-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+UHHQyZgwrqR6rHp7RZiag9g34FUUlj5VsJwgp6NEsUqJAS1Xqt98cAUXbXM2MO U6AQhTLWO87+Z+iPZf0KvQ== 0000950123-10-081531.txt : 20100827 0000950123-10-081531.hdr.sgml : 20100827 20100827084602 ACCESSION NUMBER: 0000950123-10-081531 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 EFFECTIVENESS DATE: 20100827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05715 FILM NUMBER: 101042023 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 N-PX 1 b82363a1nvpx.txt THD GABELLI CONVERTIBLE AND INCOME SECURITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-422-3554 Date of fiscal year end: December 31 Date of reporting period: July 1, 2009 - June 30, 2010 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2009 TO JUNE 30, 2010 ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 1 The Gabelli Convertible and Income Securities Fund Inc. Investment Company Report - -------------------------------------------------------------------------------- EMMIS COMMUNICATIONS CORPORATION SECURITY 291525103 MEETING TYPE Annual TICKER SYMBOL EMMS MEETING DATE 14-Jul-2009 ISIN US2915251035 AGENDA 933110291 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 SUSAN B. BAYH* For For 2 GARY L. KASEFF For For 3 PATRICK M. WALSH For For 02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
- -------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. SECURITY 866810203 MEETING TYPE Special TICKER SYMBOL JAVA MEETING DATE 16-Jul-2009 ISIN US8668102036 AGENDA 933112904 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED 4/19/09, BY AND AMONG SUN MICROSYSTEMS INC., A DELAWARE CORPORA- TION "SUN", ORACLE CORPORATION, A DELAWARE CORPORATION "ORACLE", AND SODA ACQUISITION CORPORATION, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF ORACLE, AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH SUN WILL BE ACQUIRED BY ORACLE. 02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING Management For For TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
- -------------------------------------------------------------------------------- WYETH SECURITY 983024100 MEETING TYPE Annual TICKER SYMBOL WYE MEETING DATE 20-Jul-2009 ISIN US9830241009 AGENDA 933114869 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JANUARY 25, 2009, AMONG PFIZER INC., WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE AMENDED FROM TIME TO TIME 02 VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT 3A ELECTION OF DIRECTOR: ROBERT M. AMEN Management For For 3B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Management For For 3C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For 3D ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For 3E ELECTION OF DIRECTOR: ROBERT LANGER Management For For 3F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For 3G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For 3H ELECTION OF DIRECTOR: MARY LAKE POLAN Management For For 3I ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For 3J ELECTION OF DIRECTOR: GARY L. ROGERS Management For For 3K ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For 04 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 05 STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S Shareholder Against For POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS 06 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shareholder Against For MEETINGS
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 2 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- CITIGROUP INC. SECURITY 172967101 MEETING TYPE Consent TICKER SYMBOL C MEETING DATE 24-Jul-2009 ISIN US1729671016 AGENDA 933114693 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN Management For For ANNEX A TO THE PROXY STATEMENT. 02 APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO Management For For THE PROXY STATEMENT. 03 APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C Management Against Against TO THE PROXY STATEMENT. 04 APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET Management Against Against FORTH IN ANNEX D TO THE PROXY STATEMENT.
- -------------------------------------------------------------------------------- SCHERING-PLOUGH CORPORATION SECURITY 806605101 MEETING TYPE Special TICKER SYMBOL SGP MEETING DATE 07-Aug-2009 ISIN US8066051017 AGENDA 933118540 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For MARCH 8, 2009, BY AND AMONG MERCK & CO., INC., SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE, INC., AND SP MERGER SUBSIDIARY TWO, INC., AS IT MAY BE AMENDED (THE "MERGER AGREEMENT") AND THE ISSUANCE OF SHARES OF COMMON STOCK IN THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH SPECIAL Management For For MEETING (INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT AND THE ISSUANCE OF SHARES OF COMMON STOCK IN THE MERGER).
- -------------------------------------------------------------------------------- WHX CORPORATION SECURITY 929248607 MEETING TYPE Annual TICKER SYMBOL WXCO MEETING DATE 25-Aug-2009 ISIN US9292486076 AGENDA 933126701 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 WARREN G. LICHTENSTEIN For For 2 ROBERT FRANKFURT For For 3 JACK L. HOWARD For For 4 GLEN M. KASSAN For For 5 LOUIS KLEIN, JR. For For 6 JOHN H. MCNAMARA JR. For For 7 JOHN J. QUICKE For For 8 GAREN W. SMITH For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP Management For For AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- -------------------------------------------------------------------------------- GENERAL MILLS, INC. SECURITY 370334104 MEETING TYPE Annual TICKER SYMBOL GIS MEETING DATE 21-Sep-2009 ISIN US3703341046 AGENDA 933128616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For 1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For 1C ELECTION OF DIRECTOR: PAUL DANOS Management For For 1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For 1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For 1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For 1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For 1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For 1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For 1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For 1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For 02 ADOPT THE 2009 STOCK COMPENSATION PLAN. Management Against Against 03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 04 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 3 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- SPSS INC. SECURITY 78462K102 MEETING TYPE Special TICKER SYMBOL SPSS MEETING DATE 02-Oct-2009 ISIN US78462K1025 AGENDA 933142616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 27, 2009, BY AND AMONG SPSS INC., INTERNATIONAL BUSINESS MACHINES CORPORATION AND PIPESTONE ACQUISITION CORP. (THE "MERGER AGREEMENT"). 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO SOLICIT Management For For ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
- -------------------------------------------------------------------------------- VARIAN, INC. SECURITY 922206107 MEETING TYPE Special TICKER SYMBOL VARI MEETING DATE 05-Oct-2009 ISIN US9222061072 AGENDA 933134188 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 26, Management For For 2009, AMONG AGILENT TECHNOLOGIES, INC., A DELAWARE CORPORATION ("AGILENT"), COBALT ACQUISITION CORP., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF AGILENT, AND VARIAN, INC., A DELAWARE CORPORATION ("VARIAN"), AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH VARIAN WILL BE ACQUIRED BY AGILENT. 02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING Management For For TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
- -------------------------------------------------------------------------------- ELITE PHARMACEUTICALS, INC. SECURITY 28659T200 MEETING TYPE Annual TICKER SYMBOL ELTP MEETING DATE 23-Oct-2009 ISIN US28659T2006 AGENDA 933148214 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 JERRY TREPPEL For For 2 ASHOK NIGALAYE For For 3 JAI NARINE For For 4 RAM POTTI For For 5 BARRY DASH, PH. D For For 6 CHRIS DICK For For 7 JEFFREY WHITNELL. For For 02 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT TO THE Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 210,000,000 TO 355,516,558, REDUCE THE AUTHORIZED SHARES OF PREFERRED STOCK FROM 5,000,000 TO 4,483,442 AND REDUCE THE PAR VALUE OF THE AUTHORIZED SHARES OF COMMON STOCK FROM $0.01 TO $0.001 PER SHARE. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For AUDITORS.
- -------------------------------------------------------------------------------- PERNOD-RICARD, PARIS SECURITY F72027109 MEETING TYPE MIX TICKER SYMBOL MEETING DATE 02-Nov-2009 ISIN FR0000120693 AGENDA 702105986 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- French Resident Shareowners must complete, sign and Non-Voting forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. O.1 Approve the unconsolidated accounts for the FYE on 30 Management For For JUN 2009
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 4 The Gabelli Convertible and Income Securities Fund Inc. O.2 Approve the consolidated accounts for the FYE on 30 Management For For JUN 2009 O.3 Approve the distribution of profits for the FYE on 30 Management For For JUN 2009 and distribution of dividends O.4 Approve the regulated agreements referred to in Management For For Articles L.225-38 and sequence of the Commercial Code O.5 Approve the agreements referred to in Articles Management For For L.255-38 and L.225-42-1 of the Commercial Code and the special report of the Statutory Auditors in relation to Mr. Pierre Pringuet O.6 Approve to renew Mme. Daniele Ricard's as Board Member Management For For O.7 Approve to renew Paul Ricard Company's mandate as Management For For Board Member O.8 Approve to renew Mr. Jean-Dominique Comolli's mandate Management For For as Board Member O.9 Approve to renew Lord Douro's mandate as Board Member Management For For O.10 Appoint Mr. Gerald Frere as a Board Member Management For For O.11 Appoint Mr. Michel Chambaud as a Board Member Management For For O.12 Appoint Mr. Anders Narvinger as a Board Member Management For For O.13 Approve the attendance allowances read aloud to the Management For For Board Members O.14 Authorize the Board of Directors to operate on the Management For For Company's shares E.15 Authorize the Board of Directors to reduce the share Management For For capital by cancelation of treasury shares E.16 Authorize the Board of Directors to increase the share Management For For capital, by issuing common shares and/or warrants giving access to the Company's capital, with maintenance of preferential subscription rights E.17 Authorize the Board of Directors to increase the share Management For For capital, by issuing common shares and/or warrants giving access to the Company's capital, with cancelation of preferential subscription rights, through a public offer E.18 Authorize the Board of Directors to increase the Management For For number of securities to be issued in case of capital increase with or without cancelation of preferential subscription rights under the Resolutions 16 and 17 E.19 Authorize the Board of Directors to proceed with the Management For For issue of common shares and/or warrants providing access to the Company's capital in order to remunerate contributions in kind to the Company within the limit of 10% of the share capital E.20 Authorize the Board of Directors to proceed with the Management For For issue of common shares and/or warrants giving access to the Company's capital in the event of a public offer initiated by the Company E.21 Authorize the Board of Directors to issue warrants Management For For representing debts giving right to the allocation of debt securities E.22 Authorize the Board of Directors to increase the share Management For For capital increase by incorporation of premiums, reserves, profits or others E.23 Authorize the Board of Directors to consent options to Management For For Employees and Managers of the Company giving right to the subscription of Company shares to issue or purchase existing Company's shares E.24 Authorize the Board of Directors to issue shares Management For For subscription warrants in case of public offer bearing on the Company securities E.25 Authorize the Board of Directors to increase the Management For For capital by issuing shares or warrants giving access to capital, reserved for Members of a Company Savings Plan with cancellation of preferential subscription rights for the benefit of the latter E.26 Amend the Articles 20 and 24 of Bylaws regarding Age Management For For limit for Chairman of the Board and for Chief Executive Officer E.27 Grant powers for the accomplishment of legal Management For For formalities PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting ARTICLE NUMBERS IN RESOL-UTION 26. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PR-OXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- -------------------------------------------------------------------------------- MICROSOFT CORPORATION SECURITY 594918104 MEETING TYPE Annual TICKER SYMBOL MSFT MEETING DATE 19-Nov-2009 ISIN US5949181045 AGENDA 933150310 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For 02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 03 ELECTION OF DIRECTOR: DINA DUBLON Management For For 04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 05 ELECTION OF DIRECTOR: REED HASTINGS Management For For 06 ELECTION OF DIRECTOR: MARIA KLAWE Management For For 07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For 10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS THE COMPANY'S INDEPENDENT AUDITOR
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 5 The Gabelli Convertible and Income Securities Fund Inc. 11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES Management For For OF INCORPORATION 12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM Shareholder Against For PRINCIPLES 14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shareholder Against For CONTRIBUTIONS
- -------------------------------------------------------------------------------- TRANS-LUX CORPORATION SECURITY 893247106 MEETING TYPE Annual TICKER SYMBOL TLX MEETING DATE 11-Dec-2009 ISIN US8932471068 AGENDA 933165335 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 AMEND THE CORPORATION'S CERTIFICATE OF INCORPORATION Management For For TO PROVIDE FOR THE AUTOMATIC CONVERSION OF EACH SHARE OF CLASS B STOCK INTO 1.3 SHARES OF COMMON STOCK AS PROVIDED IN A SETTLEMENT AGREEMENT. 02 DIRECTOR Management 1 ANGELA D. TOPPI** For For 2 GEORGE W. SCHIELE* For For 3 GLENN J. ANGIOLILLO** For For 4 SALVATORE J. ZIZZA** For For 03 AMEND THE 1989 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN Management For For TO EXTEND THE PLAN TO 2019. 04 RATIFY THE RETENTION OF UHY LLP AS THE INDEPENDENT Management For For REGISTERED ACCOUNTING FIRM FOR THE CORPORATION FOR THE ENSUING YEAR.
- -------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. SECURITY 866810203 MEETING TYPE Annual TICKER SYMBOL JAVA MEETING DATE 17-Dec-2009 ISIN US8668102036 AGENDA 933158138 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: SCOTT G. MCNEALY Management For For 1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For 1C ELECTION OF DIRECTOR: STEPHEN M. BENNETT Management For For 1D ELECTION OF DIRECTOR: PETER L.S. CURRIE Management For For 1E ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Management For For 1F ELECTION OF DIRECTOR: JAMES H. GREENE, JR. Management For For 1G ELECTION OF DIRECTOR: MICHAEL E. MARKS Management For For 1H ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For 1I ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For 1J ELECTION OF DIRECTOR: M. KENNETH OSHMAN Management For For 1K ELECTION OF DIRECTOR: P. ANTHONY RIDDER Management For For 1L ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS SUN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2010.
- -------------------------------------------------------------------------------- BELGACOM SA DE DROIT PUBLIC, BRUXELLES SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 04-Jan-2010 ISIN BE0003810273 AGENDA 702183827 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting 640428 DUE TO CHANGE IN VO-TING STATUS ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 6 The Gabelli Convertible and Income Securities Fund Inc. A.1.1 Acknowledgement and discussion of the following Non-Voting documents: the proposal for a-partial demerger by acquisition approved in accordance with Article 677 in con-junction with 728 of the Belgian Companies Code, by the Boards of Directors of-Belgacom SA under Public Law [hereinafter Belgacom SA] and Telindus Group NV,-with its registered office at 3001 Heverlee, Geldenaaksebaan, 355 and with Co-mpany number 0422 674 035 on 22 and 26 OCT 2009, and filled with the Clerk of-the Commercial Courts of Brussels and Leuven on 19 NOV 2009, the report of the-Board of Directors of 30 NOV 2009 in accordance with [i] Article 677 in conju-nction with Article 730 and (ii) 602 of the Belgian Companies Code, the Audito-r's report of 30 NOV 2009 on partial demerger in accordance with Article 602,-Paragraph 3 in conjunction with Article 731 of the Belgian Companies Code A.1.2 Pursuant to Article 677 in conjunction with 732 of the Non-Voting Belgian Companies Code,-notification by the Board of Directors of any important change in the assets-or liabilities of the Companies involved that has occurred since the date of t-he proposal for a partial demerger A.2.1 Approve the partial demerger of Telilndus with the Management No Action transfer of part of its corporate assets to Belgacom SA, without dissolution and without ceasing to exist; the transfer of the demerged corporate assets will take place in accordance with Article 740, Section 2 of the Belgian Companies Code, i.e., without the issue of shares by Belgacom SA and without the exchange of Belgacom SA shares for shares of the Telindus Group NV, as from 01 JAN 2010, from the point of view of direct taxes and accounting, all operations made by the Telindus Group will be carried out for the account of Belgacom; as detailed in the proposal for a partial demerger, as a consequence of the proposed partial demerger, Telindus Group shall transfer to Belgacom the Belgian participations of Telindus Group as well as any supporting activities that are exclusively or mainly at the service of these Belgian companies, the international participations and the activities specifically aimed at supporting these international companies shall remain with Telindus Group A.2.2 Approve, in application of Article 740, Section 2 of Management No Action the Belgian Companies Code, that Belgacom shall not issue any new shares and/or acquire its own shares in exchange for the shares which it holds in Telindus Group, at the level of Belgacom, the book value of the participation in the Telindus Group [which is part of the financial fixed assets] as a result of this partial demerger will be partially replaced by (i) the property components transferred by Telindus Group and (ii) goodwill B.1.1 Acknowledgment and discussion of the following Non-Voting documents the proposal for a pa-rtial demerger by acquisition approved, in accordance with Article 677 in conj-unction with Article 728 of the Belgian Companies Code, by the Boards of Direc-tors of Belgacom SA and of Belgacom Skynet SA, with its registered office at 1-030 Brussels, Boulevard du Roi Albert II, 27, and with Company number 0460.102-.672 on 22 and 23 OCT 2009 and filed with the Clerk of the Brussels Commercial-Court on 19 NOV 2009; the report of the Board of Directors of 30 NOV 2009 in- accordance with (i) Article 677 in conjunction with Article 730 and (ii) Artic-le 602 of the Belgian Companies Code; the Auditor's report of 30 NOV 2009 on t-he partial demerger in accordance with Article 602, Paragraph 3 in conjunction-with Article 731 of the Belgian Companies Code B.1.2 Pursuant to Article 677 in conjunction with Article Non-Voting 732 of the Belgian Compani-es Code, notification by the Board of Directors of any important change in the-assets or liabilities of the companies involved that has occurred since the d-ate of the proposal for a partial demerger B.2.1 Approve the partial demerger of Belgacom Skynet, which Management No Action involves the transfer of part of its corporate assets to Belgacom SA, without dissolution and without ceasing to exist; the transfer of the demerged corporate assets shall take place in accordance with Article 740, Section 2 of the Belgian Companies Code, i.e., without the issue of shares by Belgacom SA and without the exchange of Belgacom SA shares for shares of Belgacom Skynet; as from 01 JAN 2010, from the point of view of direct taxes and accounting, all operations made by Belgacom Skynet will be carried out for the account of Belgacom; as detailed in the proposal for a partial demerger, as a result of the partial demerger, Belgacom Skynet shall transfer all its operational activities and related assets and liabilities to Belgacom SA with the exception of (i) the financial participation in Skynet iMotion Activities SA, with its registered office at rue Carli 2, 1140 Evere and with company number 0875.092.626 and (ii) the investments placed with Belgacom Group International Services NV, with its registered office at Geldenaaksebaan 335, 3001 Hevertee and with company number 0466.917.220 B.2.2 Approve, in application of Article 740, Section 2 of Management No Action the Belgian Companies Code, that Belgacom shall not issue any new shares and/or acquire shares in itself in exchange for the shares which it holds in Belgacom Skynet, at the level of Belgacom, the book value of the participation in Belgacom Skynet [which is part of the financial fixed assets] as a result of this partial demerger will be partially replaced by (i) the property components transferred by Belgacom Skynet and (ii) goodwill
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 7 The Gabelli Convertible and Income Securities Fund Inc. C.1 Acknowledgment, discussion and approval of the joint Non-Voting merger proposal equivalen-t to a merger by acquisition, by the Board of Directors of Belgacom SA on the-one hand and by the Boards of Directors of the following companies on the othe-r hand, drawn up in accordance with Article 719 of the Belgian Companies Code- [the "Merger proposal"]: Belgacom Mobile SA, with its registered office at 103-0 Brussels, Boulevard du Roi Albert II, 27, and with company number 0453.918.4-28; Telindus NV, with its registered office at 3001 Heverlee, Geldenaaksebaan,-355, and company number 0442.257.642; Telindus Sourcing SA, with its register-ed office at 7000 Mons, Avenue Thomas Edison,1, and company number 0457.839.80-2; this merger proposal was drawn up on 22, 23 and 28 OCT 2009 and was filed o-n behalf of Belgacom SA and Belgacom Mobile SA with the Clerk of the Brussels- Commercial Court on 19 NOV 2009; it was filed on behalf of Telindus SA with th-e Clerk of the Leuven Commercial Court on 19 November 2009, and filed on behal-f of Telindus Sourcing SA with the Clerk of the Mons Commercial Court on 20 NO-V 2009 C.2 Approve the acquisition by the company Belgacom SA of Management No Action the Companies Belgacom Mobile SA, Telindus NV and Telindus Sourcing SA, in the form of a transaction equivalent to a merger in the sense of Article 676, section 1 of the Belgian Companies Code; as from 01 JAN 2010, from the point of view of direct taxes and accounting, all the operations performed by each of the 3 afore- mentioned Companies will be deemed to have been carried out for the account of Belgacom SA D.1 Authorize the Board of Directors, with power of Management No Action substitution, for the implementation of the decisions taken D.2 Approve to grant special authority for the procedures Management No Action or the VAT authorities and the Crossroads Bank for Enterprises and publication in the appendixes of the Belgian Official Gazette
- -------------------------------------------------------------------------------- WALGREEN CO. SECURITY 931422109 MEETING TYPE Annual TICKER SYMBOL WAG MEETING DATE 13-Jan-2010 ISIN US9314221097 AGENDA 933170045 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 STEVEN A. DAVIS For For 2 WILLIAM C. FOOTE For For 3 MARK P. FRISSORA For For 4 ALAN G. MCNALLY For For 5 NANCY M. SCHLICHTING For For 6 DAVID Y. SCHWARTZ For For 7 ALEJANDRO SILVA For For 8 JAMES A. SKINNER For For 9 GREGORY D. WASSON For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE STOCK Management Against Against OPTION PLAN. 04 SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH VOTING Shareholder Against For REQUIREMENT IN WALGREEN CO.'S CHARTER AND BY-LAWS TO SIMPLE MAJORITY VOTE. 05 SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT Shareholder Against For PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE PERFORMANCE-BASED. 06 SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON CHARITABLE Shareholder Against For DONATIONS.
- -------------------------------------------------------------------------------- NATIONAL PATENT DEV CORP SECURITY 637132101 MEETING TYPE Special TICKER SYMBOL NPDV MEETING DATE 14-Jan-2010 ISIN US6371321018 AGENDA 933175502 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 APPROVAL OF THE SALE OF ALL OF THE ISSUED AND Management For For OUTSTANDING STOCK OF NATIONAL PATENT DEVELOPMENT CORPORATION'S WHOLLY-OWNED SUBSIDIARY, FIVE STAR PRODUCTS, INC., TO THE MERIT GROUP, INC. PURSUANT TO THE TERMS OF THE STOCK PURCHASE AGREEMENT, DATED AS OF NOVEMBER 24, 2009 BY AND BETWEEN NATIONAL PATENT DEVELOPMENT CORPORATION AND THE MERIT GROUP, INC.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 8 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- 3COM CORPORATION SECURITY 885535104 MEETING TYPE Special TICKER SYMBOL COMS MEETING DATE 26-Jan-2010 ISIN US8855351040 AGENDA 933176554 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 ADOPTION OF MERGER AGREEMENT. TO ADOPT THE AGREEMENT Management For For AND PLAN OF MERGER, DATED AS OF NOVEMBER 11, 2009, BY AND AMONG HEWLETT-PACKARD COMPANY, COLORADO ACQUISITION CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF HEWLETT-PACKARD COMPANY, AND 3COM CORPORATION. 02 ADJOURNMENT OF THE SPECIAL MEETING. TO APPROVE THE Management For For ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
- -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS INC. SECURITY 624758108 MEETING TYPE Annual TICKER SYMBOL MWA MEETING DATE 28-Jan-2010 ISIN AGENDA 933177164 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 DONALD N. BOYCE For For 2 HOWARD L. CLARK, JR. For For 3 GREGORY E. HYLAND For For 4 JERRY W. KOLB For For 5 JOSEPH B. LEONARD For For 6 MARK J. O'BRIEN For For 7 BERNARD G. RETHORE For For 8 NEIL A. SPRINGER For For 9 LYDIA W. THOMAS For For 10 MICHAEL T. TOKARZ For For 02 TO APPROVE THE 2010 MANAGEMENT INCENTIVE PLAN. Management For For 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. SECURITY 773903109 MEETING TYPE Annual TICKER SYMBOL ROK MEETING DATE 02-Feb-2010 ISIN US7739031091 AGENDA 933175653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- A DIRECTOR Management 1 BARRY C. JOHNSON For For 2 W.T. MCCORMICK, JR. For For 3 KEITH D. NOSBUSCH For For B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. C TO APPROVE AMENDMENTS TO THE CORPORATION'S 2008 Management Against Against LONG-TERM INCENTIVES PLAN DESCRIBED IN THE PROXY STATEMENT.
- -------------------------------------------------------------------------------- TANDBERG ASA SECURITY R88391108 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 03-Feb-2010 ISIN NO0005620856 AGENDA 702193032 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- - - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE - - MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED 1 Opening of the meeting by the Chairman of the Board Management For For and summary of the shareholders present
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 9 The Gabelli Convertible and Income Securities Fund Inc. 2 Elect a Chairman for the meeting and 2 persons to Management For For countersign the minutes 3 Approve the notice and agenda Management For For 4 Amend the Articles of Association Management For For
- -------------------------------------------------------------------------------- IMS HEALTH INCORPORATED SECURITY 449934108 MEETING TYPE Special TICKER SYMBOL RX MEETING DATE 08-Feb-2010 ISIN US4499341083 AGENDA 933180820 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For NOVEMBER 5, 2009, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG IMS HEALTH INCORPORATED, HEALTHCARE TECHNOLOGY HOLDINGS, INC. AND HEALTHCARE TECHNOLOGY ACQUISITION, INC. 02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
- -------------------------------------------------------------------------------- BURLINGTON NORTHERN SANTA FE CORPORATION SECURITY 12189T104 MEETING TYPE Special TICKER SYMBOL BNI MEETING DATE 11-Feb-2010 ISIN US12189T1043 AGENDA 933179106 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). 02 ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL Management For For MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY.
- -------------------------------------------------------------------------------- ROYAL BANK OF CANADA SECURITY 780087102 MEETING TYPE Annual TICKER SYMBOL RY MEETING DATE 03-Mar-2010 ISIN CA7800871021 AGENDA 933187711 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 W.G. BEATTIE For For 2 D.T. ELIX For For 3 J.T. FERGUSON For For 4 P. GAUTHIER For For 5 T.J. HEARN For For 6 A.D. LABERGE For For 7 J. LAMARRE For For 8 B.C. LOUIE For For 9 M.H. MCCAIN For For 10 G.M. NIXON For For 11 D.P. O'BRIEN For For 12 J.P. REINHARD For For 13 E. SONSHINE For For 14 K.P. TAYLOR For For 15 V.L. YOUNG For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR Management For For 03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO Management For For EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR 04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For 05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
- -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY SECURITY 636180101 MEETING TYPE Annual TICKER SYMBOL NFG MEETING DATE 11-Mar-2010 ISIN US6361801011 AGENDA 933188434 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 PHILIP C. ACKERMAN For For 2 CRAIG G. MATTHEWS For For 3 RICHARD G. REITEN For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 10 The Gabelli Convertible and Income Securities Fund Inc. 4 DAVID F. SMITH For For 02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 VOTE TO APPROVE THE 2010 EQUITY COMPENSATION PLAN Management For For
- -------------------------------------------------------------------------------- PARMALAT SPA, COLLECCHIO SECURITY 70175R102 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 31-Mar-2010 ISIN US70175R1023 AGENDA 702311630 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting QUORUM, THERE WILL BE A SE-COND CALL ON 01 APR 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1 Approve the balance sheet, income statement and Management For For accompanying notes as at 31 DEC 2009, together with the report on operations for the same year with the relevant proposal of distribution of profits and review the report of the Statutory Auditors 2 Election of the Statutory Auditors and of an Management For For alternate; consequent resolutions
- -------------------------------------------------------------------------------- JULIUS BAER GROUP LTD SECURITY H4414N103 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 08-Apr-2010 ISIN CH0102484968 AGENDA 702294769 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting NOTICE SENT UNDER MEETING-669029, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1 Approve the annual report, the annual accounts and the Management No Action accounts of the group 2009 and the report of the Auditors 2 Approve the appropriation of the disposable profit Management No Action 3 Grant discharge to the Members of the Board of Management No Action Directors and the Executive Board for the 2009 FY 4.1.1 Re-elect Mr. Dr. Rolf. P. Jetzer as a Member of the Management No Action Board of Directors' for a 3 year team 4.1.2 Re-elect Mr. Gareth Penny as a Member of the Board of Management No Action Directors' for a 3 year team 4.1.3 Re-elect Mr. Daniel J. Sauter as a Member of the Board Management No Action of Directors' for a 3 year team 4.2 Election of Mrs Claire Giraut as a Member of the Board Management No Action of Directors for a 2 year term 5. Election of KPMG AG, Zurich as the Statutory Auditors Management No Action for another 1 year period 6. Amend Articles 4.3 and 4.5 of the Articles of Management No Action Incorporation of the Company as specified
- -------------------------------------------------------------------------------- GAM HOLDING AG, ZUERICH SECURITY H2878E106 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 13-Apr-2010 ISIN CH0102659627 AGENDA 702303594 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 11 The Gabelli Convertible and Income Securities Fund Inc. PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting NOTICE SENT UNDER MEETING-645123, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. Approve the appropriation of annual report, financial Management No Action statements and group accounts for the year 2009, notice of report of the statutory Auditors 2. Approve the appropriation of retained earnings 2009 Management No Action 3. Grant discharge to the Board of Directors and Management No Action Executive Board Members 4. Amend the Articles of incorporation concerning the Management No Action implementation of the swiss intermediated securities act 5.1 Election of Mr. Diego Du Monceau to the Board of Management No Action Directors 5.2 Election of Dr. Daniel Daeniker to the Board of Management No Action Directors 6. Appointment of KPMG AG, Zurich as the Auditors Management No Action
- -------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORP. SECURITY 064058100 MEETING TYPE Annual TICKER SYMBOL BK MEETING DATE 13-Apr-2010 ISIN US0640581007 AGENDA 933207436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 RUTH E. BRUCH For For 2 NICHOLAS M. DONOFRIO For For 3 GERALD L. HASSELL For For 4 EDMUND F. KELLY For For 5 ROBERT P. KELLY For For 6 RICHARD J. KOGAN For For 7 MICHAEL J. KOWALSKI For For 8 JOHN A. LUKE, JR. For For 9 ROBERT MEHRABIAN For For 10 MARK A. NORDENBERG For For 11 CATHERINE A. REIN For For 12 WILLIAM C. RICHARDSON For For 13 SAMUEL C. SCOTT III For For 14 JOHN P. SURMA For For 15 WESLEY W. VON SCHACK For For 02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management For For RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION. 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANT. 04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. Shareholder Against For 05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF POLICY Shareholder Against For REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS. 06 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL Shareholder Against For OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
- -------------------------------------------------------------------------------- BELGACOM SA DE DROIT PUBLIC, BRUXELLES SECURITY B10414116 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 14-Apr-2010 ISIN BE0003810273 AGENDA 702303215 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 Examination of the annual reports of the Board of Non-Voting Directors of Belgacom SA of-Public Law with regard to the annual accounts and consolidated annual accounts-at 31 DEC 2009
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 12 The Gabelli Convertible and Income Securities Fund Inc. 2 Examination of the reports of the Board of Auditors of Non-Voting Belgacom SA of Public L-aw with regard to the annual accounts and of the Auditor with regard to the co-nsolidated annual accounts at 31 DEC 2009 3 Examination of the information provided by the Joint Non-Voting Committee 4 Examination of the consolidated annual accounts at 31 Non-Voting DEC 2009 5 Examination of the annual reports of the Board of Non-Voting Directors of Belgacom Mobile-SA, Telindus NV and Telindus Sorucing SA with regard to the annual accounts a-t 31 DEC 2009 6 Examination of the reports of the Auditors of Belgacom Non-Voting Mobile SA, Telindus NV-and Telindus Sourcing SA with regard to the annual accounts at 31 DEC 2009 7 Approve the annual accounts of Belgacom SA of Public Management No Action Law at 31 DEC 2009 and the annual accounts with regard to the FY closed on 31 DEC 2009, as specified 8 Grant discharge to the Members of the Board of Management No Action Directors to the Members of the Board of Directors for the exercise of their mandate during the FY closed on 31 DEC 2009 9 Grant a special discharge to Mr. Robert Tollet for the Management No Action exercise of his mandate until 30 SEP 2009 10 Grant discharge to the Members of the Board of Management No Action Auditors to the Auditors for the exercise of their mandate during the FY closed on 31 DEC 2009 11 Grant discharge to the Ernst & Young Management No Action Bedrijfsrevisoren/Reviseurs D'Enterprises BCV/SCC, represented by Mr. Marnix Van Dooren, for the exercise of his mandate during the FYE on 31 DEC 2009 12 Appointment of Mrs. Lutgart Van Den Berghe as the Management No Action Board Member, in accordance with the recommendation of the Nomination an Remuneration Committee, for a period which will expire at the AGM of 2016 13 Appointment of Mr. Pierre-Alain De Smedt as the Board Management No Action Member, in accordance with the recommendation of the Nomination and Remuneration Committee, for a period which expire at the AGM of 2016 14 Approve the remuneration of Mrs. L. Van Den Berghe and Management No Action Mr. P- A. De Smedt as follows: fixed annual remuneration of EUR 25,000, attendance fee of EUR 5000 per Board meeting attended, attendance fee of EUR 2,500 per Board advisory Committee meeting attended, EUR 2,000 per year to cover communication costs 15 Appointment of Deloitte Bedrijfsrevisoren/Reviseurs Management No Action D'Enterprises SC Sfd Scrl, represented by Mr. Geert Verstraeten and Luc Callaert Sc Sfd Sprlu, represented by Luc Callaert for the statutory audit of Belgacom SA of Public Law for a period of 6 years for an annual audit fee of EUR 240,000 [to be indexed annually] 16 Approve the Auditor in charge of certifying the Management No Action consolidated accounts for the Belgacom Group, granted to Ernst & Young Bedrijfsrevisoren/Reviseurs D'Enterprises BCV/SCC, represented by Mr. Marnix Van Dooren 17 Appointment of Deloitte Bedrijfsrevisoren/Reviseurs Management No Action D'Enterprises SC Sfd Scrl, represented by Mr. Geert Verstraeten and Mr. Luc Van Coppenolle, for a period of 3 years for an annual audit fee of EUR 280,000 [ to be indexed annually] 18 Acknowledgement appointment of a Member of the Board Management No Action of Auditors of Belgacom SA Public Law, the AGM takes note of the decision of the Cour des comptes taken as 10 FEB 2010, regarding the nomination of Mr. Pierre Rion for a new term of 6 years 19 Approve the annual accounts at 31 DEC 2009 of Belgacom Management No Action Mobile SA with regard to the FY closed on 31 DEC 2009 20 Grant discharge to the Members of the Board of Management No Action Directors of Belgacom Mobile SA for the exercise of their mandate during the FY closed on 31 DEC 2009 21 Grant discharge to the Auditor of Belgacom Mobile SA Management No Action for the exercise of his mandate during the FY closed on 31 DEC 2009 22 Approve the annual accounts of Telindus NV with regard Management No Action to the FY closed on 31 DEC 2009 23 Grant discharge of the Members of the Board of Management No Action Directors of Telindus NV for the exercise of their mandate during the FY closed on 31 DEC 2009 24 Grant discharge to the Auditor of Telindus NV for the Management No Action exercise of his mandate during the FY closed on 31 DEC 2009 25 Approve the annual accounts of Telindus Sourcing SA Management No Action with regard to the FY closed on 31 DEC 2009 26 Grant discharge to the Members of the Board of Management No Action Directors of Telindus Sourcing SA for the exercise of their mandate during the FY closed on 31 DEC 2009 27 Grant discharge to the Auditor of Telindus Sourcing SA Management No Action for the exercise of his mandate during the FY closed on 31 DEC 2009 28 Miscellaneous Non-Voting
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 13 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- BELGACOM SA DE DROIT PUBLIC, BRUXELLES SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting TICKER SYMBOL MEETING DATE 14-Apr-2010 ISIN BE0003810273 AGENDA 702305586 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- - - MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED - - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE 1 Authorize the Board of Directors to acquire the Management No Action maximum number of shares permitted by law in case this acquisition is necessary for preventing any imminent and serious prejudice to the Company, this mandate is granted for a new period of 3 years starting on the day of disclosure of this amendment to the Articles of Association by the General Meeting of 14 APR 2010, the price paid for such shares may not be more than 5% above the highest closing price in the 30 day trading period preceding the transaction, and no.CONTD - - CONTD.more than 10% below the lowest closing price in Non-Voting that same 30 day-trading period; pursuant to this decision, approve to modify Article 13,-Section 4 of the Articles of Association as: replace 11 APR 2007 by 14 APR-2010 in Article 13, Section 4 of the Articles of Association 2 Authorize the Board of Directors, for a new period of Management No Action 3 years starting from the day of this amendment to the Articles of Association by the general meeting of 14 APR 2010, to increase capital, in any and all forms, including a capital increase where the pre-emptive rights of shareholders are restricted or withdrawn, even after receipt by the Company of a notification from the Belgian Banking, Finance and Insurance Commission of a takeover bid for the Company's shares, where this is the case, however, the.CONTD - - CONTD.capital increase must comply with the additional Non-Voting terms and conditions-laid down in Article 607 of the Commercial Companies Code, pursuant to this-decision, approve to modify Article 5, Section 3, Sub-section 2 of the-Articles of Association as: replace 11 APR 2007 by 14 APR 2010 in Article 5,-Section 3, Sub-section 2 of the Articles of Association 3 Authorize the Secretary General, including that of Management No Action replacement, for the purpose of coordinating the Articles of Association to reflect the resolutions
- -------------------------------------------------------------------------------- BP P.L.C. SECURITY 055622104 MEETING TYPE Annual TICKER SYMBOL BP MEETING DATE 15-Apr-2010 ISIN US0556221044 AGENDA 933199716 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS Management For For 02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For 03 TO ELECT MR P ANDERSON AS A DIRECTOR Management For For 04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR Management For For 05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR Management For For 06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR Management For For 07 TO RE-ELECT MR I C CONN AS A DIRECTOR Management For For 08 TO RE-ELECT MR G DAVID AS A DIRECTOR Management For For 09 TO ELECT MR I E L DAVIS AS A DIRECTOR Management For For 10 TO RE-ELECT MR R DUDLEY AS A DIRECTOR Management For For 11 TO RE-ELECT MR D J FLINT AS A DIRECTOR Management For For 12 TO RE-ELECT DR B E GROTE AS A DIRECTOR Management For For 13 TO RE-ELECT DR A B HAYWARD AS A DIRECTOR Management For For 14 TO RE-ELECT MR A G INGLIS AS A DIRECTOR Management For For 15 TO RE-ELECT DR D S JULIUS AS A DIRECTOR Management For For 16 TO ELECT MR C-H SVANBERG AS A DIRECTOR Management For For 17 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Management For For ASSOCIATION S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE Management For For PURCHASE OF ITS OWN SHARES BY THE COMPANY 20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A Management For For SPECIFIED AMOUNT S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Management For For LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 14 The Gabelli Convertible and Income Securities Fund Inc. S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Management For For GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS 23 TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS Management For For INCENTIVE PLAN 24 TO APPROVE THE SCRIP DIVIDEND PROGRAMME Management For For S25 SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE Shareholder Against For BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT
- -------------------------------------------------------------------------------- GENUINE PARTS COMPANY SECURITY 372460105 MEETING TYPE Annual TICKER SYMBOL GPC MEETING DATE 19-Apr-2010 ISIN US3724601055 AGENDA 933196506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 DR. MARY B. BULLOCK For For 2 JEAN DOUVILLE For For 3 THOMAS C. GALLAGHER For For 4 GEORGE C. "JACK" GUYNN For For 5 JOHN D. JOHNS For For 6 MICHAEL M.E. JOHNS, MD For For 7 J. HICKS LANIER For For 8 WENDY B. NEEDHAM For For 9 JERRY W. NIX For For 10 LARRY L. PRINCE For For 11 GARY W. ROLLINS For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Management For For THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- -------------------------------------------------------------------------------- ELI LILLY AND COMPANY SECURITY 532457108 MEETING TYPE Annual TICKER SYMBOL LLY MEETING DATE 19-Apr-2010 ISIN US5324571083 AGENDA 933197128 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR : R. ALVAREZ Management For For 1B ELECTION OF DIRECTOR : W. BISCHOFF Management For For 1C ELECTION OF DIRECTOR : R.D. HOOVER Management For For 1D ELECTION OF DIRECTOR : F.G. PRENDERGAST Management For For 1E ELECTION OF DIRECTOR : K.P. SEIFERT Management For For 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For OF BOARD OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2010. 03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO Management For For PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. 04 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO Management For For ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS. 05 SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL Shareholder Against For SPECIAL SHAREHOLDERS' MEETINGS. 06 SHAREHOLDER PROPOSAL ON PROHIBITING CEO'S FROM SERVING Shareholder Against For ON THE COMPENSATION COMMITTEE. 07 SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE Shareholder Against For COMPENSATION. 08 SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD Shareholder Against For EQUITY AWARDS INTO RETIREMENT.
- -------------------------------------------------------------------------------- M&T BANK CORPORATION SECURITY 55261F104 MEETING TYPE Annual TICKER SYMBOL MTB MEETING DATE 20-Apr-2010 ISIN US55261F1049 AGENDA 933198839 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 BRENT D. BAIRD For For 2 ROBERT J. BENNETT For For 3 C. ANGELA BONTEMPO For For 4 ROBERT T. BRADY For For 5 MICHAEL D. BUCKLEY For For 6 T.J. CUNNINGHAM III For For 7 MARK J. CZARNECKI For For 8 COLM E. DOHERTY For For 9 GARY N. GEISEL For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 15 The Gabelli Convertible and Income Securities Fund Inc. 10 PATRICK W.E. HODGSON For For 11 RICHARD G. KING For For 12 JORGE G. PEREIRA For For 13 MICHAEL P. PINTO For For 14 MELINDA R. RICH For For 15 ROBERT E. SADLER, JR. For For 16 HERBERT L. WASHINGTON For For 17 ROBERT G. WILMERS For For 02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Management For For NAMED EXECUTIVE OFFICERS. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2010.
- -------------------------------------------------------------------------------- THE COCA-COLA COMPANY SECURITY 191216100 MEETING TYPE Annual TICKER SYMBOL KO MEETING DATE 21-Apr-2010 ISIN US1912161007 AGENDA 933196758 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For 02 ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For 03 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For 04 ELECTION OF DIRECTOR: BARRY DILLER Management For For 05 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For 06 ELECTION OF DIRECTOR: MUHTAR KENT Management For For 07 ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For 08 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For 09 ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For 10 ELECTION OF DIRECTOR: SAM NUNN Management For For 11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For 12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For 13 ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For 14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For 15 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS 16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON Shareholder Against For EXECUTIVE COMPENSATION 17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD Shareholder Against For CHAIR 18 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For 19 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shareholder Against For
- -------------------------------------------------------------------------------- JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 22-Apr-2010 ISIN US4781601046 AGENDA 933205963 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For 1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For 1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For 1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For 1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For 1F ELECTION OF DIRECTOR: LEO F. MULLIN Management For For 1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For 1H ELECTION OF DIRECTOR: CHARLES PRINCE Management For For 1I ELECTION OF DIRECTOR: DAVID SATCHER Management For For 1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 04 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 16 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- PFIZER INC. SECURITY 717081103 MEETING TYPE Annual TICKER SYMBOL PFE MEETING DATE 22-Apr-2010 ISIN US7170811035 AGENDA 933210243 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For 1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For 1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For 1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For 1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For 1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For 1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For 1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For 1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For 1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For 1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For 1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For 1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE Management For For OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. 05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
- -------------------------------------------------------------------------------- GATX CORPORATION SECURITY 361448202 MEETING TYPE Annual TICKER SYMBOL GMTPR MEETING DATE 23-Apr-2010 ISIN US3614482020 AGENDA 933202296 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 ANNE L. ARVIA For For 2 RICHARD FAIRBANKS For For 3 DEBORAH M. FRETZ For For 4 ERNST A. HABERLI For For 5 BRIAN A. KENNEY For For 6 MARK G. MCGRATH For For 7 JAMES B. REAM For For 8 DAVID S. SUTHERLAND For For 9 CASEY J. SYLLA For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX CORPORATION FOR 2010
- -------------------------------------------------------------------------------- GATX CORPORATION SECURITY 361448103 MEETING TYPE Annual TICKER SYMBOL GMT MEETING DATE 23-Apr-2010 ISIN US3614481030 AGENDA 933202296 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 ANNE L. ARVIA For For 2 RICHARD FAIRBANKS For For 3 DEBORAH M. FRETZ For For 4 ERNST A. HABERLI For For 5 BRIAN A. KENNEY For For 6 MARK G. MCGRATH For For 7 JAMES B. REAM For For 8 DAVID S. SUTHERLAND For For 9 CASEY J. SYLLA For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX CORPORATION FOR 2010
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 17 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY SECURITY 025816109 MEETING TYPE Annual TICKER SYMBOL AXP MEETING DATE 26-Apr-2010 ISIN US0258161092 AGENDA 933202436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 D.F. AKERSON For For 2 C. BARSHEFSKY For For 3 U.M. BURNS For For 4 K.I. CHENAULT For For 5 P. CHERNIN For For 6 J. LESCHLY For For 7 R.C. LEVIN For For 8 R.A. MCGINN For For 9 E.D. MILLER For For 10 S.S REINEMUND For For 11 R.D. WALTER For For 12 R.A. WILLIAMS For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. 03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Management For For COMPENSATION. 04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR Shareholder Against For DIRECTORS. 05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF Shareholder Against For SPECIAL SHAREHOLDER MEETINGS. 06 SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION Shareholder Against For REQUIREMENTS FOR EXECUTIVES.
- -------------------------------------------------------------------------------- SWISSCOM AG, ITTIGEN SECURITY H8398N104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 27-Apr-2010 ISIN CH0008742519 AGENDA 702325742 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting NOTICE SENT UNDER MEETING-686240 INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST B-E NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRA-TION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER TH-E CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1.1 Approve the annual report, the financial statements of Management No Action Swisscom Ltd and the consolidated financial statements for FY 2009 1.2 Approve the 2009 remuneration report as specified by Management No Action means of a consultative vote 2. Approve the retained earnings of FY 2009 of CHF 3,676 Management No Action million be appropriated as follows: payment of a dividend to a total of CHF 1,036 million (CHF 20 gross per share) and balance to be carried forward CHF 2,640 million 3. Grant discharge to the Members of the Board of Management No Action Directors and the Group Executive Board for the 2009 FY 4. Amend Clauses 3.2 and 3.3 of the Articles of Management No Action Incorporation as specifed 5.1 Re-elect Dr. Anton Scherrer as a Member and Chairman Management No Action of the Board of Directors for a one-year term of office 5.2 Re-elect Hugo Gerber as a Member of the Board of Management No Action Directors for a two-year term of office 5.3 Re-elect Catherine M hlemann as a Member of the Board Management No Action of Directors for a two-year term of office 6. Re-elect KPMG AG, of Muri near Bern, as the Statutory Management No Action Auditors for the FY 2010
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 18 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- SWEDISH MATCH AB, STOCKHOLM SECURITY W92277115 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 27-Apr-2010 ISIN SE0000310336 AGENDA 702336074 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting ACCEPT ABSTAIN AS A VALID VO-TE OPTION. THANK YOU. 1 Opening of the meeting and election of Sven Unger, Non-Voting Attorney at Law as the Chai-rman of the meeting 2 Preparation and approve the voting list Non-Voting 3 Election of one or two persons, to verify the minutes Non-Voting 4 Determination of whether the meeting has been duly Non-Voting convened 5 Approve the agenda Non-Voting 6 Presentation of the annual report and the Auditors Non-Voting report, the consolidated fi-nancial statements and the Auditors report on the consolidated financial state-ments for 2009, the Auditors statement regarding compliance with the principle-s for determination of remuneration to senior executives as well as the Board-of Directors motion regarding the allocation of profit and explanatory stateme-nts; in connection therewith, the President's address and the report regarding-the work of the Board of Directors and the work and function of the Audit Com-mittee 7 Adoption of the income statement and balance sheet and Management For For of the consolidated income statement, consolidated balance sheet 8 Approve, that a dividend be paid to the Shareholders Management For For in the amount of SEK 4.75 per share; that the remaining profits be carried forward, minus the funds that may be utilized for a bonus issue, provided that the 2010 AGM passes a resolution in accordance with the Board of Directors motion concerning a reduction of the share capital pursuant to Item 10 (a), as well as a resolution concerning a bonus issue in accordance with the Board of Directors motion pursuant to Item 10 (b); the proposed record date for entitlement to receive a cash dividend is 30 APR 2010, the dividend is expected to be paid through Euro clear Sweden AB, on 05 MAY 2010 9 Grant discharge from liability for the Board Members Management For For and the President 10.a Approve, a reduction in the Company's share capital of Management For For SEK 31,037,085.04 by means of the withdrawal of 20,000,000 shares in the Company; the shares in the Company proposed for withdrawal have been repurchased by the Company in accordance with the authorization granted by the General Meeting of the Company; that the reduced amount be allocated to a fund for use in repurchasing the Company's own shares 10.b Approve, provided that the Meeting passes a resolution Management For For in accordance with the Board s motion under item 10 a) above, an increase in the Company's share capital of SEK 31,037,085.04 through a transfer from non-restricted shareholders equity to the share capital [bonus issue], the share capital shall be increased without issuing new shares 11 Authorize the Board of Directors to decide on the Management For For acquisition, on one or more occasions prior to the next AGM, of a maximum of as many shares as may be acquired without the Company's holding at any time exceeding 10% of all shares in the Company, the shares shall be acquired on NASDA OMX Stockholm at a price within the price interval registered at any given time, i.e. the interval between the highest bid price and the lowest selling price, the purpose of the repurchase is primarily to enable the Company's capital structure to be adjusted and to cover the allocation of options as part of the Company's option program 12 Approve the proposes principles for remuneration and Management For For other terms of employment for the President and other members of the Group Management whereby remuneration and other items of employment for the Group management shall correspond to market practice, in addition to the fixed salary, the members of the Group management may be entitled to variable salary, the variable salary may include both an annual short term program to be paid out in the beginning of the subsequent year depending on the outcome of the program, and a long term program with a performance period which shall not be shorter than three years, the variable, salary, shall primarily be based on specific, clear, predetermined and measurable financial or operational criteria and may include an obligation to purchase and hold shares in the Company 13 Approve, that the Meeting resolve that the Company Management For For issue 713,670 call options to execute the option program for 2009; that the Company, in a deviation from the preferential rights of shareholders, be permitted to transfer of 713,670 shares in the Company at a selling price of SEK 197.45 per share in conjunction with a potential exercise of the call options; the number of shares and the selling price of the shares covered by the transfer resolution in accordance with this item may be recalculated as a consequence of a bonus issue of shares, a consolidation or split of shares, a new share issue, a reduction in the share capital, or another similar measure 14 Approve that the Board of Directors shall comprise 7 Management For For Members elected by the AGM and no Deputies
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 19 The Gabelli Convertible and Income Securities Fund Inc. 15 Approve that the fees to the Board of Directors be Management For For paid for the period until the close of the next AGM: the Chairman shall receive SEK 1,575,000, the Deputy Chairman shall receive SEK 745,000 and the other Board members elected by the meeting shall each receive SEK 630,000; it is furthermore proposed that the Board, as remuneration for committee work carried out, be allotted SEK 230,000 to the Chairman of the Compensation Committee and the Audit Committee respectively and SEK 115,000 respectively to the other members of these committees, although totaling no more than SEK 920,000; it is proposed that members of the Board employed by the Swedish Match Group not receive any remuneration 16 Re-election of Charles A. Blixt, Andrew Cripps, Karen Management For For Guerra, Ame Jurbrant, Conny Karlsson, Kersti Strandqvist and Meg Tiveus as the Members of the Board of Directors and Conny Karlsson as the Chairman of the Board and Andrew Cripps as the Deputy Chairman of the Board 17 Approve that the Chairman of the Board shall be given Management For For a mandate to contact the Company's four largest shareholders and ask them each to appoint one representative to form the Nominating Committee, together with the Chairman of the Board, for the period until a new Nominating Committee has been appointed in accordance with a mandate from the next AGM; if any of these shareholders waives its right to appoint a representative, the next largest shareholder in terms of the number of votes shall be asked to appoint a representative; the names of the members of the Nominating Committee shall be published no later than six months prior to the 2011 AGM; the four largest shareholders are identified on the basis of the known numbers of votes in due time before the date falling six month before the AGM; no remuneration shall be payable to the members of the Nominating Committee; any expenses incurred in the course of the Nominating Committee's work shall be borne by the Company 18 Approve that the meeting should adopt the Instructions Management For For for Swedish Match AB's Nominating Committee, which are identical to those adopted by the 2009 AGM
- -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. SECURITY 459200101 MEETING TYPE Annual TICKER SYMBOL IBM MEETING DATE 27-Apr-2010 ISIN US4592001014 AGENDA 933199653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For 1B ELECTION OF DIRECTOR: C. BLACK Management For For 1C ELECTION OF DIRECTOR: W.R. BRODY Management For For 1D ELECTION OF DIRECTOR: K.I. CHENAULT Management For For 1E ELECTION OF DIRECTOR: M.L. ESKEW Management For For 1F ELECTION OF DIRECTOR: S.A. JACKSON Management For For 1G ELECTION OF DIRECTOR: A.N. LIVERIS Management For For 1H ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For 1I ELECTION OF DIRECTOR: T. NISHIMURO Management For For 1J ELECTION OF DIRECTOR: J.W. OWENS Management For For 1K ELECTION OF DIRECTOR: S.J. PALMISANO Management For For 1L ELECTION OF DIRECTOR: J.E. SPERO Management For For 1M ELECTION OF DIRECTOR: S. TAUREL Management For For 1N ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL Shareholder Against For INCENTIVE PAYOUT 04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For 05 STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING Shareholder Against For SPECIAL MEETINGS 06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION.
- -------------------------------------------------------------------------------- WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 27-Apr-2010 ISIN US9497461015 AGENDA 933204593 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For 1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For 1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For 1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 20 The Gabelli Convertible and Income Securities Fund Inc. 1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For 1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For 1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1N ELECTION OF DIRECTOR: ROBERT K. STEEL Management For For 1O ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management For For REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2010. 05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON Shareholder Against For EXECUTIVE AND DIRECTOR COMPENSATION. 06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shareholder Against For INDEPENDENT CHAIRMAN. 07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shareholder Against For CONTRIBUTIONS. 08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS.
- -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. SECURITY 693475105 MEETING TYPE Annual TICKER SYMBOL PNC MEETING DATE 27-Apr-2010 ISIN US6934751057 AGENDA 933204884 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Management For For 1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Management For For 1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Management For For 1D ELECTION OF DIRECTOR: ROBERT N. CLAY Management For For 1E ELECTION OF DIRECTOR: KAY COLES JAMES Management For For 1F ELECTION OF DIRECTOR: RICHARD B. KELSON Management For For 1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Management For For 1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Management For For 1I ELECTION OF DIRECTOR: JANE G. PEPPER Management For For 1J ELECTION OF DIRECTOR: JAMES E. ROHR Management For For 1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For 1L ELECTION OF DIRECTOR: LORENE K. STEFFES Management For For 1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For 1N ELECTION OF DIRECTOR: STEPHEN G. THIEKE Management For For 1O ELECTION OF DIRECTOR: THOMAS J. USHER Management For For 1P ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Management For For 1Q ELECTION OF DIRECTOR: HELGE H. WEHMEIER Management For For 2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. 3 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For 4 A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE Shareholder Against For AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING. 5 A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE Shareholder Against For COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY PRESENTED BEFORE THE MEETING.
- -------------------------------------------------------------------------------- CH ENERGY GROUP, INC. SECURITY 12541M102 MEETING TYPE Annual TICKER SYMBOL CHG MEETING DATE 27-Apr-2010 ISIN US12541M1027 AGENDA 933211548 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 STEVEN V. LANT For For 2 EDWARD T. TOKAR For For 3 JEFFREY D. TRANEN For For 02 RATIFICATION OF APPOINTMENT OF THE CORPORATION'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 21 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- ROLLS-ROYCE GROUP PLC, LONDON SECURITY G7630U109 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 28-Apr-2010 ISIN GB0032836487 AGENDA 702315525 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1 Approve the Directors's report and financial Management For For statements for the YE 31 DEC 2009 2 Approve the Director's remuneration report for the YE Management For For DEC 31 2009 3 Re-elect Peter Byrom as a Director of the Company Management For For 4 Re-elect Professor Peter Gregson as a Director of the Management For For Company 5 Re-elect Helen Alexander as a Director of the Company Management For For 6 Re-elect Dr. John McAdam as a Director of the Company Management For For 7 Re-elect Andrew Shilston as a Director of the Company Management For For 8 Re-appoint the Auditors and to authorize the Directors Management For For to agree their remuneration 9 Authorize the allotment and issue of Company Shares Management For For 10 Authorize political donations and political expenditure Management For For S.11 Approve to accept new Articles of Association Management For For S.12 Authorize the Directors to call general meetings on Management For For not less than 14 clear day's notice S.13 Authorize the Directors to allot shares Management For For S.14 Approve to display pre-emption rights Management For For S.15 Authorize the Company to purchase its own Ordinary Management For For Shares
- -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY SECURITY 369604103 MEETING TYPE Annual TICKER SYMBOL GE MEETING DATE 28-Apr-2010 ISIN US3696041033 AGENDA 933200090 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For A4 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For A13 ELECTION OF DIRECTOR: SAM NUNN Management For For A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For B1 RATIFICATION OF KPMG Management For For C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS Shareholder Against For C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN Shareholder Against For C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shareholder Against For C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shareholder Against For C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION
- -------------------------------------------------------------------------------- TEXTRON INC. SECURITY 883203101 MEETING TYPE Annual TICKER SYMBOL TXT MEETING DATE 28-Apr-2010 ISIN US8832031012 AGENDA 933208921 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 ELECTION OF DIRECTOR: KATHLEEN M. BADER Management For For 02 ELECTION OF DIRECTOR: R. KERRY CLARK Management For For 03 ELECTION OF DIRECTOR: IVOR J. EVANS Management For For 04 ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG Management For For 05 ELECTION OF DIRECTOR: JAMES L. ZIEMER Management For For 06 APPROVAL OF AMENDMENTS TO EQUITY INCENTIVE PLANS TO Management Against Against ALLOW FOR A ONE-TIME STOCK OPTION EXCHANGE PROGRAM. 07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Management For For INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 22 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- SJW CORP. SECURITY 784305104 MEETING TYPE Annual TICKER SYMBOL SJW MEETING DATE 28-Apr-2010 ISIN US7843051043 AGENDA 933213883 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1 DIRECTOR Management 1 K. ARMSTRONG For For 2 M.L. CALI For For 3 J.P. DINAPOLI For For 4 D.R. KING For For 5 N.Y. MINETA For For 6 G.E. MOSS For For 7 W.R. ROTH For For 8 C.J. TOENISKOETTER For For 9 R.A. VAN VALER For For 2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2010.
- -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION SECURITY 494368103 MEETING TYPE Annual TICKER SYMBOL KMB MEETING DATE 29-Apr-2010 ISIN US4943681035 AGENDA 933197255 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For 1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For 1C ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For 1D ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For 1E ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For 1F ELECTION OF DIRECTOR: THOMAS J. FALK Management For For 1G ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Management For For 1H ELECTION OF DIRECTOR: JAMES M. JENNESS Management For For 1I ELECTION OF DIRECTOR: IAN C. READ Management For For 1J ELECTION OF DIRECTOR: LINDA JOHNSON RICE Management For For 1K ELECTION OF DIRECTOR: MARC J. SHAPIRO Management For For 1L ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For 02 RATIFICATION OF AUDITORS Management For For 03 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS
- -------------------------------------------------------------------------------- CORNING INCORPORATED SECURITY 219350105 MEETING TYPE Annual TICKER SYMBOL GLW MEETING DATE 29-Apr-2010 ISIN US2193501051 AGENDA 933203541 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. Management For For 1B ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For 1C ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG Management For For 1D ELECTION OF DIRECTOR: HANSEL E. TOOKES II Management For For 1E ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 APPROVAL OF THE 2010 VARIABLE COMPENSATION PLAN. Management For For 04 APPROVAL OF THE 2010 EQUITY PLAN FOR NON- EMPLOYEE Management For For DIRECTORS. 05 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 06 SHAREHOLDER PROPOSAL CONCERNING VOTING. Shareholder Against For
- -------------------------------------------------------------------------------- DIEBOLD, INCORPORATED SECURITY 253651103 MEETING TYPE Annual TICKER SYMBOL DBD MEETING DATE 29-Apr-2010 ISIN US2536511031 AGENDA 933204012 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 BRUCE L. BYRNES For For 2 MEI-WEI CHENG For For 3 PHILLIP R. COX For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 23 The Gabelli Convertible and Income Securities Fund Inc. 4 RICHARD L. CRANDALL For For 5 GALE S. FITZGERALD For For 6 PHILLIP B. LASSITER For For 7 JOHN N. LAUER For For 8 THOMAS W. SWIDARSKI For For 9 HENRY D.G. WALLACE For For 10 ALAN J. WEBER For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For INDEPENDENT AUDITORS FOR THE YEAR 2010. 03 TO RE-APPROVE THE COMPANY'S ANNUAL CASH BONUS PLAN. Management For For
- -------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED SECURITY 391164100 MEETING TYPE Annual TICKER SYMBOL GXP MEETING DATE 04-May-2010 ISIN US3911641005 AGENDA 933200076 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1 DIRECTOR Management 1 D.L. BODDE For For 2 M.J. CHESSER For For 3 W.H. DOWNEY For For 4 R.C. FERGUSON, JR. For For 5 G.D. FORSEE For For 6 J.A. MITCHELL For For 7 W.C. NELSON For For 8 J.J. SHERMAN For For 9 L.H. TALBOTT For For 10 R.H. WEST For For 2 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT AUDITORS FOR 2010.
- -------------------------------------------------------------------------------- CINCINNATI BELL INC. SECURITY 171871403 MEETING TYPE Annual TICKER SYMBOL CBBPRB MEETING DATE 04-May-2010 ISIN US1718714033 AGENDA 933211928 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 BRUCE L. BYRNES For For 2 PHILLIP R. COX For For 3 JAKKI L. HAUSSLER For For 4 MARK LAZARUS For For 5 CRAIG F. MAIER For For 6 ALEX SHUMATE For For 7 LYNN A. WENTWORTH For For 8 JOHN M. ZRNO For For 02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2010.
- -------------------------------------------------------------------------------- MIRANT CORPORATION SECURITY 60467R100 MEETING TYPE Annual TICKER SYMBOL MIR MEETING DATE 06-May-2010 ISIN US60467R1005 AGENDA 933208767 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 THOMAS W. CASON For For 2 A.D. (PETE) CORRELL For For 3 TERRY G. DALLAS For For 4 THOMAS H. JOHNSON For For 5 JOHN T. MILLER For For 6 EDWARD R. MULLER For For 7 ROBERT C. MURRAY For For 8 WILLIAM L. THACKER For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 03 STOCKHOLDER RIGHTS PLAN Management Against Against 04 MATERIAL TERMS OF THE PERFORMANCE GOALS INCLUDED IN Management For For THE MIRANT CORPORATION 2005 OMNIBUS INCENTIVE COMPENSATION PLAN 05 STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GOALS FOR Shareholder Against For REDUCING TOTAL GREENHOUSE GAS EMISSIONS
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 24 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. SECURITY 92343V104 MEETING TYPE Annual TICKER SYMBOL VZ MEETING DATE 06-May-2010 ISIN US92343V1044 AGENDA 933212451 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For 1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 1M ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For 04 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For 05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For 06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For 07 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For 08 ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY Shareholder Against For 09 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH Shareholder Against For 10 EXECUTIVE STOCK RETENTION REQUIREMENTS Shareholder Against For
- -------------------------------------------------------------------------------- MUELLER INDUSTRIES, INC. SECURITY 624756102 MEETING TYPE Annual TICKER SYMBOL MLI MEETING DATE 06-May-2010 ISIN US6247561029 AGENDA 933212487 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 ALEXANDER P. FEDERBUSH For For 2 PAUL J. FLAHERTY For For 3 GENNARO J. FULVIO For For 4 GARY S. GLADSTEIN For For 5 SCOTT J. GOLDMAN For For 6 TERRY HERMANSON For For 7 HARVEY L. KARP For For 02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS OF THE COMPANY.
- -------------------------------------------------------------------------------- BCE INC. SECURITY 05534B760 MEETING TYPE Annual TICKER SYMBOL BCE MEETING DATE 06-May-2010 ISIN CA05534B7604 AGENDA 933223505 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 B.K. ALLEN For For 2 A. BERARD For For 3 R.A. BRENNEMAN For For 4 S. BROCHU For For 5 R.E. BROWN For For 6 G.A. COPE For For 7 A.S. FELL For For 8 D. SOBLE KAUFMAN For For 9 B.M. LEVITT For For 10 E.C. LUMLEY For For 11 T.C. O'NEILL For For 12 P.R. WEISS For For 02 DELOITTE & TOUCHE LLP AS AUDITORS Management For For 03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE Management For For ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2010 MANAGEMENT PROXY CIRCULAR DATED MARCH 11, 2010 DELIVERED IN ADVANCE OF THE 2010 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 25 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- NORTHEAST UTILITIES SECURITY 664397106 MEETING TYPE Annual TICKER SYMBOL NU MEETING DATE 11-May-2010 ISIN US6643971061 AGENDA 933220838 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 RICHARD H. BOOTH For For 2 JOHN S. CLARKESON For For 3 COTTON M. CLEVELAND For For 4 SANFORD CLOUD, JR. For For 5 E. GAIL DE PLANQUE For For 6 JOHN G. GRAHAM For For 7 ELIZABETH T. KENNAN For For 8 KENNETH R. LEIBLER For For 9 ROBERT E. PATRICELLI For For 10 CHARLES W. SHIVERY For For 11 JOHN F. SWOPE For For 12 DENNIS R. WRAASE For For 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For THE COMPANY'S INDEPENDENT AUDITORS FOR 2010
- -------------------------------------------------------------------------------- TULLOW OIL PLC SECURITY G91235104 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 12-May-2010 ISIN GB0001500809 AGENDA 702357232 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1 Receive and adopt the annual accounts and associated Management For For reports 2 Declare the final dividend of 4.0p per ordinary share Management For For 3 Receive and approve the Director's remuneration report Management For For 4 Re-election of Aidan Heavey as a Director Management For For 5 Re-election of Angus McCoss as a Director Management For For 6 Re-election of David Williams as a Director Management For For 7 Re-election of Pat Plunkett as a Director Management For For 8 Re-appointment of Deloittee LLP as the Auditors and Management For For authorize the Directors to determine their remuneration 9 Approve to renew Director's authority to allot shares Management For For 10 Approve to dis-apply statutory pre-emption rights Management For For 11 Authorize the Company to hold general meeting on no Management For For less than 14 clear day's notice 12 Adopt the new Articles of Association of the Company Management For For 13 Approve the Tullow Oil 2010 Share Option Plan Management For For PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting SPELLING OF DIRECTOR NAME-S OF RESOLUTIONS 4 AND 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NO-T RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS-. THANK YOU.
- -------------------------------------------------------------------------------- CONOCOPHILLIPS SECURITY 20825C104 MEETING TYPE Annual TICKER SYMBOL COP MEETING DATE 12-May-2010 ISIN US20825C1045 AGENDA 933218617 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For 1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For 1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For 1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For 1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For 1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For 1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For 1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For 1K ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For 1L ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 26 The Gabelli Convertible and Income Securities Fund Inc. 1M ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For 1N ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For 02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. 03 BOARD RISK MANAGEMENT OVERSIGHT Shareholder Against For 04 GREENHOUSE GAS REDUCTION Shareholder Against For 05 OIL SANDS DRILLING Shareholder Against For 06 LOUISIANA WETLANDS Shareholder Against For 07 FINANCIAL RISKS OF CLIMATE CHANGE Shareholder Against For 08 TOXIC POLLUTION REPORT Shareholder Against For 09 GENDER EXPRESSION NON-DISCRIMINATION Shareholder Against For 10 POLITICAL CONTRIBUTIONS Shareholder Against For
- -------------------------------------------------------------------------------- CVS CAREMARK CORPORATION SECURITY 126650100 MEETING TYPE Annual TICKER SYMBOL CVS MEETING DATE 12-May-2010 ISIN US1266501006 AGENDA 933219152 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For 1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For 1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For 1D ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For 1E ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For 1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For 1H ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For 1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For 1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For 1K ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For 1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For 2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. 03 PROPOSAL TO ADOPT THE COMPANY'S 2010 INCENTIVE Management Against Against COMPENSATION PLAN. 04 PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S Management For For CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS. 05 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS AND EXPENDITURES. 06 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP Shareholder Against For GLOBAL WARMING.
- -------------------------------------------------------------------------------- KRAFT FOODS INC. SECURITY 50075N104 MEETING TYPE Annual TICKER SYMBOL KFT MEETING DATE 18-May-2010 ISIN US50075N1046 AGENDA 933205331 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For 1B ELECTION OF DIRECTOR: MYRA M. HART Management For For 1C ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1D ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For 1E ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For 1F ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1G ELECTION OF DIRECTOR: JOHN C. POPE Management For For 1H ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For 1I ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For 1J ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For 1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For 1L ELECTION OF DIRECTOR: FRANK G. ZARB Management For For 2 RATIFICATION OF THE SELECTION OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 3 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY Shareholder Against For WRITTEN CONSENT.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 27 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. SECURITY 46625H100 MEETING TYPE Annual TICKER SYMBOL JPM MEETING DATE 18-May-2010 ISIN US46625H1005 AGENDA 933226501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For 1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1E ELECTION OF DIRECTOR: JAMES DIMON Management For For 1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For 1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For 1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For 1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 04 POLITICAL NON-PARTISANSHIP Shareholder Against For 05 SPECIAL SHAREOWNER MEETINGS Shareholder Against For 06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shareholder Against For 07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For 08 INDEPENDENT CHAIRMAN Shareholder Against For 09 PAY DISPARITY Shareholder Against For 10 SHARE RETENTION Shareholder Against For
- -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION SECURITY 032511107 MEETING TYPE Annual TICKER SYMBOL APC MEETING DATE 18-May-2010 ISIN US0325111070 AGENDA 933231160 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For 1B ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For 1C ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS. 03 STOCKHOLDER PROPOSAL - AMENDMENT TO NON- Shareholder Against For DISCRIMINATION POLICY. 04 STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: Shareholder Against For REIMBURSEMENT OF PROXY EXPENSES.
- -------------------------------------------------------------------------------- MORGAN STANLEY SECURITY 617446448 MEETING TYPE Annual TICKER SYMBOL MS MEETING DATE 18-May-2010 ISIN US6174464486 AGENDA 933246375 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For 1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For 1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For 1D ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For 1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For 1F ELECTION OF DIRECTOR: NOBUYUKI HIRANO Management For For 1G ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1H ELECTION OF DIRECTOR: JOHN J. MACK Management For For 1I ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1J ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1K ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For 1L ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For 1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT AUDITOR 03 TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN Management For For THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) 04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN Management Against Against 05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shareholder Against For MEETINGS 06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For HOLDINGS REQUIREMENT 07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shareholder Against For 08 SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY Shareholder Against For 09 SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF Shareholder Against For MANAGEMENT BONUSES
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 28 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC SECURITY 780259206 MEETING TYPE Annual TICKER SYMBOL RDSA MEETING DATE 18-May-2010 ISIN US7802592060 AGENDA 933254346 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For 02 APPROVAL OF REMUNERATION REPORT Management For For 03 APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR Management For For 04 RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR Management For For 05 RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR Management For For 06 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Management For For 07 RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR Management For For 08 RE-APPOINTMENT OF WIM KOK AS A DIRECTOR Management For For 09 RE-APPOINTMENT OF NICK LAND AS A DIRECTOR Management For For 10 RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For 11 RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR Management For For 12 RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR Management For For 13 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Management For For 14 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Management For For 15 RE-APPOINTMENT OF AUDITORS Management For For 16 REMUNERATION OF AUDITORS Management For For 17 AUTHORITY TO ALLOT SHARES Management For For 18 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For 19 AUTHORITY TO PURCHASE OWN SHARES Management For For 20 AUTHORITY FOR SCRIP DIVIDEND SCHEME Management For For 21 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For 22 ADOPTION OF NEW ARTICLES OF ASSOCIATION Management For For 23 SHAREHOLDER RESOLUTION Shareholder Against For
- -------------------------------------------------------------------------------- HALLIBURTON COMPANY SECURITY 406216101 MEETING TYPE Annual TICKER SYMBOL HAL MEETING DATE 19-May-2010 ISIN US4062161017 AGENDA 933223668 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For 1B ELECTION OF DIRECTOR: J.R. BOYD Management For For 1C ELECTION OF DIRECTOR: M. CARROLL Management For For 1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For 1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For 1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For 1G ELECTION OF DIRECTOR: D.J. LESAR Management For For 1H ELECTION OF DIRECTOR: R.A. MALONE Management For For 1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For 1J ELECTION OF DIRECTOR: D.L. REED Management For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. Management For For 03 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For 04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For 05 PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. Shareholder Against For 06 PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
- -------------------------------------------------------------------------------- INTEL CORPORATION SECURITY 458140100 MEETING TYPE Annual TICKER SYMBOL INTC MEETING DATE 19-May-2010 ISIN US4581401001 AGENDA 933224367 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For 1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 29 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION SECURITY 666807102 MEETING TYPE Annual TICKER SYMBOL NOC MEETING DATE 19-May-2010 ISIN US6668071029 AGENDA 933233227 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: WESLEY G. BUSH Management For For 1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For 1C ELECTION OF DIRECTOR: THOMAS B. FARGO Management For For 1D ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For 1E ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For 1F ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For 1G ELECTION OF DIRECTOR: BRUCE S. GORDON Management For For 1H ELECTION OF DIRECTOR: MADELEINE KLEINER Management For For 1I ELECTION OF DIRECTOR: KARL J. KRAPEK Management For For 1J ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 1K ELECTION OF DIRECTOR: AULANA L. PETERS Management For For 1L ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. 03 PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE Management For For OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER MEETINGS AND CERTAIN OTHER PROVISIONS. 04 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF Management Against Against NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING TO DELETION OF COMPANY SHAREHOLDER APPROVALS FOR CERTAIN TRANSACTIONS. 05 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN Shareholder Against For NORTH DAKOTA.
- -------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP,INC. SECURITY 26138E109 MEETING TYPE Annual TICKER SYMBOL DPS MEETING DATE 20-May-2010 ISIN US26138E1091 AGENDA 933222818 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: JOHN L. ADAMS Management For For 1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Management For For 1C ELECTION OF DIRECTOR: RONALD G. ROGERS Management For For 2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE Management For For CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. SECURITY 571748102 MEETING TYPE Annual TICKER SYMBOL MMC MEETING DATE 20-May-2010 ISIN US5717481023 AGENDA 933225472 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: LESLIE M. BAKER Management For For 1B ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For 1C ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For 1D ELECTION OF DIRECTOR: OSCAR FANJUL Management For For 1E ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For 1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For 1G ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For 1H ELECTION OF DIRECTOR: MARC D. OKEN Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 STOCKHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN Shareholder Against For CONSENT
- -------------------------------------------------------------------------------- FPL GROUP, INC. SECURITY 302571104 MEETING TYPE Annual TICKER SYMBOL FPL MEETING DATE 21-May-2010 ISIN US3025711041 AGENDA 933228062 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 SHERRY S. BARRAT For For 2 ROBERT M. BEALL, II For For 3 J. HYATT BROWN For For 4 JAMES L. CAMAREN For For 5 J. BRIAN FERGUSON For For 6 LEWIS HAY, III For For 7 TONI JENNINGS For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 30 The Gabelli Convertible and Income Securities Fund Inc. 8 OLIVER D. KINGSLEY, JR. For For 9 RUDY E. SCHUPP For For 10 WILLIAM H. SWANSON For For 11 MICHAEL H. THAMAN For For 12 HANSEL E. TOOKES, II For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. 03 APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED Management For For ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY'S NAME TO NEXTERA ENERGY, INC.
- -------------------------------------------------------------------------------- CABLEVISION SYSTEMS CORPORATION SECURITY 12686C109 MEETING TYPE Annual TICKER SYMBOL CVC MEETING DATE 21-May-2010 ISIN US12686C1099 AGENDA 933233772 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 ZACHARY W. CARTER For For 2 THOMAS V. REIFENHEISER For For 3 JOHN R. RYAN For For 4 VINCENT TESE For For 5 LEONARD TOW For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2010.
- -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED SECURITY 91324P102 MEETING TYPE Annual TICKER SYMBOL UNH MEETING DATE 24-May-2010 ISIN US91324P1021 AGENDA 933235031 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For 1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For 1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For 1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For 1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For 1G ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For 1H ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. Management For For 1I ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. 03 SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING Shareholder Against For EXPENSES. 04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON Shareholder Against For EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------- MERCK & CO., INC. SECURITY 58933Y105 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 25-May-2010 ISIN US58933Y1055 AGENDA 933236920 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Management For For 1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For 1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For 1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For 1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For 1M ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For 1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For 1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1Q ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 31 The Gabelli Convertible and Income Securities Fund Inc. 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. 03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Management For For 04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS Management For For STOCK OPTION PLAN.
- -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION SECURITY 30231G102 MEETING TYPE Annual TICKER SYMBOL XOM MEETING DATE 26-May-2010 ISIN US30231G1022 AGENDA 933239267 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 M.J. BOSKIN For For 2 P. BRABECK-LETMATHE For For 3 L.R. FAULKNER For For 4 J.S. FISHMAN For For 5 K.C. FRAZIER For For 6 W.W. GEORGE For For 7 M.C. NELSON For For 8 S.J. PALMISANO For For 9 S.S REINEMUND For For 10 R.W. TILLERSON For For 11 E.E. WHITACRE, JR. For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) Management For For 03 SPECIAL SHAREHOLDER MEETINGS (PAGE 54) Shareholder Against For 04 INCORPORATE IN NORTH DAKOTA (PAGE 55) Shareholder Against For 05 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For (PAGE 56) 06 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For 07 POLICY ON WATER (PAGE 59) Shareholder Against For 08 WETLANDS RESTORATION POLICY (PAGE 60) Shareholder Against For 09 REPORT ON CANADIAN OIL SANDS (PAGE 62) Shareholder Against For 10 REPORT ON NATURAL GAS PRODUCTION (PAGE 64) Shareholder Against For 11 REPORT ON ENERGY TECHNOLOGY (PAGE 65) Shareholder Against For 12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) Shareholder Against For 13 PLANNING ASSUMPTIONS (PAGE 69) Shareholder Against For
- -------------------------------------------------------------------------------- CHEVRON CORPORATION SECURITY 166764100 MEETING TYPE Annual TICKER SYMBOL CVX MEETING DATE 26-May-2010 ISIN US1667641005 AGENDA 933241743 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For 1B ELECTION OF DIRECTOR: L.F. DEILY Management For For 1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1D ELECTION OF DIRECTOR: R.J. EATON Management For For 1E ELECTION OF DIRECTOR: C. HAGEL Management For For 1F ELECTION OF DIRECTOR: E. HERNANDEZ Management For For 1G ELECTION OF DIRECTOR: F.G. JENIFER Management For For 1H ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For 1I ELECTION OF DIRECTOR: S. NUNN Management For For 1J ELECTION OF DIRECTOR: D.B. RICE Management For For 1K ELECTION OF DIRECTOR: K.W. SHARER Management For For 1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For 1M ELECTION OF DIRECTOR: J.G. STUMPF Management For For 1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For 1O ELECTION OF DIRECTOR: C. WARE Management For For 1P ELECTION OF DIRECTOR: J.S. WATSON Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE Management For For PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS 04 APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH Shareholder Against For ENVIRONMENTAL EXPERTISE 05 HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT Shareholder Against For 06 DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS Shareholder Against For 07 GUIDELINES FOR COUNTRY SELECTION Shareholder Against For 08 FINANCIAL RISKS FROM CLIMATE CHANGE Shareholder Against For 09 HUMAN RIGHTS COMMITTEE Shareholder Against For
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 32 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- TELEKOM AUSTRIA AG SECURITY A8502A102 MEETING TYPE Annual General Meeting TICKER SYMBOL MEETING DATE 27-May-2010 ISIN AT0000720008 AGENDA 702404827 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF Non-Voting COMMENT. IF YOU HAVE AL-READY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. Approve the presentation of the adopted financial Management For For statements and the Management report as well as the consolidated financial statements including the consolidated Management report and the corporate governance report, the proposal for utilization of the net profit and the Supervisory Board report on the FY 2009 2. Approve the allocation of the net income for the FY Management For For 2009 3. Grant discharge to the Members of the Management Board Management For For for the FY 2009 4. Grant discharge to the Members of the Supervisory Management For For Board the FY 2009 5. Approve the remuneration to the members of the Management For For supervisory Board for the FY 2009 6. Election of the Auditors for the FY 2010 Management For For 7. Election of the member to the supervisory Board Management For For 8. Receive the Management report on share buy-back Management For For effected, number of treasury shares held and use of treasury shares 9. Amend the Articles of Association in particular for Management For For adaptation according to the Stock Corporation Amendment Act 2009 [AktienrechtsAnderungsgesetz 2009] PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting TEXT OF RESOLUTIONS. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- -------------------------------------------------------------------------------- DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Annual TICKER SYMBOL DB MEETING DATE 27-May-2010 ISIN DE0005140008 AGENDA 933274172 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For 03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For MANAGEMENT BOARD FOR THE 2009 FINANCIAL YEAR 04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For SUPERVISORY BOARD FOR THE 2009 FINANCIAL YEAR 05 ELECTION OF THE AUDITOR FOR THE 2010 FINANCIAL YEAR, Management For For INTERIM ACCOUNTS 06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT) 07 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE Management For For WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS 08 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF Management For For PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT 09 APPROVAL OF THE COMPENSATION SYSTEM FOR THE MANAGEMENT Management For For BOARD MEMBERS 10 AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE Management For For WITH THE ACT IMPLEMENTING THE SHAREHOLDER'S RIGHTS DIRECTIVE 11 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND CONVERTIBLE BONDS, CREATION OF CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION 12 APPROVAL OF THE CHANGE OF CONTROL AND PROFIT AND LOSS Management For For TRANSFER AGREEMENTS AS WELL AS OF PROFIT AND LOSS TRANSFER AGREEMENTS 13 APPROVAL OF THE NEW CONCLUSION OF CONTROL AND PROFIT Management For For AND LOSS TRANSFER AGREEMENTS WITH DEUTSCHE BANK AKTIENGESELLSCHAFT CM1 COUNTER MOTION 1 Management CM2 COUNTER MOTION 2 Management CM3 COUNTER MOTION 3 Management
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 33 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Annual TICKER SYMBOL DB MEETING DATE 27-May-2010 ISIN DE0005140008 AGENDA 933285529 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For 03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For MANAGEMENT BOARD FOR THE 2009 FINANCIAL YEAR 04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For SUPERVISORY BOARD FOR THE 2009 FINANCIAL YEAR 05 ELECTION OF THE AUDITOR FOR THE 2010 FINANCIAL YEAR, Management For For INTERIM ACCOUNTS 06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT) 07 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE Management For For WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS 08 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF Management For For PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT 09 APPROVAL OF THE COMPENSATION SYSTEM FOR THE MANAGEMENT Management For For BOARD MEMBERS 10 AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE Management For For WITH THE ACT IMPLEMENTING THE SHAREHOLDER'S RIGHTS DIRECTIVE 11 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND CONVERTIBLE BONDS, CREATION OF CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION 12 APPROVAL OF THE CHANGE OF CONTROL AND PROFIT AND LOSS Management For For TRANSFER AGREEMENTS AS WELL AS OF PROFIT AND LOSS TRANSFER AGREEMENTS 13 APPROVAL OF THE NEW CONCLUSION OF CONTROL AND PROFIT Management For For AND LOSS TRANSFER AGREEMENTS WITH DEUTSCHE BANK AKTIENGESELLSCHAFT CM1 COUNTER MOTION 1 Management CM2 COUNTER MOTION 2 Management CM3 COUNTER MOTION 3 Management
- -------------------------------------------------------------------------------- HSBC HOLDINGS PLC SECURITY 404280406 MEETING TYPE Annual TICKER SYMBOL HBC MEETING DATE 28-May-2010 ISIN US4042804066 AGENDA 933238506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2009 Management For For 02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2009 Management For For 3A TO RE-ELECT R A FAIRHEAD A DIRECTOR Management For For 3B TO RE-ELECT M F GEOGHEGAN A DIRECTOR Management For For 3C TO RE-ELECT S K GREEN A DIRECTOR Management For For 3D TO RE-ELECT G MORGAN A DIRECTOR Management For For 3E TO RE-ELECT N R N MURTHY A DIRECTOR Management For For 3F TO RE-ELECT S M ROBERTSON A DIRECTOR Management For For 3G TO RE-ELECT J L THORNTON A DIRECTOR Management For For 3H TO RE-ELECT SIR BRIAN WILLIAMSON A DIRECTOR Management For For 04 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Management For For DETERMINED BY THE GROUP AUDIT COMMITTEE 05 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For S6 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Management For For S7 TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL Management For For RESOLUTION) 08 TO APPROVE THE EXTENSION OF THE TERM OF THE SHARE Management For For INCENTIVE PLAN AND THE ESTABLISHMENT OF NEW SHARE OWNERSHIP PLANS S9 TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL Management For For MEETINGS) BEING CALLED ON A MINIMUM OF 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
- -------------------------------------------------------------------------------- FURMANITE CORPORATION SECURITY 361086101 MEETING TYPE Annual TICKER SYMBOL FRM MEETING DATE 28-May-2010 ISIN US3610861011 AGENDA 933247000 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 CHARLES R. COX For For 2 SANGWOO AHN For For 3 HANS KESSLER For For 4 KEVIN R. JOST For For 02 THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 34 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- MILLIPORE CORPORATION SECURITY 601073109 MEETING TYPE Special TICKER SYMBOL MIL MEETING DATE 03-Jun-2010 ISIN US6010731098 AGENDA 933270249 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 APPROVE THE AGREEMENT AND PLAN OF SHARE EXCHANGE, (THE Management For For "EXCHANGE AGREEMENT"), BY AND AMONG MILLIPORE CORPORATION, MERCK KGAA AND CONCORD INVESTMENTS CORP., PURSUANT TO WHICH EACH OUTSTANDING SHARE OF COMMON STOCK WILL BE TRANSFERRED BY OPERATION OF LAW TO CONCORD INVESTMENTS CORP. IN EXCHANGE FOR THE RIGHT TO RECEIVE $107.00 PER SHARE IN CASH, WITHOUT INTEREST. 02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE AGREEMENT.
- -------------------------------------------------------------------------------- WAL-MART STORES, INC. SECURITY 931142103 MEETING TYPE Annual TICKER SYMBOL WMT MEETING DATE 04-Jun-2010 ISIN US9311421039 AGENDA 933249939 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For 1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For 1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For 1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For 1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For 1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For 1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For 1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For 1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For ACCOUNTANTS 03 APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE Management For For PLAN OF 2010 04 APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS Management For For AMENDED 05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 07 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For 08 SPECIAL SHAREOWNER MEETINGS Shareholder Against For 09 POULTRY SLAUGHTER Shareholder Against For 10 LOBBYING PRIORITIES REPORT Shareholder Against For
- -------------------------------------------------------------------------------- PHILIPPINE LONG DISTANCE TELEPHONE CO. SECURITY 718252604 MEETING TYPE Annual TICKER SYMBOL PHI MEETING DATE 08-Jun-2010 ISIN US7182526043 AGENDA 933279615 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE Management For For FISCAL YEAR ENDING 31 DECEMBER 2009 CONTAINED IN THE COMPANY'S 2009 ANNUAL REPORT.
ProxyEdge Report Date: 07/06/2010 Meeting Date Range: 07/01/2009 to 06/30/2010 35 The Gabelli Convertible and Income Securities Fund Inc. - -------------------------------------------------------------------------------- PHILIPPINE LONG DISTANCE TELEPHONE CO. SECURITY 718252604 MEETING TYPE Annual TICKER SYMBOL PHI MEETING DATE 08-Jun-2010 ISIN US7182526043 AGENDA 933283703 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 2A ELECTION OF INDEPENDENT DIRECTOR: REV. FR. BIENVENIDO Management For F. NEBRES, S.J. 2B ELECTION OF INDEPENDENT DIRECTOR: MR. OSCAR S. REYES Management For 2C ELECTION OF INDEPENDENT DIRECTOR: MR. PEDRO E. ROXAS Management For 2D ELECTION OF INDEPENDENT DIRECTOR: MR. ALFRED V. TY Management For 2E ELECTION OF DIRECTOR: MR. DONALD G. DEE Management For 2F ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For 2G ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Management For 2H ELECTION OF DIRECTOR: MR. TATSU KONO Management For 2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Management For 2J ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Management For 2K ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Management For 2L ELECTION OF DIRECTOR: MR. ALBERT F. DEL ROSARIO Management For 2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Management For
- -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION SECURITY 25179M103 MEETING TYPE Annual TICKER SYMBOL DVN MEETING DATE 09-Jun-2010 ISIN US25179M1036 AGENDA 933260185 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 DIRECTOR Management 1 JOHN RICHELS For For 02 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For AUDITORS FOR 2010. 03 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For
- -------------------------------------------------------------------------------- ALLIANCEBERNSTEIN HLDG, L.P. SECURITY 01881G106 MEETING TYPE Special TICKER SYMBOL AB MEETING DATE 30-Jun-2010 ISIN US01881G1067 AGENDA 933289832 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT - ------- ------------------------------------------------------ ----------- --------- ---------------------- 01 LONG TERM INCENTIVE PLAN Management Against Against
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant The Gabelli Convertible and Income Securities Fund Inc. By (Signature and Title)* /s/ Bruce N. Alpert -------------------------------------------- Bruce N. Alpert, Principal Executive Officer Date August 27, 2010 * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----