N-PX 1 convertiblesec.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-05715 --------------------------------------- The Gabelli Convertible and Income Securities Fund Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center Rye, NY 10580-1422 ------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, NY 10580-1422 ------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-422-3554 ------------------------ Date of fiscal year end: December 31 -------------------- Date of reporting period: July 1, 2004 - June 30, 2005 ------------------------------ Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
----------------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/27/2004 Issuer: 16117M ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No NANCY B. PERETSMAN Management For For 02 RATIFICATION OF KPMG LLP AS Management For For No INDEPENDENT PUBLIC ACCOUNTANTS Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 107 20,000 20,000 20,000 7/28/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- KEYSTONE PROPERTY TRUST KTR Special Meeting Date: 07/30/2004 Issuer: 493596 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For No MERGER, DATED AS OF MAY 3, 2004, ATTACHED TO THE PROXY STATEMENT AS EXHIBIT A, INCLUDING THE ACQUISITION BY PROLOGIS SIX RIVERS LIMITED PARTNERSHIP OF KEYSTONE PROPERTY TRUST THROUGH THE MERGER OF A MERGER SUBSIDIARY OWNED BY PROLOGIS SIX RIVERS LIMITED PARTNERSHIP WITH AND INTO KEYSTONE PROPERTYTRUST. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 100 20,000 20,000 20,000 7/24/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004 Issuer: 888266 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 01 DIRECTOR Management For No MICHAEL B. ALEXANDER Management For For EDWARD H. BERSOFF Management For For JOSEPH F. CALIGIURI Management For For PETER A. COHEN Management For For DANIEL J. FINK Management For For SUSAN GOLDING Management For For ROBERT M. HANISEE Management For For ROBERT E. LA BLANC Management For For GENE W. RAY Management For For JAMES ROTH Management For For JOSEPH R. WRIGHT, JR. Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 103 145,000 145,000 145,000 8/3/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- CHARTER ONE FINANCIAL, INC. CF Special Meeting Date: 08/23/2004 Issuer: 160903 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT Management For For No AND PLAN OF MERGER, DATED AS OF MAY 4, 2004, BY AND AMONG CHARTER ONE FINANCIAL, INC., CITIZENS FINANCIAL GROUP, INC., CARDINAL ACQUISITION CORP. AND , SOLELY WITH RESPECT TO ARTICLE 11 OF THE AGREEMENT, THE ROYAL BANK OF SCOTLAND GROUP PLC, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 ADJOURNMENT: TO APPROVE THE ADJOURNMENT OF THE Management For For No SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER REFERENCED ABOVE. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 100 40,000 40,000 40,000 8/19/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- H&R BLOCK, INC. HRB Annual Meeting Date: 09/08/2004 Issuer: 093671 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No DONNA R. ECTON Management For For LOUIS W. SMITH Management For For RAYFORD WILKINS, JR. Management For For 02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For No ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, WITHOUT PAR VALUE, FROM 500,000,000 TO 800,000,000 SHARES. 03 THE APPROVAL OF AN AMENDMENT TO THE 1989 STOCK Management For For No OPTION PLAN FOR OUTSIDE DIRECTORS TO EXTEND THE PLAN FOR FIVE YEARS, SUCH THAT IT WILL TERMINATE, UNLESS FURTHER EXTENDED, ON DECEMBER 5, 2009. 04 THE APPROVAL OF AMENDMENTS TO THE 1999 STOCK Management Against Against No OPTION PLAN FOR SEASONAL EMPLOYEES TO (I) EXTEND THE PLAN FOR TWO YEARS, SUCH THAT IT WILL TERMINATE, UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2006 AND (II) INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN FROM 20,000,000 TO 23,000,000. 05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING APRIL 30, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 105 2,000 2,000 2,000 8/31/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- PRIME HOSPITALITY CORP. PDQ Special Meeting Date: 10/06/2004 Issuer: 741917 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No AS OF AUGUST 18, 2004, BY AND AMONG THE COMPANY, BREP IV HOTELS HOLDING L.L.C. AND BREP IV HOTELS ACQUISITION L.L.C. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 108 40,000 40,000 40,000 9/29/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004 Issuer: 652487 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For For No APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE INFORMATION MEMORANDUM. ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS. 02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No REDUCTION BY CANCELLATION OF ALL SHARES IN THE COMPANY. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 802 9,777 9,777 9,777 10/13/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- THE ROUSE COMPANY RSE Special Meeting Date: 11/09/2004 Issuer: 779273 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- B PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL Management For For No MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE MERGER. A PROPOSAL TO APPROVE THE MERGER BETWEEN THE ROUSE Management For For No COMPANY AND RED ACQUISITION, LLC, A SUBSIDIARY OF GENERAL GROWTH PROPERTIES, INC., SUBSTANTIALLY ON THE TERMS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 19, 2004, ATTACHED TO THE PROXY STATEMENT AS ANNEX A, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 101 42,500 42,500 42,500 11/3/2004 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- ALLIED DOMECQ PLC AED Annual Meeting Date: 01/28/2005 Issuer: 019121 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 TO RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS. Management For For No 02 TO DECLARE A FINAL DIVIDEND. Management For For No 03 TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For For No REPORT. 04 TO RE-ELECT GRAHAM HETHERINGTON AS A DIRECTOR Management For For No OF THE COMPANY. 05 TO RE-ELECT DAVID SCOTLAND AS A DIRECTOR OF THE Management For For No COMPANY. 06 TO RE-ELECT RICHARD TURNER AS A DIRECTOR OF THE Management For For No COMPANY. 07 TO REAPPOINT THE AUDITOR. Management For For No 08 TO AUTHORIZE THE DIRECTORS TO DETERMINE THE Management For For No REMUNERATION OF THE AUDITOR. 09 TO RE-NEW THE DIRECTORS AUTHORITY TO ALLOT UNISSUED Management For For No SHARES. 10 TO RE-NEW THE DIRECTORS AUTHORITY IN RESPECT Management For For No OF THE PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS. 11 TO AUTHORIZE THE COMPANY TO MAKE LIMITED MARKET Management For For No PURCHASES OF ITS OWN ORDINARY SHARES. 12 TO AUTHORIZE ALLIED DOMECQ (HOLDINGS) PLC ( ADH ) Management For For No TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. 13 TO APPROVE THE ALLIED DOMECQ PLC PERFORMANCE Management For For No SHARE PLAN 2005. 14 TO AMEND THE RULES OF THE ALLIED DOMECQ PLC LONG Management For For No TERM INCENTIVE SCHEME 1999. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 201 5,000 5,000 5,000 1/13/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- LNR PROPERTY CORPORATION LNR Special Meeting Date: 01/31/2005 Issuer: 501940 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 02 A PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For No OF THE SPECIAL MEETING TO A LATER DATE IF NECESSARY IN ORDER TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ADOPTION OF THE PLAN AND AGREEMENT OF MERGER REFERRED TO IN ITEM 1. 01 A PROPOSAL TO ADOPT THE PLAN AND AGREEMENT OF Management For For No MERGER, DATED AS OF AUGUST 29, 2004, BY AND AMONG RILEY PROPERTY HOLDINGS LLC, RILEY ACQUISITION SUB CORP. AND LNR, AND BY DOING THAT, APPROVE THE MERGER CONTEMPLATED BY THAT MERGER AGREEMENT PURSUANT TO WHICH, AMONG OTHER THINGS, RILEY ACQUISITION SUB CORP. WILL BE MERGED WITH AND INTO LNR. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 100 6,000 6,000 6,000 1/25/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005 Issuer: 462218 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING THE MERGER AS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT AND PLAN OF MERGER. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC COMPANY, AND IONICS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 108 3,900 3,900 3,900 2/16/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- KANEB SERVICES LLC KSL Special Meeting Date: 03/11/2005 Issuer: 484173 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Management For For No THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT DESCRIBED IN THE IMMEDIATELY ABOVE PROPOSAL. 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For No THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 31, 2004, BY AND AMONG VALERO L.P., KANEB SERVICES LLC AND THE OTHER PARTIES THERETO, AS IT MAY BE AMENDED FROM TIME TO TIME, UNDER WHICH, AMONG OTHER THINGS, KANEB SERVICES LLC WILL MERGE WITH A SUBSIDIARY OF VALERO L.P. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 30,000 30,000 30,000 2/28/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- BP P.L.C. BP Annual Meeting Date: 04/14/2005 Issuer: 055622 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No DR D C ALLEN** Management For For LORD BROWNE** Management For For MR J H BRYAN** Management For For MR A BURGMANS** Management For For MR I C CONN* Management For For MR E B DAVIS, JR** Management For For MR D J FLINT* Management For For DR B E GROTE** Management For For DR A B HAYWARD** Management For For DR D S JULIUS** Management For For SIR TOM MCKILLOP* Management For For MR J A MANZONI** Management For For DR W E MASSEY** Management For For MR H M P MILES** Management For For SIR IAN PROSSER** Management For For MR M H WILSON** Management For For MR P D SUTHERLAND** Management For For 02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For No AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For No AMOUNT 04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For No A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS 05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For No FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 06 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No 07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS Management For For No INCENTIVE PLAN 08 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For No ACCOUNTS Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 104 7,000 7,000 7,000 4/1/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- DANA CORPORATION DCN Annual Meeting Date: 04/18/2005 Issuer: 235811 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No A.C. BAILLIE Management For For D.E. BERGES Management For For M.J. BURNS Management For For E.M. CARPENTER Management For For R.M. GABRYS Management For For S.G. GIBARA Management For For C.W. GRISE Management For For J.P. KELLY Management For For M.R. MARKS Management For For R.B. PRIORY Management For For 02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For For No S INDEPENDENT AUDITORS Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 106 20,000 20,000 20,000 4/12/2005 CONVERTIBLE SECURTIES AND INCOME FUND GABELLI 997G003 106 20,000 20,000 20,000 4/15/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005 Issuer: 532457 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 08 PROPOSAL BY SHAREHOLDERS THAT THE BOARD OF Shareholder Against For No DIRECTORS TAKES SPECIFIC ACTIONS TO LIMIT ANIMAL TESTING. 07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder Against For No STOCK OPTIONS FOR SENIOR EXECUTIVES. 06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against For No ON THE COMPANY S POLITICAL CONTRIBUTIONS. 05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against For No OF LIMITING PRODUCT SUPPLY TO CANADA. 04 PROPOSAL BY SHAREHOLDERS ON NOT TO LIMIT THE Shareholder Against For No IMPORTATION OF PRESCRIPTION DRUGS. 03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For No OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For No COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2005. 01 DIRECTOR Management For No G.M.C. FISHER Management For For A.G. GILMAN Management For For K.N. HORN Management For For J. ROSE Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 108 13,000 13,000 13,000 4/12/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/18/2005 Issuer: 372460 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No THOMAS C. GALLAGHER Management For For JOHN D. JOHNS Management For For LAWRENCE G. STEINER Management For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 105 30,000 30,000 30,000 4/12/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. C Annual Meeting Date: 04/19/2005 Issuer: 172967 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No C. MICHAEL ARMSTRONG Management For For ALAIN J.P. BELDA Management For For GEORGE DAVID Management For For KENNETH T. DERR Management For For JOHN M. DEUTCH Management For For R. HERNANDEZ RAMIREZ Management For For ANN DIBBLE JORDAN Management For For KLAUS KLEINFELD Management For For DUDLEY C. MECUM Management For For ANNE MULCAHY Management For For RICHARD D. PARSONS Management For For CHARLES PRINCE Management For For JUDITH RODIN Management For For ROBERT E. RUBIN Management For For FRANKLIN A. THOMAS Management For For SANFORD I. WEILL Management For For ROBERT B. WILLUMSTAD Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against No CITIGROUP 1999 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For No COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. 05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For No CONTRIBUTIONS. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For No OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For No BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For No NOMINEES BY A MAJORITY OF VOTES CAST. 09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For No PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For No MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE SUBJECT TO A SHAREHOLDER VOTE. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 101 65,000 65,000 65,000 4/15/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005 Issuer: 191216 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HERBERT A. ALLEN Management For For RONALD W. ALLEN Management For For CATHLEEN P. BLACK Management For For WARREN E. BUFFETT Management For For BARRY DILLER Management For For E. NEVILLE ISDELL Management For For DONALD R. KEOUGH Management For For MARIA ELENA LAGOMASINO Management For For DONALD F. MCHENRY Management For For SAM NUNN Management For For J. PEDRO REINHARD Management For For JAMES D. ROBINSON III Management For For PETER V. UEBERROTH Management For For JAMES B. WILLIAMS Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS 03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No DELEGATION OF INQUIRY TO COLOMBIA 04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For No AWARDS TO BE PERFORMANCE BASED 05 SHAREOWNER PROPOSAL REGARDING SHAREHOLDERS APPROVAL Shareholder Against For No ABOUT SEVERANCE AGREEMENTS IN CERTAIN CIRCUMSTANCES Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 100 7,000 7,000 7,000 4/15/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- GATX CORPORATION GMT Annual Meeting Date: 04/22/2005 Issuer: 361448 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No ROD F. DAMMEYER Management For For JAMES M. DENNY Management For For RICHARD FAIRBANKS Management For For DEBORAH M. FRETZ Management For For BRIAN A. KENNEY Management For For MILES L. MARSH Management For For MARK G. MCGRATH Management For For MICHAEL E. MURPHY Management For For CASEY J. SYLLA Management For For RONALD H. ZECH Management For For 02 APPROVAL OF AUDITORS Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 202 2,700 2,700 2,700 4/19/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005 Issuer: 12541M ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No MARGARITA K. DILLEY Management For For STEVEN M. FETTER Management For For STANLEY J. GRUBEL Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 3,000 3,000 3,000 4/21/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. MRK Annual Meeting Date: 04/26/2005 Issuer: 589331 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No ROCHELLE B. LAZARUS Management For For WILLIAM G. BOWEN Management For For RAYMOND V. GILMARTIN Management For For THOMAS E. SHENK Management For For ANNE M. TATLOCK Management For For SAMUEL O. THIER Management For For WENDELL P. WEEKS Management For For PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 3 THROUGH 9. 03 STOCKHOLDER PROPOSAL AGAINST GIVING STOCK OPTIONS Shareholder Against For No AWARDS. 04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING NON-DEDUCTIBLE Shareholder Against For No EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE 05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shareholder Against For No ANIMAL-BASED TEST METHODS 06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING THE Shareholder Against For No ROLES OF BOARD CHAIR AND CEO 07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY AND PRICING Shareholder Against For No OF COMPANY PRODUCTS TO CANADIAN WHOLESALERS 08 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against For No RESOURCES FOR POLITICAL PURPOSES 09 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against For No TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 107 30,000 30,000 30,000 4/21/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/26/2005 Issuer: 806605 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HANS W. BECHERER Management For For KATHRYN C. TURNER Management For For ROBERT F.W. VAN OORDT Management For For 02 RATIFICATION OF DESIGNATION OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL ON ANNUAL ELECTION OF DIRECTORS Shareholder Against For No 04 SHAREHOLDER PROPOSAL ON MINIMIZING ANIMAL TESTING Shareholder Against For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 101 15,000 15,000 15,000 4/21/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/27/2005 Issuer: 025816 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No D.F. AKERSON Management For For C. BARSHEFSKY Management For For W.G. BOWEN Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For P.R. DOLAN Management For For V.E. JORDAN, JR. Management For For J. LESCHLY Management For For R.A. MCGINN Management For For E.D. MILLER Management For For F.P. POPOFF Management For For R.D. WALTER Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF Management For For No PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 SHAREHOLDER PROPOSAL FOR ELIMINATION OF STOCK OPTIONS. Shareholder Against For No 04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against For No REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 36,000 36,000 36,000 4/25/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005 Issuer: 263534 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 03 S/H PROPOSAL ON GOVERNMENT SERVICE Shareholder Against For No 04 S/H PROPOSAL ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against For No 05 S/H PROPOSAL ON EXECUTIVE COMPENSATION REPORT Shareholder Against For No 06 S/H PROPOSAL ON MINIMIZING ANIMAL TESTING Shareholder Against For No 07 S/H PROPOSAL THAT THE BOARD OF DIRECTORS REVIEWS Shareholder Against For No GENETICALLY MODIFIED FOOD IMPACT 08 S/H PROPOSAL THAT ALL STOCK OPTIONS GRANTS Shareholder Against For No ARE PERFORMANCE-BASED 09 S/H PROPOSAL ON DISCLOSURE OF PFOA RELATED Shareholder Against For No LIABILISTIES COSTS. 01 DIRECTOR Management For No A.J.P. BELDA Management For For R.H. BROWN Management For For C.J. CRAWFORD Management For For J.T. DILLON Management For For L.C. DUEMLING Management For For C.O. HOLLIDAY, JR. Management For For L.D. JULIBER Management For For M. NAITOH Management For For W.K. REILLY Management For For H.R. SHARP, III Management For For C.M. VEST Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 15,000 15,000 15,000 4/22/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC. PFE Annual Meeting Date: 04/28/2005 Issuer: 717081 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No MICHAEL S. BROWN Management For For M. ANTHONY BURNS Management For For ROBERT N. BURT Management For For W. DON CORNWELL Management For For WILLIAM H. GRAY III Management For For CONSTANCE J. HORNER Management For For WILLIAM R. HOWELL Management For For STANLEY O. IKENBERRY Management For For GEORGE A. LORCH Management For For HENRY A. MCKINNELL Management For For DANA G. MEAD Management For For RUTH J. SIMMONS Management For For WILLIAM C. STEERE, JR. Management For For JEAN-PAUL VALLES Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No FOR DIRECTORS. 04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For No ACCESS TO PFIZER PRODUCTS. 05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For No OF PRESCRIPTION DRUGS. 06 SHAREHOLDER PROPOSAL RELATING TO REPORTING Shareholder Against For No POLITICAL CONTRIBUTIONS. 07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For No IN CANADA. 08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For No OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL PRODUCTS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 103 90,000 90,000 90,000 4/25/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SJW CORP. SJW Annual Meeting Date: 04/28/2005 Issuer: 784305 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No M.L. CALI Management For For J.P. DINAPOLI Management For For D. GIBSON Management For For D.R. KING Management For For G.E. MOSS Management For For W.R. ROTH Management For For C.J. TOENISKOETTER Management For For F.R. ULRICH Management For For 02 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN WHICH Management For For No WAS ADOPTED BY THE BOARD OF DIRECTORS ON JANUARY 27, 2005. 03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR FISCAL YEAR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 104 8,000 8,000 8,000 4/25/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/29/2005 Issuer: 78387G ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No GILBERT F. AMELIO Management For For AUGUST A. BUSCH III Management For For MARTIN K. EBY, JR. Management For For JAMES A. HENDERSON Management For For CHARLES F. KNIGHT Management For For LYNN M. MARTIN Management For For JOHN B. MCCOY Management For For MARY S. METZ Management For For TONI REMBE Management For For S. DONLEY RITCHEY Management For For JOYCE M. ROCHE Management For For LAURA D'ANDREA TYSON Management For For PATRICIA P. UPTON Management For For EDWARD E. WHITACRE, JR Management For For 02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No 03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Management For For No 04 STOCKHOLDER PROPOSAL A REGARDING REPORTS Shareholder Against For No 05 STOCKHOLDER PROPOSAL B REGARDING EXECUTIVE Shareholder Against For No COMPENSATION 06 STOCKHOLDER PROPOSAL C REGARDING PERFORMANCE AND Shareholder Against For No TIME-BASED RESTRICTED SHARE GRANT PROGRAM 07 STOCKHOLDER PROPOSAL D REGARDING SIMPLE Shareholder Against For No MAJORITY VOTE Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 103 5,000 5,000 5,000 4/27/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/03/2005 Issuer: 110122 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No V.D. COFFMAN Management For For J.M. CORNELIUS Management For For P.R. DOLAN Management For For E.V. FUTTER Management For For L.V. GERSTNER, JR. Management For For L. JOHANSSON Management For For L.W. SULLIVAN, M.D. Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM 03 APPROVAL OF RESTATED CERTIFICATE OF INCORPORATION Management For For No EFFECTING AMENDMENT TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS 04 S/H PROPOSAL REGARDING POLITICAL Shareholder Against For No CONTRIBUTIONS DISCLOSURE 05 S/H PROPOSAL REGARDING HIV/AIDS-TB-MALARIA Shareholder Against For No 06 S/H PROPOSAL REGARDING MINIMIZING ANIMAL TESTING Shareholder Against For No 07 S/H PROPOSAL REGARDING SEPARATION OF CHAIRMAN Shareholder Against For No AND CEO POSITIONS 08 S/H PROPOSAL REGARDING REVIEW OF EXECUTIVE COMPENSATION Shareholder Against For No WHEN RESTATEMENTS OF FINANCIAL RESULTS OCCURs 09 S/H PROPOSAL THAT RESTRICTED STOCK VESTS BASED Shareholder Against For No ON PERFORMANCE 10 S/H PROPOSAL THAT DIRECTOR NOMINEES ARE ELECTED BY Shareholder Against For No AN AFFIRMATIVE VOTE OF THE MAJORITY OF SHAREHOLDERS ANNUALLY Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 108 12,000 12,000 12,000 4/28/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED GXP Annual Meeting Date: 05/03/2005 Issuer: 391164 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No D.L. BODDE Management For For M.J. CHESSER Management For For W.H. DOWNEY Management For For M.A. ERNST Management For For R.C. FERGUSON, JR. Management For For W.K. HALL Management For For L.A. JIMENEZ Management For For J.A. MITCHELL Management For For W.C. NELSON Management For For L.H. TALBOTT Management For For R.H. WEST Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS FOR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 100 20,000 20,000 20,000 4/28/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2005 Issuer: 20825C ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No J.J. MULVA Management For For NORMAN R. AUGUSTINE Management For For LARRY D. HORNER Management For For CHARLES C. KRULAK Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 03 PROPOSAL TO APPROVE THE 2004 OMNIBUS Management For For No STOCK AND PERFORMANCE INCENTIVE PLAN 04 SHAREHOLDER PROPOSAL ON LIMITATION OF EXECUTIVE Shareholder Against For No COMPENSATION 05 S/H PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION Shareholder Against For No 06 S/H PROPOSAL FOR REPORT DESCRIBING THE ENVIRONMENTAL Shareholder Against For No CONSEQUENCES AND THE VALUE OF DRILLING IN THE ARCTIC NATIONAL WILDLIFE REFUGE Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 104 5,000 5,000 5,000 5/2/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- COOPER CAMERON CORPORATION CAM Annual Meeting Date: 05/05/2005 Issuer: 216640 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No PETER J. FLUOR Management For For DAVID ROSS III Management For For BRUCE W. WILKINSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS FOR 2005. 03 VOTE ON MANAGEMENT INCENTIVE COMPENSATION PLAN. Management For For No 04 VOTE ON 2005 EQUITY INCENTIVE PLAN. Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 2,000 2,000 2,000 5/2/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 05/05/2005 Issuer: 624756 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No ALEXANDER P. FEDERBUSH Management For For GENNARO J. FULVIO Management For For GARY S. GLADSTEIN Management For For TERRY HERMANSON Management For For ROBERT B. HODES Management For For HARVEY L. KARP Management For For WILLIAM D. O'HAGAN Management For For 02 APPROVE THE MUELLER INDUSTRIES, INC. ANNUAL BONUS Management For For No PLAN. 03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 8,000 8,000 8,000 5/2/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005 Issuer: 817320 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No MR. ALEXANDER Management For For MR. BARR Management For For MR. DWORMAN Management For For MR. LEFRAK Management For For MR. SOVERN Management For For MR. SULLIVAN Management For For MR. TSAI Management For For MR. WEINBERG Management For For MR. WEINSTEIN Management For For 02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No FOR CORPORATE EXECUTIVE OFFICERS 03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005 Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 302 35,000 35,000 35,000 5/2/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- RIGGS NATIONAL CORPORATION RIGS Special Meeting Date: 05/06/2005 Issuer: 766570 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 TO APPROVE AND ADOPT THE AMENDED AND RESTATED Management For For No AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 10, 2005, BY AND BETWEEN THE PNC FINANCIAL SERVICES GROUP, INC. (PNC) AND RIGGS NATIONAL CORPORATION (RIGGS), WHICH PROVIDES FOR, AMONG OTHER THINGS, THE MERGER OF RIGGS WITH AND INTO PNC. 02 SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE Management For For No THE SPECIAL MEETING AND ADJOURNMENTS OF THE SPECIAL MEETING INCLUDING WHETHER TO ADJOURN THE SPECIAL MEETING. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 105 30,000 30,000 30,000 5/3/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005 Issuer: 040157 ISIN: SEDOL: --------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HECTOR DELEON Management For For FRANK W. MARESH Management For For ALLAN W. FULKERSON Management For For DAVID HARTOCH Management For For JOHN R. POWER, JR. Management For For FAYEZ S. SAROFIM Management For For MARK E. WATSON, III Management For For GARY V. WOODS Management For For H. BERRY CASH Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 12,000 12,000 12,000 5/5/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005 Issuer: 664397 ISIN: SEDOL: --------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No RICHARD H. BOOTH Management For For COTTON MATHER CLEVELAND Management For For SANFORD CLOUD, JR. Management For For JAMES F. CORDES Management For For E. GAIL DE PLANQUE Management For For JOHN G. GRAHAM Management For For ELIZABETH T. KENNAN Management For For ROBERT E. PATRICELLI Management For For CHARLES W. SHIVERY Management For For JOHN F. SWOPE Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005. 03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS AND VOTING METHODS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 106 40,000 40,000 40,000 5/5/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- MURPHY OIL CORPORATION MUR Annual Meeting Date: 05/11/2005 Issuer: 626717 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No F.W. BLUE Management For For G.S. DEMBROSKI Management For For C.P. DEMING Management For For R.A. HERMES Management For For R.M. MURPHY Management For For W.C. NOLAN, JR. Management For For I.B. RAMBERG Management For For N.E. SCHMALE Management For For D.J.H. SMITH Management For For C.G. THEUS Management For For 02 PROPOSED AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION. 03 APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 2,000 2,000 2,000 5/6/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION APC Annual Meeting Date: 05/12/2005 Issuer: 032511 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No JOHN R. BUTLER, JR. Management For For PRESTON M. GEREN III Management For For JOHN R. GORDON Management For For 02 APPROVAL OF AMENDED AND RESTATED 1999 STOCK INCENTIVE Management For For No PLAN 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No 04 STOCKHOLDER PROPOSAL-CORPORATE POLITICAL GIVING Shareholder Against For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 107 5,000 5,000 5,000 5/9/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/12/2005 Issuer: 264399 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No ROGER AGNELLI* Management For For G. ALEX BERNHARDT, SR.* Management For For DENNIS R. HENDRIX* Management For For A. MAX LENNON** Management For For 02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Management For For No ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION OF DUKE ENERGY S BOARD OF DIRECTORS. 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For No ENERGY S INDEPENDENT AUDITORS FOR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 106 25,000 25,000 25,000 5/9/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- THE GILLETTE COMPANY G Annual Meeting Date: 05/12/2005 Issuer: 375766 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No MICHAEL B. GIFFORD Management For For RAY J. GROVES Management For For FRED H. LANGHAMMER Management For For MARJORIE M. YANG Management For For 02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 20,000 20,000 20,000 5/9/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- MCI INC. MCIP Annual Meeting Date: 05/16/2005 Issuer: 552691 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No N. KATZENBACH Management For For D. BERESFORD Management For For M. CAPELLAS Management For For W. GREGORY Management For For J. HABERKORN Management For For L. HARRIS Management For For E. HOLDER Management For For M. NEPORENT Management For For C. ROGERS, JR. Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG AS INDEPENDENT Management For For No AUDITORS FOR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 107 10,000 10,000 10,000 5/11/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- DREYER'S GRAND ICE CREAM HOLDINGS, I DRYR Annual Meeting Date: 05/18/2005 Issuer: 261877 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No JAN L. BOOTH Management For For P. BRABECK-LETMATHE Management For For WILLIAM F. CRONK, III Management For For JEAN-MARIE GURNE Management For For TAHIRA HASSAN Management For For JOHN W. LARSON Management For For CARLOS E. REPRESAS Management For For T. GARY ROGERS Management For For TIMOTHY P. SMUCKER Management For For JOE WELLER Management For For 02 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For For No THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2005 FISCAL YEAR OF THE COMPANY. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 104 70,000 70,000 70,000 5/12/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005 Issuer: 12686C ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No CHARLES D. FERRIS Management For For RICHARD H. HOCHMAN Management For For VICTOR ORISTANO Management For For VINCENT TESE Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 20,000 20,000 20,000 5/13/2005 CONVERTIBLE SECURTIES AND INCOME FUND --------------------------------------------------------------------------------------------------------------------------------- CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/19/2005 Issuer: 127209 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 10 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For No 11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No 12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No 01 FINANCIAL STATEMENTS Management For For No 02 DECLARATION OF FINAL DIVIDEND 2004 Management For For No 03 REPORT ON DIRECTORS REMUNERATION Management For For No 04 RE-APPOINTMENT OF WOLFGANG BERNDT Management For For No 05 RE-APPOINTMENT OF BOB STACK Management For For No 06 RE-APPOINTMENT OF ROSEMARY THORNE Management For For No 07 RE-APPOINTMENT OF BARONESS WILCOX Management For For No 08 RE-APPOINTMENT OF AUDITORS Management For For No 09 REMUNERATION OF AUDITORS Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 302 10,000 10,000 10,000 5/12/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- TOMKINS PLC TKS Annual Meeting Date: 05/19/2005 Issuer: 890030 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For For No 02 APPROVE THE REMUNERATION COMMITTEE REPORT Management For For No 03 DECLARE A DIVIDEND Management For For No 04 RE-APPOINT MR N N BROADHURST Management For For No 05 RE-APPOINT MR J M J KEENAN Management For For No 06 RE-APPOINT MR J NICOL Management For For No 07 RE-APPOINT THE INDEPENDENT AUDITORS Management For For No 08 AUTHORISE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For For No AUDITORS REMUNERATION 09 AUTHORISE ALLOTMENT OF RELEVANT SECURITIES Management For For No 10 AUTHORISE DISAPPLICATION OF PRE-EMPTION RIGHTS Management Against Against No 11 AUTHORISE PURCHASE OF OWN SHARES Management For For No 12 APPROVE THE TOMKINS 2005 SHARESAVE SCHEME Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 208 2,000 2,000 2,000 5/9/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- FPL GROUP, INC. FPL Annual Meeting Date: 05/20/2005 Issuer: 302571 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. A DIRECTOR Management For No H. JESSE ARNELLE Management For For SHERRY S. BARRAT Management For For ROBERT M. BEALL, II Management For For J. HYATT BROWN Management For For JAMES L. CAMAREN Management For For LEWIS HAY, III Management For For RUDY E. SCHUPP Management For For MICHAEL H. THAMAN Management For For HANSEL E. TOOKES II Management For For PAUL R. TREGURTHA Management For For FRANK G. ZARB Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 104 30,448 30,448 30,448 5/16/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- HILTON GROUP PLC HG.L AGM Meeting Date: 05/20/2005 Issuer: G45098103 ISIN: GB0005002547 SEDOL: 5474752, 0500254 ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management Position No 2004 Unknown 2. DECLARE A FINAL DIVIDEND Management For *Management Position No Unknown 3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management Position No Unknown 4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management Position No Unknown 5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management Position No Unknown 6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management Position No Unknown 7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management Position No Unknown 8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management Position No AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR S Unknown REMUNERATION 9. APPROVE THE REMUNERATION REPORT Management For *Management Position No Unknown 10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management Position No AND EU POLITICAL EXPENDITURE Unknown 11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management Position No Unknown 12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management Position No Unknown 13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management Position No ACT 1985 Unknown 14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management Position No Unknown Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI G003 100,000 100,000 100,000 5/9/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- UNOCAL CORPORATION UCL Annual Meeting Date: 05/23/2005 Issuer: 915289 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No CRAIG ARNOLD Management For For JAMES W. CROWNOVER Management For For DONALD B. RICE Management For For MARK A. SUWYN Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL: AMENDMENT TO CERTIFICATE Shareholder Against For No OF INCORPORATION TO REQUIRE THAT THE CHAIRMAN BE AN INDEPENDENT DIRECTOR Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 10,000 10,000 10,000 5/17/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2005 Issuer: 78412D ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HARVEY I. KLEIN Management For For GEORGE A. SCHREIBER, JR Management For For JOHN C. VAN RODEN, JR. Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 10,000 10,000 10,000 5/18/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/25/2005 Issuer: 30231G ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No M.J. BOSKIN Management For For W.W. GEORGE Management For For J.R. HOUGHTON Management For For W.R. HOWELL Management For For R.C. KING Management For For P.E. LIPPINCOTT Management For For H.A. MCKINNELL, JR. Management For For M.C. NELSON Management For For L.R. RAYMOND Management For For W.V. SHIPLEY Management For For R.W. TILLERSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For No 03 SHAREHOLDER PROPOSITION ON POLITICAL CONTRIBUTIONS Shareholder Against For No AND POLITICAL BIPARTISANSHIP 04 SHAREHOLDER PROPOSITION THAT BOARD MEMBER Shareholder Against For No COMPENSATION CONSISTS OF AT LEAST 50% RESTRICTED STOCK OPTION 05 SHAREHOLDER PROPOSITION ON INDUSTRY EXPERIENCE OF Shareholder Against For No BOARD MEMBERS 06 SHAREHOLDER PROPOSAL FOR INDONESIAN SECURITY REPORT Shareholder Against For No 07 SHREHOLDER PROPOSITION FOR AMENDMENT OF EQUAL Shareholder Against For No EMPLOYMENT OPPORTUNITY POLICY 08 SHAREHOLDER PROPOSITION FOR BIODIVERSITY IMPACT REPORT Shareholder Against For No 09 SHAREHOLDER PROPOSITION FOR CLIMATE SCIENCE REPORT Shareholder Against For No 10 SHAREHOLDER PROPOSITION FOR KYOTO COMPLIANCE REPORT Shareholder Against For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 102 30,000 30,000 30,000 5/18/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SAFEWAY INC. SWY Annual Meeting Date: 05/25/2005 Issuer: 786514 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No STEVEN A. BURD Management For For JANET E. GROVE Management For For MOHAN GYANI Management For For PAUL HAZEN Management For For ROBERT I. MACDONNELL Management For For DOUGLAS J. MACKENZIE Management For For REBECCA A. STIRN Management For For WILLIAM Y. TAUSCHER Management For For RAYMOND G. VIAULT Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR FISCAL YEAR 2005. 03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. ShareholderAgainst For No 04 STOCKHOLDER PROPOSAL REQUESTING THE SALE OF SAFEWAY ShareholderAgainst For No TO THE HIGHEST BIDDER. 05 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT ShareholderAgainst For No DIRECTOR AS CHAIRMAN OF THE BOARD. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY ShareholderAgainst For No ISSUE AN ANNUAL SUSTAINABILITY REPORT. 07 STOCKHOLDER PROPOSAL REQUESTING THAT 50% OF EACH ShareholderAgainst For No DIRECTOR S COMPENSATION BE PAID IN RESTRICTED STOCK. 08 STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE ShareholderAgainst For No FOR ELECTION OF DIRECTORS. 09 STOCKHOLDER PROPOSAL REQUESTING INDEPENDENT BOARD ShareholderAgainst For No COMMITTEES. 10 STOCKHOLDER PROPOSAL REQUESTING AN OFFICE OF ShareholderAgainst For No THE BOARD OF DIRECTORS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 208 20,000 20,000 20,000 5/20/2005 CONVERTIBLE SECURTIES AND INCOME FUND ----------------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. XEL Annual Meeting Date: 05/25/2005 Issuer: 98389B ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No RICHARD H. ANDERSON Management For For C. CONEY BURGESS Management For For A. BARRY HIRSCHFELD Management For For RICHARD C. KELLY Management For For ALBERT F. MORENO Management For For RALPH R. PETERSON Management For For DR. MARGARET R. PRESKA Management For For RONALD M. MOQUIST Management For For 02 TO APPROVE THE XCEL ENERGY INC. 2005 OMNIBUS Management For For No INCENTIVE PLAN 03 TO APPROVE THE XCEL ENERGY INC. EXECUTIVE ANNUAL Management For For No INCENTIVE PLAN (EFFECTIVE MAY 25, 2005) 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS XCEL ENERGY INC. S PRINCIPAL ACCOUNTANTS FOR 2005 Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 100 30,000 30,000 30,000 5/19/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005 Issuer: 25459L ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No RALPH F. BOYD, JR. Management For For JAMES M. CORNELIUS Management For For DAVID F. DEVOE Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No ACCOUNTANTS Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 106 5,000 5,000 5,000 5/27/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- ALBERTSON'S, INC. ABS Annual Meeting Date: 06/02/2005 Issuer: 013104 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HENRY I. BRYANT Management For For BONNIE G. HILL Management For For LAWRENCE R. JOHNSTON Management For For KATHI P. SEIFERT Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No 03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No FOR DIRECTOR ELECTIONS. 04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For No VOTING. 05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against For No AGREEMENTS. 06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For No CHAIRMAN. 07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For No GRANTS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 104 35,000 35,000 35,000 5/26/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- PULITZER INC. PTZ Special Meeting Date: 06/03/2005 Issuer: 745769 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION CORP. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 20,000 20,000 20,000 5/31/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005 Issuer: 492386 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No WILLIAM F. WALLACE Management For For IAN L. WHITE-THOMSON Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS FOR 2005. 03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No 04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 300,000,000 TO 500,000,000. 05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No OF AN OFFICE OF THE BOARD OF DIRECTORS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 107 2,000 2,000 2,000 5/5/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH PETROLEUM COMPANY RD Annual Meeting Date: 06/28/2005 Issuer: 780257 ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 02 ANNUAL ACCOUNTS 2004 Management For For No 03B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For For No 2004 04A DISCHARGE OF THE MANAGING DIRECTORS Management For For No 4B DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For No 05 APPOINTMENT OF MR. L.R. RICCIARDI AS A MEMBER Management For For No OF THE SUPERVISORY BOARD 06 AUTHORIZATION FOR THE ACQUISITION OF ORDINARY Management For For No SHARES 07 CANCELLATION OF THE ORDINARY SHARES HELD BY THE Management For For No COMPANY 9B APPROVAL OF THE IMPLEMENTATION AGREEMENT Management For For No 10 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For No OF THE COMPANY 11A APPOINTMENT OF MR A.G. JACOBS AS A NON-EXECUTIVE Management For For No DIRECTOR 11B APPOINTMENT OF MS CH. MORIN-POSTEL AS A NON-EXECUTIVE Management For For No DIRECTOR 11C APPOINTMENT OF MR A.A. LOUDON AS A NON-EXECUTIVE Management For For No DIRECTOR 11D APPOINTMENT OF MR L.R. RICCIARDI AS A NON-EXECUTIVE Management For For No DIRECTOR 12 ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD Management For For No OF DIRECTORS 13 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN Management For For No 14 APPROVAL OF AMENDED RESTRICTED SHARE PLAN Management For For No 15 APPROVAL OF AMENDED DEFERRED BONUS PLAN Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 804 20,000 20,000 20,000 6/16/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- SEMCO ENERGY, INC. SEN Annual Meeting Date: 06/28/2005 Issuer: 78412D ISIN: SEDOL: ----------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HARVEY I. KLEIN Management For For G.A. SCHREIBER, JR. Management For For JOHN C. VAN RODEN, JR. Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 109 10,000 10,000 10,000 6/22/2005 CONVERTIBLE SECURTIES AND INCOME FUND -----------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- AT&T CORP. T Annual Meeting Date: 06/30/2005 Issuer: 001957 ISIN: SEDOL: --------------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy ----------------------------------------------------------------------------------------------------------------------------------- 01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No MERGER SUB 01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No PROXIES IN FAVOR OF ITEM 1 02 DIRECTOR Management For No W.F. ALDINGER Management For For K.T. DERR Management For For D.W. DORMAN Management For For M.K. EICKHOFF-SMITH Management For For H.L. HENKEL Management For For F.C. HERRINGER Management For For J.C. MADONNA Management For For D.F. MCHENRY Management For For T.L. WHITE Management For For 03 RATIFICATION OF AUDITORS Management For For No 04 SHAREHOLDER PROPOSAL ABOUT NO FUTURE STOCK OPTIONS Shareholder Against For No 05 S/H PROPOSAL TO LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No 06 S/H PROPOSAL FOR REPORT ON EXECUTIVE COMPENSATION Shareholder Against For No 07 S/H PROPOSAL FOR POISON PILL POLICY AMENDMENT Shareholder For Against No 08 S/H PROPOSAL FOR SHAREHOLDER APPROVAL OF FUTURE SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shareholder Against For No 09 S/H PROPOSAL FOR SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date ----------------------------------------------------------------------------------------------------------------------------------- GABELLI 997G003 505 20,000 20,000 20,000 6/23/2005 CONVERTIBLE SECURTIES AND INCOME FUND
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant The Gabelli Convertible and Income Securities Fund Inc. --------------------------------------------------------------------- By (Signature and Title)* /s/ Bruce N. Alpert -------------------------------------------------------- Bruce N. Alpert, Principal Executive Officer Date August 30, 2005 ---------------------------------------------------------------------------- *Print the name and title of each signing officer under his or her signature.