N-PX 1 npx.txt GABELLI CONVERTIBLE INCOME NPX 0809 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 The Gabelli Convertible and Income Securities Fund Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 (Name and address of agent for service) Registrant's telephone number, including area code: 800-422-3554 Date of fiscal year end: December 31 Date of reporting period: July 1, 2008 - June 30, 2009 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2008 TO JUNE 30, 2009 ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 1 The Gabelli Convertible and Income Securities Fund Inc. INVESTMENT COMPANY REPORT EMMIS COMMUNICATIONS CORPORATION SECURITY 291525103 MEETING TYPE Annual TICKER SYMBOL EMMS MEETING DATE 15-Jul-2008 ISIN US2915251035 AGENDA 932927582 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 RICHARD A. LEVENTHAL For For 2 PETER A. LUND* For For 3 LAWRENCE B. SORREL For For 02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Management For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
CLEAR CHANNEL COMMUNICATIONS, INC. SECURITY 184502102 MEETING TYPE Special TICKER SYMBOL CCU MEETING DATE 24-Jul-2008 ISIN US1845021021 AGENDA 932932254 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE CROWN MERGER CO., INC., B TRIPLE CROWN FINCO, LLC, AND T TRIPLE CROWN FINCO, LLC, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THEIR ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AMENDED AGREEMENT AND PLAN OF MERGER. 03 IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY Management For For OTHER MATTER THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING.
SAFECO CORPORATION SECURITY 786429100 MEETING TYPE Annual TICKER SYMBOL SAF MEETING DATE 29-Jul-2008 ISIN US7864291007 AGENDA 932932103 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF APRIL 23, 2008, BY AND AMONG LIBERTY MUTUAL INSURANCE COMPANY, BIG APPLE MERGER CORPORATION AND SAFECO CORPORATION. 02 DIRECTOR Management 1 JOSEPH W. BROWN For For 2 KERRY KILLINGER For For 3 GARY F. LOCKE For For 4 CHARLES R. RINEHART For For 5 GERARDO I. LOPEZ For For 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For SAFECO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 04 ADJOURN OR POSTPONE THE ANNUAL MEETING, IF Management For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES APPROVING THE MERGER AGREEMENT.
ELECTRONIC DATA SYSTEMS CORPORATION SECURITY 285661104 MEETING TYPE Special TICKER SYMBOL EDS MEETING DATE 31-Jul-2008 ISIN US2856611049 AGENDA 932932521 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF MAY 13, 2008, AMONG ELECTRONIC DATA SYSTEMS CORPORATION, HEWLETT-PACKARD COMPANY AND HAWK MERGER CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OR Management For For POSTPONEMENT OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 2 The Gabelli Convertible and Income Securities Fund Inc. WHX CORPORATION SECURITY 929248508 MEETING TYPE Annual TICKER SYMBOL WXCP MEETING DATE 16-Sep-2008 ISIN US9292485086 AGENDA 932946708 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 WARREN G. LICHTENSTEIN For For 2 JACK L. HOWARD For For 3 GLEN M. KASSAN For For 4 LOUIS KLEIN, JR. For For 5 JOHN H. MCNAMARA JR. For For 6 JOHN J. QUICKE For For 7 GAREN W. SMITH For For 02 AUTHORIZE THE BOARD, AT ITS DISCRETION, TO Management For For AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED CAPITAL STOCK FROM 55,000,000 SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON STOCK AND 5,000,000 SHARES OF PREFERRED STOCK TO 185,000,000 SHARES, CONSISTING OF 180,000,000 SHARES OF COMMON STOCK AND 5,000,000 SHARES OF PREFERRED STOCK. 03 TO AUTHORIZE THE BOARD, AT ITS DISCRETION, TO Management For For AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO MAKE CERTAIN CLARIFYING AMENDMENTS TO PROTECT THE AVAILABILITY OF THE COMPANY'S NET OPERATING LOSS CARRY FORWARDS UNDER SECTION 382 OF THE INTERNAL REVENUE CODE IN CONNECTION WITH THE COMPANY'S PENDING RIGHTS OFFERING. 04 RATIFICATION OF THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
GENERAL MILLS, INC. SECURITY 370334104 MEETING TYPE Annual TICKER SYMBOL GIS MEETING DATE 22-Sep-2008 ISIN US3703341046 AGENDA 932943598 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For 1B ELECTION OF DIRECTOR: PAUL DANOS Management For For 1C ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For 1D ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1E ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For 1F ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For 1G ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For 1H ELECTION OF DIRECTOR: STEVE ODLAND Management For For 1I ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For 1J ELECTION OF DIRECTOR: LOIS E. QUAM Management For For 1K ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For 1L ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1M ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
WM. WRIGLEY JR. COMPANY SECURITY 982526105 MEETING TYPE Special TICKER SYMBOL WWY MEETING DATE 25-Sep-2008 ISIN US9825261053 AGENDA 932942217 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF APRIL 28, 2008, AMONG WM. WRIGLEY JR. COMPANY, MARS, INCORPORATED, NEW UNO HOLDINGS CORPORATION AND NEW UNO ACQUISITION CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR Management For For APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTING THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 3 The Gabelli Convertible and Income Securities Fund Inc. PERNOD-RICARD, PARIS SECURITY F72027109 MEETING TYPE MIX TICKER SYMBOL RI.PA MEETING DATE 05-Nov-2008 ISIN FR0000120693 MEETING DATE 701724014 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- French Resident Shareowners must complete, sign Non-Voting and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative O.1 Receive the reports of the Board of Directors Management For For and the Auditors; approve the Company's financial statements for the YE in 30 JUN 2008 as presented, earnings for the FY: EUR 925,580,852.74, the expenses and charges that were not tax deductible of EUR 125,815.00 with a corresponding tax of EUR 43,322.00 O.2 Receive the reports of the Board of Directors Management For For and the Auditors; approve the consolidated financial statements for the said FY, in the form presented to the meeting O.3 Approve the recommendations of the Board of Management For For directors and resolves that the income for the FY be appropriated as follows: earnings for the FY: EUR 925,580,852.74 legal reserve: EUR 71,178.48 previous retained earnings: EUR 517,716,451.00 distributable income: EUR 1,443,226,125.26 dividends: EUR 289,981,525.68 retained earnings: EUR 1,1 53,244,599.58 the shareholders' meeting reminds that an interim dividend of EUR 0.63 was already paid on 03 JUL 2008 the remaining dividend of EUR 0.69 will be paid on 18 NOV 2008, and will entitle natural persons to the 40% allowance in the event that the Company holds some of its own share on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account, as required by law O.4 Receive the special report of the Auditors on Management For For agreements governed by Article L.225.38 of the French Commercial code, and approve the said report and the agreements referred to therein O.5 Receive the special report of the Auditors on Management For For agreements governed by Article L.225.38 ET L.225.42.1 of the French Commercial Code, and approve the said report and the agreements referred to therein regarding Mr. Patrick Ricard, Chairman O.6 Receive the special report of the Auditors on Management For For agreements governed by Article L.225.38 ET L.225.42.1 of the French Commercial Code, and approve the said report and the agreements referred to therein concerning Mr. Pierre Pringet, Managing Director O.7 Approve to renew the appointment of Mr. Patrick Management For For Ricard as Director for a 4 year period O.8 Approve to renew the appointment of Mr. Pierre Management For For Pringuet as Director for a 4 year period O.9 Approve to renew the appointment of Mr. Rafael Management For For Gonzalez- Gallarza as Director for a 4 year period O.10 Appoint Mr. Wolfgang Colberg as a Director, for Management For For a 4 year period O.11 Appoint Mr. Cesar Giron as a Director, for a 4 Management For For year period O.12 Approve to award total annual fees of EUR Management For For 750,000.00 to the Board of Directors O.13 Authorize the Board of Directors to trade in Management For For the Company's shares on the stock market, subject to the conditions specified below: maximum purchase price: EUR 125.00, maximum number of shares to be acquired: 10% of the share capital, maximum funds invested in the share buybacks: EUR 2,746,037,125.00 [Authority expires at the end of 18 months] this authorization supersedes the fraction unused of the authorization granted by the shareholders' meeting of 07 NOV 2007, in its resolution number 8 and to take all necessary measures and accomplish all necessary formalities E.14 Grant authority to the Board of Directors to Management For For reduce the share capital, on one or more occasions and at its sole discretion, by canceling all or part of the shares held by the Company in connection with a stock repurchase plan granted by the resolution13 of the present meeting, up to a maximum of 10% of the share capital over a 24 month period [Authority expires at the end of 24 months], this authorization supersedes the fraction unused of the authorization granted by the shareholders' meeting of 07 NOV 2007 in its resolution number 9 E.15 Grant authority to the Board of Directors to Management For For issue warrants giving right to subscribe to shares in the event of a public exchange offer concerning the Company's shares, [Authority expires at the end of 18 months] the global nominal amount of shares issued under this delegation of authority shall not exceed EUR 145,000,000.00 and to take all necessary measures and accomplish all necessary formalities, this authorization supersedes the fraction unused of the authorization granted by the shareholders' meeting of 07 NOV 2007, in its resolution number 19 E.16 Authorize the Board of Directors to increase Management For For the share capital, on one or more occasions, at its sole discretion, in favor of employees and corporate officers of the Company who are members of a Company Savings Plan, [Authority expires at the end of 26 months] and for a nominal amount that shall not exceed 2% of the share capital, this amount shall count against the overall value set forth in resolution number 11 of the shareholders' meeting dated 07 NOV 2007, the shareholders meeting decides to cancel the shareholders' preferential subscription rights, this authorization supersedes the fraction unused of the authorization granted by the shareholders' meeting of 07 NOV 2007, in its resolution number 20, and to take all necessary measures and accomplish all necessary formalities to charge the share issuance cost against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to one-tenth of the new capital after each increase E.17 Grant full powers to the bearer of an original, Management For For a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 4 The Gabelli Convertible and Income Securities Fund Inc. ANHEUSER-BUSCH COMPANIES, INC. SECURITY 035229103 MEETING TYPE Special TICKER SYMBOL BUD MEETING DATE 12-Nov-2008 ISIN US0352291035 AGENDA 932962839 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER BY AND AMONG INBEV N.V./S.A., PESTALOZZI ACQUISITION CORP., AND ANHEUSER-BUSCH COMPANIES, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL NUMBER 1 AT THE TIME OF THE SPECIAL MEETING.
DIEBOLD, INCORPORATED SECURITY 253651103 MEETING TYPE Annual TICKER SYMBOL DBD MEETING DATE 12-Nov-2008 ISIN US2536511031 AGENDA 932963538 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 LOUIS V. BOCKIUS III For For 2 PHILLIP R. COX For For 3 RICHARD L. CRANDALL For For 4 GALE S. FITZGERALD For For 5 PHILLIP B. LASSITER For For 6 JOHN N. LAUER For For 7 ERIC J. ROORDA For For 8 THOMAS W. SWIDARSKI For For 9 HENRY D.G. WALLACE For For 10 ALAN J. WEBER For For 02 TO RATIFY THE APPOINTMENT OF KPMG, LLP AS THE Management For For CORPORATION'S INDEPENDENT AUDITORS FOR THE YEAR 2008
MICROSOFT CORPORATION SECURITY 594918104 MEETING TYPE Annual TICKER SYMBOL MSFT MEETING DATE 19-Nov-2008 ISIN US5949181045 AGENDA 932960013 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 02 ELECTION OF DIRECTOR: JAMES I. CASH JR. Management For For 03 ELECTION OF DIRECTOR: DINA DUBLON Management For For 04 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For 05 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 06 ELECTION OF DIRECTOR: REED HASTINGS Management For For 07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For 10 APPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN. 11 APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION Management For For PLAN FOR NON-EMPLOYEE DIRECTORS. 12 RATIFICATION OF THE SELECTION OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. 13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON Shareholder Against For INTERNET CENSORSHIP. 14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For COMMITTEE ON HUMAN RIGHTS. 15 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shareholder Against For CONTRIBUTIONS.
WHX CORPORATION SECURITY 929248508 MEETING TYPE Special TICKER SYMBOL WXCP MEETING DATE 19-Nov-2008 ISIN US9292485086 AGENDA 932968449 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 TO AUTHORIZE THE BOARD, AT ITS DISCRETION, TO Management For For AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A REVERSE STOCK SPLIT OF THE COMPANY'S ISSUED & OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, BY A RATIO OF BETWEEN 1- FOR-3 AND 1-FOR-10, INCLUSIVE, WITHOUT FURTHER APPROVAL OR AUTHORIZATION OF THE COMPANY'S STOCKHOLDERS. 02 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Management For For COMPANY, AT ITS DISCRETION, TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PERMIT THE COMPANY TO TAKE ACTION BY WRITTEN CONSENT OF A MAJORITY OF THE STOCKHOLDERS ENTITLED TO VOTE WITH RESPECT TO THE SUBJECT MATTER OF THE ACTION.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 5 The Gabelli Convertible and Income Securities Fund Inc. UST INC. SECURITY 902911106 MEETING TYPE Special TICKER SYMBOL UST MEETING DATE 04-Dec-2008 ISIN US9029111062 AGENDA 932969869 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF SEPTEMBER 7, 2008, BY AND AMONG UST INC., ALTRIA GROUP, INC., AND ARMCHAIR SUB, INC., AS AMENDED, AND APPROVE THE MERGER CONTEMPLATED THEREBY. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OR Management For For POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED, AND APPROVE THE MERGER.
WALGREEN CO. SECURITY 931422109 MEETING TYPE Annual TICKER SYMBOL WAG MEETING DATE 14-Jan-2009 ISIN US9314221097 AGENDA 932978046 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 WILLIAM C. FOOTE For For 2 MARK P. FRISSORA For For 3 ALAN G. MCNALLY For For 4 CORDELL REED For For 5 NANCY M. SCHLICHTING For For 6 DAVID Y. SCHWARTZ For For 7 ALEJANDRO SILVA For For 8 JAMES A. SKINNER For For 9 MARILOU M. VON FERSTEL For For 10 CHARLES R. WALGREEN III For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO AMEND THE WALGREEN CO. 1982 EMPLOYEES STOCK Management For For PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN. 04 SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE Shareholder Against For BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF WALGREEN CO. 05 SHAREHOLDER PROPOSAL THAT WALGREEN CO. Shareholder Against For SHAREHOLDERS VOTE TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
ROCKWELL AUTOMATION, INC. SECURITY 773903109 MEETING TYPE Annual TICKER SYMBOL ROK MEETING DATE 04-Feb-2009 ISIN US7739031091 AGENDA 932985116 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- A DIRECTOR Management 1 BETTY C. ALEWINE For For 2 VERNE G. ISTOCK For For 3 DONALD R. PARFET For For 4 DAVID B. SPEER For For B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
MORGAN STANLEY SECURITY 617446448 MEETING TYPE Special TICKER SYMBOL MS MEETING DATE 09-Feb-2009 ISIN US6174464486 AGENDA 932990989 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 TO APPROVE THE CONVERSION TERMS OF MORGAN Management For For STANLEY'S SERIES B NON-CUMULATIVE NON-VOTING PERPETUAL CONVERTIBLE PREFERRED STOCK, THE ISSUANCE OF MORGAN STANLEY'S COMMON STOCK PURSUANT TO SUCH TERMS AND POTENTIAL EQUITY ISSUANCES CONTEMPLATED BY INVESTOR AGREEMENT, DATED AS OF OCTOBER 13, 2008, AS AMENDED, BY AND BETWEEN MORGAN STANLEY AND MITSUBISHI UFJ FINANCIAL GROUP, INC. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF (A) THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR (B) A QUORUM IS NOT PRESENT AT THE TIME OF THE SPECIAL MEETING.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 6 The Gabelli Convertible and Income Securities Fund Inc. NATIONAL FUEL GAS COMPANY SECURITY 636180101 MEETING TYPE Annual TICKER SYMBOL NFG MEETING DATE 12-Mar-2009 ISIN US6361801011 AGENDA 932996347 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 R. DON CASH For For 2 STEPHEN E. EWING For For 3 GEORGE L. MAZANEC For For 02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 VOTE TO APPROVE THE 2009 NON-EMPLOYEE DIRECTOR Management For For EQUITY COMPENSATION PLAN
PARMALAT SPA, COLLECCHIO SECURITY 70175R102 MEETING TYPE Ordinary General Meeting TICKER SYMBOL PLATF.PK MEETING DATE 08-Apr-2009 ISIN US70175R1023 MEETING DATE 701858625 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting VOTE 'IN FAVOR' OR "AGAINST" ONLY-FOR RESOLUTIONS 1 AND 2. THANK YOU. PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting REACH QUORUM, THERE WILL BE A SE-COND CALL ON 09 APR 2009. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. Approve the balance sheet, income statement and Management For For accompanying notes at 31 DEC 2008, together with the report on operations for the same year with the relevant proposal of distribution of profits, review of the report of the Statutory Auditors, consequent resolutions 2. Approve to increase of the compensation to the Management For For Independent Auditors' Firm, consequent resolution
BANK OF NEW YORK MELLON CORP. SECURITY 064058100 MEETING TYPE Annual TICKER SYMBOL BK MEETING DATE 14-Apr-2009 ISIN US0640581007 AGENDA 933014805 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 RUTH E. BRUCH For For 2 NICHOLAS M. DONOFRIO For For 3 GERALD L. HASSELL For For 4 EDMUND F. KELLY For For 5 ROBERT P. KELLY For For 6 RICHARD J. KOGAN For For 7 MICHAEL J. KOWALSKI For For 8 JOHN A. LUKE, JR. For For 9 ROBERT MEHRABIAN For For 10 MARK A. NORDENBERG For For 11 CATHERINE A. REIN For For 12 WILLIAM C. RICHARDSON For For 13 SAMUEL C. SCOTT III For For 14 JOHN P. SURMA For For 15 WESLEY W. VON SCHACK For For 02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management For For RESOLUTION RELATING TO 2008 EXECUTIVE COMPENSATION. 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. 04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For VOTING. 05 STOCKHOLDER PROPOSAL REQUESTING A 75% RETENTION Shareholder Against For POLICY FOR SHARES ACQUIRED THROUGH COMPENSATION PLANS.
KAMAN CORPORATION SECURITY 483548103 MEETING TYPE Annual TICKER SYMBOL KAMN MEETING DATE 15-Apr-2009 ISIN US4835481031 AGENDA 933002521 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1 DIRECTOR Management 1 E. REEVES CALLAWAY III For For 2 KAREN M. GARRISON For For 3 A. WILLIAM HIGGINS For For 2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE ENSUING YEAR.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 7 The Gabelli Convertible and Income Securities Fund Inc. BP P.L.C. SECURITY 055622104 MEETING TYPE Annual TICKER SYMBOL BP MEETING DATE 16-Apr-2009 ISIN US0556221044 AGENDA 933008888 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Management For For ACCOUNTS 02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For 03 DIRECTOR Management 1 MR A BURGMANS For For 2 MRS C B CARROLL For For 3 SIR WILLIAM CASTELL For For 4 MR I C CONN For For 5 MR G DAVID For For 6 MR E B DAVIS, JR For For 7 MR R DUDLEY For For 8 MR D J FLINT For For 9 DR B E GROTE For For 10 DR A B HAYWARD For For 11 MR A G INGLIS For For 12 DR D S JULIUS For For 13 SIR TOM MCKILLOP For For 14 SIR IAN PROSSER For For 15 MR P D SUTHERLAND For For 18 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO Management For For A SPECIFIED AMOUNT S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Management For For GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
GENUINE PARTS COMPANY SECURITY 372460105 MEETING TYPE Annual TICKER SYMBOL GPC MEETING DATE 20-Apr-2009 ISIN US3724601055 AGENDA 933004981 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 DR. MARY B. BULLOCK For For 2 JEAN DOUVILLE For For 3 THOMAS C. GALLAGHER For For 4 GEORGE C. "JACK" GUYNN For For 5 JOHN D. JOHNS For For 6 MICHAEL M.E. JOHNS, MD For For 7 J. HICKS LANIER For For 8 WENDY B. NEEDHAM For For 9 JERRY W. NIX For For 10 LARRY L. PRINCE For For 11 GARY W. ROLLINS For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
ELI LILLY AND COMPANY SECURITY 532457108 MEETING TYPE Annual TICKER SYMBOL LLY MEETING DATE 20-Apr-2009 ISIN US5324571083 AGENDA 933007367 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 M.S. FELDSTEIN For For 2 J.E. FYRWALD For For 3 E.R. MARRAM For For 4 D.R. OBERHELMAN For For 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF THE DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2009 03 APPROVE AMENDMENTS TO THE ARTICLES OF Management For For INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS 04 REAPPROVE THE MATERIAL TERMS OF PERFORMANCE Management For For GOALS FOR THE ELI LILLY AND COMPANY BONUS PLAN
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 8 The Gabelli Convertible and Income Securities Fund Inc. 05 PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE Shareholder Against For BOARD ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS FROM THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS 06 PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE Shareholder Against For COMPANY AMEND ITS ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE COMPANY'S BYLAWS BY MAJORITY VOTE 07 PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE Shareholder Against For BOARD OF DIRECTORS ADOPT A POLICY OF ASKING SHAREHOLDERS TO RATIFY THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AT THE ANNUAL MEETING OF SHAREHOLDERS
M&T BANK CORPORATION SECURITY 55261F104 MEETING TYPE Annual TICKER SYMBOL MTB MEETING DATE 21-Apr-2009 ISIN US55261F1049 AGENDA 933008686 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 BRENT D. BAIRD For For 2 ROBERT J. BENNETT For For 3 C. ANGELA BONTEMPO For For 4 ROBERT T. BRADY For For 5 MICHAEL D. BUCKLEY For For 6 T.J. CUNNINGHAM III For For 7 MARK J. CZARNECKI For For 8 COLM E. DOHERTY For For 9 PATRICK W.E. HODGSON For For 10 RICHARD G. KING For For 11 JORGE G. PEREIRA For For 12 MICHAEL P. PINTO For For 13 MELINDA R. RICH For For 14 ROBERT E. SADLER, JR. For For 15 EUGENE J. SHEEHY For For 16 HERBERT L. WASHINGTON For For 17 ROBERT G. WILMERS For For 02 TO APPROVE THE M&T BANK CORPORATION 2009 EQUITY Management Against Against INCENTIVE COMPENSATION PLAN. 03 TO APPROVE THE COMPENSATION OF M&T BANK Management For For CORPORATION'S NAMED EXECUTIVE OFFICERS. 04 TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2009.
CITIGROUP INC. SECURITY 172967101 MEETING TYPE Annual TICKER SYMBOL C MEETING DATE 21-Apr-2009 ISIN US1729671016 AGENDA 933017495 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Management For For 1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For 1C ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For 1D ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Management For For 1E ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For 1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For 1G ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Management For For 1H ELECTION OF DIRECTOR: VIKRAM S. PANDIT Management For For 1I ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For 1J ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Management For For 1K ELECTION OF DIRECTOR: JUDITH RODIN Management For For 1L ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1M ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Management For For 1N ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. 03 PROPOSAL TO APPROVE THE CITIGROUP 2009 STOCK Management Against Against INCENTIVE PLAN. 04 PROPOSAL TO APPROVE CITI'S 2008 EXECUTIVE Management For For COMPENSATION 05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS. 06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For POLITICAL CONTRIBUTIONS. 07 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For PREDATORY CREDIT CARD PRACTICES. 08 STOCKHOLDER PROPOSAL REQUESTING THAT TWO Shareholder Against For CANDIDATES BE NOMINATED FOR EACH BOARD POSITION. 09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For CARBON PRINCIPLES.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 9 The Gabelli Convertible and Income Securities Fund Inc. 10 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE Shareholder Against For OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT. 11 STOCKHOLDER PROPOSAL REQUESTING ADDITIONAL Shareholder Against For DISCLOSURE REGARDING CITI'S COMPENSATION CONSULTANTS. 12 STOCKHOLDER PROPOSAL REQUESTING THAT Shareholder Against For STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. 13 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE Shareholder Against For VOTING.
GENERAL ELECTRIC COMPANY SECURITY 369604103 MEETING TYPE Annual TICKER SYMBOL GE MEETING DATE 22-Apr-2009 ISIN US3696041033 AGENDA 933003713 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For A2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For A12 ELECTION OF DIRECTOR: SAM NUNN Management For For A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For A15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For B RATIFICATION OF KPMG Management For For C1 CUMULATIVE VOTING Shareholder Against For C2 EXECUTIVE COMPENSATION ADVISORY VOTE Shareholder Against For C3 INDEPENDENT STUDY REGARDING BREAKING UP GE Shareholder Against For C4 DIVIDEND POLICY Shareholder Against For C5 SHAREHOLDER VOTE ON GOLDEN PARACHUTES Shareholder Against For
THE COCA-COLA COMPANY SECURITY 191216100 MEETING TYPE Annual TICKER SYMBOL KO MEETING DATE 22-Apr-2009 ISIN US1912161007 AGENDA 933005856 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For 02 ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For 03 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For 04 ELECTION OF DIRECTOR: BARRY DILLER Management For For 05 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For 06 ELECTION OF DIRECTOR: MUHTAR KENT Management For For 07 ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For 08 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For 09 ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For 10 ELECTION OF DIRECTOR: SAM NUNN Management For For 11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For 12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For 13 ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For 14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For 15 RATIFICATION OF THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS 16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION 17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For BOARD CHAIR 18 SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE Shareholder Against For ON HUMAN RIGHTS 19 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 10 The Gabelli Convertible and Income Securities Fund Inc. DIEBOLD, INCORPORATED SECURITY 253651103 MEETING TYPE Annual TICKER SYMBOL DBD MEETING DATE 23-Apr-2009 ISIN US2536511031 AGENDA 933007886 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 PHILLIP R. COX For For 2 RICHARD L. CRANDALL For For 3 GALE S. FITZGERALD For For 4 PHILLIP B. LASSITER For For 5 JOHN N. LAUER For For 6 ERIC J. ROORDA For For 7 THOMAS W. SWIDARSKI For For 8 HENRY D.G. WALLACE For For 9 ALAN J. WEBER For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR 2009. 03 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Management Abstain Against 1991 EQUITY AND PERFORMANCE INCENTIVE PLAN.
JOHNSON & JOHNSON SECURITY 478160104 MEETING TYPE Annual TICKER SYMBOL JNJ MEETING DATE 23-Apr-2009 ISIN US4781601046 AGENDA 933008523 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For 1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For 1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For 1D ELECTION OF DIRECTOR: ARNOLD G. LANGBO Management For For 1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For 1F ELECTION OF DIRECTOR: LEO F. MULLIN Management For For 1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For 1H ELECTION OF DIRECTOR: CHARLES PRINCE Management For For 1I ELECTION OF DIRECTOR: DAVID SATCHER Management For For 1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For POLICIES AND DISCLOSURE
PFIZER INC. SECURITY 717081103 MEETING TYPE Annual TICKER SYMBOL PFE MEETING DATE 23-Apr-2009 ISIN US7170811035 AGENDA 933011176 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For 1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For 1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For 1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For 1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For 1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For 1H ELECTION OF DIRECTOR: JAMES M. KILTS Management For For 1I ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For 1J ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For 1K ELECTION OF DIRECTOR: DANA G. MEAD Management For For 1L ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1N ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. 03 PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK Management Against Against PLAN, AS AMENDED AND RESTATED. 04 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For 05 SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON Shareholder Against For EXECUTIVE COMPENSATION. 06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder Against For VOTING. 07 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For SHAREHOLDER MEETINGS.
GATX CORPORATION SECURITY 361448202 MEETING TYPE Annual TICKER SYMBOL GMTPR MEETING DATE 24-Apr-2009 ISIN US3614482020 AGENDA 933010263 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 ANNE L. ARVIA For For 2 RICHARD FAIRBANKS For For 3 DEBORAH M. FRETZ For For 4 ERNST A. HABERLI For For 5 BRIAN A. KENNEY For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 11 The Gabelli Convertible and Income Securities Fund Inc. 6 MARK G. MCGRATH For For 7 JAMES B. REAM For For 8 DAVID S. SUTHERLAND For For 9 CASEY J. SYLLA For For 02 TO APPROVE THE "PERFORMANCE-BASED" COMPENSATION Management For For PROVISIONS OF THE GATX CORPORATION 2004 EQUITY INCENTIVE COMPENSATION PLAN TO COMPLY WITH THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX CORPORATION IN 2009.
GATX CORPORATION SECURITY 361448103 MEETING TYPE Annual TICKER SYMBOL GMT MEETING DATE 24-Apr-2009 ISIN US3614481030 AGENDA 933010263 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 ANNE L. ARVIA For For 2 RICHARD FAIRBANKS For For 3 DEBORAH M. FRETZ For For 4 ERNST A. HABERLI For For 5 BRIAN A. KENNEY For For 6 MARK G. MCGRATH For For 7 JAMES B. REAM For For 8 DAVID S. SUTHERLAND For For 9 CASEY J. SYLLA For For 02 TO APPROVE THE "PERFORMANCE-BASED" COMPENSATION Management For For PROVISIONS OF THE GATX CORPORATION 2004 EQUITY INCENTIVE COMPENSATION PLAN TO COMPLY WITH THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX CORPORATION IN 2009.
AMERICAN EXPRESS COMPANY SECURITY 025816109 MEETING TYPE Annual TICKER SYMBOL AXP MEETING DATE 27-Apr-2009 ISIN US0258161092 AGENDA 933007595 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: D.F. AKERSON Management For For 1B ELECTION OF DIRECTOR: C. BARSHEFSKY Management For For 1C ELECTION OF DIRECTOR: U.M. BURNS Management For For 1D ELECTION OF DIRECTOR: K.I. CHENAULT Management For For 1E ELECTION OF DIRECTOR: P. CHERNIN Management For For 1F ELECTION OF DIRECTOR: J. LESCHLY Management For For 1G ELECTION OF DIRECTOR: R.C. LEVIN Management For For 1H ELECTION OF DIRECTOR: R.A. MCGINN Management For For 1I ELECTION OF DIRECTOR: E.D. MILLER Management For For 1J ELECTION OF DIRECTOR: S.S REINEMUND Management For For 1K ELECTION OF DIRECTOR: R.D. WALTER Management For For 1L ELECTION OF DIRECTOR: R.A. WILLIAMS Management For For 02 RATIFICATION OF APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. 03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Management For For COMPENSATION. 04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR DIRECTORS. 05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF Shareholder Against For SPECIAL SHAREHOLDER MEETINGS.
SWEDISH MATCH AB, STOCKHOLM SECURITY W92277115 MEETING TYPE Annual General Meeting TICKER SYMBOL SWM.DE MEETING DATE 28-Apr-2009 ISIN SE0000310336 MEETING DATE 701893871 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 12 The Gabelli Convertible and Income Securities Fund Inc. MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting SWEDEN ACCEPT ABSTAIN AS A VALID VO-TE OPTION. THANK YOU. PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 540594 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Opening of the Meeting and election of Mr. Non-Voting Claes Beyer as the Chairman of the-Meeting 2. Preparation and approval of the voting list Non-Voting 3. Election of one or two persons, to verify the Non-Voting minutes 4. Determination of whether the meeting has been Non-Voting duly convened 5. Approval of the agenda Non-Voting 6. Presentation of the annual report and the Non-Voting Auditors' report, the consolidated f-inancial statements and the Auditors' report on the consolidated financial sta-tements for 2008, the Auditors' statement regarding compliance with the princi-ples for determination of remuneration to senior executives as well as the Boa-rd of Directors' motion regarding the allocation of profit and explanatory sta-tements; in connection therewith, the President's address and the Board of Dir-ectors' report regarding its work and the work and function of the Compensatio-n Committee and the Audit Committee 7. Adopt the income statement and balance sheet Management For For and the consolidated income statement and consolidated balance sheet 8. Approve that a dividend be paid to the Management For For shareholders in the amount of SEK 4.10 per share and the remaining profits be carried forward, minus the funds that may be utilized for a bonus issue, provided that the 2009 AGM passes a resolution in accordance with a reduction of the share capital pursuant to Resolution 10.A, as well as a resolution concerning a bonus issue pursuant to Resolution 10.B; the record date for entitlement to receive a cash dividend is 04 MAY 2009; the dividend is expected to be paid through Euroclear Sweden AB [formerly VPC AB] on 07 MAY 2009 9. Grant discharge, from liability, to the Board Management For For Members and the President 10.A Approve to reduce the Company's share capital Management For For of SEK 6,110,045.76 by means of the withdrawal of 4,000,000 shares in the Company; the shares in the Company proposed for withdrawal have been repurchased by the Company in accordance with the authorization granted by the general meeting of the Company and the reduced amount be allocated to a fund for use in repurchasing the Company's own shares 10.B Approve, upon passing of Resolution 10A, to Management For For increase in the Company's share capital of SEK 6,110,045.76 through a transfer from non-restricted shareholders' equity to the share capital [bonus issue]; the share capital shall be increased without issuing new shares 11. Authorize the Board of Directors to decide on Management For For the acquisition, on 1 or more occasions prior to the next AGM, of a maximum of as many shares as may be acquired without the Company's holding at any time exceeding more than 10% of all shares in the Company, for a maximum amount of SEK 3,000 million; the shares shall be acquired on the NASDAQ OMX Nordic Exchange in Stockholm Stock Exchange at a price within the price interval registered at any given time, i.e. the interval between the highest bid price and the lowest offer price 12. Adopt the specified principles for Management For For determination of remuneration and other terms of employment for the President and other Members of the Group Management team 13. Approve a Call Option Program for 2009 Management For For 14. Approve that the Company issue 1,720,000 call Management For For options to execute the option program for 2008; that the Company, in a deviation from the preferential rights of shareholders, be permitted to transfer of 1,720,000 shares in the Company at a selling price of SEK 141.24 per share in conjunction with a potential exercise of the call options; the number of shares and the selling price of the shares covered by the transfer resolution in accordance with this item may be recalculated as a consequence of a bonus issue of shares, a consolidation or split of shares, a new share issue, a reduction in the share capital, or another similar measure 15. Approve to determine the number of Members of Management For For the Board of Directors at 7, without Deputies 16. Approve that the Board of Directors be paid for Management For For the period until the close of the next AGM as follows: the Chairman shall receive SEK 1,575,000 and the Deputy Chairman shall receive SEK 745,000 and the other Board Members elected by the meeting shall each receive SEK 630,000 and, as compensation for committee work carried out, be allocated SEK 230,000 to the Chairmen of the Compensation Committee and the Audit Committee respectively and SEK 115,000 respectively to the other Members of these Committees although totaling no more than SEK 920,000; and that Members of the Board employed by the Swedish Match Group shall not receive any remuneration 17. Re-elect Messrs. Charles A. Blixt, Andrew Management For For Cripps, Karen Guerra, Arne Jurbrant, Conny Karlsson, Kersti Strandqvist and Meg Tiveus as the Members of the Board of Directors and Mr. Conny Karlsson as the Chairman of the Board, and Mr. Andrew Cripps as the Deputy Chairman 18. Amend the Articles of Association Management For For 19. Approve the procedure for appointing Members to Management For For the Nominating Committee and the matter of remuneration for the Nominating Committee, if any 20. Adopt the instructions for Swedish Match AB's Management For For Nominating Committee which, in all essentials, are identical to those adopted by the 2008 AGM
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 13 The Gabelli Convertible and Income Securities Fund Inc. MERCK & CO., INC. SECURITY 589331107 MEETING TYPE Annual TICKER SYMBOL MRK MEETING DATE 28-Apr-2009 ISIN US5893311077 AGENDA 933007432 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For 1B ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D. Management For For 1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Management For For 1G ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Management For For 1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Management For For 1I ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1J ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For 1K ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Management For For 1L ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1M ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Management For For 1N ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1O ELECTION OF DIRECTOR: PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE Management For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For INCORPORATION TO LIMIT THE SIZE OF THE BOARD TO NO MORE THAN 18 DIRECTORS 04 STOCKHOLDER PROPOSAL CONCERNING SPECIAL Shareholder Against For SHAREHOLDER MEETINGS 05 STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For LEAD DIRECTOR 06 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY Shareholder Against For VOTE ON EXECUTIVE COMPENSATION
WELLS FARGO & COMPANY SECURITY 949746101 MEETING TYPE Annual TICKER SYMBOL WFC MEETING DATE 28-Apr-2009 ISIN US9497461015 AGENDA 933008422 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For 1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For 1G ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For 1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For 1I ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For 1J ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1K ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For 1L ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1M ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For 1N ELECTION OF DIRECTOR: DONALD B. RICE Management For For 1O ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1P ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1Q ELECTION OF DIRECTOR: ROBERT K. STEEL Management For For 1R ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1S ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY Management For For RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES. 03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2009. 04 PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against COMPANY'S LONG-TERM INCENTIVE COMPENSATION PLAN. 05 STOCKHOLDER PROPOSAL REGARDING A BY-LAWS Shareholder Against For AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN. 06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shareholder Against For POLITICAL CONTRIBUTIONS.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 14 The Gabelli Convertible and Income Securities Fund Inc. INTERNATIONAL BUSINESS MACHINES CORP. SECURITY 459200101 MEETING TYPE Annual TICKER SYMBOL IBM MEETING DATE 28-Apr-2009 ISIN US4592001014 AGENDA 933008725 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For 1B ELECTION OF DIRECTOR: C. BLACK Management For For 1C ELECTION OF DIRECTOR: W.R. BRODY Management For For 1D ELECTION OF DIRECTOR: K.I. CHENAULT Management For For 1E ELECTION OF DIRECTOR: M.L. ESKEW Management For For 1F ELECTION OF DIRECTOR: S.A. JACKSON Management For For 1G ELECTION OF DIRECTOR: T. NISHIMURO Management For For 1H ELECTION OF DIRECTOR: J.W. OWENS Management For For 1I ELECTION OF DIRECTOR: S.J. PALMISANO Management For For 1J ELECTION OF DIRECTOR: J.E. SPERO Management For For 1K ELECTION OF DIRECTOR: S. TAUREL Management For For 1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Management For For TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE 04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For 05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For AND PENSION INCOME 06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON Shareholder Against For EXECUTIVE COMPENSATION
CH ENERGY GROUP, INC. SECURITY 12541M102 MEETING TYPE Annual TICKER SYMBOL CHG MEETING DATE 28-Apr-2009 ISIN US12541M1027 AGENDA 933022559 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 MANUEL J. IRAOLA For For 2 E. MICHEL KRUSE For For 3 ERNEST R. VEREBELYI For For 02 AMENDMENT TO RESTATED CERTIFICATE OF Management For For INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 03 RATIFICATION OF APPOINTMENT OF THE Management For For CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
MORGAN STANLEY SECURITY 617446448 MEETING TYPE Annual TICKER SYMBOL MS MEETING DATE 29-Apr-2009 ISIN US6174464486 AGENDA 933024301 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For 1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For 1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For 1D ELECTION OF DIRECTOR: NOBUYUKI HIRANO Management For For 1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1F ELECTION OF DIRECTOR: JOHN J. MACK Management For For 1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For 1J ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Management For For 1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For 1L ELECTION OF DIRECTOR: LAURA D. TYSON Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITOR 03 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Management For For DISCLOSED IN THE PROXY STATEMENT 04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Management Against Against PLAN 05 SHAREHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For SHAREOWNER MEETINGS 06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shareholder Against For
ROLLS-ROYCE GROUP PLC SECURITY G7630U109 MEETING TYPE Annual General Meeting TICKER SYMBOL RR.L MEETING DATE 30-Apr-2009 ISIN GB0032836487 MEETING DATE 701859730 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1. Receive the financial statements and statutory Management For For reports 2. Approve the remuneration report Management For For 3. Elect Mr. John Neill as a Director Management For For 4. Re-elect Mr. Peter Byrom as a Director Management For For 5. Re-elect Mr. Iain Conn as a Director Management For For 6. Re-elect Mr. James Guyette as a Director Management For For 7. Re-elect Mr. John Rishton as a Director Management For For 8. Re-elect Mr. Simon Robertson as a Director Management For For 9. Re-appoint KPMG Audit Plc as the Auditors and Management For For authorize the Board to determine their remuneration
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 15 The Gabelli Convertible and Income Securities Fund Inc. 10. Authorize the Directors to capitalize GBP Management For For 350,000,000 standing to the credit of the Company's merger reserve, capital redemption reserve and/or such other reserves issue equity with pre-emptive rights up to aggregate nominal amount of GBP 350,000,000 [C shares] 11. Authorize the Company and its subsidiaries to Management For For make EU political donations to political parties and/or independent election candidates, to political organizations other than political parties and incur EU political expenditure up to GBP 50,000 12. Grant authority to issue the equity or Management For For equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 124,899,130 13. Grant authority to issue the equity or Management For For equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 18,734,869 14. Grant authority to 185,137,887 ordinary shares Management For For for market purchase
CORNING INCORPORATED SECURITY 219350105 MEETING TYPE Annual TICKER SYMBOL GLW MEETING DATE 30-Apr-2009 ISIN US2193501051 AGENDA 933011570 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTORS Management 1 JAMES B. FLAWS For For 2 JAMES R. HOUGHTON For For 3 JAMES J. O'CONNOR For For 4 DEBORAH D. RIEMAN For For 5 PETER F. VOLANAKIS For For 6 MARK S. WRIGHTON For For 02 RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2009. 03 SHAREHOLDER PROPOSAL REGARDING A DIRECTOR Shareholder Against For ELECTION MAJORITY VOTE STANDARD. 04 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder Against For OF EACH DIRECTOR ANNUALLY.
CINCINNATI BELL INC. SECURITY 171871403 MEETING TYPE Annual TICKER SYMBOL CBBPRB MEETING DATE 01-May-2009 ISIN US1718714033 AGENDA 933014780 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 BRUCE L. BYRNES For For 2 JAKKI L. HAUSSLER For For 3 MARK LAZARUS For For 4 CRAIG F. MAIER For For 5 ALEX SHUMATE For For 02 THE APPROVAL OF A PROPOSAL TO AMEND THE Management Against Against CINCINNATI BELL INC. 2007 LONG TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE 2007 LONG TERM INCENTIVE PLAN BY 10,000,000 COMMON SHARES AND TO MODIFY THE LIMITS OF CERTAIN AWARD TYPES, INCLUDING FULL VALUE SHARE AWARDS, THAT MAY BE GRANTED UNDER THE 2007 LONG TERM INCENTIVE PLAN. 03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2009.
GREAT PLAINS ENERGY INCORPORATED SECURITY 391164100 MEETING TYPE Annual TICKER SYMBOL GXP MEETING DATE 05-May-2009 ISIN US3911641005 AGENDA 933016998 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 D.L. BODDE For For 2 M.J. CHESSER For For 3 W.H. DOWNEY For For 4 R.C. FERGUSON, JR. For For 5 G.D. FORSEE For For 6 J.A. MITCHELL For For 7 W.C. NELSON For For 8 L.H. TALBOTT For For 9 R.H. WEST For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2009. 03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Management For For ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, WITHOUT PAR VALUE, FROM 150,000,000 TO 250,000,000.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 16 The Gabelli Convertible and Income Securities Fund Inc. SJW CORP. SECURITY 784305104 MEETING TYPE Annual TICKER SYMBOL SJW MEETING DATE 06-May-2009 ISIN US7843051043 AGENDA 933017724 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 K. ARMSTRONG For For 2 M.L. CALI For For 3 J.P. DINAPOLI For For 4 D.R. KING For For 5 N.Y. MINETA For For 6 G.E. MOSS For For 7 W.R. ROTH For For 8 C.J. TOENISKOETTER For For 9 F.R. ULRICH, JR. For For 10 R.A. VAN VALER For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2009.
VERIZON COMMUNICATIONS INC. SECURITY 92343V104 MEETING TYPE Annual TICKER SYMBOL VZ MEETING DATE 07-May-2009 ISIN US92343V1044 AGENDA 933018017 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For 04 APPROVAL OF LONG-TERM INCENTIVE PLAN Management For For 05 APPROVAL OF SHORT-TERM INCENTIVE PLAN Management For For 06 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For 07 SHAREHOLDER ABILITY TO CALL SPECIAL MEETING Shareholder Against For 08 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For 09 CUMULATIVE VOTING Shareholder Against For 10 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER Shareholder Against For DEATH
AVON PRODUCTS, INC. SECURITY 054303102 MEETING TYPE Annual TICKER SYMBOL AVP MEETING DATE 07-May-2009 ISIN US0543031027 AGENDA 933023157 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1 DIRECTOR Management 1 W. DON CORNWELL For For 2 EDWARD T. FOGARTY For For 3 V. ANN HAILEY For For 4 FRED HASSAN For For 5 ANDREA JUNG For For 6 MARIA ELENA LAGOMASINO For For 7 ANN S. MOORE For For 8 PAUL S. PRESSLER For For 9 GARY M. RODKIN For For 10 PAULA STERN For For 11 LAWRENCE A. WEINBACH For For 2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 3 RESOLUTION REGARDING NANOMATERIAL REPORT Shareholder Against For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 17 The Gabelli Convertible and Income Securities Fund Inc. MIRANT CORPORATION SECURITY 60467R100 MEETING TYPE Annual TICKER SYMBOL MIR MEETING DATE 07-May-2009 ISIN US60467R1005 AGENDA 933023272 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 THOMAS W. CASON For For 2 A.D. (PETE) CORRELL For For 3 TERRY G. DALLAS For For 4 THOMAS H. JOHNSON For For 5 JOHN T. MILLER For For 6 EDWARD R. MULLER For For 7 ROBERT C. MURRAY For For 8 JOHN M. QUAIN For For 9 WILLIAM L. THACKER For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2009 03 STOCKHOLDER PROPOSAL REGARDING REPORT ON GLOBAL Shareholder Against For WARMING
MUELLER INDUSTRIES, INC. SECURITY 624756102 MEETING TYPE Annual TICKER SYMBOL MLI MEETING DATE 07-May-2009 ISIN US6247561029 AGENDA 933031611 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 ALEXANDER P. FEDERBUSH For For 2 PAUL J. FLAHERTY For For 3 GENNARO J. FULVIO For For 4 GARY S. GLADSTEIN For For 5 SCOTT J. GOLDMAN For For 6 TERRY HERMANSON For For 7 HARVEY L. KARP For For 02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS OF THE COMPANY. 03 APPROVE THE MUELLER INDUSTRIES, INC. 2009 STOCK Management For For INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REGARDING BOARD MEMBERSHIP. Shareholder Against For
NORTHEAST UTILITIES SECURITY 664397106 MEETING TYPE Annual TICKER SYMBOL NU MEETING DATE 12-May-2009 ISIN US6643971061 AGENDA 933026127 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTORS Management 1 RICHARD H. BOOTH For For 2 JOHN S. CLARKESON For For 3 COTTON M. CLEVELAND For For 4 SANFORD CLOUD, JR. For For 5 JAMES F. CORDES For For 6 E. GAIL DE PLANQUE For For 7 JOHN G. GRAHAM For For 8 ELIZABETH T. KENNAN For For 9 KENNETH R. LEIBLER For For 10 ROBERT E. PATRICELLI For For 11 CHARLES W. SHIVERY For For 12 JOHN F. SWOPE For For 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2009. 03 OTHER BUSINESS THAT MAY PROPERLY COME BEFORE Management For For THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
CONOCOPHILLIPS SECURITY 20825C104 MEETING TYPE Annual TICKER SYMBOL COP MEETING DATE 13-May-2009 ISIN US20825C1045 AGENDA 933026317 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For 1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For 1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For 1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For 1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For 1H ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 18 The Gabelli Convertible and Income Securities Fund Inc. 1I ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For 1J ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For 1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For 1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For 1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For 02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. 03 PROPOSAL TO APPROVE 2009 OMNIBUS STOCK AND Management For For PERFORMANCE INCENTIVE PLAN. 04 UNIVERSAL HEALTH CARE PRINCIPLES. Shareholder Against For 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shareholder Against For 06 POLITICAL CONTRIBUTIONS. Shareholder Against For 07 GREENHOUSE GAS REDUCTION. Shareholder Against For 08 OIL SANDS DRILLING. Shareholder Against For 09 DIRECTOR QUALIFICATIONS. Shareholder Against For
CAMERON INTERNATIONAL CORPORATION SECURITY 13342B105 MEETING TYPE Annual TICKER SYMBOL CAM MEETING DATE 13-May-2009 ISIN US13342B1052 AGENDA 933029894 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTORS Management 1 C. BAKER CUNNINGHAM For For 2 SHELDON R. ERIKSON For For 3 DOUGLAS L. FOSHEE For For 2 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Management For For EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN. 3 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FOR 2009.
CADBURY PLC SECURITY 12721E102 MEETING TYPE Annual TICKER SYMBOL CBY MEETING DATE 14-May-2009 ISIN US12721E1029 AGENDA 933053679 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- O1 TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND Management For For THE DIRECTORS' AND AUDITORS' REPORTS. O2 TO DECLARE AND APPROVE THE FINAL DIVIDEND. Management For For O3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Management For For O4 TO RE-ELECT ROGER CARR AS A DIRECTOR. Management For For O5 TO RE-ELECT TODD STITZER AS A DIRECTOR. Management For For O6 TO ELECT BARONESS HOGG AS A DIRECTOR. Management For For O7 TO ELECT COLIN DAY AS A DIRECTOR. Management For For O8 TO ELECT ANDREW BONFIELD AS A DIRECTOR. Management For For O9 TO RE-APPOINT DELOITTE LLP AS AUDITORS. Management For For O10 TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' Management For For FEES. O11 TO AUTHORISE THE DIRECTORS TO MAKE POLITICAL Management For For DONATIONS AND TO INCUR POLITICAL EXPENDITURE. O12 TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER Management For For SHARES. S13 TO DISAPPLY PRE-EMPTION RIGHTS. Management For For S14 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Management For For SHARES. S15 TO AUTHORIZE THE CONVENING OF A GENERAL Management For For MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 DAYS' NOTICE.
LADBROKES PLC SECURITY G5337D107 MEETING TYPE Annual General Meeting TICKER SYMBOL LDBKF.PK MEETING DATE 15-May-2009 ISIN GB00B0ZSH635 MEETING DATE 701843977 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1. Receive and adopt the reports of the Directors Management For For and the Auditor and the accounts of the Company for the YE 31 DEC 2008 2. Approve to declare the final dividend of 9.05p Management For For on each of the ordinary shares entitled thereto in respect of the YE 31 DEC 2008 3. Appoint Mr. P. Erskine as a Director of the Management For For Company, who retires in accordance with the Articles of Association 4. Appoint Mr. R. J. Ames as a Director of the Management For For Company, who retires in accordance with the Articles of Association 5. Re-appoint Mr. N. M. H. Jones a Director of the Management For For Company, who retires by rotation in accordance with the Articles of Association 6. Re-appoint Mr. J. P. O'Reilly as a Director of Management For For the Company, who retires by rotation in accordance with the Articles of Association 7. Re-appoint Ernst & Young LLP as the Auditor to Management For For the Company and authorize the Directors to agree the remuneration of the Auditor 8. Receive the 2008 Directors' remuneration report Management For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 19 The Gabelli Convertible and Income Securities Fund Inc. 9. Authorize the Company, for the purposes of Management For For Section 366 of the Companies Act 2006 [authorizations required for donations or expenditure] and all Companies that are subsidiaries of the Company at any time during the period for which this resolution has effect to: (i) make political donations to political parties or independent election candidates not exceeding GBP 50,000 in total; (ii) make political donations to political organizations other than political parties not exceeding GBP 50,000 in total; and (iii) incur political expenditure not exceeding GBP 50,000 in total, provided that the aggregate amount of any such donations and expenditure shall not exceed GBP 50,000 during the period beginning with the date of the passing of this resolution and ending on the date of the AGM of the Company to be held in 2010 or, if earlier, on 30 JUN 2010; for the purpose of this resolution the terms "political donations", "independent election candidates", "political organizations" and "political expenditure" have the meanings set out in Sections 363 to 365 of the Companies Act 2006 S.10 Authorize the Company to make market purchases Management For For [Section 163 of the Companies Act 1985] of up to 60,063,870 ordinary shares of 28 1/3p each of the Company, at a minimum price which may be paid for the ordinary share 28 1/3p per share and the maximum price which may be paid for an ordinary share is an amount equal to 105% of the average of the middle market quotations for an ordinary share derived from the London Stock Exchange Daily Official List, over the previous 5 business days; [Authority expires at earlier of the conclusion of the AGM of the Company to be held 2010 or 30 JUN 2010]; and the Company may make a contract to purchase shares after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry 11. Approve to increase the share capital of the Management For For Company by GBP 34,000,000 from GBP 253,000,000 to GBP 287,000,000 by the creation of 120,000,000 additional new ordinary shares of 28 1/3p each in the capital of the Company 12. Authorize the Directors, in substitution for Management For For any existing authority and for the purpose of Section 80 of the Companies Act 1985, to allot relevant securities [with in the meaning of that Section] up to an aggregate nominal amount of GBP 56,776,939; [Authority expires earlier of the conclusion of the AGM of the Company held in 2010 or on 30 JUN 2010]; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.13 Authorize the Directors, to allot equity Management For For securities [Section 94 of the Companies Act 1985[the Act]] pursuant to the authority for the purposes of Section 80 of the Act conferred by the ordinary resolution set out as Resolution No.12 at the notice of 2009 AGM of the Company and passed at the 2009 AGM of the Company and to sell equity securities which immediately before the sale are held by the Company as treasury shares[Section 162A of the Act] in each case, disapplying the statutory pre-emption rights [Section 89(1) of the Act], provided that this power is limited to: a) the allotment or sale of equity securities up to an aggregate nominal amount of GBP 8,509,048; b) the allotment or sale of equity securities up to an aggregate nominal amount of GBP 56,776,939 in connection with a rights issue or other issue in favor of ordinary shareholders; [Authority expires the earlier of the conclusion of the AGM of the Company to be held in 2010 or 30 JUN 2010]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.14 Authorize the Directors of the Company, in Management For For addition to the authority conferred on the Directors by Resolution 12 as set out in the Notice of the 2009 AGM of the Company: (a) authorized for the purposes of Section 80 of the Companies Act 1985 (the Act) to allot relevant securities [within the meaning of that section] up to an aggregate nominal amount of GBP 56,776,939 in connection with a rights issue; and (b) empowered to allot equity securities [as defined by section 94 of the Act] pursuant to the authority for the purposes of section 80 of the Act conferred by this resolution and to sell equity securities which immediately before the sale are held by the Company as treasury shares [as defined in section 162A of the Act] in each case as if section 89(1) of the Act did not apply to such allotment or sale provided that this power shall be limited to the issue of equity securities in connection with a rights issue, [Authority shall expire at the conclusion of the AGM of the Company to be held in 2010 or if earlier, on 30 JUN 2010] save that the Company may before the expiry of this authority make an offer or agreement which would or might require relevant securities of the company to be allotted after its expiry and the Directors may allot relevant securities pursuant to such an offer or agreement as if the authority in this resolution had not expired 15. Approve the term of the Ladbrokes plc Management For For international Share Option Scheme be extended for a further 10 years until 2019 and authorize the Directors of the Company to do all acts and things necessary to put the extension of the scheme into effect S.16 Approve to cancel the share premium account of Management For For the Company
SCHERING-PLOUGH CORPORATION SECURITY 806605101 MEETING TYPE Annual TICKER SYMBOL SGP MEETING DATE 18-May-2009 ISIN US8066051017 AGENDA 933071920 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 THOMAS J. COLLIGAN For For 2 FRED HASSAN For For 3 C. ROBERT KIDDER For For 4 EUGENE R. MCGRATH For For 5 ANTONIO M. PEREZ For For 6 PATRICIA F. RUSSO For For 7 JACK L. STAHL For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 20 The Gabelli Convertible and Income Securities Fund Inc. 8 CRAIG B. THOMPSON, M.D. For For 9 KATHRYN C. TURNER For For 10 ROBERT F.W. VAN OORDT For For 11 ARTHUR F. WEINBACH For For 02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For AS AUDITOR FOR 2009. 03 SHAREHOLDER PROPOSAL RE CUMULATIVE VOTING. Shareholder Against For 04 SHAREHOLDER PROPOSAL RE CALLING SPECIAL MEETING. Shareholder Against For
ANADARKO PETROLEUM CORPORATION SECURITY 032511107 MEETING TYPE Annual TICKER SYMBOL APC MEETING DATE 19-May-2009 ISIN US0325111070 AGENDA 933038374 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: ROBERT J. ALLISON, JR. Management For For 1B ELECTION OF DIRECTOR: PETER J. FLUOR Management For For 1C ELECTION OF DIRECTOR: JOHN W. PODUSKA, SR. Management For For 1D ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS. 03 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Management For For OF INCORPORATION, AS AMENDED. 04 STOCKHOLDER PROPOSAL - AMENDMENT TO NON- Shareholder Against For DISCRIMINATION POLICY.
DR PEPPER SNAPPLE GROUP INC SECURITY 26138E109 MEETING TYPE Annual TICKER SYMBOL DPS MEETING DATE 19-May-2009 ISIN US26138E1091 AGENDA 933040519 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: PAMELA H. PATSLEY Management For For 1B ELECTION OF DIRECTOR: M. ANNE SZOSTAK Management For For 1C ELECTION OF DIRECTOR: MICHAEL F. WEINSTEIN Management For For 02 TO APPROVE AND ADOPT THE MANAGEMENT INCENTIVE Management For For PLAN RELATED TO PERFORMANCE-BASED INCENTIVE COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009. 04 TO APPROVE AND ADOPT THE OMNIBUS STOCK Management For For INCENTIVE PLAN OF 2009.
ROYAL DUTCH SHELL PLC SECURITY 780259206 MEETING TYPE Annual TICKER SYMBOL RDSA MEETING DATE 19-May-2009 ISIN US7802592060 AGENDA 933062882 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For 02 APPROVAL OF REMUNERATION REPORT Management For For 03 APPOINTMENT OF SIMON HENRY AS A DIRECTOR Management For For 04 RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A Management For For DIRECTOR 05 RE-APPOINTMENT OF WIM KOK AS A DIRECTOR Management For For 06 RE-APPOINTMENT OF NICK LAND AS A DIRECTOR Management For For 07 RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR Management For For 08 RE-APPOINTMENT OF JEROEN VAN DER VEER AS A Management For For DIRECTOR 09 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Management For For 10 RE-APPOINTMENT OF AUDITORS Management For For 11 REMUNERATION OF AUDITORS Management For For 12 AUTHORITY TO ALLOT SHARES Management For For 13 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For 14 AUTHORITY TO PURCHASE OWN SHARES Management For For 15 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For **VOTING CUT-OFF DATE: MAY 11, 2009 AT 5:00 P.M. EDT.**
INTEL CORPORATION SECURITY 458140100 MEETING TYPE Annual TICKER SYMBOL INTC MEETING DATE 20-May-2009 ISIN US4581401001 AGENDA 933030897 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 21 The Gabelli Convertible and Income Securities Fund Inc. 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1I ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For 1J ELECTION OF DIRECTOR: FRANK D. YEARY Management For For 1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY Management Against Against INCENTIVE PLAN 04 APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE Management Against Against PROGRAM 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For 06 STOCKHOLDER PROPOSAL: CUMULATIVE VOTING Shareholder Against For 07 STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER Shareholder Against For
HALLIBURTON COMPANY SECURITY 406216101 MEETING TYPE Annual TICKER SYMBOL HAL MEETING DATE 20-May-2009 ISIN US4062161017 AGENDA 933038487 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For 1B ELECTION OF DIRECTOR: J.R. BOYD Management For For 1C ELECTION OF DIRECTOR: M. CARROLL Management For For 1D ELECTION OF DIRECTOR: S.M. GILLIS Management For For 1E ELECTION OF DIRECTOR: J.T. HACKETT Management For For 1F ELECTION OF DIRECTOR: D.J. LESAR Management For For 1G ELECTION OF DIRECTOR: R.A. MALONE Management For For 1H ELECTION OF DIRECTOR: J.L. MARTIN Management For For 1I ELECTION OF DIRECTOR: J.A. PRECOURT Management For For 1J ELECTION OF DIRECTOR: D.L. REED Management For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For AUDITORS. 03 PROPOSAL TO AMEND AND RESTATE THE 1993 STOCK Management For For AND INCENTIVE PLAN. 04 PROPOSAL TO AMEND AND RESTATE THE 2002 EMPLOYEE Management For For STOCK PURCHASE PLAN. 05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For 06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For 07 PROPOSAL ON LOW CARBON ENERGY REPORT. Shareholder Against For 08 PROPOSAL ON ADDITIONAL COMPENSATION DISCUSSION Shareholder Against For AND ANALYSIS DISCLOSURE. 09 PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. Shareholder Against For 10 PROPOSAL ON IRAQ OPERATIONS. Shareholder Against For
XCEL ENERGY INC SECURITY 98389B100 MEETING TYPE Annual TICKER SYMBOL XEL MEETING DATE 20-May-2009 ISIN US98389B1008 AGENDA 933040026 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: C. CONEY BURGESS Management For For 1B ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN Management For For 1C ELECTION OF DIRECTOR: RICHARD K. DAVIS Management For For 1D ELECTION OF DIRECTOR: RICHARD C. KELLY Management For For 1E ELECTION OF DIRECTOR: ALBERT F. MORENO Management For For 1F ELECTION OF DIRECTOR: DR. MARGARET R. PRESKA Management For For 1G ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Management For For 1H ELECTION OF DIRECTOR: RICHARD H. TRULY Management For For 1I ELECTION OF DIRECTOR: DAVID A. WESTERLUND Management For For 1J ELECTION OF DIRECTOR: TIMOTHY V. WOLF Management For For 02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For DELOITTE & TOUCHE LLP AS XCEL ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
NORTHROP GRUMMAN CORPORATION SECURITY 666807102 MEETING TYPE Annual TICKER SYMBOL NOC MEETING DATE 20-May-2009 ISIN US6668071029 AGENDA 933066791 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For 1B ELECTION OF DIRECTOR: THOMAS B. FARGO Management For For 1C ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For 1D ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For 1E ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For 1F ELECTION OF DIRECTOR: BRUCE S. GORDON Management For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 22 The Gabelli Convertible and Income Securities Fund Inc. 1G ELECTION OF DIRECTOR: MADELEINE KLEINER Management For For 1H ELECTION OF DIRECTOR: KARL J. KRAPEK Management For For 1I ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 1J ELECTION OF DIRECTOR: AULANA L. PETERS Management For For 1K ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For 1L ELECTION OF DIRECTOR: RONALD D. SUGAR Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. 03 STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shareholder Against For SPACE-BASED WEAPONS. 04 STOCKHOLDER PROPOSAL REGARDING A VOTE ON Shareholder Against For EXECUTIVE COMPENSATION. 05 STOCKHOLDER PROPOSAL REGARDING RIGHT OF 10% Shareholder Against For STOCKHOLDERS TO CALL A SPECIAL MEETING.
MARSH & MCLENNAN COMPANIES, INC. SECURITY 571748102 MEETING TYPE Annual TICKER SYMBOL MMC MEETING DATE 21-May-2009 ISIN US5717481023 AGENDA 933037346 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: LESLIE M. BAKER, JR. Management For For 1B ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For 1C ELECTION OF DIRECTOR: MARC D. OKEN Management For For 1D ELECTION OF DIRECTOR: DAVID A. OLSEN Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 STOCKHOLDER PROPOSAL: REINCORPORATE IN NORTH Shareholder Against For DAKOTA 04 STOCKHOLDER PROPOSAL: SPECIAL MEETINGS Shareholder Against For 05 STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
CABLEVISION SYSTEMS CORPORATION SECURITY 12686C109 MEETING TYPE Annual TICKER SYMBOL CVC MEETING DATE 21-May-2009 ISIN US12686C1099 AGENDA 933046321 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 ZACHARY W. CARTER For For 2 CHARLES D. FERRIS For For 3 THOMAS V. REIFENHEISER For For 4 JOHN R. RYAN For For 5 VINCENT TESE For For 6 LEONARD TOW For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2009. 03 APPROVAL OF CABLEVISION SYSTEMS CORPORATION Management Against Against AMENDED 2006 EMPLOYEE STOCK PLAN.
FPL GROUP, INC. SECURITY 302571104 MEETING TYPE Annual TICKER SYMBOL FPL MEETING DATE 22-May-2009 ISIN US3025711041 AGENDA 933040569 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 SHERRY S. BARRAT For For 2 ROBERT M. BEALL, II For For 3 J. HYATT BROWN For For 4 JAMES L. CAMAREN For For 5 J. BRIAN FERGUSON For For 6 LEWIS HAY, III For For 7 TONI JENNINGS For For 8 OLIVER D. KINGSLEY, JR. For For 9 RUDY E. SCHUPP For For 10 MICHAEL H. THAMAN For For 11 HANSEL E. TOOKES, II For For 12 PAUL R. TREGURTHA For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. 03 APPROVAL OF THE MATERIAL TERMS UNDER THE FPL Management For For GROUP, INC. AMENDED AND RESTATED LONG TERM INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION AS REQUIRED BY INTERNAL REVENUE CODE SECTION 162(M).
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 23 The Gabelli Convertible and Income Securities Fund Inc. DEUTSCHE BANK AG SECURITY D18190898 MEETING TYPE Annual TICKER SYMBOL DB MEETING DATE 26-May-2009 ISIN DE0005140008 AGENDA 933093813 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 02 APPROPRIATION OF DISTRIBUTABLE PROFIT. Management For For 03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For MANAGEMENT BOARD FOR THE 2008 FINANCIAL YEAR. 04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For SUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR. 05 ELECTION OF AUDITOR FOR 2009 FINANCIAL YEAR, Management For For INTERIM ACCOUNTS. 06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For PURPOSES. 07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO Management For For SECTION 71 (1) NO. 8 STOCK CORPORATION ACT. 08 AMENDMENT TO THE ARTICLES OF ASSOCIATION Management For For RELATING TO THE REGISTRATION PERIOD FOR THE GENERAL MEETING. 09 AMENDMENT TO SECTION 19 (2) SENTENCE 3 OF THE Management For For ARTICLES OF ASSOCIATION TO ACCORD WITH THE RULES OF THE ACT ON THE IMPLEMENTATION OF THE SHAREHOLDER RIGHTS DIRECTIVE. 10 CREATION OF NEW AUTHORIZED CAPITAL AND Management For For AMENDMENT TO ARTICLES OF ASSOCIATION. 11 CREATION OF NEW AUTHORIZED CAPITAL FOR CAPITAL Management For For INCREASES IN CASH OR IN KIND AND AMENDMENT TO THE ARTICLES OF ASSOCIATION. 12 CREATION OF NEW AUTHORIZED CAPITAL AND Management For For AMENDMENT TO THE ARTICLES OF ASSOCIATION. 13 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS WITH WARRANTS AND CONVERTIBLE BONDS, CREATION OF CONDITIONAL CAPITAL AND AMENDMENT TO ARTICLES OF ASSOCIATION. 14 SHAREHOLDER PROPOSAL: PROPOSAL THAT Shareholder Against For RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD BE REFUSED. 15 SHAREHOLDER PROPOSAL: RATIFICATION OF THE ACTS Shareholder Against For OF MANAGEMENT OF THE MANAGEMENT BOARD BE POSTPONED UNTIL ALL LIABILITY PROCEEDINGS AGAINST DEUTSCHE BANK HAVE BEEN CONCLUDED AND ALSO UNTIL A REFORM OF THE COMPENSATION AND BONUS SYSTEM HAS BEEN CARRIED OUT. 16 SHAREHOLDER PROPOSAL: THE ACTS OF THE Shareholder Against For MANAGEMENT BOARD FOR THE 2008 FINANCIAL YEAR ARE NOT RATIFIED. 17 SHAREHOLDER PROPOSAL: THE ACTS OF MANAGEMENT OF Shareholder Against For THE SUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR ARE NOT RATIFIED. 18 SHAREHOLDER PROPOSAL - RATIFICATION OF THE ACTS Shareholder Against For OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD IS REFUSED. 19 SHAREHOLDER PROPOSAL - PROPOSE THAT NO Shareholder Against For DISTRIBUTABLE PROFIT BE DISTRIBUTED AND HENCE NO DIVIDENDS PAID. 20 SHAREHOLDER PROPOSAL - RATIFICATION OF THE ACTS Shareholder Against For OF MANAGEMENT OF BOTH THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD BE REFUSED. 21 SHAREHOLDER PROPOSAL - NOT TO ADOPT A Shareholder Against For RESOLUTION ON THE PLANNED CHANGE TO ARTICLE 19 II 3 OF THE ARTICLES OF ASSOCIATION. 22 SHAREHOLDER PROPOSAL - APPROPRIATION OF Shareholder Against For DISTRIBUTABLE PROFIT.
EXXON MOBIL CORPORATION SECURITY 30231G102 MEETING TYPE Annual TICKER SYMBOL XOM MEETING DATE 27-May-2009 ISIN US30231G1022 AGENDA 933046965 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 M.J. BOSKIN For For 2 L.R. FAULKNER For For 3 K.C. FRAZIER For For 4 W.W. GEORGE For For 5 R.C. KING For For 6 M.C. NELSON For For 7 S.J. PALMISANO For For 8 S.S REINEMUND For For 9 R.W. TILLERSON For For 10 E.E. WHITACRE, JR. For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 50) Management For For 03 CUMULATIVE VOTING (PAGE 51) Shareholder Against For 04 SPECIAL SHAREHOLDER MEETINGS (PAGE 53) Shareholder Against For 05 INCORPORATE IN NORTH DAKOTA (PAGE 54) Shareholder Against For 06 BOARD CHAIRMAN AND CEO (PAGE 55) Shareholder Against For 07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION (PAGE 57) 08 EXECUTIVE COMPENSATION REPORT (PAGE 59) Shareholder Against For 09 CORPORATE SPONSORSHIPS REPORT (PAGE 60) Shareholder Against For 10 AMENDMENT OF EEO POLICY (PAGE 62) Shareholder Against For 11 GREENHOUSE GAS EMISSIONS GOALS (PAGE 63) Shareholder Against For 12 CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 65) Shareholder Against For 13 RENEWABLE ENERGY POLICY (PAGE 66) Shareholder Against For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 24 The Gabelli Convertible and Income Securities Fund Inc. CHEVRON CORPORATION SECURITY 166764100 MEETING TYPE Annual TICKER SYMBOL CVX MEETING DATE 27-May-2009 ISIN US1667641005 AGENDA 933051067 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For 1B ELECTION OF DIRECTOR: L.F. DEILY Management For For 1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1D ELECTION OF DIRECTOR: R.J. EATON Management For For 1E ELECTION OF DIRECTOR: E. HERNANDEZ Management For For 1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For 1G ELECTION OF DIRECTOR: S. NUNN Management For For 1H ELECTION OF DIRECTOR: D.J. O'REILLY Management For For 1I ELECTION OF DIRECTOR: D.B. RICE Management For For 1J ELECTION OF DIRECTOR: K.W. SHARER Management For For 1K ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For 1L ELECTION OF DIRECTOR: R.D. SUGAR Management For For 1M ELECTION OF DIRECTOR: C. WARE Management For For 1N ELECTION OF DIRECTOR: J.S. WATSON Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Management For For FOR PERFORMANCE-BASED AWARDS UNDER THE CHEVRON INCENTIVE PLAN 04 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Management For For FOR PERFORMANCE-BASED AWARDS UNDER THE LONG-TERM INCENTIVE PLAN OF CHEVRON CORPORATION 05 SPECIAL STOCKHOLDER MEETINGS Shareholder Against For 06 ADVISORY VOTE ON SUMMARY COMPENSATION TABLE Shareholder Against For 07 GREENHOUSE GAS EMISSIONS Shareholder Against For 08 COUNTRY SELECTION GUIDELINES Shareholder Against For 09 HUMAN RIGHTS POLICY Shareholder Against For 10 HOST COUNTRY LAWS Shareholder Against For
FURMANITE CORPORATION SECURITY 361086101 MEETING TYPE Annual TICKER SYMBOL FRM MEETING DATE 28-May-2009 ISIN US3610861011 AGENDA 933047587 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 SANGWOO AHN For For 2 CHARLES R. COX For For 3 HANS KESSLER For For 4 MICHAEL L. ROSE For For 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For FURMANITE CORPORATION 1994 STOCK INCENTIVE PLAN.
UNITEDHEALTH GROUP INCORPORATED SECURITY 91324P102 MEETING TYPE Annual TICKER SYMBOL UNH MEETING DATE 02-Jun-2009 ISIN US91324P1021 AGENDA 933031762 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For 1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For 1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For 1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For 1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For 1G ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For 1H ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. Management For For 1I ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. 03 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION.
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 25 The Gabelli Convertible and Income Securities Fund Inc. DEVON ENERGY CORPORATION SECURITY 25179M103 MEETING TYPE Annual TICKER SYMBOL DVN MEETING DATE 03-Jun-2009 ISIN US25179M1036 AGENDA 933059417 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 DIRECTOR Management 1 ROBERT L. HOWARD For For 2 MICHAEL M. KANOVSKY For For 3 J. TODD MITCHELL For For 4 J. LARRY NICHOLS For For 02 RATIFY THE APPOINTMENT OF ROBERT A. MOSBACHER, Management For For JR. AS A DIRECTOR. 03 RATIFY THE APPOINTMENT OF THE COMPANY'S Management For For INDEPENDENT AUDITORS FOR 2009. 04 ADOPTION OF THE DEVON ENERGY CORPORATION 2009 Management For For LONG-TERM INCENTIVE PLAN. 05 ADOPT DIRECTOR ELECTION MAJORITY VOTE STANDARD. Shareholder Against For
WAL-MART STORES, INC. SECURITY 931142103 MEETING TYPE Annual TICKER SYMBOL WMT MEETING DATE 05-Jun-2009 ISIN US9311421039 AGENDA 933057754 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For 1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For 1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For 1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For 1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For 1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Management For For 1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For 1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For 1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For 1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT ACCOUNTANTS 03 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For 04 PAY FOR SUPERIOR PERFORMANCE Shareholder Against For 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 06 POLITICAL CONTRIBUTIONS Shareholder Against For 07 SPECIAL SHAREOWNER MEETINGS Shareholder Against For 08 INCENTIVE COMPENSATION TO BE STOCK OPTIONS Shareholder Against For
PHILIPPINE LONG DISTANCE TELEPHONE CO. SECURITY 718252604 MEETING TYPE Annual TICKER SYMBOL PHI MEETING DATE 09-Jun-2009 ISIN US7182526043 AGENDA 933096681 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For FOR THE FISCAL YEAR ENDING 31 DECEMBER 2008 CONTAINED IN THE COMPANY'S 2008 ANNUAL REPORT.
PHILIPPINE LONG DISTANCE TELEPHONE CO. SECURITY 718252604 MEETING TYPE Annual TICKER SYMBOL PHI MEETING DATE 09-Jun-2009 ISIN US7182526043 AGENDA 933100288 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 2A ELECTION OF DIRECTOR: REV. FR. BIENVENIDO F. Management For For NEBRES, S.J. (INDEPENDENT DIRECTOR) 2B ELECTION OF DIRECTOR: MR. OSCAR S. REYES Management For For (INDEPENDENT DIRECTOR) 2C ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS Management For For (INDEPENDENT DIRECTOR) 2D ELECTION OF DIRECTOR: MR. ALFRED V. TY Management For For (INDEPENDENT DIRECTOR) 2E ELECTION OF DIRECTOR: MR. DONALD G. DEE Management For For 2F ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For For 2G ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Management For For 2H ELECTION OF DIRECTOR: MR. TATSU KONO Management For For 2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Management For For 2J ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Management For For 2K ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Management For For 2L ELECTION OF DIRECTOR: MR. ALBERT F. DEL ROSARIO Management For For 2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Management For For
ProxyEdge Report Date: 07/01/2009 Meeting Date Range: 07/01/2008 to 06/30/2009 26 The Gabelli Convertible and Income Securities Fund Inc. PHILIPPINE LONG DISTANCE TELEPHONE CO. SECURITY 718252604 MEETING TYPE Annual TICKER SYMBOL PHI MEETING DATE 09-Jun-2009 ISIN US7182526043 AGENDA 933100315 - Management
FOR/AGAINST ITEM PROPOSAL TYPE VOTE MANAGEMENT ---- -------- ---- ---- ----------- 2A ELECTION OF DIRECTOR: REV. FR. BIENVENIDO F. Management For For NEBRES, S.J. (INDEPENDENT DIRECTOR) 2B ELECTION OF DIRECTOR: MR. OSCAR S. REYES Management For For (INDEPENDENT DIRECTOR) 2C ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS Management For For (INDEPENDENT DIRECTOR) 2D ELECTION OF DIRECTOR: MR. ALFRED V. TY Management For For (INDEPENDENT DIRECTOR) 2E ELECTION OF DIRECTOR: MR. DONALD G. DEE Management For For 2F ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For For 2G ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Management For For 2H ELECTION OF DIRECTOR: MR. TATSU KONO Management For For 2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Management For For 2J ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Management For For 2K ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Management For For 2L ELECTION OF DIRECTOR: MR. ALBERT F. DEL ROSARIO Management For For 2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Management For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant The Gabelli Convertible and Income Securities Fund Inc. By (Signature and Title)* /s/ Bruce N. Alpert ------------------------------ Bruce N. Alpert, Principal Executive Officer Date August 17, 2009 * Print the name and title of each signing officer under his or her signature.