-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J0GLCXAInOpd0mkNf+HIK6ImVthiJDyHel+ob2aqpHcUzMR54rNvdPA2ldVIfzQk Cl/sihIRehNkVbvUXgumaQ== 0000950172-03-000842.txt : 20030314 0000950172-03-000842.hdr.sgml : 20030314 20030314172056 ACCESSION NUMBER: 0000950172-03-000842 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12961 FILM NUMBER: 03604744 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 8-A12B 1 s440840.txt FORM 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _______________ FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 The Gabelli Convertible and Income Securities Fund -------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Maryland 13-352-3423 ---------------------------------------- ------------------- (State of Incorporation or Organization) (I.R.S. Employer Identification no.) One Corporate Center Rye, New York 10580-1434 - ---------------------------------------- ------------------- (Address of principal executive offices) (zip code) Securities to be registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which each class is to be so registered to be registered - ------------------- ---------------------- Series B 6.00% Cumulative New York Stock Exchange Preferred Stock Securities to be registered pursuant to Section 12(g) of the Act: None - ------------------------------------------------------------------ (Title of Class) Item 1. Description of Registrant's Securities to be Registered. The section captioned "Description of Series B Preferred and Series C AMPS" in the Registrant's form of Preliminary Prospectus filed as part of the Registrant's Registration Statement on From N-2/A (No. 333-102494), dated March 12, 2003, is incorporated herein by reference. Item 2. Exhibits. The following exhibits have been filed with the Securities and Exchange Commission: (1) Form of Certificate for Common Stock (a) (2) Articles of Amendment and Restatement of the Registrant (b) (3) Form of Certificate for 6.00% Tax Advantaged Series B Cumulative Preferred Stock ("Series B Preferred") (c) (4) Form of Certificate for Series C Auction Market Preferred Stock ("Series C AMPS") (d) (5) Articles Supplementary defining the rights of holders of the Series B Preferred (e) (6) Articles Supplementary defining the rights of holders the Series C AMPS (f) _________________ (a) Incorporated by reference from Exhibit D to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 33-24541, as filed with the Securities and Exchange Commission on April 4, 1997 (b) Incorporated by reference from Exhibit A to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 33-26644, as filed with the Securities and Exchange Commission on March 31, 1995 (c) Incorporated by reference from Exhibit d(ii) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 (d) Incorporated by reference from Exhibit d(iii) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 (e) Incorporated by reference from Exhibit a(iii) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 (f) Incorporated by reference from Exhibit a(iv) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. The Gabelli Convertible and Income Securities Fund ---------------------------- (Registrant) Date: March 14, 2003 By: /s/ Bruce N. Alpert --------------- ------------------------- Name: Bruce N. Alpert Title: President -----END PRIVACY-ENHANCED MESSAGE-----