, dissolution and Management No Action distribution of 'share premium reserve/capital contribution reserve 3 Discharge of the members of the board of Management No Action directors and of the executive board 4.1.1 Re-election to the board of directors: Mr Daniel J. Management No Action Sauter 4.1.2 Re-election to the board of directors: Mrs Claire Management No Action Giraut 4.1.3 Re-election to the board of directors: Mr Gilbert Management No Action Achermann 4.1.4 Re-election to the board of directors: Mr Andreas Management No Action Amschwand 4.1.5 Re-election to the board of directors: Mr Management No Action Leonhard H. Fischer 4.1.6 Re-election to the board of directors: Mr Gareth Management No Action Penny 5 Re-election of the auditors / KPMG AG, Zurich Management No Action 6 Ad-hoc Management No Action
BP P.L.C. SECURITY 055622104 MEETING TYPE Annual TICKER SYMBOL BP MEETING DATE 11-Apr-2013 ISIN US0556221044 AGENDA 933747923 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO RECEIVE THE DIRECTORS' ANNUAL Management For For REPORT AND ACCOUNTS. 2. TO APPROVE THE DIRECTORS' Management For For REMUNERATION REPORT. 3. TO RE-ELECT MR. R W DUDLEY AS A Management For For DIRECTOR. 4. TO RE-ELECT MR. I C CONN AS A DIRECTOR. Management For For 5. TO RE-ELECT DR. B GILVARY AS A Management For For DIRECTOR. 6. TO RE-ELECT MR. P M ANDERSON AS A Management For For DIRECTOR. 7. TO RE-ELECT ADMIRAL F L BOWMAN AS A Management For For DIRECTOR. 8. TO RE-ELECT MR. A BURGMANS AS A Management For For DIRECTOR. 9. TO RE-ELECT MRS. C B CARROLL AS A Management For For DIRECTOR. 10. TO RE-ELECT MR. G DAVID AS A DIRECTOR. Management For For 11. TO RE-ELECT MR. I E L DAVIS AS A Management For For DIRECTOR. 12. TO RE-ELECT PROFESSOR DAME ANN Management For For DOWLING AS A DIRECTOR. 13. TO RE-ELECT MR. B R NELSON AS A Management For For DIRECTOR. 14. TO RE-ELECT MR. F P NHLEKO AS A Management For For DIRECTOR. 15. TO RE-ELECT MR. A B SHILSTON AS A Management For For DIRECTOR. 16. TO RE-ELECT MR. C-H SVANBERG AS A Management For For DIRECTOR. 17. TO REAPPOINT ERNST & YOUNG LLP AS Management For For AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. S18 SPECIAL RESOLUTION: TO GIVE LIMITED Management For For AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. 19. TO GIVE LIMITED AUTHORITY TO ALLOT Management For For SHARES UP TO A SPECIFIED AMOUNT. S20 SPECIAL RESOLUTION: TO GIVE AUTHORITY Management Against Against TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. S21 SPECIAL RESOLUTION: TO AUTHORIZE THE Management For For CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS.
DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Special TICKER SYMBOL DB MEETING DATE 11-Apr-2013 ISIN DE0005140008 AGENDA 933754411 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 2 (APPROPRIATION OF DISTRIBUTABLE PROFIT) TAKEN BY THE GENERAL MEETING ON MAY 31, 2012 2 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 5 (ELECTION OF THE AUDITOR FOR THE 2012 FINANCIAL YEAR, INTERIM ACCOUNTS) TAKEN BY THE GENERAL MEETING ON MAY 31, 2012 3.1 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 9 TAKEN BY THE GENERAL MEETING ON MAY 31, 2012: ELECTION TO THE SUPERVISORY BOARD: DR. PAUL ACHLEITNER 3.2 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 9 TAKEN BY THE GENERAL MEETING ON MAY 31, 2012: ELECTION TO THE SUPERVISORY BOARD: MR. PETER LOSCHER 3.3 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 9 TAKEN BY THE GENERAL MEETING ON MAY 31, 2012: ELECTION TO THE SUPERVISORY BOARD: PROFFESSOR DR. KLAUS RUDIGER TRUTZSCHLER 4 CM1 Management Abstain 5 CM2 Management Abstain 6 CM3 Management Abstain
DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Special TICKER SYMBOL DB MEETING DATE 11-Apr-2013 ISIN DE0005140008 AGENDA 933771772 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 2 (APPROPRIATION OF DISTRIBUTABLE PROFIT) TAKEN BY THE GENERAL MEETING ON MAY 31, 2012 2 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 5 (ELECTION OF THE AUDITOR FOR THE 2012 FINANCIAL YEAR, INTERIM ACCOUNTS) TAKEN BY THE GENERAL MEETING ON MAY 31, 2012 3.1 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 9 TAKEN BY THE GENERAL MEETING ON MAY 31, 2012: ELECTION TO THE SUPERVISORY BOARD: DR. PAUL ACHLEITNER 3.2 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 9 TAKEN BY THE GENERAL MEETING ON MAY 31, 2012: ELECTION TO THE SUPERVISORY BOARD: MR. PETER LOSCHER 3.3 RESOLUTION PURSUANT TO SECTION 244 Management For For STOCK CORPORATION ACT CONFIRMING THE RESOLUTION ON AGENDA ITEM 9 TAKEN BY THE GENERAL MEETING ON MAY 31, 2012: ELECTION TO THE SUPERVISORY BOARD: PROFFESSOR DR. KLAUS RUDIGER TRUTZSCHLER 4 CM1 Management Abstain 5 CM2 Management Abstain 6 CM3 Management Abstain
BP P.L.C. SECURITY 055622104 MEETING TYPE Annual TICKER SYMBOL BP MEETING DATE 11-Apr-2013 ISIN US0556221044 AGENDA 933773954 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO RECEIVE THE DIRECTORS' ANNUAL Management For For REPORT AND ACCOUNTS. 2. TO APPROVE THE DIRECTORS' Management For For REMUNERATION REPORT. 3. TO RE-ELECT MR. R W DUDLEY AS A Management For For DIRECTOR. 4. TO RE-ELECT MR. I C CONN AS A DIRECTOR. Management For For 5. TO RE-ELECT DR. B GILVARY AS A Management For For DIRECTOR. 6. TO RE-ELECT MR. P M ANDERSON AS A Management For For DIRECTOR. 7. TO RE-ELECT ADMIRAL F L BOWMAN AS A Management For For DIRECTOR. 8. TO RE-ELECT MR. A BURGMANS AS A Management For For DIRECTOR. 9. TO RE-ELECT MRS. C B CARROLL AS A Management For For DIRECTOR. 10. TO RE-ELECT MR. G DAVID AS A DIRECTOR. Management For For 11. TO RE-ELECT MR. I E L DAVIS AS A Management For For DIRECTOR. 12. TO RE-ELECT PROFESSOR DAME ANN Management For For DOWLING AS A DIRECTOR. 13. TO RE-ELECT MR. B R NELSON AS A Management For For DIRECTOR. 14. TO RE-ELECT MR. F P NHLEKO AS A Management For For DIRECTOR. 15. TO RE-ELECT MR. A B SHILSTON AS A Management For For DIRECTOR. 16. TO RE-ELECT MR. C-H SVANBERG AS A Management For For DIRECTOR. 17. TO REAPPOINT ERNST & YOUNG LLP AS Management For For AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION. S18 SPECIAL RESOLUTION: TO GIVE LIMITED Management For For AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. 19. TO GIVE LIMITED AUTHORITY TO ALLOT Management For For SHARES UP TO A SPECIFIED AMOUNT. S20 SPECIAL RESOLUTION: TO GIVE AUTHORITY Management Against Against TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. S21 SPECIAL RESOLUTION: TO AUTHORIZE THE Management For For CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS.
M&T BANK CORPORATION SECURITY 55261F104 MEETING TYPE Special TICKER SYMBOL MTB MEETING DATE 16-Apr-2013 ISIN US55261F1049 AGENDA 933739178 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO APPROVE THE ISSUANCE OF M&T BANK Management For For CORPORATION COMMON STOCK TO HUDSON CITY BANCORP, INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 27, 2012, BY AND AMONG M&T BANK CORPORATION, HUDSON CITY BANCORP, INC. AND WILMINGTON TRUST CORPORATION. 2. TO APPROVE CERTAIN AMENDMENTS TO Management For For THE TERMS OF THE FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A, PAR VALUE $1.00 PER SHARE AND LIQUIDATION PREFERENCE $1,000 PER SHARE, OF M&T BANK CORPORATION, WHICH ARE REFERRED TO AS THE SERIES A PREFERRED SHARES, INCLUDING AMENDMENTS TO THE DIVIDEND RATE AND THE REDEMPTION PROVISIONS OF THE SERIES A PREFERRED SHARES. 3. TO APPROVE CERTAIN AMENDMENTS TO Management For For THE TERMS OF THE FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C, PAR VALUE $1.00 PER SHARE AND LIQUIDATION PREFERENCE $1,000 PER SHARE, OF M&T BANK CORPORATION, WHICH ARE REFERRED TO AS THE SERIES C PREFERRED SHARES, INCLUDING AMENDMENTS TO THE DIVIDEND RATE AND THE REDEMPTION PROVISIONS OF THE SERIES C PREFERRED SHARES. 4. TO APPROVE ONE OR MORE Management For For ADJOURNMENTS OF THE M&T BANK CORPORATION SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE STOCK ISSUANCE PROPOSAL, THE SERIES A PREFERRED SHARE AMENDMENT PROPOSAL OR THE SERIES C PREFERRED SHARE AMENDMENT PROPOSAL.
NORTHERN TRUST CORPORATION SECURITY 665859104 MEETING TYPE Annual TICKER SYMBOL NTRS MEETING DATE 16-Apr-2013 ISIN US6658591044 AGENDA 933739558 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 LINDA WALKER BYNOE For For 2 NICHOLAS D. CHABRAJA For For 3 SUSAN CROWN For For 4 DIPAK C. JAIN For For 5 ROBERT W. LANE For For 6 EDWARD J. MOONEY For For 7 JOSE LUIS PRADO For For 8 JOHN W. ROWE For For 9 MARTIN P. SLARK For For 10 DAVID H.B. SMITH, JR. For For 11 CHARLES A. TRIBBETT III For For 12 FREDERICK H. WADDELL For For 2. APPROVAL, BY AN ADVISORY VOTE, OF THE Management Abstain Against 2012 COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF Management For For KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 4. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For ADDITIONAL DISCLOSURE OF POLITICAL AND LOBBYING CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
M&T BANK CORPORATION SECURITY 55261F104 MEETING TYPE Annual TICKER SYMBOL MTB MEETING DATE 16-Apr-2013 ISIN US55261F1049 AGENDA 933742389 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 BRENT D. BAIRD For For 2 C. ANGELA BONTEMPO For For 3 ROBERT T. BRADY For For 4 T.J.CUNNINGHAM III For For 5 MARK J. CZARNECKI For For 6 GARY N. GEISEL For For 7 JOHN D. HAWKE, JR. For For 8 PATRICK W.E. HODGSON For For 9 RICHARD G. KING For For 10 JORGE G. PEREIRA For For 11 MICHAEL P. PINTO For For 12 MELINDA R. RICH For For 13 ROBERT E. SADLER, JR. For For 14 HERBERT L. WASHINGTON For For 15 ROBERT G. WILMERS For For 2. TO APPROVE THE M&T BANK CORPORATION Management For For EMPLOYEE STOCK PURCHASE PLAN. 3. TO APPROVE THE COMPENSATION OF M&T Management Abstain Against BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. 4. TO RECOMMEND THE FREQUENCY OF Management Abstain Against FUTURE ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. 5. TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2013.
BELGACOM SA DE DROIT PUBLIC, BRUXELLES SECURITY B10414116 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 17-Apr-2013 ISIN BE0003810273 AGENDA 704330531 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED 1 Examination of the annual reports of the Board of Non-Voting Directors of Belgacom SA und-er public law with regard to the annual accounts and the consolidated annual a-ccounts at 31 December 2012 2 Examination of the reports of the Board of Non-Voting Auditors of Belgacom SA under publi-c law with regard to the annual accounts and of the Independent Auditors with-regard to the consolidated annual accounts at 31 December 2012 3 Examination of the information provided by the Non-Voting Joint Committee 4 Examination of the consolidated annual accounts Non-Voting at 31 December 2012 5 Ratification of the decisions of the Board of Management No Action Directors dated 25 October 2012 and 28 February 2013 to recognize for the future, but suspend the dividend rights that were cancelled up to then, for the total amount of shares needed to cover the long-term incentive plans for employees, tranches 2012 and 2013 6 approval of the annual accounts with regard to Management No Action the financial year closed on 31 December 2012, including the following allocation of the results as specified, For 2012, the gross dividend amounts to EUR 2.49 per share, entitling shareholders to a dividend net of withholding tax of EUR 1.8675 per share, of which an interim dividend of EUR 0.81 (EUR 0.6075 per share net of withholding tax) was already paid out on 14 December 2012; this means that a gross dividend of EUR 1.68 per share (EUR 1.26 per share net of withholding tax) will be paid on 26 April 2013. The ex-dividend date is fixed on 23 April 2013, the record date is 25 April 2013 7 Approval of the remuneration report Management No Action 8 Granting of a discharge to the members of the Management No Action Board of Directors for the exercise of their mandate during the financial year closed on 31 December 2012 9 Granting of a discharge to the members of the Management No Action Board of Auditors for the exercise of their mandate during the financial year closed on 31 December 2012 10 Granting of a discharge to the Independent Management No Action Auditors Deloitte Statutory Auditors SC sfd SCRL, represented by Mr. Geert Verstraeten and Mr. Luc Van Coppenolle, for the exercise of their mandate during the financial year closed on 31 December 2012 11 To appoint, on nomination by the Board of Management No Action Directors after recommendation of the Nomination and Remuneration Committee, Mr. Guido J.M. Demuynck as Board Member for a period which will expire at the annual general meeting of 2019 12 To appoint, on nomination by the Board of Management No Action Directors after recommendation of the Nomination and Remuneration Committee, Mrs. Carine Doutrelepont as Board Member for a period which will expire at the annual general meeting of 2016 13 To appoint, on nomination by the Board of Management No Action Directors after recommendation of the Nomination and Remuneration Committee, Mr. Oren G. Shaffer as Board Member for a period which will expire at the annual general meeting of 2014 14 To set the remuneration for the mandate of Mr. Management No Action Guido J.M. Demuynck, Mrs. Carine Doutrelepont and Mr. Oren G. Shaffer as follows: Fixed annual remuneration of EUR 25,000; Attendance fee of EUR 5,000 per Board meeting attended; Attendance fee of EUR 2,500 per Board advisory committee meeting attended; EUR 2,000 per year to cover communication costs 15 To appoint Deloitte Bedrijfsrevisoren/Reviseurs Management No Action d'Entreprises SC sfd SCRL, represented by Mr. Geert Verstraeten and Mr. Nico Houthaeve, for a period of three years for an annual audit fee of 298,061 EUR (to be indexed annually) 16 Miscellaneous Non-Voting CMMT PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO MODIFICATION IN TEXT OF RESOLUTION-15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
GAM HOLDING AG, ZUERICH SECURITY H2878E106 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 17-Apr-2013 ISIN CH0102659627 AGENDA 704344580 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR- ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting THE MEETING NOTICE SENT UNDER MEETING-154701, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1 Approval of annual report, parent companys and Management No Action consolidated financial statements for the year 2011, notice of report of the statutory auditors 2 Appropriation of retained earnings and of capital Management No Action contribution reserve 3 Discharge of the board of directors and executive Management No Action board members 4 Capital reduction by cancellation of shares and Management No Action related amendment of the articles of incorporation 5.1 Re-election of Mr. Johannes A. De Gier to the Management No Action board of directors 5.2 Re-election of Mr. Dieter A. Enkelmann to the Management No Action board of directors 5.3 Re-election of Mr. Hugh Scott-Barrett to the Management No Action board of directors 5.4 New election of Ms. Tanja Weiher to the board of Management No Action directors 6 Appointment of the statutory auditors: KPMG AG, Management No Action Zurich 7 Additional and/or counter-proposals Management No Action
PARMALAT SPA, COLLECCHIO SECURITY T7S73M107 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 22-Apr-2013 ISIN IT0003826473 AGENDA 704370864 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT PLEASE NOTE THAT THE ITALIAN Non-Voting LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_158820.P-DF O.1 Approval of the statement of financial position, Management Abstain Against income statement and accompanying notes at 31 December, 2012, and the related report on operations. Motion for the appropriation of the year's net profit. Review of the report of the board of statutory auditors. Pertinent and related resolutions O.2 Approval of the compensation policy, for the Management Abstain Against purposes of article 123 ter. paragraph 6, of the uniform financial code and the 2013 to 2015 three year cash incentive plan for the top management of Parmalat Group. Integration of the compensation of the board of directors. Pertinent and related resolutions O.3 Award of the assignment pursuant to article 13 of Management For For legislative decree no. 39 2010. Pertinent and related resolutions O.4 Election of two statutory auditors pursuant to Management For For article 2401 of the Italian civil code and election of the chairman of the board of statutory auditors. Pertinent and related resolutions E.1 Amendments to articles 8, 9, 10, 11, 12, 13, 17, Management For For 18, 21 and abolition of article 31 of the bylaws. Pertinent and related resolutions
GENUINE PARTS COMPANY SECURITY 372460105 MEETING TYPE Annual TICKER SYMBOL GPC MEETING DATE 22-Apr-2013 ISIN US3724601055 AGENDA 933737554 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 DR. MARY B. BULLOCK For For 2 PAUL D. DONAHUE For For 3 JEAN DOUVILLE For For 4 THOMAS C. GALLAGHER For For 5 GEORGE C. "JACK" GUYNN For For 6 JOHN R. HOLDER For For 7 JOHN D. JOHNS For For 8 MICHAEL M.E. JOHNS, MD For For 9 R.C. LOUDERMILK, JR. For For 10 WENDY B. NEEDHAM For For 11 JERRY W. NIX For For 12 GARY W. ROLLINS For For 2. ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION. 3. RATIFICATION OF THE SELECTION OF Management For For ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.
CRANE CO. SECURITY 224399105 MEETING TYPE Annual TICKER SYMBOL CR MEETING DATE 22-Apr-2013 ISIN US2243991054 AGENDA 933747719 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1.1 ELECTION OF DIRECTOR (TERM EXPIRING Management For For 2016): RICHARD S. FORTE 1.2 ELECTION OF DIRECTOR (TERM EXPIRING Management For For 2016): ELLEN MCCLAIN HAIME 1.3 ELECTION OF DIRECTOR (TERM EXPIRING Management For For 2015): RONALD C. LINDSAY 1.4 ELECTION OF DIRECTOR (TERM EXPIRING Management For For 2016): JENNIFER M. POLLINO 1.5 ELECTION OF DIRECTOR (TERM EXPIRING Management For For 2016): JAMES L.L. TULLIS 2. RATIFICATION OF SELECTION OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2013. 3. SAY ON PAY - AN ADVISORY VOTE TO Management Abstain Against APPROVE EXECUTIVE COMPENSATION. 4. APPROVAL OF 2013 STOCK INCENTIVE Management Against Against PLAN.
WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 23-Apr-2013 ISIN US9497461015 AGENDA 933743696 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For 1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Management For For 1C) ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1F) ELECTION OF DIRECTOR: ENRIQUE Management For For HERNANDEZ, JR. 1G) ELECTION OF DIRECTOR: DONALD M. JAMES Management For For 1H) ELECTION OF DIRECTOR: CYNTHIA H. Management For For MILLIGAN 1I) ELECTION OF DIRECTOR: FEDERICO F. Management For For PENA 1J) ELECTION OF DIRECTOR: HOWARD V. Management For For RICHARDSON 1K) ELECTION OF DIRECTOR: JUDITH M. Management For For RUNSTAD 1L) ELECTION OF DIRECTOR: STEPHEN W. Management For For SANGER 1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1N) ELECTION OF DIRECTOR: SUSAN G. Management For For SWENSON 2. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION. 3. PROPOSAL TO APPROVE THE COMPANY'S Management Against Against AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. 4. PROPOSAL TO RATIFY THE APPOINTMENT Management For For OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 5. STOCKHOLDER PROPOSAL TO ADOPT A Shareholder Against For POLICY REQUIRING AN INDEPENDENT CHAIRMAN. 6. STOCKHOLDER PROPOSAL TO PROVIDE A Shareholder Against For REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. 7. STOCKHOLDER PROPOSAL TO REVIEW AND Shareholder Against For REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.
THE PNC FINANCIAL SERVICES GROUP, INC. SECURITY 693475105 MEETING TYPE Annual TICKER SYMBOL PNC MEETING DATE 23-Apr-2013 ISIN US6934751057 AGENDA 933744561 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: RICHARD O. Management For For BERNDT 1B ELECTION OF DIRECTOR: CHARLES E. Management For For BUNCH 1C ELECTION OF DIRECTOR: PAUL W. Management For For CHELLGREN 1D ELECTION OF DIRECTOR: WILLIAM S. Management For For DEMCHAK 1E ELECTION OF DIRECTOR: KAY COLES Management For For JAMES 1F ELECTION OF DIRECTOR: RICHARD B. Management For For KELSON 1G ELECTION OF DIRECTOR: BRUCE C. Management For For LINDSAY 1H ELECTION OF DIRECTOR: ANTHONY A. Management For For MASSARO 1I ELECTION OF DIRECTOR: JANE G. PEPPER Management For For 1J ELECTION OF DIRECTOR: JAMES E. ROHR Management For For 1K ELECTION OF DIRECTOR: DONALD J. Management For For SHEPARD 1L ELECTION OF DIRECTOR: LORENE K. Management For For STEFFES 1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For 1N ELECTION OF DIRECTOR: THOMAS J. USHER Management For For 1O ELECTION OF DIRECTOR: GEORGE H. Management For For WALLS, JR. 1P ELECTION OF DIRECTOR: HELGE H. Management For For WEHMEIER 2 RATIFICATION OF THE AUDIT COMMITTEE'S Management For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3 ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION. 4 A SHAREHOLDER PROPOSAL REGARDING A Shareholder Against For REPORT ON GREENHOUSE GAS EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK.
THE COCA-COLA COMPANY SECURITY 191216100 MEETING TYPE Annual TICKER SYMBOL KO MEETING DATE 24-Apr-2013 ISIN US1912161007 AGENDA 933739596 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: HERBERT A. Management For For ALLEN 1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For 1C. ELECTION OF DIRECTOR: HOWARD G. Management For For BUFFETT 1D. ELECTION OF DIRECTOR: RICHARD M. Management For For DALEY 1E. ELECTION OF DIRECTOR: BARRY DILLER Management For For 1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Management For For 1G. ELECTION OF DIRECTOR: EVAN G. Management For For GREENBERG 1H. ELECTION OF DIRECTOR: ALEXIS M. Management For For HERMAN 1I. ELECTION OF DIRECTOR: MUHTAR KENT Management For For 1J. ELECTION OF DIRECTOR: ROBERT A. Management For For KOTICK 1K. ELECTION OF DIRECTOR: MARIA ELENA Management For For LAGOMASINO 1L. ELECTION OF DIRECTOR: DONALD F. Management For For MCHENRY 1M. ELECTION OF DIRECTOR: SAM NUNN Management For For 1N. ELECTION OF DIRECTOR: JAMES D. Management For For ROBINSON III 1O. ELECTION OF DIRECTOR: PETER V. Management For For UEBERROTH 1P. ELECTION OF DIRECTOR: JACOB Management For For WALLENBERG 2. RATIFICATION OF THE APPOINTMENT OF Management For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 4. APPROVE AN AMENDMENT TO THE Management For For COMPANY'S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS. 5. SHAREOWNER PROPOSAL REGARDING A Shareholder Against For BOARD COMMITTEE ON HUMAN RIGHTS.
SJW CORP. SECURITY 784305104 MEETING TYPE Annual TICKER SYMBOL SJW MEETING DATE 24-Apr-2013 ISIN US7843051043 AGENDA 933748622 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 K. ARMSTRONG For For 2 W.J. BISHOP For For 3 M.L. CALI For For 4 D.R. KING For For 5 R.B. MOSKOVITZ For For 6 G.E. MOSS For For 7 W.R. ROTH For For 8 R.A. VAN VALER For For 2. TO APPROVE THE AMENDED AND Management For For RESTATED EXECUTIVE OFFICER SHORT- TERM INCENTIVE PLAN. 3. TO APPROVE THE AMENDED AND Management For For RESTATED LONG-TERM INCENTIVE PLAN. 4. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2013.
GENERAL ELECTRIC COMPANY SECURITY 369604103 MEETING TYPE Annual TICKER SYMBOL GE MEETING DATE 24-Apr-2013 ISIN US3696041033 AGENDA 933750196 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- A1 ELECTION OF DIRECTOR: W. GEOFFREY Management For For BEATTIE A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Management For For A3 ELECTION OF DIRECTOR: JAMES I. CASH, Management For For JR. A4 ELECTION OF DIRECTOR: FRANCISCO Management For For D'SOUZA A5 ELECTION OF DIRECTOR: MARIJN E. Management For For DEKKERS A6 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For A7 ELECTION OF DIRECTOR: SUSAN Management For For HOCKFIELD A8 ELECTION OF DIRECTOR: JEFFREY R. Management For For IMMELT A9 ELECTION OF DIRECTOR: ANDREA JUNG Management For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For A12 ELECTION OF DIRECTOR: ROCHELLE B. Management For For LAZARUS A13 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For A14 ELECTION OF DIRECTOR: MARY L. Management For For SCHAPIRO A15 ELECTION OF DIRECTOR: ROBERT J. Management For For SWIERINGA A16 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For A17 ELECTION OF DIRECTOR: DOUGLAS A. Management For For WARNER III B1 ADVISORY APPROVAL OF OUR NAMED Management Abstain Against EXECUTIVES' COMPENSATION B2 RATIFICATION OF SELECTION OF Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM C1 CESSATION OF ALL STOCK OPTIONS AND Shareholder Against For BONUSES C2 DIRECTOR TERM LIMITS Shareholder Against For C3 INDEPENDENT CHAIRMAN Shareholder Against For C4 RIGHT TO ACT BY WRITTEN CONSENT Shareholder Against For C5 EXECUTIVES TO RETAIN SIGNIFICANT Shareholder Against For STOCK C6 MULTIPLE CANDIDATE ELECTIONS Shareholder Against For
SWEDISH MATCH AB, STOCKHOLM SECURITY W92277115 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 25-Apr-2013 ISIN SE0000310336 AGENDA 704331052 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED CMMT PLEASE NOTE THAT NOT ALL SUB Non-Voting CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU 1 Opening of the Meeting and election of the Non-Voting Chairman of the Meeting.: Sven-Unger, attorney at law, is proposed as the Chairman of the Meeting 2 Preparation and approval of the voting list Non-Voting 3 Election of one or two persons, to verify the Non-Voting Minutes 4 Determination of whether the Meeting has been Non-Voting duly convened 5 Approval of the Agenda Non-Voting 6 Presentation of the Annual Report and the Non-Voting Auditors' Report, the Consolidated-Financial Statements and the Auditors' Report on the Consolidated Financial-Statements for 2012, the Auditors' Statement regarding compliance with the-principles for determination of remuneration to senior executives as well as-the Board of Directors' motion regarding the allocation of profit and-explanatory statements. In connection therewith, the President's address and-the report regarding the work of the Board of Directors and the work and-function of the Audit Committee 7 Adoption of the Income Statement and Balance Management No Action Sheet and of the Consolidated Income Statement and Consolidated Balance Sheet 8 Resolution in respect of allocation of the Management No Action Company's profit in accordance with the adopted Balance Sheet and resolution on record day for dividend: The Board of Directors proposes that a dividend be paid to the shareholders in the amount of 7.30 SEK per share and that the remaining profits be carried forward. The proposed record date for entitlement to receive a cash dividend is April 30, 2013. The dividend is expected to be paid through Euroclear Sweden AB, on May 6, 2013 9 Resolution regarding discharge from liability for Management No Action the Board members and the President 10.a Resolution regarding the reduction of the share Management No Action capital by way of a recall of repurchased shares, and the transfer of the reduced amount to a fund to be used pursuant to a resolution adopted by the General Meeting; and 10.b Resolution regarding a bonus issue Management No Action 11 Resolution regarding the authorization of the Management No Action Board of Directors to decide on the acquisition of shares in the Company 12 Adoption of principles for determination of Management No Action remuneration payable to senior executives. In connection therewith the report regarding the work and function of the Compensation Committee 13 Determination of the number of members of the Management No Action Board of Directors to be elected by the Meeting: The Board of Directors shall comprise seven members elected by the Annual General Meeting and no deputies 14 Determination of the remuneration to be paid to Management No Action the Board of Directors 15 Election of members of the Board, the Chairman Management No Action of the Board and the Deputy Chairman of the Board: The following Board members are proposed for re-election: Andrew Cripps, Karen Guerra, Conny Karlsson, Robert F. Sharpe, Meg Tiveus and Joakim Westh. The Nominating Committee proposes the election of Wenche Rolfsen as new member of the Board. Conny Karlsson is proposed to be re-elected as Chairman of the Board and Andrew Cripps is proposed to be re-elected as Deputy Chairman of the Board 16 Determination of the number of Auditors: The Management No Action Nominating Committee proposes the number of Auditors shall be one with no Deputy Auditor 17 Determination of the remuneration to be paid to Management No Action the Auditors 18 Election of Auditors: The Nominating Committee Management No Action proposes re-election of the accounting firm KPMG AB, for the period as of the end of the Annual General Meeting 2013 until the end of the Annual General Meeting 2014
CORNING INCORPORATED SECURITY 219350105 MEETING TYPE Annual TICKER SYMBOL GLW MEETING DATE 25-Apr-2013 ISIN US2193501051 AGENDA 933742911 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: JOHN SEELY Management For For BROWN 1B. ELECTION OF DIRECTOR: STEPHANIE A. Management For For BURNS 1C. ELECTION OF DIRECTOR: JOHN A. CANNING, Management For For JR. 1D. ELECTION OF DIRECTOR: RICHARD T. Management For For CLARK 1E. ELECTION OF DIRECTOR: ROBERT F. Management For For CUMMINGS 1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Management For For 1G. ELECTION OF DIRECTOR: KURT M. Management For For LANDGRAF 1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Management For For 1I. ELECTION OF DIRECTOR: DEBORAH D. Management For For RIEMAN 1J. ELECTION OF DIRECTOR: HANSEL E. Management For For TOOKES II 1K. ELECTION OF DIRECTOR: WENDELL P. Management For For WEEKS 1L. ELECTION OF DIRECTOR: MARK S. Management For For WRIGHTON 2. ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPANY'S EXECUTIVE COMPENSATION. 3. RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PFIZER INC. SECURITY 717081103 MEETING TYPE Annual TICKER SYMBOL PFE MEETING DATE 25-Apr-2013 ISIN US7170811035 AGENDA 933743090 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: DENNIS A. Management For For AUSIELLO 1B ELECTION OF DIRECTOR: M. ANTHONY Management For For BURNS 1C ELECTION OF DIRECTOR: W. DON Management For For CORNWELL 1D ELECTION OF DIRECTOR: FRANCES D. Management For For FERGUSSON 1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, Management For For III 1F ELECTION OF DIRECTOR: HELEN H. HOBBS Management For For 1G ELECTION OF DIRECTOR: CONSTANCE J. Management For For HORNER 1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For 1I ELECTION OF DIRECTOR: GEORGE A. Management For For LORCH 1J ELECTION OF DIRECTOR: SUZANNE NORA Management For For JOHNSON 1K ELECTION OF DIRECTOR: IAN C. READ Management For For 1L ELECTION OF DIRECTOR: STEPHEN W. Management For For SANGER 1M ELECTION OF DIRECTOR: MARC TESSIER- Management For For LAVIGNE 2 RATIFY THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 3 ADVISORY APPROVAL OF EXECUTIVE Management Abstain Against COMPENSATION 4 SHAREHOLDER PROPOSAL REGARDING Shareholder Against For EXECUTIVE EQUITY RETENTION 5 SHAREHOLDER PROPOSAL REGARDING Shareholder Against For ACTION BY WRITTEN CONSENT
DIEBOLD, INCORPORATED SECURITY 253651103 MEETING TYPE Annual TICKER SYMBOL DBD MEETING DATE 25-Apr-2013 ISIN US2536511031 AGENDA 933744814 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 PATRICK W. ALLENDER For For 2 ROBERTO ARTAVIA For For 3 BRUCE L. BYRNES For For 4 PHILLIP R. COX For For 5 RICHARD L. CRANDALL For For 6 GALE S. FITZGERALD For For 7 ROBERT S. PRATHER, JR. For For 8 RAJESH K. SOIN For For 9 HENRY D.G. WALLACE For For 10 ALAN J. WEBER For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013. 3. TO APPROVE, ON AN ADVISORY BASIS, Management Abstain Against NAMED EXECUTIVE OFFICER COMPENSATION.
JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 25-Apr-2013 ISIN US4781601046 AGENDA 933745068 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: MARY SUE Management For For COLEMAN 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Management For For 1E. ELECTION OF DIRECTOR: MICHAEL M.E. Management For For JOHNS 1F. ELECTION OF DIRECTOR: SUSAN L. Management For For LINDQUIST 1G. ELECTION OF DIRECTOR: ANNE M. Management For For MULCAHY 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Management For For 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Management For For 1K. ELECTION OF DIRECTOR: A. EUGENE Management For For WASHINGTON 1L. ELECTION OF DIRECTOR: RONALD A. Management For For WILLIAMS 2. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 4. SHAREHOLDER PROPOSAL - EXECUTIVES Shareholder Against For TO RETAIN SIGNIFICANT STOCK 5. SHAREHOLDER PROPOSAL ON POLITICAL Shareholder Against For CONTRIBUTIONS AND CORPORATE VALUES 6. SHAREHOLDER PROPOSAL ON Shareholder Against For INDEPENDENT BOARD CHAIRMAN
NRG ENERGY, INC. SECURITY 629377508 MEETING TYPE Annual TICKER SYMBOL NRG MEETING DATE 25-Apr-2013 ISIN US6293775085 AGENDA 933746589 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: KIRBYJON H. Management For For CALDWELL 1B ELECTION OF DIRECTOR: DAVID CRANE Management For For 1C ELECTION OF DIRECTOR: KATHLEEN A. Management For For MCGINTY 1D ELECTION OF DIRECTOR: EVAN J. Management For For SILVERSTEIN 1E ELECTION OF DIRECTOR: THOMAS H. Management For For WEIDEMEYER 2 TO APPROVE, ON AN ADVISORY BASIS, THE Management Abstain Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3 TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.
KELLOGG COMPANY SECURITY 487836108 MEETING TYPE Annual TICKER SYMBOL K MEETING DATE 26-Apr-2013 ISIN US4878361082 AGENDA 933745157 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 GORDON GUND For For 2 MARY LASCHINGER For For 3 A. MCLAUGHLIN KOROLOGOS For For 4 CYNTHIA MILLIGAN For For 2. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION. 3. APPROVAL OF THE KELLOGG COMPANY Management Against Against 2013 LONG-TERM INCENTIVE PLAN. 4. RATIFICATION OF THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. 5. SHAREOWNER PROPOSAL, IF PROPERLY Shareholder Against For PRESENTED AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
GATX CORPORATION SECURITY 361448202 MEETING TYPE Annual TICKER SYMBOL GMTPR MEETING DATE 26-Apr-2013 ISIN US3614482020 AGENDA 933750576 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For 1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For 1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For 1.4 ELECTION OF DIRECTOR: MARK G. Management For For MCGRATH 1.5 ELECTION OF DIRECTOR: JAMES B. REAM Management For For 1.6 ELECTION OF DIRECTOR: ROBERT J. Management For For RITCHIE 1.7 ELECTION OF DIRECTOR: DAVID S. Management For For SUTHERLAND 1.8 ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For 1.9 ELECTION OF DIRECTOR: PAUL G. Management For For YOVOVICH 2. RATIFICATION OF THE APPOINTMENT OF Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION.
GATX CORPORATION SECURITY 361448103 MEETING TYPE Annual TICKER SYMBOL GMT MEETING DATE 26-Apr-2013 ISIN US3614481030 AGENDA 933750576 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For 1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For 1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For 1.4 ELECTION OF DIRECTOR: MARK G. Management For For MCGRATH 1.5 ELECTION OF DIRECTOR: JAMES B. REAM Management For For 1.6 ELECTION OF DIRECTOR: ROBERT J. Management For For RITCHIE 1.7 ELECTION OF DIRECTOR: DAVID S. Management For For SUTHERLAND 1.8 ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For 1.9 ELECTION OF DIRECTOR: PAUL G. Management For For YOVOVICH 2. RATIFICATION OF THE APPOINTMENT OF Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION.
AMERICAN EXPRESS COMPANY SECURITY 025816109 MEETING TYPE Annual TICKER SYMBOL AXP MEETING DATE 29-Apr-2013 ISIN US0258161092 AGENDA 933746402 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 C. BARSHEFSKY For For 2 U.M. BURNS For For 3 K.I. CHENAULT For For 4 P. CHERNIN For For 5 A. LAUVERGEON For For 6 T.J. LEONSIS For For 7 R.C. LEVIN For For 8 R.A. MCGINN For For 9 S.J. PALMISANO For For 10 S.S REINEMUND For For 11 D.L. VASELLA For For 12 R.D. WALTER For For 13 R.A. WILLIAMS For For 2. RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION. 4. SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For SEPARATION OF CHAIRMAN AND CEO ROLES.
INTERNATIONAL BUSINESS MACHINES CORP. SECURITY 459200101 MEETING TYPE Annual TICKER SYMBOL IBM MEETING DATE 30-Apr-2013 ISIN US4592001014 AGENDA 933744004 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: A.J.P. BELDA Management For For 1B. ELECTION OF DIRECTOR: W.R. BRODY Management For For 1C. ELECTION OF DIRECTOR: K.I. CHENAULT Management For For 1D. ELECTION OF DIRECTOR: M.L. ESKEW Management For For 1E. ELECTION OF DIRECTOR: D.N. FARR Management For For 1F. ELECTION OF DIRECTOR: S.A. JACKSON Management For For 1G. ELECTION OF DIRECTOR: A.N. LIVERIS Management For For 1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, Management For For JR. 1I. ELECTION OF DIRECTOR: J.W. OWENS Management For For 1J. ELECTION OF DIRECTOR: V.M. ROMETTY Management For For 1K. ELECTION OF DIRECTOR: J.E. SPERO Management For For 1L. ELECTION OF DIRECTOR: S. TAUREL Management For For 1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For 2. RATIFICATION OF APPOINTMENT OF Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 3. ADVISORY VOTE ON EXECUTIVE Management Abstain Against COMPENSATION (PAGE 72) 4. STOCKHOLDER PROPOSAL FOR Shareholder Against For DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 73) 5. STOCKHOLDER PROPOSAL ON THE RIGHT Shareholder Against For TO ACT BY WRITTEN CONSENT (PAGE 74) 6. STOCKHOLDER PROPOSAL ON Shareholder Against For INDEPENDENT BOARD CHAIR (PAGE 75) 7. STOCKHOLDER PROPOSAL FOR Shareholder Against For EXECUTIVES TO RETAIN SIGNIFICANT STOCK (PAGE 76)
INTERNATIONAL FLAVORS & FRAGRANCES INC. SECURITY 459506101 MEETING TYPE Annual TICKER SYMBOL IFF MEETING DATE 30-Apr-2013 ISIN US4595061015 AGENDA 933751655 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: MARCELLO V. Management For For BOTTOLI 1B. ELECTION OF DIRECTOR: LINDA B. BUCK Management For For 1C. ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For 1D. ELECTION OF DIRECTOR: ROGER W. Management For For FERGUSON, JR. 1E. ELECTION OF DIRECTOR: ANDREAS FIBIG Management For For 1F. ELECTION OF DIRECTOR: CHRISTINA GOLD Management For For 1G. ELECTION OF DIRECTOR: ALEXANDRA A. Management For For HERZAN 1H. ELECTION OF DIRECTOR: HENRY W. Management For For HOWELL, JR. 1I. ELECTION OF DIRECTOR: KATHERINE M. Management For For HUDSON 1J. ELECTION OF DIRECTOR: ARTHUR C. Management For For MARTINEZ 1K. ELECTION OF DIRECTOR: DALE F. Management For For MORRISON 1L. ELECTION OF DIRECTOR: DOUGLAS D. Management For For TOUGH 2. TO RATIFY SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY VOTE TO APPROVE THE Management Abstain Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2012.
NORTHEAST UTILITIES SECURITY 664397106 MEETING TYPE Annual TICKER SYMBOL NU MEETING DATE 01-May-2013 ISIN US6643971061 AGENDA 933752443 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 RICHARD H. BOOTH For For 2 JOHN S. CLARKESON For For 3 COTTON M. CLEVELAND For For 4 SANFORD CLOUD, JR. For For 5 JAMES S. DISTASIO For For 6 FRANCIS A. DOYLE For For 7 CHARLES K. GIFFORD For For 8 PAUL A. LA CAMERA For For 9 KENNETH R. LEIBLER For For 10 THOMAS J. MAY For For 11 CHARLES W. SHIVERY For For 12 WILLIAM C. VAN FAASEN For For 13 FREDERICA M. WILLIAMS For For 14 DENNIS R. WRAASE For For 2. TO CONSIDER AND APPROVE THE Management Abstain Against FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND ANY RELATED MATERIAL IS HEREBY APPROVED" 3. TO RATIFY THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013
ROLLS-ROYCE HOLDINGS PLC, LONDON SECURITY G76225104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 02-May-2013 ISIN GB00B63H8491 AGENDA 704332701 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 That the directors' report and the audited financial Management For For statements for the year ended 31 December 2012 be received 2 That the directors' remuneration report for the Management For For year ended 31 December 2012 be approved 3 That Ian Davis be elected as a director of the Management For For Company 4 That Jasmin Staiblin be elected as a director of Management For For the Company 5 That John Rishton be re-elected as a director of Management For For the Company 6 That Dame Helen Alexander be re-elected as a Management For For director of the Company 7 That Lewis Booth CBE be re-elected as a director Management For For of the Company 8 That Sir Frank Chapman be re-elected as a Management For For director of the Company 9 That Iain Conn be re-elected as a director of the Management For For Company 10 That James Guyette be re-elected as a director Management For For of the Company 11 That John McAdam be re-elected as a director of Management For For the Company 12 That Mark Morris be re-elected as a director of Management For For the Company 13 That John Neill CBE be re-elected as a director Management For For of the Company 14 That Colin Smith CBE be re-elected as a director Management For For of the Company 15 That KPMG Audit Plc be reappointed as the Management For For Company's auditor to hold office until the conclusion of the next general meeting at which financial statements are laid before the Company 16 That the directors be authorised to agree the Management For For auditor's remuneration 17 That, the directors be and are hereby authorised: Management For For a)on one or more occasions, to capitalise such sums as they may determine from time to time but not exceeding the aggregate nominal sum of GBP 500 million standing to the credit of the Company's merger reserve, capital redemption reserve and/or such other reserves as the Company may legally use in paying up in full at par, up to 500 billion non-cumulative redeemable preference shares in the capital of the Company with a nominal value of 0.1 pence each (C Shares) from time to time having the rights and being subject to the restrictions contained in the Articles of Association (the Articles) of the Company from time to time or any other terms and conditions approved by the directors from time to time; b) pursuant to Section 551 of the Companies Act 2006 (the Act), to CONTD CONT CONTD exercise all powers of the Company to Non-Voting allot and issue C Shares credited-as fully paid up to an aggregate nominal amount of GBP 500 million to the-holders of ordinary shares of 20 pence each in the capital of the Company on-the register of members of the Company on any dates determined by the-directors from time to time and on the basis of the number of C Shares for-every ordinary share held as may be determined by the directors from time to-time; and provided that the authority conferred by this resolution shall-expire at the end of the 2014 AGM of the Company or 15 months after the date-on which this resolution is passed (whichever is the earlier) and so that-such authority shall be additional to, and without prejudice to, the-unexercised portion of any other authorities and powers granted to the-directors, and CONTD CONT CONTD any resolution passed prior to the date of Non-Voting passing of this resolution;-and c) to do all acts and things they may consider necessary or desirable to-give effect to this resolution and to satisfy any entitlement to C Shares-howsoever arising 18 That the Company and any company which is or Management For For becomes a subsidiary of the Company during the period to which this resolution is effective be and is hereby authorised to: a)make donations to political parties and/or independent election candidates; b) make donations to political organisations other than political parties; and c) incur political expenditure during the period commencing on the date of this resolution and ending on the date of the 2014 AGM or 15 months after the date on which this resolution is passed (whichever is the earlier), provided that in each case any such donations and expenditure made by the Company or by any such subsidiary shall not exceed GBP 25,000 per company and the aggregate of those made by the Company and any such subsidiary shall not exceed GBP 50,000. For the purposes of this resolution, CONTD CONT CONTD the terms 'political donation', 'political Non-Voting parties', 'independent-election candidates', 'political organisation' and 'political expenditure'- have the meanings given by Part 14 of the Act 19 That: a) the first Section 551 amount as defined Management For For in article 12 of the Articles shall be GBP 124,821,118; and b)the second Section 551 amount as defined in article 12 of the Articles shall be GBP 249,642,235; and c) the prescribed period as defined in article 12 of the Articles for which the authorities conferred by this resolution are given shall be a period expiring (unless previously renewed, varied or revoked by the Company in general meeting) at the end of the 2014 AGM of the Company or 15 months after the date on which this resolution is passed (whichever is the earlier) 20 That, subject to the passing of Resolution 19, the Management For For Section 561 amount as defined in article 12 of the Articles shall be GBP 18,723,167 and the prescribed period for which the authority conferred by this resolution is given shall be a period expiring (unless previously renewed, varied or revoked by the Company in general meeting) at the end of the 2014 AGM of the Company or 15 months after the date on which this resolution is passed (whichever is the earlier) 21 That the Company be and is hereby generally Management For For and unconditionally authorised to make market purchases (within the meaning of Section 693(4) of the Act) of its ordinary shares, subject to the following conditions: a)the maximum aggregate number of ordinary shares authorised to be purchased is 187,231,677; b)the minimum price (exclusive of expenses) which may be paid for an ordinary share is 20 pence (being the nominal value of an ordinary share); c) the maximum price (exclusive of expenses) which may be paid for each ordinary share is the higher of: i) an amount equal to 105 per cent of the average of the middle market quotations for the ordinary shares as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which an ordinary share is contracted to be CONTD CONT CONTD purchased; and ii) an amount equal to Non-Voting the higher of the price of the-last independent trade of an ordinary share and the highest current-independent bid for an ordinary share as derived from the London Stock-Exchange Trading System; d)this authority shall expire at the end of the 2014-AGM of the Company or 15 months from the date of this resolution (whichever-is the earlier); and e) a contract to purchase shares under this authority-may be made prior to the expiry of this authority, and concluded, in whole or-in part, after the expiry of this authority 22 That with immediate effect, the amended Articles Management For For of Association of the Company produced to the meeting and initialed by the Chairman for the purpose of identification (the New Articles) be approved and adopted as the Articles of Association of the Company, in substitution for the existing Articles of Association (the Existing Articles) PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO MODIFICATION OF TEXT IN RESOLUTION-NO 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
DUKE ENERGY CORPORATION SECURITY 26441C204 MEETING TYPE Annual TICKER SYMBOL DUK MEETING DATE 02-May-2013 ISIN US26441C2044 AGENDA 933746705 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 WILLIAM BARNET, III For For 2 G. ALEX BERNHARDT, SR. For For 3 MICHAEL G. BROWNING For For 4 HARRIS E. DELOACH, JR. For For 5 DANIEL R. DIMICCO For For 6 JOHN H. FORSGREN For For 7 ANN M. GRAY For For 8 JAMES H. HANCE, JR. For For 9 JOHN T. HERRON For For 10 JAMES B. HYLER, JR. For For 11 E. MARIE MCKEE For For 12 E. JAMES REINSCH For For 13 JAMES T. RHODES For For 14 JAMES E. ROGERS For For 15 CARLOS A. SALADRIGAS For For 16 PHILIP R. SHARP For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP Management For For AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2013 3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION 4. APPROVAL OF THE AMENDED DUKE Management For For ENERGY CORPORATION EXECUTIVE SHORT-TERM INCENTIVE PLAN 5. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For SHAREHOLDER ACTION BY WRITTEN CONSENT 6. SHAREHOLDER PROPOSAL REGARDING AN Shareholder Against For AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
VERIZON COMMUNICATIONS INC. SECURITY 92343V104 MEETING TYPE Annual TICKER SYMBOL VZ MEETING DATE 02-May-2013 ISIN US92343V1044 AGENDA 933747872 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: RICHARD L. Management For For CARRION 1B ELECTION OF DIRECTOR: MELANIE L. Management For For HEALEY 1C ELECTION OF DIRECTOR: M. FRANCES Management For For KEETH 1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1E ELECTION OF DIRECTOR: LOWELL C. Management For For MCADAM 1F ELECTION OF DIRECTOR: SANDRA O. Management For For MOOSE 1G ELECTION OF DIRECTOR: JOSEPH Management For For NEUBAUER 1H ELECTION OF DIRECTOR: DONALD T. Management For For NICOLAISEN 1I ELECTION OF DIRECTOR: CLARENCE OTIS, Management For For JR. 1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1K ELECTION OF DIRECTOR: RODNEY E. Management For For SLATER 1L ELECTION OF DIRECTOR: KATHRYN A. Management For For TESIJA 1M ELECTION OF DIRECTOR: GREGORY D. Management For For WASSON 02 RATIFICATION OF APPOINTMENT OF Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION 04 APPROVAL OF LONG-TERM INCENTIVE PLAN Management For For 05 NETWORK NEUTRALITY Shareholder Against For 06 LOBBYING ACTIVITIES Shareholder Against For 07 PROXY ACCESS BYLAWS Shareholder Against For 08 SEVERANCE APPROVAL POLICY Shareholder Against For 09 SHAREHOLDER RIGHT TO CALL A SPECIAL Shareholder Against For MEETING 10 SHAREHOLDER RIGHT TO ACT BY WRITTEN Shareholder Against For CONSENT
MUELLER INDUSTRIES, INC. SECURITY 624756102 MEETING TYPE Annual TICKER SYMBOL MLI MEETING DATE 02-May-2013 ISIN US6247561029 AGENDA 933773170 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 GREGORY L. CHRISTOPHER For For 2 PAUL J. FLAHERTY For For 3 GENNARO J. FULVIO For For 4 GARY S. GLADSTEIN For For 5 SCOTT J. GOLDMAN For For 6 TERRY HERMANSON For For 2. APPROVE THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. 3. TO APPROVE, ON AN ADVISORY BASIS BY Management Abstain Against NON-BINDING VOTE, EXECUTIVE COMPENSATION.
UNS ENERGY CORP SECURITY 903119105 MEETING TYPE Annual TICKER SYMBOL UNS MEETING DATE 03-May-2013 ISIN US9031191052 AGENDA 933747290 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 DIRECTOR Management 1 PAUL J. BONAVIA For For 2 LAWRENCE J. ALDRICH For For 3 BARBARA M. BAUMANN For For 4 LARRY W. BICKLE For For 5 ROBERT A. ELLIOTT For For 6 DANIEL W.L. FESSLER For For 7 LOUISE L. FRANCESCONI For For 8 RAMIRO G. PERU For For 9 GREGORY A. PIVIROTTO For For 10 JOAQUIN RUIZ For For 2 RATIFICATION OF SELECTION OF Management For For INDEPENDENT AUDITOR, PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL YEAR 2013. 3 ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION.
CINCINNATI BELL INC. SECURITY 171871403 MEETING TYPE Annual TICKER SYMBOL CBBPRB MEETING DATE 03-May-2013 ISIN US1718714033 AGENDA 933752479 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: PHILLIP R. COX Management For For 1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For 1C. ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For 1D. ELECTION OF DIRECTOR: JAKKI L. Management For For HAUSSLER 1E. ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For 1F. ELECTION OF DIRECTOR: ALAN R. Management For For SCHRIBER 1G. ELECTION OF DIRECTOR: LYNN A. Management For For WENTWORTH 1H. ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For 1I. ELECTION OF DIRECTOR: THEODORE H. Management For For TORBECK 2. TO APPROVE, BY NON-BINDING VOTE, Management For For EXECUTIVE COMPENSATION. 3. RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
ELI LILLY AND COMPANY SECURITY 532457108 MEETING TYPE Annual TICKER SYMBOL LLY MEETING DATE 06-May-2013 ISIN US5324571083 AGENDA 933750057 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: R. ALVAREZ Management For For 1B. ELECTION OF DIRECTOR: W. BISCHOFF Management For For 1C. ELECTION OF DIRECTOR: R.D. HOOVER Management For For 1D. ELECTION OF DIRECTOR: F.G. Management For For PRENDERGAST 1E. ELECTION OF DIRECTOR: K.P. SEIFERT Management For For 2. RATIFICATION OF THE APPOINTMENT BY Management For For THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2013. 3. APPROVE, BY NON-BINDING VOTE, Management Abstain Against COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. REAPPROVE MATERIAL TERMS OF THE Management For For PERFORMANCE GOALS FOR THE 2002 LILLY STOCK PLAN.
GREAT PLAINS ENERGY INCORPORATED SECURITY 391164100 MEETING TYPE Annual TICKER SYMBOL GXP MEETING DATE 07-May-2013 ISIN US3911641005 AGENDA 933760781 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 TERRY BASSHAM For For 2 DAVID L. BODDE For For 3 R.C. FERGUSON, JR. For For 4 GARY D. FORSEE For For 5 THOMAS D. HYDE For For 6 JAMES A. MITCHELL For For 7 ANN D. MURTLOW For For 8 JOHN J. SHERMAN For For 9 LINDA H. TALBOTT For For 10 ROBERT H. WEST For For 2. TO APPROVE, ON A NON-BINDING ADVISORY Management Abstain Against BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
CONSOL ENERGY INC. SECURITY 20854P109 MEETING TYPE Annual TICKER SYMBOL CNX MEETING DATE 08-May-2013 ISIN US20854P1093 AGENDA 933769335 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 J. BRETT HARVEY For For 2 PHILIP W. BAXTER For For 3 JAMES E. ALTMEYER, SR. For For 4 WILLIAM E. DAVIS For For 5 RAJ K. GUPTA For For 6 DAVID C. HARDESTY, JR. For For 7 JOHN T. MILLS For For 8 WILLIAM P. POWELL For For 9 JOSEPH T. WILLIAMS For For 2. APPROVAL OF THE AMENDED AND Management For For RESTATED CONSOL ENERGY INC. EXECUTIVE ANNUAL INCENTIVE PLAN. 3. RATIFICATION OF ANTICIPATED SELECTION Management For For OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. 4. APPROVAL OF COMPENSATION PAID TO Management For For CONSOL ENERGY INC.'S NAMED EXECUTIVES. 5. A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For POLITICAL CONTRIBUTIONS. 6. A SHAREHOLDER PROPOSAL REGARDING A Shareholder Against For CLIMATE CHANGE REPORT.
BCE INC. SECURITY 05534B760 MEETING TYPE Annual TICKER SYMBOL BCE MEETING DATE 09-May-2013 ISIN CA05534B7604 AGENDA 933759598 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 01 DIRECTOR Management 1 B.K. ALLEN For For 2 A. BERARD For For 3 R.A. BRENNEMAN For For 4 S. BROCHU For For 5 R.E. BROWN For For 6 G.A. COPE For For 7 D.F. DENISON For For 8 A.S. FELL For For 9 E.C. LUMLEY For For 10 T.C. O'NEILL For For 11 J. PRENTICE For For 12 R.C. SIMMONDS For For 13 C. TAYLOR For For 14 P.R. WEISS For For 02 APPOINTMENT OF DELOITTE LLP AS Management For For AUDITORS. 03 RESOLVED, ON AN ADVISORY BASIS AND Management For For NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2013 MANAGEMENT PROXY CIRCULAR DATED MARCH 7, 2013 DELIVERED IN ADVANCE OF THE 2013 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE INC. 4A PROPOSAL NO. 1 EQUITY RATIO Shareholder Against For 4B PROPOSAL NO. 2 CRITICAL MASS OF Shareholder Against For QUALIFIED WOMEN ON BOARD OF DIRECTORS 4C PROPOSAL NO. 3 POST-EXECUTIVE Shareholder Against For COMPENSATION ADVISORY VOTE DISCLOSURE 4D PROPOSAL NO. 4 RISK MANAGEMENT Shareholder Against For COMMITTEE 4E PROPOSAL NO. 5 DIVERSITY POLICIES AND Shareholder Against For INITIATIVES
CVS CAREMARK CORPORATION SECURITY 126650100 MEETING TYPE Annual TICKER SYMBOL CVS MEETING DATE 09-May-2013 ISIN US1266501006 AGENDA 933763509 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: C. DAVID BROWN Management For For II 1B. ELECTION OF DIRECTOR: DAVID W. Management For For DORMAN 1C. ELECTION OF DIRECTOR: ANNE M. Management For For FINUCANE 1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Management For For WILLIAMS 1E. ELECTION OF DIRECTOR: LARRY J. MERLO Management For For 1F. ELECTION OF DIRECTOR: JEAN-PIERRE Management For For MILLON 1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For 1H. ELECTION OF DIRECTOR: WILLIAM C. Management For For WELDON 1I. ELECTION OF DIRECTOR: TONY L. WHITE Management For For 2. PROPOSAL TO RATIFY INDEPENDENT Management For For PUBLIC ACCOUNTING FIRM FOR 2013. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Management Abstain Against APPROVAL OF EXECUTIVE COMPENSATION. 4. AMEND THE COMPANY'S 2007 EMPLOYEE Management For For STOCK PURCHASE PLAN TO ADD SHARES TO THE PLAN. 5. AMEND THE COMPANY'S CHARTER TO Management For For REDUCE VOTING THRESHOLDS IN THE FAIR PRICE PROVISION. 6. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For POLITICAL CONTRIBUTIONS AND EXPENDITURES. 7. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For POLICY ON ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. 8. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For LOBBYING EXPENDITURES.
INVESTMENT AB KINNEVIK, STOCKHOLM SECURITY W4832D128 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 13-May-2013 ISIN SE0000164600 AGENDA 704401102 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED CMMT PLEASE NOTE THAT NOT ALL SUB Non-Voting CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU 1 Opening of the Annual General Meeting Non-Voting 2 Election of Chairman of the Annual General Non-Voting Meeting: Wilhelm Luning 3 Preparation and approval of the voting list Non-Voting 4 Approval of the agenda Non-Voting 5 Election of one or two persons to check and Non-Voting verify the minutes 6 Determination of whether the Annual General Non-Voting Meeting has been duly convened 7 Remarks by the Chairman of the Board Non-Voting 8 Presentation by the Chief Executive Officer Non-Voting 9 Presentation of the Annual Report and the Non-Voting Auditor's Report and of the Group-Annual Report and the Group Auditor's Report 10 Resolution on the adoption of the Profit and Loss Management No Action Statement and the Balance Sheet and of the Group Profit and Loss Statement and the Group Balance Sheet 11 Resolution on the proposed treatment of the Management No Action Company's earnings as stated in the adopted Balance Sheet 12 Resolution on the discharge of liability of the Management No Action directors of the Board and the Chief Executive Officer 13 Determination of the number of directors of the Management No Action Board 14 Determination of the remuneration to the Management No Action directors of the Board and the auditor 15 Election of the directors of the Board and the Management No Action Chairman of the Board: The Nomination Committee proposes that the Annual General Meeting shall, for the period until the close of the next Annual General Meeting, re-elect Tom Boardman, Vigo Carlund, Dame Amelia Fawcett, Wilhelm Klingspor, Erik Mitteregger, Allen Sangines-Krause and Cristina Stenbeck as directors of the Board and to elect Lorenzo Grabau as new director of the Board. The Nomination Committee proposes that the Annual General Meeting shall re-elect Cristina Stenbeck as Chairman of the Board 16 Election of auditor: Deloitte AB Management No Action 17 Approval of the procedure of the Nomination Management No Action Committee 18 Resolution regarding guidelines for remuneration Management No Action to senior executives 19.a Resolution regarding incentive programme Management No Action comprising the following resolution: adoption of an incentive programme 19.b Resolution regarding incentive programme Management No Action comprising the following resolution: authorisation for the Board to resolve on new issue of C-shares 19.c Resolution regarding incentive programme Management No Action comprising the following resolution: authorisation for the Board to resolve to repurchase own C- shares 19.d Resolution regarding incentive programme Management No Action comprising the following resolution: transfer of B- shares 20 Resolution to authorise the Board to resolve on Management No Action repurchase of own shares 21.a PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: To instruct the Board to take appropriate actions in order to establish a shareholders' association in the Company 21.b PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: To instruct the Board to prepare a proposal for the Annual General Meeting 2014 regarding Board representation for the small and mid-size shareholders of the Company 21.c PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: To instruct the Board to write to the Swedish government with a request that an inquiry examination is established as soon as possible with the instruction to present a law proposal to revoke the differences in voting powers between shares in Swedish limited liability companies 21.d PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Special examination regarding the Company's external and internal entertainment" 21.e PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: To adopt a vision regarding gender equality on every level in the Company" and "to instruct the Board to establish a working group assigned to seek to implement this vision" as well as to "monitor the development on the ethnicity area" and "account for its work at the Annual General Meeting each year 22.a PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Examine to distribute the unlisted assets directly to the shareholders 22.b PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Examine the alternative to divide Kinnevik into two companies: "Kinnevik Telecom" and "Kinnevik Retail 22.c PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Examine the alternative to divide Kinnevik into two listed companies: "Kinnevik listed" and "Kinnevik unlisted 22.d PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Examine the issue to make an extraordinary dividend of SEK 10 and increase the debt ratio 22.e PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Make a more long-term and more aggressive forecast for the dividend in Kinnevik 22.f PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Examine the alternative to repurchase large number of shares without "cancelling them 22.g PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Establish a team from the major investment companies in Sweden which shall prepare proposals and measures in order to eliminate the investment company discount in each company 22.h PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Contact Warren Buffett for his advice on how Kinnevik shall meet the future 22.i PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Examine the alternative to make Kinnevik's Annual General Meeting the largest annual general meeting in Sweden 22.j PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Evaluate which shareholder benefits that can be offered from subsidiaries and partly owned companies 22.k PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Make a five item agenda with concrete measures to eliminate Kinnesvik's investment company discount 22.l PLEASE NOTE THAT THIS RESOLUTION IS A Shareholder No Action SHAREHOLDER PROPOSAL: Establish and write it down on paper that the investment company discount, the billions in shareholder value that are lost, is unacceptable, and establish the goal that the investment company discount shall be turned into a premium 23 Closing of the Annual General Meeting Non-Voting PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO MODIFICATION OF TEXT IN RESOLUTION-22.D. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ANADARKO PETROLEUM CORPORATION SECURITY 032511107 MEETING TYPE Annual TICKER SYMBOL APC MEETING DATE 14-May-2013 ISIN US0325111070 AGENDA 933764715 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For 1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For 1C. ELECTION OF DIRECTOR: H. PAULETT Management For For EBERHART 1D. ELECTION OF DIRECTOR: PETER J. FLUOR Management For For 1E. ELECTION OF DIRECTOR: RICHARD L. Management For For GEORGE 1F. ELECTION OF DIRECTOR: PRESTON M. Management For For GEREN III 1G. ELECTION OF DIRECTOR: CHARLES W. Management For For GOODYEAR 1H. ELECTION OF DIRECTOR: JOHN R. GORDON Management For For 1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Management For For 1J. ELECTION OF DIRECTOR: PAULA ROSPUT Management For For REYNOLDS 1K. ELECTION OF DIRECTOR: R. A. WALKER Management For For 2. RATIFICATION OF APPOINTMENT OF KPMG Management For For LLP AS INDEPENDENT AUDITOR. 3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL - REPORT ON Shareholder Against For POLITICAL CONTRIBUTIONS.
CONOCOPHILLIPS SECURITY 20825C104 MEETING TYPE Annual TICKER SYMBOL COP MEETING DATE 14-May-2013 ISIN US20825C1045 AGENDA 933764842 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: RICHARD L. Management For For ARMITAGE 1B. ELECTION OF DIRECTOR: RICHARD H. Management For For AUCHINLECK 1C. ELECTION OF DIRECTOR: JAMES E. Management For For COPELAND, JR. 1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Management For For 1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Management For For 1F. ELECTION OF DIRECTOR: RYAN M. LANCE Management For For 1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Management For For 1H. ELECTION OF DIRECTOR: ROBERT A. Management For For NIBLOCK 1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For 1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For 2. TO RATIFY APPOINTMENT OF ERNST & Management For For YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY APPROVAL OF EXECUTIVE Management Abstain Against COMPENSATION. 4. REPORT ON GRASSROOTS LOBBYING Shareholder Against For EXPENDITURES. 5. GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For 6. GENDER IDENTITY NON-DISCRIMINATION. Shareholder Against For
MORGAN STANLEY SECURITY 617446448 MEETING TYPE Annual TICKER SYMBOL MS MEETING DATE 14-May-2013 ISIN US6174464486 AGENDA 933767228 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: ERSKINE B. Management For For BOWLES 1B. ELECTION OF DIRECTOR: HOWARD J. Management For For DAVIES 1C. ELECTION OF DIRECTOR: THOMAS H. Management For For GLOCER 1D. ELECTION OF DIRECTOR: JAMES P. Management For For GORMAN 1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Management For For 1F. ELECTION OF DIRECTOR: C. ROBERT Management For For KIDDER 1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For For 1H. ELECTION OF DIRECTOR: DONALD T. Management For For NICOLAISEN 1I. ELECTION OF DIRECTOR: HUTHAM S. Management For For OLAYAN 1J. ELECTION OF DIRECTOR: JAMES W. OWENS Management For For 1K. ELECTION OF DIRECTOR: O. GRIFFITH Management For For SEXTON 1L. ELECTION OF DIRECTOR: RYOSUKE Management For For TAMAKOSHI 1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For 1N. ELECTION OF DIRECTOR: LAURA D. TYSON Management For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITOR 3. TO APPROVE THE COMPENSATION OF Management Abstain Against EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) 4. TO AMEND THE 2007 EQUITY INCENTIVE Management Against Against COMPENSATION PLAN TO INCREASE SHARES AVAILABLE FOR GRANT 5. TO AMEND THE 2007 EQUITY INCENTIVE Management For For COMPENSATION PLAN TO PROVIDE FOR QUALIFYING PERFORMANCE-BASED LONG- TERM INCENTIVE AWARDS UNDER SECTION 162(M) 6. TO AMEND THE SECTION 162(M) Management For For PERFORMANCE FORMULA GOVERNING ANNUAL INCENTIVE COMPENSATION FOR CERTAIN OFFICERS
UNITED STATES CELLULAR CORPORATION SECURITY 911684108 MEETING TYPE Annual TICKER SYMBOL USM MEETING DATE 14-May-2013 ISIN US9116841084 AGENDA 933786987 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 P.H. DENUIT For For 2. RATIFY ACCOUNTANTS FOR 2013. Management For For 3. 2013 LONG-TERM INCENTIVE PLAN. Management Against Against 4. NON-EMPLOYEE DIRECTOR COMPENSATION Management Against Against PLAN. 5. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION.
HALLIBURTON COMPANY SECURITY 406216101 MEETING TYPE Annual TICKER SYMBOL HAL MEETING DATE 15-May-2013 ISIN US4062161017 AGENDA 933767317 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: A.M. BENNETT Management For For 1B. ELECTION OF DIRECTOR: J.R. BOYD Management For For 1C. ELECTION OF DIRECTOR: M. CARROLL Management For For 1D. ELECTION OF DIRECTOR: N.K. DICCIANI Management For For 1E. ELECTION OF DIRECTOR: M.S. GERBER Management For For 1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Management For For 1G. ELECTION OF DIRECTOR: A.S. JUM'AH Management For For 1H. ELECTION OF DIRECTOR: D.J. LESAR Management For For 1I. ELECTION OF DIRECTOR: R.A. MALONE Management For For 1J. ELECTION OF DIRECTOR: J.L. MARTIN Management For For 1K. ELECTION OF DIRECTOR: D.L. REED Management For For 2. PROPOSAL FOR RATIFICATION OF THE Management For For SELECTION OF AUDITORS. 3. ADVISORY APPROVAL OF THE COMPANY'S Management Abstain Against EXECUTIVE COMPENSATION. 4. PROPOSAL TO AMEND AND RESTATE THE Management For For HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. 5. PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
STATE STREET CORPORATION SECURITY 857477103 MEETING TYPE Annual TICKER SYMBOL STT MEETING DATE 15-May-2013 ISIN US8574771031 AGENDA 933768662 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: K. BURNES Management For For 1B ELECTION OF DIRECTOR: P. COYM Management For For 1C ELECTION OF DIRECTOR: P. DE SAINT- Management For For AIGNAN 1D ELECTION OF DIRECTOR: A. FAWCETT Management For For 1E ELECTION OF DIRECTOR: L. HILL Management For For 1F ELECTION OF DIRECTOR: J. HOOLEY Management For For 1G ELECTION OF DIRECTOR: R. KAPLAN Management For For 1H ELECTION OF DIRECTOR: R. SERGEL Management For For 1I ELECTION OF DIRECTOR: R. SKATES Management For For IJ ELECTION OF DIRECTOR: G. SUMME Management For For IK ELECTION OF DIRECTOR: T. WILSON Management For For 2 TO APPROVE AN ADVISORY PROPOSAL ON Management Abstain Against EXECUTIVE COMPENSATION. 3 TO RATIFY THE SELECTION OF ERNST & Management For For YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
AMERICAN INTERNATIONAL GROUP, INC. SECURITY 026874784 MEETING TYPE Annual TICKER SYMBOL AIG MEETING DATE 15-May-2013 ISIN US0268747849 AGENDA 933772560 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: ROBERT H. Management For For BENMOSCHE 1B. ELECTION OF DIRECTOR: W. DON Management For For CORNWELL 1C. ELECTION OF DIRECTOR: JOHN H. Management For For FITZPATRICK 1D. ELECTION OF DIRECTOR: WILLIAM G. Management For For JURGENSEN 1E. ELECTION OF DIRECTOR: CHRISTOPHER S. Management For For LYNCH 1F. ELECTION OF DIRECTOR: ARTHUR C. Management For For MARTINEZ 1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Management For For 1H. ELECTION OF DIRECTOR: HENRY S. MILLER Management For For 1I. ELECTION OF DIRECTOR: ROBERT S. Management For For MILLER 1J. ELECTION OF DIRECTOR: SUZANNE NORA Management For For JOHNSON 1K. ELECTION OF DIRECTOR: RONALD A. Management For For RITTENMEYER 1L. ELECTION OF DIRECTOR: DOUGLAS M. Management For For STEENLAND 1M. ELECTION OF DIRECTOR: THERESA M. Management For For STONE 2. TO APPROVE THE AMERICAN Management For For INTERNATIONAL GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN. 3. TO VOTE UPON A NON-BINDING Management Abstain Against SHAREHOLDER RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, Management Abstain Against THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. 5. TO ACT UPON A PROPOSAL TO RATIFY THE Management For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 6. TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For RELATING TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG.
DR PEPPER SNAPPLE GROUP,INC. SECURITY 26138E109 MEETING TYPE Annual TICKER SYMBOL DPS MEETING DATE 16-May-2013 ISIN US26138E1091 AGENDA 933758180 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A ELECTION OF DIRECTOR: JOHN L. ADAMS Management For For 1B ELECTION OF DIRECTOR: RONALD G. Management For For ROGERS 2 TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. 3 RESOLVED, THAT THE COMPENSATION PAID Management Abstain Against TO NAMED EXECUTIVE OFFICERS WITH RESPECT TO 2012, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES & NARRATIVE DISCUSSION, IS HEREBY APPROVED. 4 TO RE-APPROVE THE MANAGEMENT Management For For INCENTIVE PLAN TO COMPLY WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE AND THE REGULATIONS PROMULGATED THEREUNDER.
MARSH & MCLENNAN COMPANIES, INC. SECURITY 571748102 MEETING TYPE Annual TICKER SYMBOL MMC MEETING DATE 16-May-2013 ISIN US5717481023 AGENDA 933768989 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: ZACHARY W. Management For For CARTER 1B. ELECTION OF DIRECTOR: OSCAR FANJUL Management For For 1C. ELECTION OF DIRECTOR: DANIEL S. GLASER Management For For 1D. ELECTION OF DIRECTOR: H. EDWARD Management For For HANWAY 1E. ELECTION OF DIRECTOR: LORD LANG OF Management For For MONKTON 1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Management For For 1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Management For For 1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For 1I. ELECTION OF DIRECTOR: MARC D. OKEN Management For For 1J. ELECTION OF DIRECTOR: MORTON O. Management For For SCHAPIRO 1K. ELECTION OF DIRECTOR: ADELE SIMMONS Management For For 1L. ELECTION OF DIRECTOR: LLOYD M. YATES Management For For 1M. ELECTION OF DIRECTOR: R. DAVID YOST Management For For 2. ADVISORY (NONBINDING) VOTE TO Management Abstain Against APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. RATIFICATION OF SELECTION OF Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
HESS CORPORATION SECURITY 42809H107 MEETING TYPE Contested-Annual TICKER SYMBOL HES MEETING DATE 16-May-2013 ISIN US42809H1077 AGENDA 933787648 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 J. KRENICKI For For 2 K. MEYERS For For 3 F.G. REYNOLDS For For 4 W.G. SCHRADER For For 5 M. WILLIAMS For For 2. RATIFICATION OF THE SELECTION OF Management For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY APPROVAL OF THE Management Abstain Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AN AMENDMENT TO THE Management For For RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD. 5. STOCKHOLDER PROPOSAL Shareholder Against For RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT REQUIRES AN INDEPENDENT CHAIRMAN. 6. STOCKHOLDER PROPOSAL Shareholder Against For RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD. 7. STOCKHOLDER PROPOSAL Shareholder Against For RECOMMENDING THAT THE COMPANY PROVIDE A REPORT REGARDING POLITICAL CONTRIBUTIONS. 8. STOCKHOLDER PROPOSAL SUBMITTED BY Shareholder Against For ELLIOTT ASSOCIATES, L.P. AND ELLIOTT INTERNATIONAL, L.P. RECOMMENDING THAT THE COMPANY REPEAL ANY PROVISION OR AMENDMENT OF THE BY-LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER FEBRUARY 2, 2011 AND PRIOR TO THE ANNUAL MEETING.
MONDELEZ INTL, INC SECURITY 609207105 MEETING TYPE Annual TICKER SYMBOL MDLZ MEETING DATE 21-May-2013 ISIN US6092071058 AGENDA 933759625 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: STEPHEN F. Management For For BOLLENBACH 1B. ELECTION OF DIRECTOR: LEWIS W.K. Management For For BOOTH 1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1D. ELECTION OF DIRECTOR: MARK D. Management For For KETCHUM 1E. ELECTION OF DIRECTOR: JORGE S. Management For For MESQUITA 1F. ELECTION OF DIRECTOR: FREDRIC G. Management For For REYNOLDS 1G. ELECTION OF DIRECTOR: IRENE B. Management For For ROSENFELD 1H. ELECTION OF DIRECTOR: PATRICK T. Management For For SIEWERT 1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For For 1J ELECTION OF DIRECTOR: RATAN N. TATA Management For For 1K ELECTION OF DIRECTOR: J.F. VAN Management For For BOXMEER 2. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION 3. RATIFICATION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2013 4. SHAREHOLDER PROPOSAL: REPORT ON Shareholder Against For EXTENDED PRODUCER RESPONSIBILITY 5 SHAREHOLDER PROPOSAL: Shareholder Against For SUSTAINABILITY REPORT ON GENDER EQUALITY IN THE COMPANY'S SUPPLY CHAIN
W. R. BERKLEY CORPORATION SECURITY 084423102 MEETING TYPE Annual TICKER SYMBOL WRB MEETING DATE 21-May-2013 ISIN US0844231029 AGENDA 933777041 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1.1 ELECTION OF DIRECTOR: W. ROBERT Management For For BERKLEY, JR. 1.2 ELECTION OF DIRECTOR: RONALD E. Management For For BLAYLOCK 1.3 ELECTION OF DIRECTOR: MARK E. Management For For BROCKBANK 1.4 ELECTION OF DIRECTOR: GEORGE G. DALY Management For For 1.5 ELECTION OF DIRECTOR: MARY C. FARRELL Management For For 2. TO CONSIDER AND CAST A NON-BINDING Management For For ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON- PAY" VOTE. 3. TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.
JPMORGAN CHASE & CO. SECURITY 46625H100 MEETING TYPE Annual TICKER SYMBOL JPM MEETING DATE 21-May-2013 ISIN US46625H1005 AGENDA 933779728 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: JAMES A. BELL Management For For 1B. ELECTION OF DIRECTOR: CRANDALL C. Management For For BOWLES 1C. ELECTION OF DIRECTOR: STEPHEN B. Management For For BURKE 1D. ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1E. ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1F. ELECTION OF DIRECTOR: JAMES DIMON Management For For 1G. ELECTION OF DIRECTOR: TIMOTHY P. Management For For FLYNN 1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For 1I. ELECTION OF DIRECTOR: LABAN P. Management For For JACKSON, JR. 1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For 1K. ELECTION OF DIRECTOR: WILLIAM C. Management For For WELDON 2. RATIFICATION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY RESOLUTION TO APPROVE Management Abstain Against EXECUTIVE COMPENSATION 4. AMENDMENT TO THE FIRM'S RESTATED Management For For CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT 5. REAPPROVAL OF KEY EXECUTIVE Management For For PERFORMANCE PLAN 6. REQUIRE SEPARATION OF CHAIRMAN AND Shareholder Against For CEO 7. REQUIRE EXECUTIVES TO RETAIN Shareholder Against For SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE 8. ADOPT PROCEDURES TO AVOID HOLDING Shareholder Against For OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS 9. DISCLOSE FIRM PAYMENTS USED DIRECTLY Shareholder Against For OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES
ROYAL DUTCH SHELL PLC SECURITY 780259206 MEETING TYPE Annual TICKER SYMBOL RDSA MEETING DATE 21-May-2013 ISIN US7802592060 AGENDA 933802476 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 ADOPTION OF ANNUAL REPORT & Management For For ACCOUNTS 2 APPROVAL OF REMUNERATION REPORT Management For For 3 RE-APPOINTMENT OF JOSEF ACKERMANN Management For For AS A DIRECTOR OF THE COMPANY 4 RE-APPOINTMENT OF GUY ELLIOTT AS A Management For For DIRECTOR OF THE COMPANY 5 RE-APPOINTMENT OF SIMON HENRY AS A Management For For DIRECTOR OF THE COMPANY 6 RE-APPOINTMENT OF CHARLES O. Management For For HOLLIDAY AS A DIRECTOR OF THE COMPANY 7 RE-APPOINTMENT OF GERARD Management For For KLEISTERLEE AS A DIRECTOR OF THE COMPANY 8 RE-APPOINTMENT OF JORMA OLLILA AS A Management For For DIRECTOR OF THE COMPANY 9 RE-APPOINTMENT OF SIR NIGEL Management For For SHEINWALD AS A DIRECTOR OF THE COMPANY 10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Management For For DIRECTOR OF THE COMPANY 11 RE-APPOINTMENT OF PETER VOSER AS A Management For For DIRECTOR OF THE COMPANY 12 RE-APPOINTMENT OF HANS WIJERS AS A Management For For DIRECTOR OF THE COMPANY 13 RE-APPOINTMENT OF GERRIT ZALM AS A Management For For DIRECTOR OF THE COMPANY 14 RE-APPOINTMENT OF AUDITORS Management For For 15 REMUNERATION OF AUDITORS Management For For 16 AUTHORITY TO ALLOT SHARES Management For For 17 DISAPPLICATION OF PRE-EMPTION RIGHTS Management Against Against 18 AUTHORITY TO PURCHASE OWN SHARES Management For For 19 AUTHORITY FOR CERTAIN DONATIONS AND Management For For EXPENDITURE
KRAFT FOODS GROUP, INC. SECURITY 50076Q106 MEETING TYPE Annual TICKER SYMBOL KRFT MEETING DATE 22-May-2013 ISIN US50076Q1067 AGENDA 933755499 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For 1B. ELECTION OF DIRECTOR: JEANNE P. Management For For JACKSON 1C. ELECTION OF DIRECTOR: E. FOLLIN SMITH Management For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against AN EXECUTIVE COMPENSATION VOTE. 4. APPROVAL OF THE MATERIAL TERMS FOR Management For For PERFORMANCE-BASED AWARDS UNDER THE KRAFT FOODS GROUP, INC. 2012 PERFORMANCE INCENTIVE PLAN. 5. RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. 6. SHAREHOLDER PROPOSAL: LABEL Shareholder Against For GENETICALLY ENGINEERED PRODUCTS.
TURKCELL ILETISIM HIZMETLERI A.S. SECURITY 900111204 MEETING TYPE Annual TICKER SYMBOL TKC MEETING DATE 22-May-2013 ISIN US9001112047 AGENDA 933822808 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 OPENING AND ELECTION OF THE Management For For PRESIDENCY BOARD. 2 AUTHORIZING THE PRESIDENCY BOARD TO Management For For SIGN THE MINUTES OF THE MEETING. 6 REVIEW, DISCUSSION AND APPROVAL OF Management For For THE BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEARS 2010. 7 DISCUSSION OF AND DECISION ON THE Management For For BOARD OF DIRECTORS' PROPOSAL CONCERNING THE DISTRIBUTION OF DIVIDEND FOR YEAR 2010 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE. 8 RELEASE OF THE BOARD MEMBER, COLIN J. Management For For WILLIAMS, FROM ACTIVITIES AND OPERATIONS OF THE COMPANY IN THE YEAR 2010. 9 RELEASE OF THE STATUTORY AUDITORS Management For For INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2010. 13 REVIEW, DISCUSSION AND APPROVAL OF Management For For THE BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEARS 2011. 14 DISCUSSION OF AND DECISION ON THE Management For For BOARD OF DIRECTORS' PROPOSAL CONCERNING THE DISTRIBUTION OF DIVIDEND FOR YEAR 2011 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE. 15 RELEASE OF THE BOARD MEMBERS Management For For INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2011. 16 RELEASE OF THE STATUTORY AUDITORS Management For For INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2011. 19 DISCUSSION OF AND APPROVAL OF THE Management For For ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2012. 21 REVIEW, DISCUSSION AND APPROVAL OF Management For For THE BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEARS 2012. 22 DISCUSSION OF AND DECISION ON THE Management For For BOARD OF DIRECTORS' PROPOSAL CONCERNING THE DISTRIBUTION OF DIVIDEND FOR YEAR 2012 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE. 23 RELEASE OF THE BOARD MEMBERS Management For For INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2012. 24 RELEASE OF THE STATUTORY AUDITORS Management For For INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2012. 25 SUBJECT TO THE APPROVAL OF THE Management For For MINISTRY OF CUSTOMS AND TRADE AND CAPITAL MARKETS BOARD; DISCUSSION OF AND VOTING ON THE AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. 26 IN ACCORDANCE WITH ARTICLE 363 OF TCC, Management For For SUBMITTAL AND APPROVAL OF THE BOARD MEMBERS ELECTED BY THE BOARD OF DIRECTORS DUE TO VACANCIES IN THE BOARD OCCURRED IN THE YEAR 2012. 27 ELECTION OF NEW BOARD MEMBERS IN Management For For ACCORDANCE WITH RELATED LEGISLATION AND DETERMINATION OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF OFFICE. 28 DETERMINATION OF THE GROSS MONTHLY Management For For FEES OF THE MEMBERS OF THE BOARD OF DIRECTORS. 29 DISCUSSION OF AND APPROVAL OF THE Management For For ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO TCC AND THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2013. 30 DISCUSSION OF AND APPROVAL OF Management For For INTERNAL GUIDE ON GENERAL ASSEMBLY RULES OF PROCEDURES PREPARED BY THE BOARD OF DIRECTORS. 31 DECISION PERMITTING THE BOARD Management For For MEMBERS TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY'S OPERATIONS AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE. 32 DISCUSSION OF AND APPROVAL OF Management For For "DIVIDEND POLICY" OF COMPANY PURSUANT TO THE CORPORATE GOVERNANCE PRINCIPLES. 34 INFORMING THE GENERAL ASSEMBLY ON Management For For THE DONATION AND CONTRIBUTION MADE IN THE YEARS 2011 AND 2012; DISCUSSION OF AND DECISION ON THE LIMIT OF THE DONATIONS TO BE MADE IN THE YEAR 2013; AND DISCUSSION AND APPROVAL OF DONATION AMOUNT WHICH HAS BEEN REALIZED FROM THE BEGINNING OF THE YEAR 2013 TO DATE OF GENERAL ASSEMBLY.
NEXTERA ENERGY, INC. SECURITY 65339F101 MEETING TYPE Annual TICKER SYMBOL NEE MEETING DATE 23-May-2013 ISIN US65339F1012 AGENDA 933777205 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: SHERRY S. Management For For BARRAT 1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Management For For 1C. ELECTION OF DIRECTOR: JAMES L. Management For For CAMAREN 1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Management For For 1E. ELECTION OF DIRECTOR: LEWIS HAY, III Management For For 1F. ELECTION OF DIRECTOR: TONI JENNINGS Management For For 1G. ELECTION OF DIRECTOR: JAMES L. ROBO Management For For 1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Management For For 1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Management For For 1J. ELECTION OF DIRECTOR: WILLIAM H. Management For For SWANSON 1K. ELECTION OF DIRECTOR: MICHAEL H. Management For For THAMAN 1L. ELECTION OF DIRECTOR: HANSEL E. Management For For TOOKES, II 2. RATIFICATION OF APPOINTMENT OF Management For For DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. APPROVAL, AS REQUIRED BY INTERNAL Management For For REVENUE CODE SECTION 162(M), OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE NEXTERA ENERGY, INC. 2013 EXECUTIVE ANNUAL INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING ADVISORY Management Abstain Against VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 5. SHAREHOLDER PROPOSAL-POLICY Shareholder Against For REGARDING STORAGE OF NUCLEAR WASTE.
DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Annual TICKER SYMBOL DB MEETING DATE 23-May-2013 ISIN DE0005140008 AGENDA 933813710 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 2 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For 3 RATIFICATION OF THE ACTS OF Management For For MANAGEMENT OF THE MANAGEMENT BOARD FOR THE 2012 FINANCIAL YEAR 4 RATIFICATION OF THE ACTS OF Management For For MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2012 FINANCIAL YEAR 5 ELECTION OF THE AUDITOR FOR THE 2013 Management For For FINANCIAL YEAR, INTERIM ACCOUNTS 6 AUTHORIZATION TO ACQUIRE OWN SHARES Management For For FOR TRADING PURPOSES PURSUANT TO Section 71 (1) NO. 7 STOCK CORPORATION ACT 7 AUTHORIZATION TO ACQUIRE OWN SHARES Management Against Against PURSUANT TO Section 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-EMPTIVE RIGHTS 8 AUTHORIZATION TO USE DERIVATIVES Management For For WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO Section 71 (1) NO. 8 STOCK CORPORATION ACT 9 APPROVAL OF THE COMPENSATION Management For For SYSTEM FOR THE MANAGEMENT BOARD MEMBERS 10 AMENDMENTS TO THE ARTICLES OF Management For For ASSOCIATION REGARDING THE NEW REGULATION ON SUPERVISORY BOARD COMPENSATION 11A ELECTION TO THE SUPERVISORY BOARD: Management For For JOHN CRYAN 11B ELECTION TO THE SUPERVISORY BOARD: Management For For PROF. DR. HENNING KAGERMANN 11C ELECTION TO THE SUPERVISORY BOARD: Management For For SUZANNE LABARGE 11D ELECTION TO THE SUPERVISORY BOARD: Management For For DR. JOHANNES TEYSSEN 11E ELECTION TO THE SUPERVISORY BOARD: Management For For GEORG F. THOMA 11F ELECTION TO THE SUPERVISORY BOARD: Management For For TILMAN TODENHOFER 11G ELECTION TO THE SUPERVISORY BOARD: Management For For DINA DUBLON 12 CANCELLATION OF EXISTING AND Management Against Against CREATION OF NEW AUTHORIZED CAPITAL WITH POSSIBILITY OF EXCLUDING SHAREHOLDERS' PRE-EMPTIVE RIGHTS, AMENDMENT TO THE ARTICLES OF ASSOCIATION 13 APPROVAL OF A DOMINATION AGREEMENT Management For For WITH RREEF MANAGEMENT GMBH CM1 COUNTER MOTION 1 Management Abstain CM2 COUNTER MOTION 2 Management Abstain
DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Annual TICKER SYMBOL DB MEETING DATE 23-May-2013 ISIN DE0005140008 AGENDA 933825917 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 2 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For 3 RATIFICATION OF THE ACTS OF Management For For MANAGEMENT OF THE MANAGEMENT BOARD FOR THE 2012 FINANCIAL YEAR 4 RATIFICATION OF THE ACTS OF Management For For MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2012 FINANCIAL YEAR 5 ELECTION OF THE AUDITOR FOR THE 2013 Management For For FINANCIAL YEAR, INTERIM ACCOUNTS 6 AUTHORIZATION TO ACQUIRE OWN SHARES Management For For FOR TRADING PURPOSES PURSUANT TO Section 71 (1) NO. 7 STOCK CORPORATION ACT 7 AUTHORIZATION TO ACQUIRE OWN SHARES Management Against Against PURSUANT TO Section 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-EMPTIVE RIGHTS 8 AUTHORIZATION TO USE DERIVATIVES Management For For WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO Section 71 (1) NO. 8 STOCK CORPORATION ACT 9 APPROVAL OF THE COMPENSATION Management For For SYSTEM FOR THE MANAGEMENT BOARD MEMBERS 10 AMENDMENTS TO THE ARTICLES OF Management For For ASSOCIATION REGARDING THE NEW REGULATION ON SUPERVISORY BOARD COMPENSATION 11A ELECTION TO THE SUPERVISORY BOARD: Management For For JOHN CRYAN 11B ELECTION TO THE SUPERVISORY BOARD: Management For For PROF. DR. HENNING KAGERMANN 11C ELECTION TO THE SUPERVISORY BOARD: Management For For SUZANNE LABARGE 11D ELECTION TO THE SUPERVISORY BOARD: Management For For DR. JOHANNES TEYSSEN 11E ELECTION TO THE SUPERVISORY BOARD: Management For For GEORG F. THOMA 11F ELECTION TO THE SUPERVISORY BOARD: Management For For TILMAN TODENHOFER 11G ELECTION TO THE SUPERVISORY BOARD: Management For For DINA DUBLON 12 CANCELLATION OF EXISTING AND Management Against Against CREATION OF NEW AUTHORIZED CAPITAL WITH POSSIBILITY OF EXCLUDING SHAREHOLDERS' PRE-EMPTIVE RIGHTS, AMENDMENT TO THE ARTICLES OF ASSOCIATION 13 APPROVAL OF A DOMINATION AGREEMENT Management For For WITH RREEF MANAGEMENT GMBH CM1 COUNTER MOTION 1 Management Abstain CM2 COUNTER MOTION 2 Management Abstain
HSBC HOLDINGS PLC SECURITY 404280406 MEETING TYPE Annual TICKER SYMBOL HBC MEETING DATE 24-May-2013 ISIN US4042804066 AGENDA 933785656 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO RECEIVE THE ANNUAL REPORT AND Management For For ACCOUNTS 2012 2. TO APPROVE THE DIRECTORS' Management For For REMUNERATION REPORT FOR 2012 3A. TO RE-ELECT S A CATZ A DIRECTOR Management For For 3B. TO RE-ELECT L M L CHA A DIRECTOR Management For For 3C. TO RE-ELECT M K T CHEUNG A DIRECTOR Management For For 3D. TO ELECT J B COMEY A DIRECTOR Management For For 3E. TO RE-ELECT J D COOMBE A DIRECTOR Management For For 3F. TO RE-ELECT J FABER A DIRECTOR Management For For 3G. TO RE-ELECT R A FAIRHEAD A DIRECTOR Management For For 3H. TO ELECT R FASSBIND A DIRECTOR Management For For 3I. TO RE-ELECT D J FLINT A DIRECTOR Management For For 3J. TO RE-ELECT S T GULLIVER A DIRECTOR Management For For 3K. TO RE-ELECT J W J HUGHES-HALLETT A Management For For DIRECTOR 3L. TO RE-ELECT W S H LAIDLAW A DIRECTOR Management For For 3M. TO RE-ELECT J P LIPSKY A DIRECTOR Management For For 3N. TO RE-ELECT J R LOMAX A DIRECTOR Management For For 3O. TO RE-ELECT I J MACKAY A DIRECTOR Management For For 3P. TO RE-ELECT SIR SIMON ROBERTSON A Management For For DIRECTOR 3Q. TO RE-ELECT J L THORNTON A DIRECTOR Management For For 4. TO REAPPOINT THE AUDITOR AT Management For For REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE 5. TO AUTHORISE THE DIRECTORS TO ALLOT Management For For SHARES S6. TO DISAPPLY PRE-EMPTION RIGHTS Management Against Against (SPECIAL RESOLUTION) 7. TO AUTHORISE THE COMPANY TO Management For For PURCHASE ITS OWN ORDINARY SHARES S8. TO APPROVE GENERAL MEETINGS (OTHER Management For For THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
MERCK & CO., INC. SECURITY 58933Y105 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 28-May-2013 ISIN US58933Y1055 AGENDA 933782319 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B. ELECTION OF DIRECTOR: THOMAS R. CECH Management For For 1C. ELECTION OF DIRECTOR: KENNETH C. Management For For FRAZIER 1D. ELECTION OF DIRECTOR: THOMAS H. Management For For GLOCER 1E. ELECTION OF DIRECTOR: WILLIAM B. Management For For HARRISON JR. 1F. ELECTION OF DIRECTOR: C. ROBERT Management For For KIDDER 1G. ELECTION OF DIRECTOR: ROCHELLE B. Management For For LAZARUS 1H. ELECTION OF DIRECTOR: CARLOS E. Management For For REPRESAS 1I. ELECTION OF DIRECTOR: PATRICIA F. Management For For RUSSO 1J. ELECTION OF DIRECTOR: CRAIG B. Management For For THOMPSON 1K. ELECTION OF DIRECTOR: WENDELL P. Management For For WEEKS 1L. ELECTION OF DIRECTOR: PETER C. Management For For WENDELL 2. RATIFICATION OF THE APPOINTMENT OF Management For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 4. SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. 5. SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For SPECIAL SHAREOWNER MEETINGS. 6. SHAREHOLDER PROPOSAL CONCERNING A Shareholder Against For REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS. 7. SHAREHOLDER PROPOSAL CONCERNING A Shareholder Against For REPORT ON LOBBYING ACTIVITIES.
TELEKOM AUSTRIA AG, WIEN SECURITY A8502A102 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 29-May-2013 ISIN AT0000720008 AGENDA 704504302 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 194179 DUE TO RECEIPT OF S-UPERVISORY NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARD-ED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT PLEASE NOTE THAT THE MEETING HAS Non-Voting BEEN SET UP USING THE RECORD DATE 17 MAY 2013-WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DA-TE FOR THIS MEETING IS 19 MAY 2013. THANK YOU 1 Receive financial statements and statutory Non-Voting reports 2 Approve allocation of income Management For For 3 Approve discharge of management board Management For For 4 Approve discharge of supervisory board Management For For 5 Approve remuneration of supervisory board Management For For members 6 Ratify auditors Management For For 7.1 Elect Alfred Brogyanyi as supervisory board Management For For member 7.2 Elect Elisabetta Castiglioni as supervisory board Management For For member 7.3 Elect Henrietta Egerth-Stadlhuber as supervisory Management For For board member 7.4 Elect Michael Enzinger as supervisory board Management For For member 7.5 Elect Oscar Von Hauske Solis as supervisory Management For For board member 7.6 Elect Rudolf Kemler as supervisory board Management For For member 7.7 Elect Peter J. Oswald supervisory board member Management For For 7.8 Elect Ronny Pecik as supervisory board member Management For For 7.9 Elect Wolfgang Ruttenstorfer as supervisory Management For For board member 7.10 Elect Harald Stoeber as supervisory board Management For For member 8 Receive report on share repurchase program Non-Voting 9 Approve extension of share repurchase program Management For For and associated share usage authority 10 Amend articles re the company law amendment Management For For act 2011
CHEVRON CORPORATION SECURITY 166764100 MEETING TYPE Annual TICKER SYMBOL CVX MEETING DATE 29-May-2013 ISIN US1667641005 AGENDA 933786874 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: L.F. DEILY Management For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1C. ELECTION OF DIRECTOR: A.P. GAST Management For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ Management For For 1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For 1F. ELECTION OF DIRECTOR: C.W. MOORMAN Management For For 1G. ELECTION OF DIRECTOR: K.W. SHARER Management For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Management For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Management For For 1J. ELECTION OF DIRECTOR: C. WARE Management For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Management For For 2. RATIFICATION OF APPOINTMENT OF Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION 4. APPROVAL OF AMENDMENTS TO LONG- Management Against Against TERM INCENTIVE PLAN 5. SHALE ENERGY OPERATIONS Shareholder Against For 6. OFFSHORE OIL WELLS Shareholder Against For 7. CLIMATE RISK Shareholder Against For 8. LOBBYING DISCLOSURE Shareholder Against For 9. CESSATION OF USE OF CORPORATE FUNDS Shareholder Against For FOR POLITICAL PURPOSES 10. CUMULATIVE VOTING Shareholder Against For 11. SPECIAL MEETINGS Shareholder Against For 12. INDEPENDENT DIRECTOR WITH Shareholder Against For ENVIRONMENTAL EXPERTISE 13. COUNTRY SELECTION GUIDELINES Shareholder Against For
EXXON MOBIL CORPORATION SECURITY 30231G102 MEETING TYPE Annual TICKER SYMBOL XOM MEETING DATE 29-May-2013 ISIN US30231G1022 AGENDA 933791243 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 M.J. BOSKIN For For 2 P. BRABECK-LETMATHE For For 3 U.M. BURNS For For 4 L.R. FAULKNER For For 5 J.S. FISHMAN For For 6 H.H. FORE For For 7 K.C. FRAZIER For For 8 W.W. GEORGE For For 9 S.J. PALMISANO For For 10 S.S REINEMUND For For 11 R.W. TILLERSON For For 12 W.C. WELDON For For 13 E.E. WHITACRE, JR. For For 2. RATIFICATION OF INDEPENDENT AUDITORS Management For For (PAGE 60) 3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION (PAGE 61) 4. INDEPENDENT CHAIRMAN (PAGE 63) Shareholder Against For 5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shareholder Against For 6. LIMIT DIRECTORSHIPS (PAGE 65) Shareholder Against For 7. REPORT ON LOBBYING (PAGE 66) Shareholder Against For 8. POLITICAL CONTRIBUTIONS POLICY (PAGE Shareholder Against For 67) 9. AMENDMENT OF EEO POLICY (PAGE 69) Shareholder Against For 10. REPORT ON NATURAL GAS PRODUCTION Shareholder Against For (PAGE 70) 11. GREENHOUSE GAS EMISSIONS GOALS Shareholder Against For (PAGE 72)
UNITEDHEALTH GROUP INCORPORATED SECURITY 91324P102 MEETING TYPE Annual TICKER SYMBOL UNH MEETING DATE 03-Jun-2013 ISIN US91324P1021 AGENDA 933799390 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: WILLIAM C. Management For For BALLARD, JR. 1B. ELECTION OF DIRECTOR: EDSON BUENO, Management For For M.D. 1C. ELECTION OF DIRECTOR: RICHARD T. Management For For BURKE 1D. ELECTION OF DIRECTOR: ROBERT J. Management For For DARRETTA 1E. ELECTION OF DIRECTOR: STEPHEN J. Management For For HEMSLEY 1F. ELECTION OF DIRECTOR: MICHELE J. Management For For HOOPER 1G. ELECTION OF DIRECTOR: RODGER A. Management For For LAWSON 1H. ELECTION OF DIRECTOR: DOUGLAS W. Management For For LEATHERDALE 1I. ELECTION OF DIRECTOR: GLENN M. Management For For RENWICK 1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Management For For M.D. 1K. ELECTION OF DIRECTOR: GAIL R. Management For For WILENSKY, PH.D. 2. ADVISORY APPROVAL OF THE COMPANY'S Management Abstain Against EXECUTIVE COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF Management For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. 4. THE SHAREHOLDER PROPOSAL SET FORTH Shareholder Against For IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
DEVON ENERGY CORPORATION SECURITY 25179M103 MEETING TYPE Annual TICKER SYMBOL DVN MEETING DATE 05-Jun-2013 ISIN US25179M1036 AGENDA 933803086 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. DIRECTOR Management 1 ROBERT H. HENRY For For 2 JOHN A. HILL For For 3 MICHAEL M. KANOVSKY For For 4 ROBERT A. MOSBACHER, JR For For 5 J. LARRY NICHOLS For For 6 DUANE C. RADTKE For For 7 MARY P. RICCIARDELLO For For 8 JOHN RICHELS For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against COMPENSATION. 3. RATIFY THE APPOINTMENT OF THE Management For For COMPANY'S INDEPENDENT AUDITORS FOR 2013. 4. REPORT DISCLOSING LOBBYING POLICIES Shareholder Against For AND PRACTICES. 5. MAJORITY VOTE STANDARD FOR DIRECTOR Shareholder Against For ELECTIONS. 6. RIGHT TO ACT BY WRITTEN CONSENT. Shareholder Against For
WAL-MART STORES, INC. SECURITY 931142103 MEETING TYPE Annual TICKER SYMBOL WMT MEETING DATE 07-Jun-2013 ISIN US9311421039 AGENDA 933799364 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1C. ELECTION OF DIRECTOR: ROGER C. Management For For CORBETT 1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For 1F. ELECTION OF DIRECTOR: TIMOTHY P. Management For For FLYNN 1G. ELECTION OF DIRECTOR: MARISSA A. Management For For MAYER 1H. ELECTION OF DIRECTOR: GREGORY B. Management For For PENNER 1I. ELECTION OF DIRECTOR: STEVEN S Management For For REINEMUND 1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K. ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1L. ELECTION OF DIRECTOR: S. ROBSON Management For For WALTON 1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Management For For WILLIAMS 1N. ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 2. RATIFICATION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT ACCOUNTANTS 3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against EXECUTIVE OFFICER COMPENSATION 4. APPROVAL OF THE WAL-MART STORES, INC. Management For For MANAGEMENT INCENTIVE PLAN, AS AMENDED 5. SPECIAL SHAREOWNER MEETING RIGHT Shareholder Against For 6. EQUITY RETENTION REQUIREMENT Shareholder Against For 7. INDEPENDENT CHAIRMAN Shareholder Against For 8. REQUEST FOR ANNUAL REPORT ON Shareholder Against For RECOUPMENT OF EXECUTIVE PAY
PARMALAT SPA, COLLECCHIO SECURITY T7S73M107 MEETING TYPE Ordinary General Meeting TICKER SYMBOL MEETING DATE 14-Jun-2013 ISIN IT0003826473 AGENDA 704506091 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT PLEASE NOTE THAT THIS IS AN Non-Voting AMENDMENT TO MEETING ID 188715 DUE TO POSTPONEMENT-OF THE MEETING DATE FROM 17 MAY 2013 TO 14 JUNE 2013 AND ADDITION OF RESOLUTI-ON. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WIL-L NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT PLEASE NOTE THAT THE ITALIAN Non-Voting LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_168664.P-DF 1 Approval of the statement of financial position, Management For For income statement and accompanying notes at December 31, 2012 and the related Report on Operations. Motion for the appropriation of the year's net profit. Review of the Report of the Board of Statutory Auditors. Pertinent and related resolutions 2 Decision on the substitution of the Member of the Management Against Against Board of Directors Antonio Sala. Pertinent and related resolutions 3 Decision on the substitution of the Effective Management Against Against Statutory Auditor Roberto Cravero. Pertinent and related resolutions CMMT PLEASE NOTE THAT THIS IS A REVISION Non-Voting DUE TO MODIFICATION IN THE TEXT OF RESOLUT-ION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
PHILIPPINE LONG DISTANCE TELEPHONE CO. SECURITY 718252604 MEETING TYPE Consent TICKER SYMBOL PHI MEETING DATE 14-Jun-2013 ISIN US7182526043 AGENDA 933829030 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. APPROVAL OF THE AUDITED FINANCIAL Management For For STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 CONTAINED IN THE COMPANY'S 2012 ANNUAL REPORT. 2A. ELECTION OF DIRECTOR: ARTEMIO V. Management For PANGANIBAN (INDEPENDENT DIRECTOR) 2B. ELECTION OF DIRECTOR: MR. PEDRO E. Management For ROXAS (INDEPENDENT DIRECTOR) 2C. ELECTION OF DIRECTOR: MR. ALFRED V. TY Management For (INDEPENDENT DIRECTOR) 2D. ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For 2E. ELECTION OF DIRECTOR: ATTY. RAY C. Management For ESPINOSA 2F. ELECTION OF DIRECTOR: MR. JAMES L. GO Management For 2G. ELECTION OF DIRECTOR: MR. SETSUYA Management For KIMURA 2H. ELECTION OF DIRECTOR: MR. NAPOLEON L. Management For NAZARENO 2I. ELECTION OF DIRECTOR: MR. MANUEL V. Management For PANGILINAN 2J. ELECTION OF DIRECTOR: MR. HIDEAKI Management For OZAKI 2K. ELECTION OF DIRECTOR: MS. MA. LOURDES Management For C. RAUSA-CHAN 2L. ELECTION OF DIRECTOR: MR. JUAN B. Management For SANTOS 2M. ELECTION OF DIRECTOR: MR. TONY TAN Management For CAKTIONG 3. APPROVAL OF CORPORATE ACTIONS. Management For For
INVESTMENT AB KINNEVIK, STOCKHOLM SECURITY W4832D128 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 18-Jun-2013 ISIN SE0000164600 AGENDA 704539521 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- CMMT IMPORTANT MARKET PROCESSING Non-Voting REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED CMMT PLEASE NOTE THAT NOT ALL SUB Non-Voting CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU 1 Opening of the Extraordinary General Meeting Non-Voting 2 Election of Chairman of the Extraordinary Non-Voting General Meeting 3 Preparation and approval of the voting list Non-Voting 4 Approval of the agenda Non-Voting 5 Election of one or two persons to check and Non-Voting verify the minutes 6 Determination of whether the Extraordinary Non-Voting General Meeting has been duly-convened 7 Offer on reclassification of Class A shares into Management No Action Class B shares 8 Closing of the Extraordinary General Meeting Non-Voting
WEATHERFORD INTERNATIONAL LTD SECURITY H27013103 MEETING TYPE Annual TICKER SYMBOL WFT MEETING DATE 20-Jun-2013 ISIN CH0038838394 AGENDA 933820753 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. APPROVE THE 2012 ANNUAL REPORT, THE Management For For CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR FISCAL YEAR 2012. 2. DISCHARGE THE BOARD OF DIRECTORS Management For For AND EXECUTIVE OFFICERS FROM LIABILITY UNDER SWISS LAW FOR THE YEAR ENDED DECEMBER 31, 2012. 3A. ELECTION OF DIRECTOR: BERNARD J. Management For For DUROC-DANNER 3B. ELECTION OF DIRECTOR: NICHOLAS F. Management For For BRADY 3C. ELECTION OF DIRECTOR: DAVID J. BUTTERS Management For For 3D. ELECTION OF DIRECTOR: JOHN D. GASS Management For For 3E. ELECTION OF DIRECTOR: FRANCIS S. Management For For KALMAN 3F. ELECTION OF DIRECTOR: WILLIAM E. Management For For MACAULAY 3G. ELECTION OF DIRECTOR: ROBERT K. Management For For MOSES, JR. 3H. ELECTION OF DIRECTOR: GUILLERMO ORTIZ Management For For 3I. ELECTION OF DIRECTOR: EMYR JONES Management For For PARRY 3J. ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For 4. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND ELECT KPMG AG AS OUR SWISS STATUTORY AUDITOR. 5. APPROVE AMENDMENTS TO Management For For WEATHERFORD'S ARTICLES OF ASSOCIATION TO AUTHORIZE ISSUABLE AUTHORIZED SHARE CAPITAL IN AN AMOUNT EQUAL TO 18.22% OF CURRENT STATED CAPITAL AND GRANT AN AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL FOR THE PERIOD FROM JUNE 20, 2013 TO JUNE 20, 2015. 6. ADOPT AN ADVISORY RESOLUTION Management Abstain Against APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
WEATHERFORD INTERNATIONAL LTD SECURITY H27013103 MEETING TYPE Annual TICKER SYMBOL WFT MEETING DATE 20-Jun-2013 ISIN CH0038838394 AGENDA 933844575 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. APPROVE THE 2012 ANNUAL REPORT, THE Management For For CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR FISCAL YEAR 2012. 2. DISCHARGE THE BOARD OF DIRECTORS Management For For AND EXECUTIVE OFFICERS FROM LIABILITY UNDER SWISS LAW FOR THE YEAR ENDED DECEMBER 31, 2012. 3A. ELECTION OF DIRECTOR: BERNARD J. Management For For DUROC-DANNER 3B. ELECTION OF DIRECTOR: NICHOLAS F. Management For For BRADY 3C. ELECTION OF DIRECTOR: DAVID J. BUTTERS Management For For 3D. ELECTION OF DIRECTOR: JOHN D. GASS Management For For 3E. ELECTION OF DIRECTOR: FRANCIS S. Management For For KALMAN 3F. ELECTION OF DIRECTOR: WILLIAM E. Management For For MACAULAY 3G. ELECTION OF DIRECTOR: ROBERT K. Management For For MOSES, JR. 3H. ELECTION OF DIRECTOR: GUILLERMO ORTIZ Management For For 3I. ELECTION OF DIRECTOR: EMYR JONES Management For For PARRY 3J. ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For 4. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND ELECT KPMG AG AS OUR SWISS STATUTORY AUDITOR. 5. APPROVE AMENDMENTS TO Management For For WEATHERFORD'S ARTICLES OF ASSOCIATION TO AUTHORIZE ISSUABLE AUTHORIZED SHARE CAPITAL IN AN AMOUNT EQUAL TO 18.22% OF CURRENT STATED CAPITAL AND GRANT AN AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL FOR THE PERIOD FROM JUNE 20, 2013 TO JUNE 20, 2015. 6. ADOPT AN ADVISORY RESOLUTION Management Abstain Against APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
TURKCELL ILETISIM HIZMETLERI A.S. SECURITY 900111204 MEETING TYPE Annual TICKER SYMBOL TKC MEETING DATE 24-Jun-2013 ISIN US9001112047 AGENDA 933849119 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1 OPENING AND ELECTION OF THE Management For For PRESIDENCY BOARD 2 AUTHORIZING THE PRESIDENCY BOARD TO Management For For SIGN THE MINUTES OF THE MEETING 6 REVIEW, DISCUSSION AND APPROVAL OF Management For For THE BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEARS 2010 7 DISCUSSION OF AND DECISION ON THE Management For For BOARD OF DIRECTORS' PROPOSAL CONCERNING THE DISTRIBUTION OF DIVIDEND FOR YEAR 2010 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE 8 RELEASE OF THE BOARD MEMBER, COLIN J. Management For For WILLIAMS, FROM ACTIVITIES AND OPERATIONS OF THE COMPANY IN THE YEAR 2010 9 RELEASE OF THE STATUTORY AUDITORS Management For For INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2010 13 REVIEW, DISCUSSION AND APPROVAL OF Management For For THE BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEARS 2011 14 DISCUSSION OF AND DECISION ON THE Management For For BOARD OF DIRECTORS' PROPOSAL CONCERNING THE DISTRIBUTION OF DIVIDEND FOR YEAR 2011 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE 15 RELEASE OF THE BOARD MEMBERS Management For For INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2011 16 RELEASE OF THE STATUTORY AUDITORS Management For For INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2011 19 DISCUSSION OF AND APPROVAL OF THE Management For For ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2012 21 REVIEW, DISCUSSION AND APPROVAL OF Management For For THE BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEARS 2012 22 DISCUSSION OF AND DECISION ON THE Management For For BOARD OF DIRECTORS' PROPOSAL CONCERNING THE DISTRIBUTION OF DIVIDEND FOR YEAR 2012 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE 23 RELEASE OF THE BOARD MEMBERS Management For For INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2012 24 RELEASE OF THE STATUTORY AUDITORS Management For For INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEARS 2012 25 SUBJECT TO THE APPROVAL OF THE Management For For MINISTRY OF CUSTOM AND COMMERCIAL AND CAPITAL MARKETS BOARD; DISCUSSION OF AND VOTING ON THE AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 TO THE ARTICLES OF ASSOCIATION OF THE COMPANY 26 IN ACCORDANCE WITH ARTICLE 363 OF TCC, Management For For SUBMITTAL AND APPROVAL OF THE BOARD MEMBERS ELECTED BY THE BOARD OF DIRECTORS DUE TO VACANCIES IN THE BOARD OCCURRED IN THE YEAR 2012 27 ELECTION OF NEW BOARD MEMBERS IN Management For For ACCORDANCE WITH RELATED LEGISLATION AND DETERMINATION OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF OFFICE 28 DETERMINATION OF THE GROSS MONTHLY Management For For FEES OF THE MEMBERS OF THE BOARD OF DIRECTORS 29 DISCUSSION OF AND APPROVAL OF THE Management For For ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO TCC AND THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2013 30 DISCUSSION OF AND APPROVAL OF Management For For INTERNAL GUIDE ON GENERAL ASSEMBLY RULES OF PROCEDURES PREPARED BY THE BOARD OF DIRECTORS 31 DECISION PERMITTING THE BOARD Management For For MEMBERS TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY'S OPERATIONS AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE 32 DISCUSSION OF AND APPROVAL OF Management For For "DIVIDEND POLICY" OF COMPANY PURSUANT TO THE CORPORATE GOVERNANCE PRINCIPLES 34 INFORMING THE GENERAL ASSEMBLY ON Management For For THE DONATION AND CONTRIBUTION MADE IN THE YEARS 2011 AND 2012; DISCUSSION OF AND DECISION ON THE LIMIT OF THE DONATIONS TO BE MADE IN THE YEAR 2013; AND DISCUSSION AND APPROVAL OF DONATION AMOUNT WHICH HAS BEEN REALIZED FROM THE BEGINNING OF THE YEAR 2013 TO DATE OF GENERAL ASSEMBLY
LUFKIN INDUSTRIES, INC. SECURITY 549764108 MEETING TYPE Special TICKER SYMBOL LUFK MEETING DATE 27-Jun-2013 ISIN US5497641085 AGENDA 933842812 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- ------------------------------------------------------------ ----------- --------- ----------- 1. TO APPROVE THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF APRIL 5, 2013, BY AND AMONG GENERAL ELECTRIC COMPANY, RED ACQUISITION, INC., AND LUFKIN INDUSTRIES, INC., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME 2. TO ADJOURN THE SPECIAL MEETING, IF Management For For NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT 3. TO APPROVE, ON A NON-BINDING, Management For For ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LUFKIN INDUSTRIES, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant The Gabelli Convertible and Income Securities Fund Inc. By (Signature and Title)* /s/ Bruce N. Alpert -------------------------------------------- Bruce N. Alpert, Principal Executive Officer Date 8/6/13 * Print the name and title of each signing officer under his or her signature.