0001133228-12-001698.txt : 20120823
0001133228-12-001698.hdr.sgml : 20120823
20120823152536
ACCESSION NUMBER: 0001133228-12-001698
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120823
DATE AS OF CHANGE: 20120823
EFFECTIVENESS DATE: 20120823
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
CENTRAL INDEX KEY: 0000845611
IRS NUMBER: 133523423
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05715
FILM NUMBER: 121052093
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 2123098408
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE YORK
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE
DATE OF NAME CHANGE: 19970507
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC
DATE OF NAME CHANGE: 19920703
N-PX
1
npx_gabcv.txt
THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2011 -- June 30, 2012
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549. The OMB has reviewed this collection of information under
the clearance requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012
Investment Company Report
CEPHALON, INC.
Security 156708109 Meeting Type Special
Ticker Symbol CEPH Meeting Date 14-Jul-2011
ISIN US1567081096 Agenda 933482072 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER BY AND AMONG
CEPHALON, INC., TEVA PHARMACEUTICAL
INDUSTRIES LTD. AND COPPER
ACQUISITION CORP. AS IT MAY BE
AMENDED FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE
PROPOSAL NUMBER 1 AT THE TIME OF THE
SPECIAL MEETING.
03 NON-BINDING PROPOSAL TO APPROVE Management Abstain Against
CERTAIN COMPENSATION ARRANGEMENTS
FOR CEPHALON, INC.'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED IN THE
AGREEMENT AND PLAN OF MERGER BY AND
AMONG CEPHALON, INC., TEVA
PHARMACEUTICAL INDUSTRIES LTD. AND
COPPER ACQUISITION CORP. AS IT MAY BE
AMENDED FROM TIME TO TIME.
SRA INTERNATIONAL, INC.
Security 78464R105 Meeting Type Special
Ticker Symbol SRX Meeting Date 15-Jul-2011
ISIN US78464R1059 Agenda 933482060 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF
MARCH 31, 2011, BY AND AMONG SRA
INTERNATIONAL, INC., STERLING PARENT
INC. AND STERLING MERGER INC.,
PROVIDING FOR, AMONG OTHER THINGS,
THE MERGER OF STERLING MERGER INC.
WITH AND INTO SRA INTERNATIONAL, INC.
WITH SRA INTERNATIONAL, INC. AS THE
SURVIVING CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
PROGRESS ENERGY, INC.
Security 743263105 Meeting Type Special
Ticker Symbol PGN Meeting Date 23-Aug-2011
ISIN US7432631056 Agenda 933488682 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 TO APPROVE THE PLAN OF MERGER Management For For
CONTAINED IN THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF JANUARY 8,
2011, BY AND AMONG DUKE ENERGY
CORPORATION, DIAMOND ACQUISITION
CORPORATION AND PROGRESS ENERGY,
INC., AS IT MAY BE AMENDED FROM TIME TO
TIME, AND THE MERGER DESCRIBED
THEREIN.
02 TO ADJOURN THE PROGRESS ENERGY, INC. Management For For
SPECIAL MEETING OF SHAREHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER
PROPOSAL.
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Security 718252604 Meeting Type Special
Ticker Symbol PHI Meeting Date 20-Sep-2011
ISIN US7182526043 Agenda 933499938 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 APPROVAL OF AMENDMENTS TO THE Management For For
SEVENTH ARTICLE OF THE ARTICLES OF
INCORPORATION OF THE COMPANY
CONSISTING OF THE SUB-CLASSIFICATION
OF THE AUTHORIZED PREFERRED CAPITAL
STOCK, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
GENERAL MILLS, INC.
Security 370334104 Meeting Type Annual
Ticker Symbol GIS Meeting Date 26-Sep-2011
ISIN US3703341046 Agenda 933494560 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: BRADBURY H. Management For For
ANDERSON
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. Management For For
GILMARTIN
1F ELECTION OF DIRECTOR: JUDITH RICHARDS Management For For
HOPE
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA- Management For For
BRILLEMBOURG
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. Management For For
POWELL
1K ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1L ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1M ELECTION OF DIRECTOR: DOROTHY A. Management For For
TERRELL
02 APPROVE THE 2011 STOCK COMPENSATION Management Against Against
PLAN.
03 APPROVE THE 2011 COMPENSATION PLAN Management Against Against
FOR NON-EMPLOYEE DIRECTORS.
04 CAST AN ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
05 CAST AN ADVISORY VOTE ON THE Management Abstain Against
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
06 RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
GENERAL MILLS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
THE PROCTER & GAMBLE COMPANY
Security 742718109 Meeting Type Annual
Ticker Symbol PG Meeting Date 11-Oct-2011
ISIN US7427181091 Agenda 933500705 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Management For For
1B ELECTION OF DIRECTOR: KENNETH I. Management For For
CHENAULT
1C ELECTION OF DIRECTOR: SCOTT D. COOK Management For For
1D ELECTION OF DIRECTOR: SUSAN DESMOND- Management For For
HELLMANN
1E ELECTION OF DIRECTOR: ROBERT A. Management For For
MCDONALD
1F ELECTION OF DIRECTOR: W. JAMES Management For For
MCNERNEY, JR.
1G ELECTION OF DIRECTOR: JOHNATHAN A. Management For For
RODGERS
1H ELECTION OF DIRECTOR: MARGARET C. Management For For
WHITMAN
1I ELECTION OF DIRECTOR: MARY AGNES Management For For
WILDEROTTER
1J ELECTION OF DIRECTOR: PATRICIA A. Management For For
WOERTZ
1K ELECTION OF DIRECTOR: ERNESTO Management For For
ZEDILLO
02 RATIFY APPOINTMENT OF THE Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 65 OF PROXY
STATEMENT)
03 ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPANY'S SAY ON PAY VOTE (PAGES 65-
66 OF PROXY STATEMENT)
04 ADVISORY VOTE TO RECOMMEND THE Management Abstain Against
FREQUENCY OF THE SAY ON PAY VOTE
(PAGES 66-67 OF PROXY STATEMENT)
05 AMEND THE COMPANY'S AMENDED Management For For
ARTICLES OF INCORPORATION (PAGE 67 OF
PROXY STATEMENT)
06 SHAREHOLDER PROPOSAL #1 - Shareholder Against For
CUMULATIVE VOTING (PAGE 68 OF PROXY
STATEMENT)
07 SHAREHOLDER PROPOSAL #2 - ANIMAL Shareholder Against For
TESTING (PAGES 69-70 OF PROXY
STATEMENT)
08 SHAREHOLDER PROPOSAL #3 - Shareholder Against For
ELECTIONEERING CONTRIBUTIONS (PAGES
70-72 OF PROXY STATEMENT)
TURKCELL ILETISIM HIZMETLERI A.S.
Security 900111204 Meeting Type Special
Ticker Symbol TKC Meeting Date 12-Oct-2011
ISIN US9001112047 Agenda 933511417 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 OPENING AND ELECTION OF THE Management For For
PRESIDENCY BOARD
02 AUTHORIZING THE PRESIDENCY BOARD TO Management For For
SIGN THE MINUTES OF THE MEETING
04 RELEASE OF THE BOARD MEMBERS FROM Management For For
ACTIVITIES AND OPERATIONS OF THE
COMPANY IN YEAR 2010
05 REMOVING ONE OR MORE THAN ONE OF Management For For
THE MEMBERS OF THE BOARD OF
DIRECTORS AND ELECTION OF NEW
MEMBERS IN LIEU OF THOSE REMOVED;
AND DETERMINATION OF THEIR
REMUNERATION
08 REVIEW, DISCUSSION AND APPROVAL OF Management For For
THE BALANCE SHEET AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEAR
2010, TOGETHER WITH THE ACTIVITIES AND
OPERATIONS OF THE COMPANY IN YEAR
2010
9A DISCUSSION OF AND DECISION ON THE Management For For
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
PROFIT FOR YEAR 2010
9B DISCUSSION OF AND DECISION ON THE Management For For
DATE OF DISTRIBUTION OF PROFIT FOR
YEAR 2010
ELITE PHARMACEUTICALS, INC.
Security 28659T200 Meeting Type Annual
Ticker Symbol ELTP Meeting Date 18-Oct-2011
ISIN US28659T2006 Agenda 933506618 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1 DIRECTOR Management
1 JERRY TREPPEL For For
2 ASHOK G. NIGALAYE, PH.D For For
3 JEENARINE NARINE For For
4 RAM POTTI For For
5 BARRY DASH, PH.D. For For
6 CHRIS DICK For For
7 JEFFREY WHITNELL For For
2 A PROPOSAL TO AMEND OUR AMENDED Management For For
AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
THE COMPANY IS AUTHORIZED TO ISSUE
FROM 355,517,558 SHARES TO 690,000,000
SHARES.
3 A PROPOSAL TO APPROVE THE GRANT OF Management For For
DISCRETIONARY AUTHORITY TO THE
BOARD OF DIRECTORS: (A) TO CHANGE
OUR STATE OF INCORPORATION FROM
DELAWARE TO NEVADA.
4 PROPOSAL TO RATIFY THE APPOINTMENT Management For For
OF DEMETRIUS & COMPANY, LLC AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR YEAR ENDING
MARCH 31, 2012.
PERNOD RICARD S A
Security F72027109 Meeting Type MIX
Ticker Symbol Meeting Date 15-Nov-2011
ISIN FR0000120693 Agenda 703369529 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-----------------------------------------------------------------------------------------
CMMT PLEASE NOTE IN THE FRENCH MARKET Non-Voting
THAT THE ONLY VALID VOTE OPTIONS ARE
"FOR"-AND "AGAINST" A VOTE OF "ABSTAIN"
WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card-directly to the
sub custodian. Please contact your Client
Service-Representative to obtain the necessary
card, account details and directions.-The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have
become-Registered Intermediaries, on the Vote
Deadline Date. In capacity as-Registered
Intermediary, the Global Custodian will sign the
Proxy Card and-forward to the local custodian. If
you are unsure whether your Global-Custodian
acts as Registered Intermediary, please contact
your representative
CMMT PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS
AVAILABLE BY CLIC-KING ON THE MATERIAL
URL LINKS: https://balo.journal-
officiel.gouv.fr/pdf/2011-
/1010/201110101105872.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2011/1-
026/201110261106018.pdf
O.1 Approval of the corporate financial statements for Management For For
the financial year ended June 30, 2011
O.2 Approval of the consolidated financial statements Management For For
for the financial year ended June 30, 2011
O.3 Allocation of income for the financial year ended Management For For
June 30, 2011 and setting the dividend
O.4 Regulated Agreements pursuant to Articles Management For For
L.225-38 et seq. of the Commercial Code
O.5 Ratification of the appointment of Mr. Laurent Management For For
Burelle as Board member
O.6 Renewal of term of Mrs. Nicole Bouton as Board Management For For
member
O.7 Renewal of term of the firm Deloitte et Associes Management For For
as principal Statutory Auditor
O.8 Renewal of term of the firm BEAS as deputy Management For For
Statutory Auditor
O.9 Setting the amount of attendance allowances Management For For
allocated to the Board members
O.10 Authorization to be granted to the Board of Management For For
Directors to trade Company's shares
E.11 Authorization to be granted to the Board of Management For For
Directors to reduce share capital by cancellation
of treasury shares
E.12 Delegation of authority to be granted to the Board Management For For
of Directors to decide to increase share capital by
issuing common shares and/or any securities
providing access to the capital of the Company
while maintaining preferential subscription rights
E.13 Delegation of authority to be granted to the Board Management For For
of Directors to decide to increase share capital by
issuing common shares and/or securities
providing access to the capital of the Company
with cancellation of preferential subscription
rights as part of a public offer
E.14 Delegation of authority to be granted to the Board Management For For
of Directors to increase the number of issuable
securities in case of share capital increase with
or without preferential subscription rights
pursuant to the 12th and 13th resolutions
E.15 Delegation of authority to be granted to the Board Management For For
of Directors to carry out the issuance of common
shares and/or securities providing access to the
capital of the Company, in consideration for in-
kind contributions granted to the Company within
the limit of 10% of share capital
E.16 Delegation of authority to be granted to the Board Management For For
of Directors to carry out the issuance of common
shares and/or securities providing access to the
capital of the Company in case of public offer
initiated by the Company
E.17 Delegation of authority to be granted to the Board Management For For
of Directors to issue securities representing debts
entitling to the allotment of debt securities
E.18 Delegation of authority to be granted to the Board Management For For
of Directors to decide to increase share capital by
incorporation of reserves, profits, premiums or
otherwise
E.19 Delegation of authority to be granted to the Board Management For For
of Directors to decide to increase share capital by
issuing shares or securities providing access to
capital, reserved for members of company
savings plans with cancellation of preferential
subscription rights in favor of the latter
E.20 Delegation of authority to be granted to the Board Management Against Against
of Directors to issue share subscription warrants
in case of public offer on shares of the Company
E.21 Amendment to the Statutes relating to the length Management For For
of term of Board members: Article 18
E.22 Powers to carry out all legal formalities Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION Non-Voting
DUE TO RECEIPT OF ADDITIONAL URL. IF
YOU H-AVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YO-U DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
MICROSOFT CORPORATION
Security 594918104 Meeting Type Annual
Ticker Symbol MSFT Meeting Date 15-Nov-2011
ISIN US5949181045 Agenda 933510706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1 ELECTION OF DIRECTOR: STEVEN A. Management For For
BALLMER
2 ELECTION OF DIRECTOR: DINA DUBLON Management For For
3 ELECTION OF DIRECTOR: WILLIAM H. GATES Management For For
III
4 ELECTION OF DIRECTOR: RAYMOND V. Management For For
GILMARTIN
5 ELECTION OF DIRECTOR: REED HASTINGS Management For For
6 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For
7 ELECTION OF DIRECTOR: DAVID F. Management For For
MARQUARDT
8 ELECTION OF DIRECTOR: CHARLES H. Management For For
NOSKI
9 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 ADVISORY VOTE ON NAMED EXECUTIVE Management Abstain Against
OFFICER COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF Management Abstain Against
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
12 RATIFICATION OF THE SELECTION OF Management For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT AUDITOR.
13 SHAREHOLDER PROPOSAL 1. Shareholder Against For
ESTABLISHMENT OF A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
NETLOGIC MICROSYSTEMS, INC.
Security 64118B100 Meeting Type Special
Ticker Symbol NETL Meeting Date 22-Nov-2011
ISIN US64118B1008 Agenda 933519108 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF SEPTEMBER 11,
2011, BY AND AMONG NETLOGIC
MICROSYSTEMS, INC., BROADCOM
CORPORATION AND I&N ACQUISITION
CORP., A WHOLLY OWNED SUBSIDIARY OF
BROADCOM CORPORATION (THE "MERGER
AGREEMENT").
02 TO APPROVE THE ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
03 TO APPROVE, ON AN ADVISORY (NON- Management Abstain Against
BINDING) BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO
NAMED EXECUTIVE OFFICERS OF NETLOGIC
MICROSYSTEMS, INC. IN CONNECTION WITH
THE MERGER, INCLUDING THE
AGREEMENTS AND UNDERSTANDINGS
PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME
PAYABLE.
SOUTHERN UNION COMPANY
Security 844030106 Meeting Type Special
Ticker Symbol SUG Meeting Date 09-Dec-2011
ISIN US8440301062 Agenda 933522458 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE SECOND Management For For
AMENDED AND RESTATED AGREEMENT
AND PLAN OF MERGER, DATED AS OF JULY
19, 2011, BY AND AMONG ENERGY
TRANSFER EQUITY, L.P., SIGMA
ACQUISITION CORPORATION AND
SOUTHERN UNION COMPANY, AS IT MAY BE
AMENDED FROM TIME TO TIME, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE, ON AN ADVISORY (NON- Management Abstain Against
BINDING) BASIS, THE COMPENSATION TO BE
RECEIVED BY SOUTHERN UNION
COMPANY'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
03 TO APPROVE ANY ADJOURNMENTS OF THE Management For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
WALGREEN CO.
Security 931422109 Meeting Type Annual
Ticker Symbol WAG Meeting Date 11-Jan-2012
ISIN US9314221097 Agenda 933529717 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: DAVID J. BRAILER Management For For
1B ELECTION OF DIRECTOR: STEVEN A. DAVIS Management For For
1C ELECTION OF DIRECTOR: WILLIAM C. FOOTE Management For For
1D ELECTION OF DIRECTOR: MARK P. Management For For
FRISSORA
1E ELECTION OF DIRECTOR: GINGER L. Management For For
GRAHAM
1F ELECTION OF DIRECTOR: ALAN G. MCNALLY Management For For
1G ELECTION OF DIRECTOR: NANCY M. Management For For
SCHLICHTING
1H ELECTION OF DIRECTOR: DAVID Y. Management For For
SCHWARTZ
1I ELECTION OF DIRECTOR: ALEJANDRO SILVA Management For For
1J ELECTION OF DIRECTOR: JAMES A. Management For For
SKINNER
1K ELECTION OF DIRECTOR: GREGORY D. Management For For
WASSON
02 RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS WALGREEN CO.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE WALGREEN CO. 2011 Management For For
CASH-BASED INCENTIVE PLAN.
04 ADVISORY VOTE ON THE APPROVAL OF Management Abstain Against
NAMED EXECUTIVE OFFICER
COMPENSATION.
05 ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING AN Shareholder Against For
EXECUTIVE EQUITY RETENTION POLICY.
MUELLER WATER PRODUCTS INC.
Security 624758108 Meeting Type Annual
Ticker Symbol MWA Meeting Date 25-Jan-2012
ISIN Agenda 933535493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
01 DIRECTOR Management
1 HOWARD L. CLARK, JR. For For
2 SHIRLEY C. FRANKLIN For For
3 THOMAS J. HANSEN For For
4 GREGORY E. HYLAND For For
5 JERRY W. KOLB For For
6 JOSEPH B. LEONARD For For
7 MARK J. O'BRIEN For For
8 BERNARD G. RETHORE For For
9 NEIL A. SPRINGER For For
10 LYDIA W. THOMAS For For
11 MICHAEL T. TOKARZ For For
02 TO APPROVE, BY NON-BINDING VOTE, Management Abstain Against
EXECUTIVE COMPENSATION.
03 TO AMEND THE AMENDED AND RESTATED Management Against Against
2006 STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
BECTON, DICKINSON AND COMPANY
Security 075887109 Meeting Type Annual
Ticker Symbol BDX Meeting Date 31-Jan-2012
ISIN US0758871091 Agenda 933537411 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: BASIL L. Management For For
ANDERSON
1B ELECTION OF DIRECTOR: HENRY P. Management For For
BECTON, JR.
1C ELECTION OF DIRECTOR: EDWARD F. Management For For
DEGRAAN
1D ELECTION OF DIRECTOR: VINCENT A. Management For For
FORLENZA
1E ELECTION OF DIRECTOR: CLAIRE M. Management For For
FRASER-LIGGETT
1F ELECTION OF DIRECTOR: CHRISTOPHER Management For For
JONES
1G ELECTION OF DIRECTOR: MARSHALL O. Management For For
LARSEN
1H ELECTION OF DIRECTOR: EDWARD J. Management For For
LUDWIG
1I ELECTION OF DIRECTOR: ADEL A.F. Management For For
MAHMOUD
1J ELECTION OF DIRECTOR: GARY A. Management For For
MECKLENBURG
1K ELECTION OF DIRECTOR: JAMES F. ORR Management For For
1L ELECTION OF DIRECTOR: WILLARD J. Management For For
OVERLOCK, JR.
1M ELECTION OF DIRECTOR: BERTRAM L. Management For For
SCOTT
1N ELECTION OF DIRECTOR: ALFRED SOMMER Management For For
02 RATIFICATION OF SELECTION OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 CUMULATIVE VOTING. Shareholder Against For
ROCKWELL AUTOMATION, INC.
Security 773903109 Meeting Type Annual
Ticker Symbol ROK Meeting Date 07-Feb-2012
ISIN US7739031091 Agenda 933539124 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
A DIRECTOR Management
1 BETTY C. ALEWINE For For
2 VERNE G. ISTOCK For For
3 DAVID B. SPEER For For
B TO APPROVE THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
C TO APPROVE THE CORPORATION'S 2012 Management Against Against
LONG-TERM INCENTIVES PLAN.
D TO APPROVE ON AN ADVISORY BASIS THE Management Abstain Against
COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
ROYAL BANK OF CANADA
Security 780087102 Meeting Type Annual
Ticker Symbol RY Meeting Date 01-Mar-2012
ISIN CA7800871021 Agenda 933548971 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 DIRECTOR Management
1 W.G. BEATTIE For For
2 P. GAUTHIER For For
3 R.L. GEORGE For For
4 T.J. HEARN For For
5 A.D. LABERGE For For
6 J. LAMARRE For For
7 B.C. LOUIE For For
8 M.H. MCCAIN For For
9 H. MUNROE-BLUM For For
10 G.M. NIXON For For
11 D.P. O'BRIEN For For
12 J.P. REINHARD For For
13 E. SONSHINE For For
14 K.P. TAYLOR For For
15 B.A. VAN KRALINGEN For For
16 V.L. YOUNG For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS AUDITOR
03 ADVISORY RESOLUTION TO ACCEPT THE Management For For
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For
07 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For
08 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For
09 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For
10 SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For
11 SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For
12 SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For
13 SHAREHOLDER PROPOSAL NO. 10. Shareholder Against For
NATIONAL FUEL GAS COMPANY
Security 636180101 Meeting Type Annual
Ticker Symbol NFG Meeting Date 08-Mar-2012
ISIN US6361801011 Agenda 933545393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 DIRECTOR Management
1 PHILIP C. ACKERMAN Withheld Against
2 R. DON CASH Withheld Against
3 STEPHEN E. EWING Withheld Against
02 VOTE TO RATIFY Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE TO APPROVE Management Abstain Against
COMPENSATION OF EXECUTIVES.
04 VOTE TO APPROVE THE 2012 ANNUAL AT Management For For
RISK COMPENSATION INCENTIVE PLAN.
05 VOTE TO APPROVE THE 2012 Management For For
PERFORMANCE INCENTIVE PROGRAM.
EL PASO CORPORATION
Security 28336L109 Meeting Type Special
Ticker Symbol EP Meeting Date 09-Mar-2012
ISIN US28336L1098 Agenda 933550712 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. AGREEMENT AND PLAN OF MERGER, BY Management For For
AND AMONG EL PASO CORPORATION ("EL
PASO"), SIRIUS HOLDINGS MERGER
CORPORATION, SIRIUS MERGER
CORPORATION, KINDER MORGAN, INC.,
SHERPA MERGER SUB, INC. AND SHERPA
ACQUISITION, LLC (MERGER AGREEMENT)
AND AGREEMENT & PLAN OF MERGER BY
AND AMONG EL PASO, SIRIUS HOLDINGS
MERGER CORPORATION & SIRIUS MERGER
CORPORATION (FIRST MERGER
AGREEMENT)
2. TO APPROVE ANY ADJOURNMENT OF THE Management For For
SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT AND THE FIRST MERGER
AGREEMENT
3. TO APPROVE ON AN ADVISORY (NON- Management Abstain Against
BINDING) BASIS THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO EL
PASO'S NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO
THE PROPOSED TRANSACTIONS
COVIDIEN PLC
Security G2554F113 Meeting Type Annual
Ticker Symbol COV Meeting Date 13-Mar-2012
ISIN IE00B68SQD29 Agenda 933546004 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JOSE E. ALMEIDA Management For For
1B ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
1C ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1D ELECTION OF DIRECTOR: JOHN M. Management For For
CONNORS, JR.
1E ELECTION OF DIRECTOR: CHRISTOPHER J. Management For For
COUGHLIN
1F ELECTION OF DIRECTOR: TIMOTHY M. Management For For
DONAHUE
1G ELECTION OF DIRECTOR: RANDALL J. Management For For
HOGAN, III
1H ELECTION OF DIRECTOR: MARTIN D. Management For For
MADAUS
1I ELECTION OF DIRECTOR: DENNIS H. Management For For
REILLEY
1J ELECTION OF DIRECTOR: JOSEPH A. Management For For
ZACCAGNINO
02 APPOINT THE INDEPENDENT AUDITORS AND Management For For
AUTHORIZE THE AUDIT COMMITTEE TO SET
THE AUDITORS' REMUNERATION.
03 AN ADVISORY VOTE TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
04 AUTHORIZE THE COMPANY TO MAKE Management For For
MARKET PURCHASES OF COMPANY
SHARES.
S5 AUTHORIZE THE PRICE RANGE AT WHICH Management For For
THE COMPANY CAN REISSUE SHARES IT
HOLDS AS TREASURY SHARES. (SPECIAL
RESOLUTION)
S6 AMEND ARTICLES OF ASSOCIATION TO Management For For
PROVIDE FOR ESCHEATMENT IN
ACCORDANCE WITH U.S. LAWS. (SPECIAL
RESOLUTION)
S7 AMEND ARTICLES OF ASSOCIATION TO GIVE Management For For
THE BOARD OF DIRECTORS AUTHORITY TO
DECLARE NON-CASH DIVIDENDS. (SPECIAL
RESOLUTION)
GOODRICH CORPORATION
Security 382388106 Meeting Type Special
Ticker Symbol GR Meeting Date 13-Mar-2012
ISIN US3823881061 Agenda 933551283 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF SEPTEMBER 21,
2011, AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME IN
ACCORDANCE WITH ITS TERMS, BY AND
AMONG UNITED TECHNOLOGIES
CORPORATION, CHARLOTTE LUCAS
CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF UNITED TECHNOLOGIES
CORPORATION, AND GOODRICH
CORPORATION.
2. APPROVE, ON A NON-BINDING ADVISORY Management Abstain Against
BASIS, THE COMPENSATION TO BE PAID TO
GOODRICH'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Management For For
MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT.
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Security 718252604 Meeting Type Special
Ticker Symbol PHI Meeting Date 22-Mar-2012
ISIN US7182526043 Agenda 933551891 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
01 APPROVAL OF AMENDMENTS TO THE Management For For
SEVENTH ARTICLE OF THE ARTICLES OF
INCORPORATION OF THE COMPANY
CONSISTING OF THE SUB-CLASSIFICATION
OF THE AUTHORIZED PREFERRED CAPITAL
STOCK, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
SWISSCOM AG, ITTIGEN
Security H8398N104 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 04-Apr-2012
ISIN CH0008742519 Agenda 703636487 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----------------------------------------------------------------------------
CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting
A LEGAL REQUIREMENT IN THE SWISS
MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-
ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF
YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
1 TO VOTE IN THE UPCOMING MEETING, Registration No Action
YOUR NAME MUST BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE.
PLEASE ADVISE US NOW IF YOU INTEND TO
VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE THE
AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING INSTRUCTIONS
SWISSCOM AG, ITTIGEN
Security H8398N104 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 04-Apr-2012
ISIN CH0008742519 Agenda 703639623 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----------------------------------------------------------------------------------------
CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting
THE MEETING NOTICE SENT UNDER
MEETING-935358, INCLUDING THE AGENDA.
TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting
A LEGAL REQUIREMENT IN THE SWISS
MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-
ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF
YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
1.1 Approval of the annual report, financial Management No Action
statements of Swisscom Ltd and consolidated
financial statements for fiscal year 2011
1.2 Consultative vote on the 2011 remuneration Management No Action
report
2 Appropriation of retained earnings and Management No Action
declaration of dividend
3 Discharge of the members of the board of Management No Action
directors and the group executive board
4.1 Election to the board of director : Re-election of Management No Action
Hugo Gerber
4.2 Election to the board of director : Re-election of Management No Action
Catherine Muehlemann
4.3 Election to the board of director : Election of Management No Action
Barbara Frei
5 Re-election of the statutory auditors, KPMG Ag, Management No Action
Muri Near Bern
6 AD hoc Management No Action
THE BANK OF NEW YORK MELLON CORPORATION
Security 064058100 Meeting Type Annual
Ticker Symbol BK Meeting Date 10-Apr-2012
ISIN US0640581007 Agenda 933564898 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Management For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. Management For For
DONOFRIO
1C. ELECTION OF DIRECTOR: GERALD L. Management For For
HASSELL
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For
1E. ELECTION OF DIRECTOR: RICHARD J. Management For For
KOGAN
1F. ELECTION OF DIRECTOR: MICHAEL J. Management For For
KOWALSKI
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR Management For For
1H. ELECTION OF DIRECTOR: MARK A. Management For For
NORDENBERG
1I. ELECTION OF DIRECTOR: CATHERINE A. Management For For
REIN
1J. ELECTION OF DIRECTOR: WILLIAM C. Management For For
RICHARDSON
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT Management For For
III
1L. ELECTION OF DIRECTOR: WESLEY W. VON Management For For
SCHACK
2. ADVISORY RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Management For For
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REQUESTING Shareholder Against For
ADOPTION OF A POLICY RELATED TO AN
INDEPENDENT CHAIRMAN.
5. STOCKHOLDER PROPOSAL WITH RESPECT Shareholder Against For
TO CUMULATIVE VOTING.
JULIUS BAER GRUPPE AG, ZUERICH
Security H4414N103 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 11-Apr-2012
ISIN CH0102484968 Agenda 703673764 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-----------------------------------------------------------------------------------------
CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting
A LEGAL REQUIREMENT IN THE SWISS
MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-
ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF
YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting
THE MEETING NOTICE SENT UNDER
MEETING-935418, INCLUDING THE AGENDA.
TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
1 Annual report, financial statements and Group Management No Action
accounts for the year 2011, report of the
Statutory Auditors
2 Appropriation of disposable profit; dissolution and Management No Action
distribution of "share premium reserve/capital
contribution reserve"
3 Discharge of the members of the Board of Management No Action
Directors and of the Executive Board
4.1.1 Elections to the Board of Directors: Re-election of Management No Action
Mr. Leonhard Fischer
4.1.2 Elections to the board of directors: Re-election of Management No Action
Mrs. Claire Giraut
4.2.1 Elections to the board of directors: New election Management No Action
of Mr. Gilbert Achermann
4.2.2 Elections to the board of directors: New election Management No Action
of Mr. Andreas Amschwand
5 Appointment of the Statutory Auditors: KPMG Management No Action
AG, Zurich
6 Capital reduction (with amendment to the Articles Management No Action
of Incorporation)
7 Ad hoc Management No Action
BP P.L.C.
Security 055622104 Meeting Type Annual
Ticker Symbol BP Meeting Date 12-Apr-2012
ISIN US0556221044 Agenda 933567921 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1 TO RECEIVE THE DIRECTORS' ANNUAL Management For For
REPORT AND ACCOUNTS.
2 TO APPROVE THE DIRECTORS' Management For For
REMUNERATION REPORT.
3 TO RE-ELECT MR R W DUDLEY AS A Management For For
DIRECTOR.
4 TO RE-ELECT MR I C CONN AS A DIRECTOR. Management For For
5 TO ELECT DR B GILVARY AS A DIRECTOR. Management For For
6 TO RE-ELECT DR B E GROTE AS A Management For For
DIRECTOR.
7 TO RE-ELECT MR P M ANDERSON AS A Management For For
DIRECTOR.
8 TO RE-ELECT MR F L BOWMAN AS A Management For For
DIRECTOR.
9 TO RE-ELECT MR A BURGMANS AS A Management For For
DIRECTOR.
10 TO RE-ELECT MRS C B CARROLL AS A Management For For
DIRECTOR.
11 TO RE-ELECT MR G DAVID AS A DIRECTOR. Management For For
12 TO RE-ELECT MR I E L DAVIS AS A Management For For
DIRECTOR.
13 TO ELECT PROFESSOR DAME ANN Management For For
DOWLING AS A DIRECTOR.
14 TO RE-ELECT MR B R NELSON AS A Management For For
DIRECTOR.
15 TO RE-ELECT MR F P NHLEKO AS A Management For For
DIRECTOR.
16 TO ELECT MR A B SHILSTON AS A Management For For
DIRECTOR.
17 TO RE-ELECT MR C-H SVANBERG AS A Management For For
DIRECTOR.
18 TO REAPPOINT ERNST & YOUNG LLP AS Management For For
AUDITORS AND AUTHORIZE THE BOARD TO
FIX THEIR REMUNERATION.
S19 SPECIAL RESOLUTION: TO GIVE LIMITED Management For For
AUTHORITY FOR THE PURCHASE OF ITS
OWN SHARES BY THE COMPANY.
20 TO GIVE LIMITED AUTHORITY TO ALLOT Management For For
SHARES UP TO A SPECIFIED AMOUNT.
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY Management Against Against
TO ALLOT A LIMITED NUMBER OF SHARES
FOR CASH FREE OF PRE-EMPTION RIGHTS.
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE Management For For
CALLING OF GENERAL MEETINGS
(EXCLUDING ANNUAL GENERAL MEETINGS)
BY NOTICE OF AT LEAST 14 CLEAR DAYS.
ELI LILLY AND COMPANY
Security 532457108 Meeting Type Annual
Ticker Symbol LLY Meeting Date 16-Apr-2012
ISIN US5324571083 Agenda 933555394 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: K. BAICKER Management For For
1B ELECTION OF DIRECTOR: J.E. FYRWALD Management For For
1C ELECTION OF DIRECTOR: E.R. MARRAM Management For For
1D ELECTION OF DIRECTOR: D.R. Management For For
OBERHELMAN
2 RATIFICATION OF THE APPOINTMENT BY Management For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2012.
3 APPROVE, BY NON-BINDING VOTE, Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION TO PROVIDE FOR
ANNUAL ELECTION OF ALL DIRECTORS.
5 APPROVE AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING REQUIREMENTS.
6 PROPOSAL BY SHAREHOLDERS Shareholder Against For
REQUESTING THAT THE COMPANY
ESTABLISH A MAJORITY VOTE COMMITTEE.
7 PROPOSAL BY SHAREHOLDERS ON Shareholder Against For
TRANSPARENCY IN ANIMAL RESEARCH.
NORTHERN TRUST CORPORATION
Security 665859104 Meeting Type Annual
Ticker Symbol NTRS Meeting Date 17-Apr-2012
ISIN US6658591044 Agenda 933556257 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. DIRECTOR Management
1 LINDA WALKER BYNOE For For
2 NICHOLAS D. CHABRAJA For For
3 SUSAN CROWN For For
4 DIPAK C. JAIN For For
5 ROBERT W. LANE For For
6 EDWARD J. MOONEY For For
7 JOHN W. ROWE For For
8 MARTIN P. SLARK For For
9 DAVID H.B. SMITH, JR. For For
10 CHARLES A. TRIBBETT III For For
11 FREDERICK H. WADDELL For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE Management Abstain Against
2011 COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE NORTHERN TRUST Management Against Against
CORPORATION 2012 STOCK PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Management For For
KPMG LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012. THE
BOARD OF DIRECTORS RECOMMENDS YOU
VOTE "AGAINST" THE FOLLOWING
PROPOSALS.
5. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
ACCELERATED VESTING OF EQUITY
AWARDS IN A CHANGE IN CONTROL
SITUATION, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
6. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
INDEPENDENCE OF THE BOARD CHAIRMAN,
IF PROPERLY PRESENTED AT THE ANNUAL
MEETING.
M&T BANK CORPORATION
Security 55261F104 Meeting Type Annual
Ticker Symbol MTB Meeting Date 17-Apr-2012
ISIN US55261F1049 Agenda 933559126 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----------------------------------------------------------------
1. DIRECTOR Management
1 BRENT D. BAIRD For For
2 C. ANGELA BONTEMPO For For
3 ROBERT T. BRADY For For
4 T.J. CUNNINGHAM III For For
5 MARK J. CZARNECKI For For
6 GARY N. GEISEL For For
7 PATRICK W.E. HODGSON For For
8 RICHARD G. KING For For
9 JORGE G. PEREIRA For For
10 MICHAEL P. PINTO For For
11 MELINDA R. RICH For For
12 ROBERT E. SADLER, JR. For For
13 HERBERT L. WASHINGTON For For
14 ROBERT G. WILMERS For For
2. TO APPROVE THE COMPENSATION OF M&T Management Abstain Against
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF M&T BANK
CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2012.
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
Security B10414116 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 18-Apr-2012
ISIN BE0003810273 Agenda 703666668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-----------------------------------------------------------------------------------------
CMMT IMPORTANT MARKET PROCESSING Non-Voting
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR
YOUR VOTE TO BE LODGED
1 Examination of the annual reports of the Board of Non-Voting
Directors of Belgacom SA-under public law with
regard to the annual accounts and the
consolidated-annual accounts at 31 December
2011
2 Examination of the reports of the Board of Non-Voting
Auditors of Belgacom SA under-public law with
regard to the annual accounts and of the
Independent Auditors-with regard to the
consolidated annual accounts at 31 December
2011
3 Examination of the information provided by the Non-Voting
Joint Committee
4 Examination of the consolidated annual accounts Non-Voting
at 31 December 2011
5 Approval of the annual accounts of Belgacom SA Management For For
under public law at 31 December 2011. Motion
for a resolution: approval of the annual accounts
with regard to the financial year closed on 31
December 2011, including the following allocation
of the results: Distributable profits for the financial
year: 628,993,745.18 EUR; Net transfers from
reserves: 107,728,972.02 EUR; Profits to be
distributed: 736,722,717.20 EUR; Return on
capital (gross dividend): 694,381,671.41 EUR;
Other beneficiaries (Personnel): 42,341,045.79
EUR. For 2011, the gross dividend amounts to
EUR 2.18 per share, entitling shareholders to a
dividend net of withholding tax of EUR 1.635 per
share, of which an interim dividend of EUR 0.50
CONTD
CONT CONTD (EUR 0.375 per share net of withholding Non-Voting
tax) was already paid out on 9-December 2011;
this means that a gross dividend of EUR 1.68 per
share (EUR-1.26 per share net of withholding
tax) will be paid on 27 April 2012. The-ex-
dividend date is fixed on 24 April 2012, the record
date is 26 April 2012
6 Cancellation of dividend rights associated with Management For For
own shares and release unavailable reserves
Motion for a resolution: cancellation of dividend
rights associated with own shares for an amount
of 59,593,573.59 EUR and release of the
unavailable reserves
7 Acknowledgment of the decision of the Board of Non-Voting
Directors dated 27 October-2011 to recognize for
the future, but suspend the dividend rights that
were-cancelled up to now, attached to 2,025,774
treasury shares in order to cover-the long-term
incentive plans for employees
8 Approval of the remuneration report Management For For
9 Granting of a discharge to the members of the Management For For
Board of Directors for the exercise of their
mandate during the financial year closed on 31
December 2011
10 Granting of a special discharge to Mr. G. Jacobs Management For For
for the exercise of his mandate until 13 April 2011
11 Granting of a discharge to the members of the Management For For
Board of Auditors for the exercise of their
mandate during the financial year closed on 31
December 2011
12 Granting of a discharge to the Independent Management For For
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Messrs. G. Verstraeten
and L. Van Coppenolle, for the exercise of their
mandate during the financial year closed on 31
December 2011
13 Miscellaneous Non-Voting
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
Security B10414116 Meeting Type ExtraOrdinary General Meeting
Ticker Symbol Meeting Date 18-Apr-2012
ISIN BE0003810273 Agenda 703668179 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-----------------------------------------------------------------------------------------
CMMT IMPORTANT MARKET PROCESSING Non-Voting
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR
YOUR VOTE TO BE LODGED
1 A transaction equivalent to a merger by takeover Management For For
between Belgacom SA on the one hand and
Telindus Group NV on the other
2 Modification of article 18 sub-section 2 of the Management For For
Articles of Association
3 Modification of article 34 sub-section 2 of the Management For For
Articles of Association
4 Modification of article 43 of the Articles of Management For For
Association
5.1 The meeting decides to grant the Board of Management For For
Directors the authority, with power of substitution,
to implement the decisions taken
5.2 The meeting decides to grant special authority to Management For For
the Secretary General for the procedures for the
VAT authorities and the Crossroads Bank for
Enterprises and publication in the appendixes of
the Belgian Official Gazette
GAM HOLDING AG, ZUERICH
Security H2878E106 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 18-Apr-2012
ISIN CH0102659627 Agenda 703668547 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting
A LEGAL REQUIREMENT IN THE SWISS
MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-
ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF
YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
1 TO VOTE IN THE UPCOMING MEETING, Registration No Action
YOUR NAME MUST BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE.
PLEASE ADVISE US NOW IF YOU INTEND TO
VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE THE
AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING INSTRUCTIONS
GAM HOLDING AG, ZUERICH
Security H2878E106 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 18-Apr-2012
ISIN CH0102659627 Agenda 703669575 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------------------
CMMT BLOCKING OF REGISTERED SHARES IS NOT Non-Voting
A LEGAL REQUIREMENT IN THE SWISS
MARKET,-SPECIFIC POLICIES AT THE
INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF T-HE VOTING
INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-
ES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF
YOU H-AVE CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRE-SENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF Non-Voting
THE MEETING NOTICE SENT UNDER
MEETING-935406, INCLUDING THE AGENDA.
TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST-BE NOTIFIED TO THE
COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RE-REGISTR-ATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
1 Approval of annual report, parent company's and Management No Action
consolidated financial statements for the year
2011, notice of report of the statutory auditors
2 Appropriation of retained earnings and of capital Management No Action
contribution reserve
3 Discharge of the board of directors and executive Management No Action
board members
4 Capital reduction by cancellation of shares and Management No Action
related amendment of the articles of
incorporation
5.1 Re-election of Mr. Daniel Daeniker to the board Management No Action
of directors
5.2 Re-election of Mr. Diego Du Monceau to the Management No Action
board of directors
6 Amendment to the articles of incorporation - Management No Action
increase in the minimum number of members of
the board of directors
7 Ratify KPMG AG as auditors Management No Action
8 Ad hoc Management No Action
PLEASE NOTE THAT THIS IS A REVISION Non-Voting
DUE TO RECEIPT OF AUDITOR NAME. IF YOU
HAV-E ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
GENUINE PARTS COMPANY
Security 372460105 Meeting Type Annual
Ticker Symbol GPC Meeting Date 23-Apr-2012
ISIN US3724601055 Agenda 933555421 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. DIRECTOR Management
1 DR. MARY B. BULLOCK For For
2 PAUL D. DONAHUE For For
3 JEAN DOUVILLE For For
4 THOMAS C. GALLAGHER For For
5 GEORGE C. 'JACK' GUYNN For For
6 JOHN R. HOLDER For For
7 JOHN D. JOHNS For For
8 MICHAEL M.E. JOHNS, MD For For
9 J. HICKS LANIER For For
10 R.C. LOUDERMILK, JR. For For
11 WENDY B. NEEDHAM For For
12 JERRY W. NIX For For
13 GARY W. ROLLINS For For
2. ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Management For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.
CRANE CO.
Security 224399105 Meeting Type Annual
Ticker Symbol CR Meeting Date 23-Apr-2012
ISIN US2243991054 Agenda 933561703 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1.1 ELECTION OF DIRECTOR FOR TERM Management For For
EXPIRING 2015: DONALD G. COOK
1.2 ELECTION OF DIRECTOR FOR TERM Management For For
EXPIRING 2015: R.S. EVANS
1.3 ELECTION OF DIRECTOR FOR TERM Management For For
EXPIRING 2015: ERIC C. FAST
2. RATIFICATION OF SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR 2012.
3. SAY ON PAY - AN ADVISORY VOTE TO Management For For
APPROVE EXECUTIVE COMPENSATION.
WELLS FARGO & COMPANY
Security 949746101 Meeting Type Annual
Ticker Symbol WFC Meeting Date 24-Apr-2012
ISIN US9497461015 Agenda 933560369 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Management For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1F) ELECTION OF DIRECTOR: ENRIQUE Management For For
HERNANDEZ, JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. Management For For
MILLIGAN
1I) ELECTION OF DIRECTOR: NICHOLAS G. Management For For
MOORE
1J) ELECTION OF DIRECTOR: FEDERICO F. Management For For
PENA
1K) ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1L) ELECTION OF DIRECTOR: JUDITH M. Management For For
RUNSTAD
1M) ELECTION OF DIRECTOR: STEPHEN W. Management For For
SANGER
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1O) ELECTION OF DIRECTOR: SUSAN G. Management For For
SWENSON
2. PROPOSAL TO APPROVE AN ADVISORY Management Abstain Against
RESOLUTION TO APPROVE THE NAMED
EXECUTIVES' COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT Management For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2012.
4. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
THE ADOPTION OF A POLICY TO REQUIRE
AN INDEPENDENT CHAIRMAN.
5. STOCKHOLDER PROPOSAL TO PROVIDE Shareholder Against For
FOR CUMULATIVE VOTING IN CONTESTED
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL TO AMEND THE Shareholder Against For
COMPANY'S BY-LAWS TO ALLOW
STOCKHOLDERS TO NOMINATE DIRECTOR
CANDIDATES FOR INCLUSION IN THE
COMPANY'S PROXY MATERIALS.
7. STOCKHOLDER PROPOSAL REGARDING AN Shareholder Against For
INVESTIGATION AND REPORT ON INTERNAL
CONTROLS FOR MORTGAGE SERVICING
OPERATIONS.
THE PNC FINANCIAL SERVICES GROUP, INC.
Security 693475105 Meeting Type Annual
Ticker Symbol PNC Meeting Date 24-Apr-2012
ISIN US6934751057 Agenda 933563783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: RICHARD O. Management For For
BERNDT
1B. ELECTION OF DIRECTOR: CHARLES E. Management For For
BUNCH
1C. ELECTION OF DIRECTOR: PAUL W. Management For For
CHELLGREN
1D. ELECTION OF DIRECTOR: KAY COLES Management For For
JAMES
1E. ELECTION OF DIRECTOR: RICHARD B. Management For For
KELSON
1F. ELECTION OF DIRECTOR: BRUCE C. Management For For
LINDSAY
1G. ELECTION OF DIRECTOR: ANTHONY A. Management For For
MASSARO
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Management For For
1I. ELECTION OF DIRECTOR: JAMES E. ROHR Management For For
1J. ELECTION OF DIRECTOR: DONALD J. Management For For
SHEPARD
1K. ELECTION OF DIRECTOR: LORENE K. Management For For
STEFFES
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
1N. ELECTION OF DIRECTOR: GEORGE H. Management For For
WALLS, JR.
1O. ELECTION OF DIRECTOR: HELGE H. Management For For
WEHMEIER
2. RATIFICATION OF THE AUDIT COMMITTEE'S Management For For
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
INTERNATIONAL BUSINESS MACHINES CORP.
Security 459200101 Meeting Type Annual
Ticker Symbol IBM Meeting Date 24-Apr-2012
ISIN US4592001014 Agenda 933564204 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. J. P. BELDA Management For For
1B ELECTION OF DIRECTOR: W. R. BRODY Management For For
1C ELECTION OF DIRECTOR: K. I. CHENAULT Management For For
1D ELECTION OF DIRECTOR: M. L. ESKEW Management For For
1E ELECTION OF DIRECTOR: D. N. FARR Management For For
1F ELECTION OF DIRECTOR: S. A. JACKSON Management For For
1G ELECTION OF DIRECTOR: A. N. LIVERIS Management For For
1H ELECTION OF DIRECTOR: W. J. MCNERNEY, Management For For
JR.
1I ELECTION OF DIRECTOR: J. W. OWENS Management For For
1J ELECTION OF DIRECTOR: S. J. PALMISANO Management For For
1K ELECTION OF DIRECTOR: V. M. ROMETTY Management For For
1L ELECTION OF DIRECTOR: J. E. SPERO Management For For
1M ELECTION OF DIRECTOR: S. TAUREL Management For For
1N ELECTION OF DIRECTOR: L. H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION (PAGE 72)
04 STOCKHOLDER PROPOSAL ON CUMULATIVE Shareholder Against For
VOTING (PAGE 73)
05 STOCKHOLDER PROPOSAL TO REVIEW Shareholder Against For
POLITICAL CONTRIBUTIONS - TRADE
ASSOCIATIONS POLICY (PAGE 74)
06 STOCKHOLDER PROPOSAL FOR Shareholder Against For
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 75)
CH ENERGY GROUP, INC.
Security 12541M102 Meeting Type Annual
Ticker Symbol CHG Meeting Date 24-Apr-2012
ISIN US12541M1027 Agenda 933571677 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. DIRECTOR Management
1 MARGARITA K. DILLEY For For
2 STEVEN M. FETTER For For
3 STANLEY J. GRUBEL For For
4 MANUEL J. IRAOLA For For
5 E. MICHEL KRUSE For For
6 STEVEN V. LANT For For
7 EDWARD T. TOKAR For For
8 JEFFREY D. TRANEN For For
9 ERNEST R. VEREBELYI For For
2. ADVISORY (NON-BINDING) VOTE TO Management For For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Management For For
THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
HARLEYSVILLE GROUP INC.
Security 412824104 Meeting Type Special
Ticker Symbol HGIC Meeting Date 24-Apr-2012
ISIN US4128241043 Agenda 933572403 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF SEPTEMBER 28,
2011, BY AND AMONG NATIONWIDE MUTUAL
INSURANCE COMPANY, HARLEYSVILLE
MUTUAL INSURANCE COMPANY, NATIONALS
SUB, INC., AND HARLEYSVILLE GROUP INC.
2. TO APPROVE, ON A NON-BINDING ADVISORY Management Abstain Against
BASIS, COMPENSATION THAT MAY BE
RECEIVED BY CERTAIN NAMED EXECUTIVE
OFFICERS OF HARLEYSVILLE GROUP INC. IN
CONNECTION WITH THE MERGER.
THE COCA-COLA COMPANY
Security 191216100 Meeting Type Annual
Ticker Symbol KO Meeting Date 25-Apr-2012
ISIN US1912161007 Agenda 933558035 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: HERBERT A. Management For For
ALLEN
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C. ELECTION OF DIRECTOR: HOWARD G. Management For For
BUFFETT
1D. ELECTION OF DIRECTOR: RICHARD M. Management For For
DALEY
1E. ELECTION OF DIRECTOR: BARRY DILLER Management For For
1F. ELECTION OF DIRECTOR: EVAN G. Management For For
GREENBERG
1G. ELECTION OF DIRECTOR: ALEXIS M. Management For For
HERMAN
1H. ELECTION OF DIRECTOR: MUHTAR KENT Management For For
1I. ELECTION OF DIRECTOR: DONALD R. Management For For
KEOUGH
1J. ELECTION OF DIRECTOR: ROBERT A. Management For For
KOTICK
1K. ELECTION OF DIRECTOR: MARIA ELENA Management For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. Management For For
MCHENRY
1M. ELECTION OF DIRECTOR: SAM NUNN Management For For
1N. ELECTION OF DIRECTOR: JAMES D. Management For For
ROBINSON III
1O. ELECTION OF DIRECTOR: PETER V. Management For For
UEBERROTH
1P. ELECTION OF DIRECTOR: JACOB Management For For
WALLENBERG
1Q. ELECTION OF DIRECTOR: JAMES B. Management For For
WILLIAMS
2. RATIFICATION OF THE APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
SJW CORP.
Security 784305104 Meeting Type Annual
Ticker Symbol SJW Meeting Date 25-Apr-2012
ISIN US7843051043 Agenda 933564812 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
1. DIRECTOR Management
1 K. ARMSTRONG For For
2 W.J. BISHOP For For
3 M.L. CALI For For
4 D.R. KING For For
5 R.B. MOSKOVITZ For For
6 G.E. MOSS For For
7 W.R. ROTH For For
8 R.A. VAN VALER For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2012.
GENERAL ELECTRIC COMPANY
Security 369604103 Meeting Type Annual
Ticker Symbol GE Meeting Date 25-Apr-2012
ISIN US3696041033 Agenda 933564951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------
A1 ELECTION OF DIRECTOR: W. GEOFFREY Management For For
BEATTIE
A2 ELECTION OF DIRECTOR: JAMES I. CASH, Management For For
JR.
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN Management For For
HOCKFIELD
A5 ELECTION OF DIRECTOR: JEFFREY R. Management For For
IMMELT
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) Management For For
LAFLEY
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. Management For For
LAZARUS
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. Management For For
SWIERINGA
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. Management For For
WARNER III
B1 RATIFICATION OF SELECTION OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION
B3 APPROVAL OF AN AMENDMENT TO THE GE Management For For
2007 LONG-TERM INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF Management For For
SENIOR OFFICER PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shareholder Against For
C2 NUCLEAR ACTIVITIES Shareholder Against For
C3 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
C4 SHAREOWNER ACTION BY WRITTEN Shareholder Against For
CONSENT
CORNING INCORPORATED
Security 219350105 Meeting Type Annual
Ticker Symbol GLW Meeting Date 26-Apr-2012
ISIN US2193501051 Agenda 933560446 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: JOHN SEELY Management For For
BROWN
1B. ELECTION OF DIRECTOR: STEPHANIE A. Management For For
BURNS
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, Management For For
JR.
1D. ELECTION OF DIRECTOR: RICHARD T. Management For For
CLARK
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Management For For
1F. ELECTION OF DIRECTOR: GORDON GUND Management For For
1G. ELECTION OF DIRECTOR: KURT M. Management For For
LANDGRAF
1H. ELECTION OF DIRECTOR: DEBORAH D. Management For For
RIEMAN
1I. ELECTION OF DIRECTOR: H. ONNO RUDING Management For For
1J. ELECTION OF DIRECTOR: MARK S. Management For For
WRIGHTON
2. APPROVAL OF THE COMPANY'S EXECUTIVE Management Abstain Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS
CORNING'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
4. APPROVAL OF CORNING INCORPORATED Management For For
2012 LONG-TERM INCENTIVE PLAN.
5. AMENDMENT AND RESTATEMENT OF Management For For
CERTIFICATE OF INCORPORATION TO
REMOVE PROVISIONS REQUIRING
SUPERMAJORITY VOTE OF
SHAREHOLDERS.
PFIZER INC.
Security 717081103 Meeting Type Annual
Ticker Symbol PFE Meeting Date 26-Apr-2012
ISIN US7170811035 Agenda 933560472 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: DENNIS A. Management For For
AUSIELLO
1B. ELECTION OF DIRECTOR: M. ANTHONY Management For For
BURNS
1C. ELECTION OF DIRECTOR: W. DON Management For For
CORNWELL
1D. ELECTION OF DIRECTOR: FRANCES D. Management For For
FERGUSSON
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, Management For For
III
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Management For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. Management For For
HORNER
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1I. ELECTION OF DIRECTOR: GEORGE A. Management For For
LORCH
1J. ELECTION OF DIRECTOR: JOHN P. Management For For
MASCOTTE
1K. ELECTION OF DIRECTOR: SUZANNE NORA Management For For
JOHNSON
1L. ELECTION OF DIRECTOR: IAN C. READ Management For For
1M. ELECTION OF DIRECTOR: STEPHEN W. Management For For
SANGER
1N. ELECTION OF DIRECTOR: MARC TESSIER- Management For For
LAVIGNE
2. RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
PUBLICATION OF POLITICAL
CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
ACTION BY WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
ADVISORY VOTE ON DIRECTOR PAY.
JOHNSON & JOHNSON
Security 478160104 Meeting Type Annual
Ticker Symbol JNJ Meeting Date 26-Apr-2012
ISIN US4781601046 Agenda 933562301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: MARY SUE Management For For
COLEMAN
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Management For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Management For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. Management For For
JOHNS
1F. ELECTION OF DIRECTOR: SUSAN L. Management For For
LINDQUIST
1G. ELECTION OF DIRECTOR: ANNE M. Management For For
MULCAHY
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1L. ELECTION OF DIRECTOR: WILLIAM C. Management For For
WELDON
1M. ELECTION OF DIRECTOR: RONALD A. Management For For
WILLIAMS
2. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG- Management Against Against
TERM INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012
5. SHAREHOLDER PROPOSAL ON Shareholder Against For
INDEPENDENT BOARD CHAIRMAN
6. SHAREHOLDER PROPOSAL ON BINDING Shareholder Against For
VOTE ON POLITICAL CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING Shareholder Against For
NON-ANIMAL METHODS FOR TRAINING
DIEBOLD, INCORPORATED
Security 253651103 Meeting Type Annual
Ticker Symbol DBD Meeting Date 26-Apr-2012
ISIN US2536511031 Agenda 933563860 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1 DIRECTOR Management
1 PATRICK W. ALLENDER For For
2 BRUCE L. BYRNES For For
3 MEI-WEI CHENG For For
4 PHILLIP R. COX For For
5 RICHARD L. CRANDALL For For
6 GALE S. FITZGERALD For For
7 JOHN N. LAUER For For
8 RAJESH K. SOIN For For
9 THOMAS W. SWIDARSKI For For
10 HENRY D.G. WALLACE For For
11 ALAN J. WEBER For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE YEAR 2012.
3 TO APPROVE, ON AN ADVISORY BASIS, Management Abstain Against
NAMED EXECUTIVE OFFICER
COMPENSATION.
ABBOTT LABORATORIES
Security 002824100 Meeting Type Annual
Ticker Symbol ABT Meeting Date 27-Apr-2012
ISIN US0028241000 Agenda 933560408 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. DIRECTOR Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 S.E. BLOUNT For For
4 W.J. FARRELL For For
5 E.M. LIDDY For For
6 N. MCKINSTRY For For
7 P.N. NOVAKOVIC For For
8 W.A. OSBORN For For
9 S.C. SCOTT III For For
10 G.F. TILTON For For
11 M.D. WHITE For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP Management For For
AS AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO Management Abstain Against
APPROVE EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - Shareholder Against For
TRANSPARENCY IN ANIMAL RESEARCH
5. SHAREHOLDER PROPOSAL - LOBBYING Shareholder Against For
DISCLOSURE
6. SHAREHOLDER PROPOSAL - INDEPENDENT Shareholder Against For
BOARD CHAIR
7. SHAREHOLDER PROPOSAL - TAX GROSS- Shareholder Against For
UPS
8. SHAREHOLDER PROPOSAL - EQUITY Shareholder Against For
RETENTION AND HEDGING
9. SHAREHOLDER PROPOSAL - INCENTIVE Shareholder Against For
COMPENSATION
10. SHAREHOLDER PROPOSAL - BAN Shareholder Against For
ACCELERATED VESTING OF AWARDS UPON
A CHANGE IN CONTROL
GATX CORPORATION
Security 361448103 Meeting Type Annual
Ticker Symbol GMT Meeting Date 27-Apr-2012
ISIN US3614481030 Agenda 933566107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For
1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For
1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For
1.4 ELECTION OF DIRECTOR: MARK G. Management For For
MCGRATH
1.5 ELECTION OF DIRECTOR: JAMES B. REAM Management For For
1.6 ELECTION OF DIRECTOR: ROBERT J. Management For For
RITCHIE
1.7 ELECTION OF DIRECTOR: DAVID S. Management For For
SUTHERLAND
1.8 ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012
3. APPROVAL OF THE GATX CORPORATION Management Against Against
2012 INCENTIVE AWARD PLAN
4. ADVISORY RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION
GATX CORPORATION
Security 361448202 Meeting Type Annual
Ticker Symbol GMTPR Meeting Date 27-Apr-2012
ISIN US3614482020 Agenda 933566107 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1.1 ELECTION OF DIRECTOR: ANNE L. ARVIA Management For For
1.2 ELECTION OF DIRECTOR: ERNST A. HABERLI Management For For
1.3 ELECTION OF DIRECTOR: BRIAN A. KENNEY Management For For
1.4 ELECTION OF DIRECTOR: MARK G. Management For For
MCGRATH
1.5 ELECTION OF DIRECTOR: JAMES B. REAM Management For For
1.6 ELECTION OF DIRECTOR: ROBERT J. Management For For
RITCHIE
1.7 ELECTION OF DIRECTOR: DAVID S. Management For For
SUTHERLAND
1.8 ELECTION OF DIRECTOR: CASEY J. SYLLA Management For For
2. RATIFICATION OF THE APPOINTMENT OF Management For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012
3. APPROVAL OF THE GATX CORPORATION Management Against Against
2012 INCENTIVE AWARD PLAN
4. ADVISORY RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION
AMERICAN EXPRESS COMPANY
Security 025816109 Meeting Type Annual
Ticker Symbol AXP Meeting Date 30-Apr-2012
ISIN US0258161092 Agenda 933566094 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. DIRECTOR Management
1 C. BARSHEFSKY For For
2 U.M. BURNS For For
3 K.I. CHENAULT For For
4 P. CHERNIN For For
5 T.J. LEONSIS For For
6 J. LESCHLY For For
7 R.C. LEVIN For For
8 R.A. MCGINN For For
9 E.D. MILLER For For
10 S.S REINEMUND For For
11 R.D. WALTER For For
12 R.A. WILLIAMS For For
2. RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION.
4. APPROVAL OF PERFORMANCE GOALS AND Management For For
AWARD LIMITS UNDER 2007 INCENTIVE
COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
CUMULATIVE VOTING FOR DIRECTORS.
6. SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
SEPARATION OF CHAIRMAN AND CEO
ROLES.
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Security 459506101 Meeting Type Annual
Ticker Symbol IFF Meeting Date 01-May-2012
ISIN US4595061015 Agenda 933566070 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: MARCELLO Management For For
BOTTOLI
1B. ELECTION OF DIRECTOR: LINDA B. BUCK Management For For
1C. ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For
1D. ELECTION OF DIRECTOR: ROGER W. Management For For
FERGUSON, JR.
1E. ELECTION OF DIRECTOR: ANDREAS FIBIG Management For For
1F. ELECTION OF DIRECTOR: ALEXANDRA A. Management For For
HERZAN
1G. ELECTION OF DIRECTOR: HENRY W. Management For For
HOWELL, JR.
1H. ELECTION OF DIRECTOR: KATHERINE M. Management For For
HUDSON
1I. ELECTION OF DIRECTOR: ARTHUR C. Management For For
MARTINEZ
1J. ELECTION OF DIRECTOR: DALE F. Management For For
MORRISON
1K. ELECTION OF DIRECTOR: DOUGLAS D. Management For For
TOUGH
2. TO RATIFY SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE THE Management Abstain Against
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN 2011.
CINCINNATI BELL INC.
Security 171871403 Meeting Type Annual
Ticker Symbol CBBPRB Meeting Date 01-May-2012
ISIN US1718714033 Agenda 933567402 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: PHILLIP R. COX Management For For
1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Management For For
1C. ELECTION OF DIRECTOR: JOHN F. CASSIDY Management For For
1D. ELECTION OF DIRECTOR: JAKKI L. Management For For
HAUSSLER
1E. ELECTION OF DIRECTOR: CRAIG F. MAIER Management For For
1F. ELECTION OF DIRECTOR: ALAN R. Management For For
SCHRIBER
1G. ELECTION OF DIRECTOR: ALEX SHUMATE Management For For
1H. ELECTION OF DIRECTOR: LYNN A. Management For For
WENTWORTH
1I. ELECTION OF DIRECTOR: GARY J. Management For For
WOJTASZEK
1J. ELECTION OF DIRECTOR: JOHN M. ZRNO Management For For
2. TO APPROVE, BY NON-BINDING VOTE, Management For For
EXECUTIVE COMPENSATION.
3. TO REAPPROVE THE MATERIAL TERMS OF Management For For
THE PERFORMANCE GOALS OF THE
CINCINNATI BELL INC. 2007 LONG TERM
INCENTIVE PLAN.
4. TO APPROVE THE AMENDMENT TO THE Management For For
CINCINNATI BELL INC. 2007 STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS.
5. RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2012.
GREAT PLAINS ENERGY INCORPORATED
Security 391164100 Meeting Type Annual
Ticker Symbol GXP Meeting Date 01-May-2012
ISIN US3911641005 Agenda 933568581 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. DIRECTOR Management
1 TERRY BASSHAM For For
2 DAVID L. BODDE For For
3 MICHAEL J. CHESSER For For
4 R.C. FERGUSON, JR. For For
5 GARY D. FORSEE For For
6 THOMAS D. HYDE For For
7 JAMES A. MITCHELL For For
8 JOHN J. SHERMAN For For
9 LINDA H. TALBOTT For For
10 ROBERT H. WEST For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Management Abstain Against
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2012.
CONSOL ENERGY INC.
Security 20854P109 Meeting Type Annual
Ticker Symbol CNX Meeting Date 01-May-2012
ISIN US20854P1093 Agenda 933579356 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1 DIRECTOR Management
1 J. BRETT HARVEY For For
2 PHILIP W. BAXTER For For
3 JAMES E. ALTMEYER, SR. For For
4 WILLIAM E. DAVIS For For
5 RAJ K. GUPTA For For
6 PATRICIA A. HAMMICK For For
7 DAVID C. HARDESTY, JR. For For
8 JOHN T. MILLS For For
9 WILLIAM P. POWELL For For
10 JOSEPH T. WILLIAMS For For
2 APPROVAL OF THE AMENDED AND Management For For
RESTATED CONSOL ENERGY INC. EQUITY
INCENTIVE PLAN.
3 RATIFICATION OF ANTICIPATED SELECTION Management For For
OF INDEPENDENT AUDITOR: ERNST &
YOUNG LLP.
4 ADVISORY VOTE TO APPROVE NAMED Management For For
EXECUTIVE OFFICER COMPENSATION.
WHITING PETROLEUM CORPORATION
Security 966387201 Meeting Type Annual
Ticker Symbol WLLPRA Meeting Date 01-May-2012
ISIN US9663872011 Agenda 933580385 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. DIRECTOR Management
1 JAMES J. VOLKER For For
2 WILLIAM N. HAHNE For For
3 ALLAN R. LARSON For For
2. APPROVAL OF ADVISORY RESOLUTION ON Management Abstain Against
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
SWEDISH MATCH AB, STOCKHOLM
Security W92277115 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 02-May-2012
ISIN SE0000310336 Agenda 703675491 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----------------------------------------------------------------------------------------
CMMT IMPORTANT MARKET PROCESSING Non-Voting
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF
EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT
SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR
YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB Non-Voting
CUSTODIANS IN SWEDEN ACCEPT ABSTAIN
AS A VALID-VOTE OPTION. THANK YOU
1 Opening of the Meeting and election of the Non-Voting
Chairman of the Meeting: Claes-Beyer, attorney
at law
2 Preparation and approval of the voting list Non-Voting
3 Election of one or two persons, to verify the Non-Voting
Minutes
4 Determination of whether the Meeting has been Non-Voting
duly convened
5 Approval of the Agenda Non-Voting
6 Presentation of the Annual Report and the Non-Voting
Auditors' Report, the Consolidated-Financial
Statements and the Auditors' Report on the
Consolidated Financial-Statements for 2011, the
Auditors' Statement regarding compliance with
the-principles for determination of remuneration
to senior executives as well as-the Board of
Directors' motion regarding the allocation of profit
and-explanatory statements. In connection
therewith, the President's address and-the report
regarding the work of the Board of Directors and
the work and-function of the Audit Committee
7 Adoption of the Income Statement and Balance Non-Voting
Sheet and of the Consolidated-Income Statement
and Consolidated Balance Sheet
8 Resolution in respect of allocation of the Management No Action
Company's profit in accordance with the adopted
Balance Sheet and resolution on record day for
dividend
9 Resolution regarding discharge from liability for Management No Action
the Board members and the President
10.a Resolution regarding the reduction of the share Management No Action
capital by way of a recall of repurchased shares,
and the transfer of the reduced amount to a fund
for use in repurchasing the Company's own
shares
10.b Resolution regarding a bonus issue Management No Action
11 Resolution regarding the authorization of the Management No Action
Board of Directors to decide on the acquisition of
shares in the Company
12 Adoption of principles for determination of Management No Action
remuneration payable to senior executives. In
connection therewith the report regarding the
work and function of the Compensation
Committee
13 Determination of the number of members of the Management No Action
Board of Directors to be elected by the Meeting:
The Board of Directors shall comprise six
members elected by the Annual General Meeting
and no deputies
14 Determination of the remuneration to be paid to Management No Action
the Board of Directors
15 Election of members of the Board, the Chairman Management No Action
of the Board and the Deputy Chairman of the
Board: The following Board members are
proposed for re-election: Andrew Cripps, Karen
Guerra, Conny Karlsson, Robert F. Sharpe, Meg
Tiveus and Joakim Westh. Conny Karlsson is
proposed to be re-elected as Chairman of the
Board and Andrew Cripps is proposed to be re-
elected as Deputy Chairman of the Board
16 Determination of the number of Auditors: The Management No Action
Nominating Committee proposes the number of
auditors shall be one with no deputy auditor
17 Determination of the remuneration to be paid to Management No Action
the Auditors
18 Election of Auditors: The Nominating Committee Management No Action
proposes re-election of the accounting firm
KPMG AB, for the period as of the end of the
Annual General Meeting 2012 until the end of the
Annual General Meeting 2013
19 Resolution regarding amendments to the Articles Management No Action
of Association
PLEASE NOTE THAT THIS IS A REVISION Non-Voting
DUE TO MODIFICATION IN THE TEXT OF THE
RES-OLUTION 2 and 13.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN-THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK Y-OU.
HESS CORPORATION
Security 42809H107 Meeting Type Annual
Ticker Symbol HES Meeting Date 02-May-2012
ISIN US42809H1077 Agenda 933570699 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1.1 ELECTION OF DIRECTOR: J.B. HESS Management For For
1.2 ELECTION OF DIRECTOR: S.W. BODMAN Management For For
1.3 ELECTION OF DIRECTOR: R. LAVIZZO Management For For
MOUREY
1.4 ELECTION OF DIRECTOR: C.G. MATTHEWS Management For For
1.5 ELECTION OF DIRECTOR: E.H. VON Management For For
METZSCH
2. RATIFICATION OF THE SELECTION OF Management For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY APPROVAL OF THE Management Abstain Against
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE 2008 Management For For
LONG-TERM INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL Shareholder For
RECOMMENDING THAT THE BOARD OF
DIRECTORS TAKE ACTION TO DECLASSIFY
THE BOARD.
VERIZON COMMUNICATIONS INC.
Security 92343V104 Meeting Type Annual
Ticker Symbol VZ Meeting Date 03-May-2012
ISIN US92343V1044 Agenda 933561739 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: RICHARD L. Management For For
CARRION
1B. ELECTION OF DIRECTOR: MELANIE L. Management For For
HEALEY
1C. ELECTION OF DIRECTOR: M. FRANCES Management For For
KEETH
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E. ELECTION OF DIRECTOR: LOWELL C. Management For For
MCADAM
1F. ELECTION OF DIRECTOR: SANDRA O. Management For For
MOOSE
1G. ELECTION OF DIRECTOR: JOSEPH Management For For
NEUBAUER
1H. ELECTION OF DIRECTOR: DONALD T. Management For For
NICOLAISEN
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, Management For For
JR.
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K. ELECTION OF DIRECTOR: RODNEY E. Management For For
SLATER
2. RATIFICATION OF APPOINTMENT OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION
4. DISCLOSURE OF PRIOR GOVERNMENT Shareholder Against For
SERVICE
5. DISCLOSURE OF LOBBYING ACTIVITIES Shareholder Against For
6. VESTING OF PERFORMANCE STOCK UNITS Shareholder Against For
7. SHAREHOLDER RIGHT TO CALL A SPECIAL Shareholder Against For
MEETING
8. SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
9. NETWORK NEUTRALITY FOR WIRELESS Shareholder Against For
BROADBAND
BCE INC.
Security 05534B760 Meeting Type Annual
Ticker Symbol BCE Meeting Date 03-May-2012
ISIN CA05534B7604 Agenda 933575841 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
01 DIRECTOR Management
1 B.K. ALLEN For For
2 A. BERARD For For
3 R.A. BRENNEMAN For For
4 S. BROCHU For For
5 R.E. BROWN For For
6 G.A. COPE For For
7 A.S. FELL For For
8 E.C. LUMLEY For For
9 T.C. O'NEILL For For
10 J. PRENTICE For For
11 R.C. SIMMONDS For For
12 C. TAYLOR For For
13 P.R. WEISS For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS AUDITORS.
03 RESOLVED, ON AN ADVISORY BASIS AND Management For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2012
MANAGEMENT PROXY CIRCULAR DATED
MARCH 8, 2012 DELIVERED IN ADVANCE OF
THE 2012 ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF BCE.
4A STOCK OPTIONS AND PERFORMANCE OF Shareholder Against For
EXECUTIVE OFFICERS.
4B PERFORMANCE-BASED COMPENSATION Shareholder Against For
DISCLOSURE.
4C FEES OF COMPENSATION ADVISORS Shareholder Against For
DISCLOSURE.
4D RISK MANAGEMENT COMMITTEE. Shareholder Against For
MUELLER INDUSTRIES, INC.
Security 624756102 Meeting Type Annual
Ticker Symbol MLI Meeting Date 03-May-2012
ISIN US6247561029 Agenda 933579229 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. DIRECTOR Management
1 IAN M. CUMMING For For
2 ALEXANDER P. FEDERBUSH For For
3 PAUL J. FLAHERTY For For
4 GENNARO J. FULVIO For For
5 GARY S. GLADSTEIN For For
6 SCOTT J. GOLDMAN For For
7 TERRY HERMANSON For For
8 JOSEPH S. STEINBERG For For
9 GREGORY L. CHRISTOPHER For For
2. APPROVE THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY.
3. TO APPROVE, ON AN ADVISORY BASIS BY Management Abstain Against
NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
ROLLS-ROYCE HOLDINGS PLC, LONDON
Security G76225104 Meeting Type Annual General Meeting
Ticker Symbol Meeting Date 04-May-2012
ISIN GB00B63H8491 Agenda 703673396 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------------------
1 To receive the Directors' report and the financial Management For For
statements for the year ended December 31,
2011
2 To approve the Directors' remuneration report for Management For For
the year ended December 31, 2011
3 To elect Lewis Booth as a director of the Management For For
Company
4 To elect Sir Frank Chapman as a director of the Management For For
Company
5 To elect Mark Morris as a director of the Management For For
Company
6 To re-elect Sir Simon Robertson as a director of Management For For
the Company
7 To re-elect John Rishton as a director of the Management For For
Company
8 To re-elect Dame Helen Alexander as a director Management For For
of the Company
9 To re-elect Peter Byrom as a director of the Management For For
Company
10 To re-elect Iain Conn as a director of the Management For For
Company
11 To re-elect James Guyette as a director of the Management For For
Company
12 To re-elect John McAdam as a director of the Management For For
Company
13 To re-elect John Neill CBE as a director of the Management For For
Company
14 To re-elect Colin Smith as a director of the Management For For
Company
15 To re-elect Ian Strachan as a director of the Management For For
Company
16 To re-elect Mike Terrett as a director of the Management For For
Company
17 To reappoint the auditors: KPMG Audit Plc Management For For
18 To authorise the directors to determine the Management For For
auditor's remuneration
19 To authorise payment to shareholders Management For For
20 To authorise political donations and political Management For For
expenditure
21 To authorise the directors to allot shares (s.551) Management For For
22 To disapply pre-emption rights (s.561) Management Against Against
23 To authorise the Company to purchase its own Management For For
ordinary shares
GENON ENERGY, INC.
Security 37244E107 Meeting Type Annual
Ticker Symbol GEN Meeting Date 09-May-2012
ISIN US37244E1073 Agenda 933575651 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: E. SPENCER Management For For
ABRAHAM
1B ELECTION OF DIRECTOR: TERRY G. DALLAS Management For For
1C ELECTION OF DIRECTOR: THOMAS H. Management For For
JOHNSON
1D ELECTION OF DIRECTOR: STEVEN L. MILLER Management For For
1E ELECTION OF DIRECTOR: ELIZABETH A. Management For For
MOLER
1F ELECTION OF DIRECTOR: EDWARD R. Management For For
MULLER
1G ELECTION OF DIRECTOR: ROBERT C. Management For For
MURRAY
1H ELECTION OF DIRECTOR: LAREE E. PEREZ Management For For
1I ELECTION OF DIRECTOR: EVAN J. Management For For
SILVERSTEIN
1J ELECTION OF DIRECTOR: WILLIAM L. Management For For
THACKER
2 RATIFY THE AUDIT COMMITTEE'S Management For For
SELECTION OF KPMG LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR
2012.
3 CONSIDER AN ADVISORY VOTE ON THE Management Abstain Against
COMPENSATION OF OUR NAMED
EXECUTIVES.
4 CONSIDER A STOCKHOLDER PROPOSAL, IF Shareholder Against For
PROPERLY PRESENTED AT THE MEETING,
DESCRIBED IN THE PROXY MATERIALS.
CONOCOPHILLIPS
Security 20825C104 Meeting Type Annual
Ticker Symbol COP Meeting Date 09-May-2012
ISIN US20825C1045 Agenda 933579659 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: RICHARD L. Management For For
ARMITAGE
1B. ELECTION OF DIRECTOR: RICHARD H. Management For For
AUCHINLECK
1C. ELECTION OF DIRECTOR: JAMES E. Management For For
COPELAND, JR.
1D. ELECTION OF DIRECTOR: KENNETH M. Management For For
DUBERSTEIN
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Management For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Management For For
1H. ELECTION OF DIRECTOR: HAROLD W. Management For For
MCGRAW III
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1J. ELECTION OF DIRECTOR: ROBERT A. Management For For
NIBLOCK
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1M. ELECTION OF DIRECTOR: VICTORIA J. Management For For
TSCHINKEL
1N. ELECTION OF DIRECTOR: KATHRYN C. Management For For
TURNER
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, Management For For
JR.
2. PROPOSAL TO RATIFY APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS CONOCOPHILLIPS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Management Abstain Against
COMPENSATION.
4. COMPANY ENVIRONMENTAL POLICY Shareholder Against For
(LOUISIANA WETLANDS).
5. ACCIDENT RISK MITIGATION. Shareholder Against For
6. REPORT ON GRASSROOTS LOBBYING Shareholder Against For
EXPENDITURES.
7. GREENHOUSE GAS REDUCTION TARGETS. Shareholder Against For
8. GENDER EXPRESSION NON- Shareholder Against For
DISCRIMINATION.
CVS CAREMARK CORPORATION
Security 126650100 Meeting Type Annual
Ticker Symbol CVS Meeting Date 10-May-2012
ISIN US1266501006 Agenda 933577011 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1.A ELECTION OF DIRECTOR: C. DAVID BROWN Management For For
II
1.B ELECTION OF DIRECTOR: DAVID W. Management For For
DORMAN
1.C ELECTION OF DIRECTOR: ANNE M. Management For For
FINUCANE
1.D ELECTION OF DIRECTOR: KRISTEN GIBNEY Management For For
WILLIAMS
1.E ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1.F ELECTION OF DIRECTOR: LARRY J. MERLO Management For For
1.G ELECTION OF DIRECTOR: JEAN-PIERRE Management For For
MILLON
1.H ELECTION OF DIRECTOR: C.A. LANCE Management For For
PICCOLO
1.I ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
1.J ELECTION OF DIRECTOR: TONY L. WHITE Management For For
2. RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. PROPOSAL TO APPROVE THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION AS DISCLOSED
IN THE PROXY STATEMENT.
4. MANAGEMENT PROPOSAL REGARDING Management For For
STOCKHOLDER ACTION BY WRITTEN
CONSENT.
5. STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
POLITICAL CONTRIBUTIONS AND
EXPENDITURES.
JPMORGAN CHASE & CO.
Security 46625H100 Meeting Type Annual
Ticker Symbol JPM Meeting Date 15-May-2012
ISIN US46625H1005 Agenda 933581301 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1B. ELECTION OF DIRECTOR: CRANDALL C. Management For For
BOWLES
1C. ELECTION OF DIRECTOR: STEPHEN B. Management For For
BURKE
1D. ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Management For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. Management For For
FLYNN
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1I. ELECTION OF DIRECTOR: LABAN P. Management For For
JACKSON, JR.
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K. ELECTION OF DIRECTOR: WILLIAM C. Management For For
WELDON
2. APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE Management Abstain Against
EXECUTIVE COMPENSATION
4. POLITICAL NON-PARTISANSHIP Shareholder Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shareholder Against For
6. LOAN SERVICING Shareholder Against For
7. CORPORATE POLITICAL CONTRIBUTIONS Shareholder Against For
REPORT
8. GENOCIDE-FREE INVESTING Shareholder Against For
9. SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
10. STOCK RETENTION Shareholder Against For
ANADARKO PETROLEUM CORPORATION
Security 032511107 Meeting Type Annual
Ticker Symbol APC Meeting Date 15-May-2012
ISIN US0325111070 Agenda 933582240 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1C. ELECTION OF DIRECTOR: H. PAULETT Management For For
EBERHART
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Management For For
1E. ELECTION OF DIRECTOR: RICHARD L. Management For For
GEORGE
1F. ELECTION OF DIRECTOR: PRESTON M. Management For For
GEREN III
1G. ELECTION OF DIRECTOR: CHARLES W. Management For For
GOODYEAR
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
1I. ELECTION OF DIRECTOR: JAMES T. Management For For
HACKETT
1J. ELECTION OF DIRECTOR: ERIC D. MULLINS Management For For
1K. ELECTION OF DIRECTOR: PAULA ROSPUT Management For For
REYNOLDS
1L. ELECTION OF DIRECTOR: R.A. WALKER Management For For
2. RATIFICATION OF APPOINTMENT OF KPMG Management For For
LLP AS INDEPENDENT AUDITORS.
3. APPROVE THE ANADARKO PETROLEUM Management For For
CORPORATION 2012 OMNIBUS INCENTIVE
COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION.
5. STOCKHOLDER PROPOSAL-ADOPTION OF Shareholder Against For
POLICY OF INDEPENDENT DIRECTOR
CHAIRMAN.
6. STOCKHOLDER PROPOSAL-GENDER Shareholder Against For
IDENTITY NON-DISCRIMINATION POLICY.
7. STOCKHOLDER PROPOSAL-ADOPTION OF Shareholder Against For
POLICY ON ACCELERATED VESTING OF
EQUITY AWARDS.
8. STOCKHOLDER PROPOSAL-REPORT ON Shareholder Against For
POLITICAL CONTRIBUTIONS.
MORGAN STANLEY
Security 617446448 Meeting Type Annual
Ticker Symbol MS Meeting Date 15-May-2012
ISIN US6174464486 Agenda 933589840 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. Management For For
BOWLES
1C ELECTION OF DIRECTOR: HOWARD J. Management For For
DAVIES
1D ELECTION OF DIRECTOR: JAMES P. Management For For
GORMAN
1E ELECTION OF DIRECTOR: C. ROBERT Management For For
KIDDER
1F ELECTION OF DIRECTOR: KLAUS KLEINFELD Management For For
1G ELECTION OF DIRECTOR: DONALD T. Management For For
NICOLAISEN
1H ELECTION OF DIRECTOR: HUTHAM S. Management For For
OLAYAN
1I ELECTION OF DIRECTOR: JAMES W. OWENS Management For For
1J ELECTION OF DIRECTOR: O. GRIFFITH Management For For
SEXTON
1K ELECTION OF DIRECTOR: RYOSUKE Management For For
TAMAKOSHI
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
3 TO AMEND THE 2007 EQUITY INCENTIVE Management Against Against
COMPENSATION PLAN
4 TO AMEND THE DIRECTORS' EQUITY Management Against Against
CAPITAL ACCUMULATION PLAN
5 TO APPROVE THE COMPENSATION OF Management Abstain Against
EXECUTIVES AS DISCLOSED IN THE PROXY
STATEMENT (NON-BINDING ADVISORY
RESOLUTION)
HALLIBURTON COMPANY
Security 406216101 Meeting Type Annual
Ticker Symbol HAL Meeting Date 16-May-2012
ISIN US4062161017 Agenda 933585082 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: M.S. GERBER Management For For
1F ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1H ELECTION OF DIRECTOR: D.J. LESAR Management For For
1I ELECTION OF DIRECTOR: R.A. MALONE Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: D.L. REED Management For For
2 PROPOSAL FOR RATIFICATION OF THE Management For For
SELECTION OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
4 PROPOSAL TO AMEND AND RESTATE THE Management For For
HALLIBURTON COMPANY STOCK AND
INCENTIVE PLAN.
STATE STREET CORPORATION
Security 857477103 Meeting Type Annual
Ticker Symbol STT Meeting Date 16-May-2012
ISIN US8574771031 Agenda 933587086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: K. BURNES Management For For
1B. ELECTION OF DIRECTOR: P. COYM Management For For
1C. ELECTION OF DIRECTOR: P. DE SAINT- Management For For
AIGNAN
1D. ELECTION OF DIRECTOR: A. FAWCETT Management For For
1E. ELECTION OF DIRECTOR: D. GRUBER Management For For
1F. ELECTION OF DIRECTOR: L. HILL Management For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Management For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Management For For
1I. ELECTION OF DIRECTOR: R. SERGEL Management For For
1J. ELECTION OF DIRECTOR: R. SKATES Management For For
1K. ELECTION OF DIRECTOR: G. SUMME Management For For
1L. ELECTION OF DIRECTOR: R. WEISSMAN Management For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Management Abstain Against
EXECUTIVE COMPENSATION.
3. APPROVE THE AMENDED AND RESTATED Management Against Against
2006 EQUITY INCENTIVE PLAN TO INCREASE
BY 15.5 MILLION THE NUMBER OF SHARES
OF COMMON STOCK.
4. RATIFY SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
DR PEPPER SNAPPLE GROUP,INC.
Security 26138E109 Meeting Type Annual
Ticker Symbol DPS Meeting Date 17-May-2012
ISIN US26138E1091 Agenda 933578710 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: DAVID E. Management For For
ALEXANDER
1B ELECTION OF DIRECTOR: PAMELA H. Management For For
PATSLEY
1C ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For
1D ELECTION OF DIRECTOR: MICHAEL F. Management For For
WEINSTEIN
2 TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3 RESOLVED, THAT COMPENSATION PAID TO Management Abstain Against
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SECURITIES AND
EXCHANGE COMMISSION, INCLUDING THE
COMPENSATION DISCUSSION AND
ANALYSIS, COMPENSATION TABLES AND
THE NARRATIVE DISCUSSION, IS HEREBY
APPROVED.
4 TO CONSIDER AND VOTE UPON PROPOSED Management For For
AMENDMENTS TO THE COMPANY'S
CERTIFICATE OF INCORPORATION AND BY-
LAWS TO DECLASSIFY THE COMPANY'S
BOARD AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS. THE BOARD
RECOMMENDS YOU VOTE "AGAINST"
PROPOSAL 5.
5 TO CONSIDER AND ACT UPON A Shareholder Against For
STOCKHOLDER PROPOSAL REGARDING A
COMPREHENSIVE RECYCLING STRATEGY
FOR BEVERAGE CONTAINERS.
MARSH & MCLENNAN COMPANIES, INC.
Security 571748102 Meeting Type Annual
Ticker Symbol MMC Meeting Date 17-May-2012
ISIN US5717481023 Agenda 933581313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: ZACHARY W. Management For For
CARTER
1B. ELECTION OF DIRECTOR: BRIAN Management For For
DUPERREAULT
1C. ELECTION OF DIRECTOR: OSCAR FANJUL Management For For
1D. ELECTION OF DIRECTOR: H. EDWARD Management For For
HANWAY
1E. ELECTION OF DIRECTOR: LORD LANG OF Management For For
MONKTON
1F. ELECTION OF DIRECTOR: ELAINE LA ROCHE Management For For
1G. ELECTION OF DIRECTOR: STEVEN A. MILLS Management For For
1H. ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For
1I. ELECTION OF DIRECTOR: MARC D. OKEN Management For For
1J. ELECTION OF DIRECTOR: MORTON O. Management For For
SCHAPIRO
1K. ELECTION OF DIRECTOR: ADELE SIMMONS Management For For
1L. ELECTION OF DIRECTOR: LLOYD M. YATES Management For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Management For For
2. RATIFICATION OF SELECTION OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY (NONBINDING) VOTE TO Management Abstain Against
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
MERCK & CO., INC.
Security 58933Y105 Meeting Type Annual
Ticker Symbol MRK Meeting Date 22-May-2012
ISIN US58933Y1055 Agenda 933595158 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C. ELECTION OF DIRECTOR: KENNETH C. Management For For
FRAZIER
1D. ELECTION OF DIRECTOR: THOMAS H. Management For For
GLOCER
1E. ELECTION OF DIRECTOR: WILLIAM B. Management For For
HARRISON JR.
1F. ELECTION OF DIRECTOR: C. ROBERT Management For For
KIDDER
1G. ELECTION OF DIRECTOR: ROCHELLE B. Management For For
LAZARUS
1H. ELECTION OF DIRECTOR: CARLOS E. Management For For
REPRESAS
1I. ELECTION OF DIRECTOR: PATRICIA F. Management For For
RUSSO
1J. ELECTION OF DIRECTOR: CRAIG B. Management For For
THOMPSON
1K. ELECTION OF DIRECTOR: WENDELL P. Management For For
WEEKS
1L. ELECTION OF DIRECTOR: PETER C. Management For For
WENDELL
2. RATIFICATION OF THE APPOINTMENT OF Management For For
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
SHAREHOLDER ACTION BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
REPORT ON CHARITABLE AND POLITICAL
CONTRIBUTIONS.
ROYAL DUTCH SHELL PLC
Security 780259206 Meeting Type Annual
Ticker Symbol RDSA Meeting Date 22-May-2012
ISIN US7802592060 Agenda 933613766 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. ADOPTION OF ANNUAL REPORT & Management For For
ACCOUNTS
2. APPROVAL OF REMUNERATION REPORT Management For For
3. APPOINTMENT OF SIR NIGEL SHEINWALD AS Management For For
A DIRECTOR OF THE COMPANY
4A. RE-APPOINTMENT OF DIRECTOR: JOSEF Management For For
ACKERMANN
4B. RE-APPOINTMENT OF DIRECTOR: GUY Management For For
ELLIOTT
4C. RE-APPOINTMENT OF DIRECTOR: SIMON Management For For
HENRY
4D. RE-APPOINTMENT OF DIRECTOR: CHARLES Management For For
O. HOLLIDAY
4E. RE-APPOINTMENT OF DIRECTOR: GERARD Management For For
KLEISTERLEE
4F. RE-APPOINTMENT OF DIRECTOR: Management For For
CHRISTINE MORIN-POSTEL
4G. RE-APPOINTMENT OF DIRECTOR: JORMA Management For For
OLLILA
4H. RE-APPOINTMENT OF DIRECTOR: LINDA G. Management For For
STUNTZ
4I. RE-APPOINTMENT OF DIRECTOR: JEROEN Management For For
VAN DER VEER
4J. RE-APPOINTMENT OF DIRECTOR: PETER Management For For
VOSER
4K. RE-APPOINTMENT OF DIRECTOR: HANS Management For For
WIJERS
5. RE-APPOINTMENT OF AUDITORS Management For For
6. REMUNERATION OF AUDITORS Management For For
7. AUTHORITY TO ALLOT SHARES Management For For
8. DISAPPLICATION OF PRE-EMPTION RIGHTS Management Against Against
9. AUTHORITY TO PURCHASE OWN SHARES Management For For
10. AUTHORITY FOR CERTAIN DONATIONS AND Management For For
EXPENDITURE
TELEKOM AUSTRIA AG, WIEN
Security A8502A102 Meeting Type Ordinary General Meeting
Ticker Symbol Meeting Date 23-May-2012
ISIN AT0000720008 Agenda 703803672 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------------------------------------------------------------------------------------
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 979357 DUE TO
ADDITION OF-RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND-YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE MEETING HAS Non-Voting
BEEN SET UP USING THE RECORD DATE 11
MAY 2012-WHICH AT THIS TIME WE ARE
UNABLE TO SYSTEMATICALLY UPDATE. THE
TRUE RECORD DA-TE FOR THIS MEETING IS
13 MAY 2012. THANK YOU
1 Receive financial statements and statutory Non-Voting
reports
2 Receive investigation report about compliance Non-Voting
issues relating to Peter Hochegg-er
3 Approve allocation of income Management For For
4 Approve discharge of management board Management For For
5 Approve discharge of supervisory board Management For For
6 Approve remuneration of supervisory board Management For For
members
7 Ratify auditors Management For For
8 Receive report on share repurchase program Non-Voting
9 Approve extension of share repurchase program Management For For
and associated share usage authority
shareholder proposals submitted by Marathon
Zwei Beteiligungs Gmbh
10.1 Please note that this resolution is being proposed Management For For
by the shareholder Marathon Zwei Beteiligungs
Gmbh : Increase size of supervisory board to 10
members
10.2 Please note that this resolution is being proposed Management For For
by the shareholder Marathon Zwei Beteiligungs
Gmbh : Elect Ronny Pecik to the supervisory
board, if item 10.1 is approved
10.3 Please note that this resolution is being proposed Management For For
by the shareholder Marathon Zwei Beteiligungs
Gmbh : Elect Naguib Sawiris to the supervisory
board, if item 10.1 is approved
CMMT PLEASE NOTE THAT THIS IS A REVISION Non-Voting
DUE TO MODIFICATION OF TEXT IN
RESOLUTION-NO 8 AND 9. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS-PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
KRAFT FOODS INC.
Security 50075N104 Meeting Type Annual
Ticker Symbol KFT Meeting Date 23-May-2012
ISIN US50075N1046 Agenda 933593609 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: MYRA M. HART Management For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Management For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1D. ELECTION OF DIRECTOR: MARK D. Management For For
KETCHUM
1E. ELECTION OF DIRECTOR: TERRY J. Management For For
LUNDGREN
1F. ELECTION OF DIRECTOR: MACKEY J. Management For For
MCDONALD
1G. ELECTION OF DIRECTOR: JORGE S. Management For For
MESQUITA
1H. ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1I. ELECTION OF DIRECTOR: FREDRIC G. Management For For
REYNOLDS
1J. ELECTION OF DIRECTOR: IRENE B. Management For For
ROSENFELD
1K. ELECTION OF DIRECTOR: J.F. VAN Management For For
BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION.
3. APPROVAL OF AMENDMENT TO CHANGE Management For For
COMPANY NAME.
4. RATIFICATION OF THE SELECTION OF Management For For
INDEPENDENT AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE Shareholder Against For
FORESTRY REPORT.
6. SHAREHOLDER PROPOSAL:REPORT ON Shareholder Against For
EXTENDED PRODUCER RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON Shareholder Against For
LOBBYING.
NEXTERA ENERGY, INC.
Security 65339F101 Meeting Type Annual
Ticker Symbol NEE Meeting Date 25-May-2012
ISIN US65339F1012 Agenda 933587555 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: SHERRY S. Management For For
BARRAT
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, Management For For
II
1C. ELECTION OF DIRECTOR: JAMES L. Management For For
CAMAREN
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Management For For
1E. ELECTION OF DIRECTOR: J. BRIAN Management For For
FERGUSON
1F. ELECTION OF DIRECTOR: LEWIS HAY, III Management For For
1G. ELECTION OF DIRECTOR: TONI JENNINGS Management For For
1H. ELECTION OF DIRECTOR: OLIVER D. Management For For
KINGSLEY, JR.
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Management For For
1J. ELECTION OF DIRECTOR: WILLIAM H. Management For For
SWANSON
1K. ELECTION OF DIRECTOR: MICHAEL H. Management For For
THAMAN
1L. ELECTION OF DIRECTOR: HANSEL E. Management For For
TOOKES, II
2. RATIFICATION OF APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. APPROVAL, BY NON-BINDING ADVISORY Management Abstain Against
VOTE, OF NEXTERA ENERGY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
HSBC HOLDINGS PLC
Security 404280406 Meeting Type Annual
Ticker Symbol HBC Meeting Date 25-May-2012
ISIN US4042804066 Agenda 933594625 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-----------------------------------------------------------------------
1. TO RECEIVE THE ANNUAL REPORT AND Management For For
ACCOUNTS 2011
2. TO APPROVE THE DIRECTORS' Management For For
REMUNERATION REPORT FOR 2011
3A. TO RE-ELECT S A CATZ A DIRECTOR Management For For
3B. TO RE-ELECT L M L CHA A DIRECTOR Management For For
3C. TO RE-ELECT M K T CHEUNG A DIRECTOR Management For For
3D. TO RE-ELECT J D COOMBE A DIRECTOR Management For For
3E. TO ELECT J FABER A DIRECTOR Management For For
3F. TO RE-ELECT R A FAIRHEAD A DIRECTOR Management For For
3G. TO RE-ELECT D J FLINT A DIRECTOR Management For For
3H. TO RE-ELECT A A FLOCKHART A DIRECTOR Management For For
3I. TO RE-ELECT S T GULLIVER A DIRECTOR Management For For
3J. TO RE-ELECT J W J HUGHES-HALLETT A Management For For
DIRECTOR
3K. TO RE-ELECT W S H LAIDLAW A DIRECTOR Management For For
3L. TO ELECT J P LIPSKY A DIRECTOR Management For For
3M. TO RE-ELECT J R LOMAX A DIRECTOR Management For For
3N. TO RE-ELECT I J MACKAY A DIRECTOR Management For For
3O. TO RE-ELECT N R N MURTHY A DIRECTOR Management For For
3P. TO RE-ELECT SIR SIMON ROBERTSON A Management For For
DIRECTOR
3Q. TO RE-ELECT J L THORNTON A DIRECTOR Management For For
4. TO REAPPOINT THE AUDITOR AT Management For For
REMUNERATION TO BE DETERMINED BY
THE GROUP AUDIT COMMITTEE
5. TO AUTHORISE THE DIRECTORS TO ALLOT Management For For
SHARES
S6. TO DISAPPLY PRE-EMPTION RIGHTS Management Against Against
(SPECIAL RESOLUTION)
7. TO AUTHORISE THE COMPANY TO Management For For
PURCHASE ITS OWN ORDINARY SHARES
8. TO AUTHORISE THE DIRECTORS TO OFFER Management For For
A SCRIP DIVIDEND ALTERNATIVE
S9. TO APPROVE GENERAL MEETINGS (OTHER Management For For
THAN ANNUAL GENERAL MEETINGS) BEING
CALLED ON 14 CLEAR DAYS' NOTICE
(SPECIAL RESOLUTION)
EXXON MOBIL CORPORATION
Security 30231G102 Meeting Type Annual
Ticker Symbol XOM Meeting Date 30-May-2012
ISIN US30231G1022 Agenda 933600086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1. DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 H.H. FORE For For
6 K.C. FRAZIER For For
7 W.W. GEORGE For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
2. RATIFICATION OF INDEPENDENT AUDITORS Management For For
(PAGE 61)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Management Abstain Against
COMPENSATION (PAGE 62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shareholder Against For
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shareholder Against For
6. REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For
(PAGE 66)
7. AMENDMENT OF EEO POLICY (PAGE 67) Shareholder Against For
8. REPORT ON NATURAL GAS PRODUCTION Shareholder Against For
(PAGE 69)
9. GREENHOUSE GAS EMISSIONS GOALS Shareholder Against For
(PAGE 71)
CHEVRON CORPORATION
Security 166764100 Meeting Type Annual
Ticker Symbol CVX Meeting Date 30-May-2012
ISIN US1667641005 Agenda 933601913 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: L.F. DEILY Management For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1C. ELECTION OF DIRECTOR: C. HAGEL Management For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Management For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Management For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1J. ELECTION OF DIRECTOR: C. WARE Management For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Management For For
2. RATIFICATION OF APPOINTMENT OF Management For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shareholder Against For
5. INDEPENDENT CHAIRMAN Shareholder Against For
6. LOBBYING DISCLOSURE Shareholder Against For
7. COUNTRY SELECTION GUIDELINES Shareholder Against For
8. HYDRAULIC FRACTURING Shareholder Against For
9. ACCIDENT RISK OVERSIGHT Shareholder Against For
10. SPECIAL MEETINGS Shareholder Against For
11. INDEPENDENT DIRECTOR WITH Shareholder Against For
ENVIRONMENTAL EXPERTISE
PARMALAT SPA, COLLECCHIO
Security T7S73M107 Meeting Type MIX
Ticker Symbol Meeting Date 31-May-2012
ISIN IT0003826473 Agenda 703819726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-----------------------------------------------------------------------------------------
CMMT PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 974407 DUE
TO RECEIPT OF-SLATES FOR BOARD OF
DIRECTORS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL-BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK-YOU.
CMMT PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY
CLICKING ON THE U-RL LINK:
https://materials.proxyvote.com/Approved/99999
Z/19840101/NPS_125154.p-df
O.1 Approval of the statement of financial position, Management For For
income statement and accompanying notes at
December 31, 2011, together with the report on
operations for the same year. Motion for the
appropriation of the year's net profit. Review of
the report of the board of statutory auditors.
Pertinent and related resolutions
O.2 Report on compensation pursuant to article 123 Management For For
Ter of the legislative decree 58 of 24 february
1998. Pertinent and related resolutions
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE Non-Voting
2 SLATES TO BE ELECTED AS DIRECTORS,
THERE-IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTI-ONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO-VOTE FOR ONLY 1 SLATE OF
THE 2 SLATES. THANK YOU.
O.3.1 PLEASE NOTE THAT THIS IS A Shareholder
SHAREHOLDERS' PROPOSAL: Election of the
board of directors, determination of the length of
the board's term of office, election of the
chairman of the board of directors and
determination of the compensation. Pertinent and
related resolutions: List presented by Sofil Sas
holding 1,448,214,141 shares: Mr. Francesco
Tato', Mrs. Yvon Guerin, Mr. Marco Reboa, Mr.
Francesco Gatti, Mr. Riccardo Zingales, Mr.
Antonio Sala, Mr. Marco Jesi, Mr. Daniel Jaouen,
Mrs. Gabriella Chersicla, Mr. Alain Channalet-
Quercy, Mr. Ferdinando Grimaldi Quartieri
O.3.2 PLEASE NOTE THAT THIS IS A Shareholder For Against
SHAREHOLDERS' PROPOSAL: Election of the
board of directors, determination of the length of
the board's term of office, election of the
chairman of the board of directors and
determination of the compensation. Pertinent and
related resolutions: List presented by Amber
Capital representing holding 25,419,343 shares:
Mr. Umberto Mosetti, Mr. Antonio Aristide
Mastrangelo, Mr. Francesco Di Carlo
O.4 Authorization to dispose of treasury shares. Management For For
Pertinent and related resolutions
O.5 Motion to increase the compensation of the board Management For For
of statutory auditors. Pertinent and related
resolutions
E.1 Motion for partial distribution of the surplus in the Management For For
reserve for creditor challenges and claims of late
filing creditors, in the amount of 85,000,456
Euros, after amending, by an equal amount, the
capital increase resolution approved by the
extraordinary shareholders meeting of March 1,
2005 (as amended by the shareholders meetings
of September 19, 2005 and April 28, 2007), with
consequent amendment to article 5 of the
bylaws. Pertinent and related resolutions
DEUTSCHE BANK AG
Security D18190898 Meeting Type Annual
Ticker Symbol DB Meeting Date 31-May-2012
ISIN DE0005140008 Agenda 933633681 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---------------------------------------------------------------------------------
2. APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
3. RATIFICATION OF THE ACTS OF Management For For
MANAGEMENT OF THE MANAGEMENT
BOARD FOR THE 2011 FINANCIAL YEAR
4. RATIFICATION OF THE ACTS OF Management For For
MANAGEMENT OF THE SUPERVISORY
BOARD FOR THE 2011 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR FOR THE 2012 Management For For
FINANCIAL YEAR, INTERIM ACCOUNTS
6. AUTHORIZATION TO ACQUIRE OWN SHARES Management Against Against
PURSUANT TO [section] 71 (1) NO. 8 STOCK
CORPORATION ACT AS WELL AS FOR THEIR
USE WITH THE POSSIBLE EXCLUSION OF
PRE-EMPTIVE RIGHTS
7. AUTHORIZATION TO USE DERIVATIVES Management For For
WITHIN THE FRAMEWORK OF THE
PURCHASE OF OWN SHARES PURSUANT TO
[section] 71 (1) NO. 8 STOCK CORPORATION ACT
8. APPROVAL OF THE COMPENSATION Management For For
SYSTEM FOR THE MANAGEMENT BOARD
MEMBERS
9A. ELECTION TO THE SUPERVISORY BOARD: Management For For
DR. PAUL ACHLEITNER
9B. ELECTION TO THE SUPERVISORY BOARD: Management For For
MR. PETER LOSCHER
9C. ELECTION TO THE SUPERVISORY BOARD: Management For For
PROFESSOR DR. KLAUS RUDIGER
TRUTZSCHLER
10. AUTHORIZATION TO ISSUE PARTICIPATORY Management For For
NOTES WITH WARRANTS AND/OR
CONVERTIBLE PARTICIPATORY NOTES,
BONDS WITH WARRANTS AND
CONVERTIBLE BONDS (WITH THE
POSSIBILITY OF EXCLUDING PRE-EMPTIVE
RIGHTS), CREATION OF CONDITIONAL
CAPITAL AND AMENDMENT TO THE
ARTICLES OF ASSOCIATION
WAL-MART STORES, INC.
Security 931142103 Meeting Type Annual
Ticker Symbol WMT Meeting Date 01-Jun-2012
ISIN US9311421039 Agenda 933607408 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE Management For For
BURNS
1D ELECTION OF DIRECTOR: JAMES I. CASH, Management For For
JR.
1E ELECTION OF DIRECTOR: ROGER C. Management For For
CORBETT
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: MARISSA A. Management For For
MAYER
1I ELECTION OF DIRECTOR: GREGORY B. Management For For
PENNER
1J ELECTION OF DIRECTOR: STEVEN S Management For For
REINEMUND
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1L ELECTION OF DIRECTOR: ARNE M. Management For For
SORENSON
1M ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1N ELECTION OF DIRECTOR: S. ROBSON Management For For
WALTON
1O ELECTION OF DIRECTOR: CHRISTOPHER J. Management For For
WILLIAMS
1P ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS
03 ADVISORY VOTE TO APPROVE NAMED Management Abstain Against
EXECUTIVE OFFICER COMPENSATION
04 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
05 DIRECTOR NOMINATION POLICY Shareholder Against For
06 REPORT REGARDING INCENTIVE Shareholder Against For
COMPENSATION PROGRAMS
UNITEDHEALTH GROUP INCORPORATED
Security 91324P102 Meeting Type Annual
Ticker Symbol UNH Meeting Date 04-Jun-2012
ISIN US91324P1021 Agenda 933608967 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------------------
1A. ELECTION OF DIRECTOR: WILLIAM C. Management For For
BALLARD, JR.
1B. ELECTION OF DIRECTOR: RICHARD T. Management For For
BURKE
1C. ELECTION OF DIRECTOR: ROBERT J. Management For For
DARRETTA
1D. ELECTION OF DIRECTOR: STEPHEN J. Management For For
HEMSLEY
1E. ELECTION OF DIRECTOR: MICHELE J. Management For For
HOOPER
1F. ELECTION OF DIRECTOR: RODGER A. Management For For
LAWSON
1G. ELECTION OF DIRECTOR: DOUGLAS W. Management For For
LEATHERDALE
1H. ELECTION OF DIRECTOR: GLENN M. Management For For
RENWICK
1I. ELECTION OF DIRECTOR: KENNETH I. SHINE, Management For For
M.D.
1J. ELECTION OF DIRECTOR: GAIL R. Management For For
WILENSKY, PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Management Abstain Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2012.
4. CONSIDERATION OF THE SHAREHOLDER Shareholder Against For
PROPOSAL SET FORTH IN THE PROXY
STATEMENT, IF PROPERLY PRESENTED AT
THE 2012 ANNUAL MEETING OF
SHAREHOLDERS.
DEVON ENERGY CORPORATION
Security 25179M103 Meeting Type Annual
Ticker Symbol DVN Meeting Date 06-Jun-2012
ISIN US25179M1036 Agenda 933612839 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
----------------------------------------------------------------------
1. DIRECTOR Management
1 ROBERT H. HENRY For For
2 JOHN A. HILL For For
3 MICHAEL M. KANOVSKY For For
4 ROBERT A. MOSBACHER, JR For For
5 J. LARRY NICHOLS For For
6 DUANE C. RADTKE For For
7 MARY P. RICCIARDELLO For For
8 JOHN RICHELS For For
2. APPROVE, IN AN ADVISORY VOTE, Management Abstain Against
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE Management For For
INDEPENDENT AUDITORS FOR 2012.
4. APPROVE AMENDING THE AMENDED AND Management For For
RESTATED CERTIFICATE OF
INCORPORATION TO GRANT
STOCKHOLDERS THE RIGHT TO CALL A
SPECIAL MEETING.
5. APPROVE THE 2012 INCENTIVE Management For For
COMPENSATION PLAN.
6. APPROVE THE 2012 AMENDMENT TO THE Management For For
2009 LONG-TERM INCENTIVE
COMPENSATION PLAN.
7. REPORT ON THE DISCLOSURE OF Shareholder Against For
LOBBYING POLICIES AND PRACTICES.
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Security 718252604 Meeting Type Consent
Ticker Symbol PHI Meeting Date 14-Jun-2012
ISIN US7182526043 Agenda 933639265 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
-------------------------------------------------------------------------
1. APPROVAL OF THE AUDITED FINANCIAL Management For Against
STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011 CONTAINED IN
THE COMPANY'S 2011 ANNUAL REPORT.
2A ELECTION OF DIRECTOR: REV. FR. Management For
BIENVENIDO F. NEBRES, S.J. (INDEPENDENT
DIRECTOR)
2B ELECTION OF DIRECTOR: MR. PEDRO E. Management For
ROXAS (INDEPENDENT DIRECTOR)
2C ELECTION OF DIRECTOR: MR. ALFRED V. TY Management For
(INDEPENDENT DIRECTOR)
2D ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For
2E ELECTION OF DIRECTOR: ATTY. RAY C. Management For
ESPINOSA
2F ELECTION OF DIRECTOR: MR. JAMES L. GO Management For
2G ELECTION OF DIRECTOR: MR. SETSUYA Management For
KIMURA
2H ELECTION OF DIRECTOR: MR. NAPOLEON L. Management For
NAZARENO
2I ELECTION OF DIRECTOR: MR. MANUEL V. Management For
PANGILINAN
2J ELECTION OF DIRECTOR: MR. HIDEAKI Management For
OZAKI
2K ELECTION OF DIRECTOR: MS. MA. LOURDES Management For
C. RAUSA-CHAN
2L ELECTION OF DIRECTOR: MR. JUAN B. Management For
SANTOS
2M ELECTION OF DIRECTOR: MR. TONY TAN Management For
CAKTIONG
CH ENERGY GROUP, INC.
Security 12541M102 Meeting Type Special
Ticker Symbol CHG Meeting Date 19-Jun-2012
ISIN US12541M1027 Agenda 933639049 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
--------------------------------------------------------------------------
1. TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 20, 2012,
BY AND AMONG FORTISUS INC., CASCADE
ACQUISITION SUB INC., A WHOLLY OWNED
SUBSIDIARY OF FORTISUS INC., FORTIS INC.
(SOLELY FOR PURPOSES OF CERTAIN
PROVISIONS THEREOF), AND CH ENERGY
GROUP, INC., AS IT MAY BE AMENDED FROM
TIME TO TIME.
2. TO APPROVE, ON AN ADVISORY, NON- Management For For
BINDING BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO
NAMED EXECUTIVE OFFICERS OF CH
ENERGY GROUP, INC. THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF TO ADOPT
THE MERGER AGREEMENT.
TURKCELL ILETISIM HIZMETLERI A.S.
Security 900111204 Meeting Type Annual
Ticker Symbol TKC Meeting Date 29-Jun-2012
ISIN US9001112047 Agenda 933661553 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------------------------------------------------------------------------
1 OPENING AND ELECTION OF THE Management For For
PRESIDENCY BOARD
2 AUTHORIZING THE PRESIDENCY BOARD TO Management For For
SIGN THE MINUTES OF THE MEETING
3 DISCUSSION OF AND VOTING ON THE Management For For
AMENDMENT OF ARTICLE 6 "SHARE
CAPITAL", ARTICLE 9 "BOARD OF
DIRECTORS", ARTICLE 11 "MEETINGS OF
THE BOARD OF DIRECTORS", ARTICLE 13
"SHARING DUTIES AND ASSIGNING
DIRECTORS", ARTICLE 17 "GENERAL
ASSEMBLY", ARTICLE 19 "ANNOUNCEMENTS
AND ANNUAL REPORTS OF THE COMPANY"
AND ADDITION OF ARTICLE 26 "COMPLIANCE
WITH CORPORATE GOVERNANCE RULES"
TO THE ARTICLES OF ASSOCIATION OF THE
COMPANY WITHIN THE SCOPE OF THE
CORPORATE GOVERNANCE PRINCIPLES
4 DISMISSAL OF MEMBERS OF THE BOARD OF Management For For
DIRECTORS INDIVIDUALLY, OR DECIDE ON
THE CONTINUANCE OF THEIR TERMS, IN
CASE OF DISMISSAL, TO ELECT NEW BOARD
MEMBERS IN LIEU OF THE BOARD MEMBERS
DISMISSED AND ELECTION OF THE
INDEPENDENT MEMBERS IN ACCORDANCE
WITH THE RESTRUCTURING OF THE BOARD
OF DIRECTORS PURSUANT TO THE
CORPORATE GOVERNANCE PRINCIPLES
7 RESPECTIVELY REVIEW, DISCUSSION AND Management For For
APPROVAL OF THE BALANCE SHEETS AND
PROFITS/LOSS STATEMENTS RELATING TO
FISCAL YEARS 2010 AND 2011
9 RELEASE OF THE BOARD MEMBERS Management For For
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY IN YEAR
2010
10 RELEASE OF THE BOARD MEMBERS Management For For
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY IN YEAR
2011
11 RELEASE OF THE AUDITORS INDIVIDUALLY Management For For
FROM ACTIVITIES AND OPERATIONS OF THE
COMPANY IN YEAR 2010
12 RELEASE OF THE AUDITORS INDIVIDUALLY Management For For
FROM ACTIVITIES AND OPERATIONS OF THE
COMPANY IN YEAR 2011
13 DISCUSSION OF AND DECISION ON THE Management For For
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEARS 2010 AND 2011
14 ELECTION OF AUDITORS FOR A PERIOD OF Management For For
ONE YEAR AND DETERMINATION OF THEIR
REMUNERATION
15 DISCUSSION OF AND APPROVAL OF THE Management For For
ELECTION OF THE INDEPENDENT AUDIT
FIRM REALIZED BY THE BOARD OF
DIRECTORS PURSUANT TO THE
COMMUNIQUE ON INDEPENDENT AUDITING
STANDARDS IN CAPITAL MARKETS
PUBLISHED BY CAPITAL MARKET BOARD
16 DECISION PERMITTING THE BOARD Management For For
MEMBERS TO, DIRECTLY OR ON BEHALF OF
OTHERS, BE ACTIVE IN AREAS FALLING
WITHIN OR OUTSIDE THE SCOPE OF THE
COMPANY'S AND TO PARTICIPATE IN
COMPANIES OPERATING IN THE SAME
BUSINESS AND TO PERFORM OTHER ACTS
IN COMPLIANCE WITH ARTICLES 334 AND
335 OF THE TURKISH COMMERCIAL CODE
19 DETERMINATION OF THE GROSS MONTHLY Management For For
FEES OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND STATUTORY AUDITORS
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Convertible and Income Securities Fund Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date 8/22/12
*Print the name and title of each signing officer under his or her signature.