-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4J7oKO1PQ6/L/xxM/WUxgNzvzz50wyi9gS/LrZLN1qOuYcgf+gxzDVZedXWmUI7 jiPaYFHVdxASXcyRTvK9nA== 0000940400-01-500308.txt : 20010830 0000940400-01-500308.hdr.sgml : 20010830 ACCESSION NUMBER: 0000940400-01-500308 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE CENTRAL INDEX KEY: 0000845611 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05715 FILM NUMBER: 1726170 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 NSAR-A 1 gabconvert.fil PAGE 1 000 A000000 06/30/2001 000 C000000 0000845611 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE GABELLI CONVERTIBLE SECURITIES FUND, INC. 001 B000000 811-05715 001 C000000 9149215100 002 A000000 ONE CORPORATE CENTER 002 B000000 RYE 002 C000000 NY 002 D010000 10580 002 D020000 1434 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 GABELLI FUNDS, LLC 008 B000001 A 008 C000001 801-37706 008 D010001 RYE 008 D020001 NY 008 D030001 10580 008 D040001 1434 010 A000001 GABBELLI FUNDS, LLC 010 B000001 801-37706 010 C010001 RYE 010 C020001 NY 010 C030001 10580 010 C040001 1434 010 A000002 PFPC INC. 010 B000002 8-32480 010 C010002 WILMINGTON 010 C020002 DE 010 C030002 19809 PAGE 2 012 A000001 EQUISERVE 012 B000001 84-5601 012 C010001 CANTON 012 C020001 MA 012 C030001 02021 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10036 013 B040001 2798 014 A000001 GABELLI & COMPANY, INC. 014 B000001 8-21373 014 A000002 KEELEY INVESTMENT CORPORATION 014 B000002 8-20353 014 A000003 GABELLI DIRECT INC. 014 B000003 8-37104 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 23 019 C000000 GABELLIGRP 020 A000001 GABELLI & COMPANY, INC. 020 B000001 13-2885006 020 C000001 26 020 A000002 BEAR STEARNS & CO., INC. 020 B000002 13-3299429 020 C000002 6 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 32 022 A000001 CLARKE (G.X.) & CO. 022 B000001 13-2969143 022 C000001 76132 022 D000001 11069 022 A000002 HSBC SECURITIES INC. 022 B000002 13-2650272 022 C000002 41450 022 D000002 7487 022 A000003 SPEAR, LEEDS & KELLOGG 022 B000003 13-5515160 PAGE 3 022 C000003 4722 022 D000003 7691 022 A000004 LEHMAN BROTHERS INC. 022 B000004 13-2518466 022 C000004 6594 022 D000004 0 022 A000005 CREDIT SUISSE FIRST BOSTON CORP. 022 B000005 13-5659485 022 C000005 4440 022 D000005 0 022 A000006 SHERWOOD SECURITIES CORP. 022 B000006 13-2616318 022 C000006 2319 022 D000006 0 022 A000007 JEFFERIES & CO., INC. 022 B000007 95-2622900 022 C000007 1360 022 D000007 442 022 A000008 GOLDMAN, SACHS & CO. 022 B000008 13-5108880 022 C000008 1345 022 D000008 0 022 A000009 KNIGHT SECURITIES 022 B000009 N/A 022 C000009 794 022 D000009 392 022 A000010 MORGAN STANLEY DEAN WITTER & CO. 022 B000010 13-2655998 022 C000010 407 022 D000010 0 023 C000000 139807 023 D000000 27112 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 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N 082 B000000 0 083 A000000 N PAGE 9 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 36240B109 087 A030000 GCV 087 B010000 PREFERRED STOCK 087 B020000 36240B208 087 B030000 GCVPR 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE BOB HERFORTH TITLE ADMIN DIRECTOR EX-99 3 gconvert.txt EXHIBIT INDEX EXHIBIT A: Attachment to item 77C: Submission of matters to a vote of Security holders. - ------------------------------------------------------------------ EXHIBIT A: THE GABELLI CONVERTIBLE SECURITIES FUND, INC. EXHIBIT TO ITEM 77C The Annual Meeting of Shareholders of The Gabelli Convertible Securities Fund, Inc. (the "Fund") was held on May 14, 2001. The following proposals were submitted for a vote of the shareholders: 1. (A) TO ELECT TWO DIRECTORS OF THE FUND BY THE COMMON SHARES AND PREFERRED SHARES VOTING AS A SINGLE CLASS With respect to the proposal relating to the election of two directors of the Fund by the common shares and preferred shares voting together as a single class, the following votes and percentages were recorded: PERCENT REPRESENTED AT THE MEETING FOR WITHHOLDING VOTING IN AUTHORITY FAVOR Mario J. Gabelli 6,717,920.73 49,803.51 99.26% Karl Otto Pohl l6,695,447.67 72,086.57 98.93% (B) TO ELECT ONE DIRECTOR OF THE FUND BY THE PREFERRED SHARES VOTING AS A SEPARATE CLASS With respect to the proposal relating to the election of one director of the Fund by the preferred shares voting as a single class, the following vote and percentage was recorded: PERCENT REPRESENTED AT THE MEETING FOR WITHHOLDING VOTING IN AUTHORITY FAVOR Felix J. Christiana 1,153,515 8,289 99.29% The remaining Directors in office are: E. Val Cerutti, Anthony Colavita, Dugald Fletcher, Anthony Pustorino, Anthonie van Ekris and Salvatore Zizza. -----END PRIVACY-ENHANCED MESSAGE-----