-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TjfVC5bEW7ylfX7S+YJXr/qu4Wr3n1NTErqj1dQDJm6L3blFJOdL/lnTzydgA1tz 401CktJmzMDGdSZWNZJ4Dg== 0000935069-06-002198.txt : 20060821 0000935069-06-002198.hdr.sgml : 20060821 20060821151151 ACCESSION NUMBER: 0000935069-06-002198 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060821 DATE AS OF CHANGE: 20060821 EFFECTIVENESS DATE: 20060821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05715 FILM NUMBER: 061046026 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 N-PX 1 npx.txt CONVERTIBLE SECURITIES NPX 0806 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05715 ---------------------------- THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center RYE, NY 10580 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center RYE, NY 10580 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 800-422-3554 ------------- Date of fiscal year end: DECEMBER 31 ------------ Date of reporting period: JULY 1, 2005 - JUNE 30, 2006 ----------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2005 TO JUNE 30, 2006
- ------------------------------------------------------------------------------------------------------------------------------------ ALLIED DOMECQ PLC AED SPECIAL MEETING DATE: 07/04/2005 ISSUER: 019121 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ C1 THE SAID SCHEME OF ARRANGEMENT. Management For For E1 SPECIAL RESOLUTION: APPROVAL OF THE SCHEME OF Management For For ARRANGEMENT. APPROVAL OF SHARE CAPITAL REORGANIZATION. APPROVAL OF THE AMENDMENTS TO THE COMPANY S ARTICLES OF ASSOCIATION. - ------------------------------------------------------------------------------------------------------------------------------------ THE GILLETTE COMPANY G SPECIAL MEETING DATE: 07/12/2005 ISSUER: 375766 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF JANUARY 27, 2005, AMONG PROCTER & GAMBLE, AQUARIUM ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER & GAMBLE, AND GILLETTE AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER. - ------------------------------------------------------------------------------------------------------------------------------------ PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 07/19/2005 ISSUER: 744573 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTOR Management For CONRAD K. HARPER Management For For SHIRLEY ANN JACKSON Management For For THOMAS A. RENYI Management For For 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE AS INDEPENDENT AUDITOR FOR THE YEAR 2005. 04 APPROVAL TO ADJOURN OR POSTPONE ANNUAL MEETING. Management For For 05 SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For WITH EXELON CORPORATION, DATED AS OF DECEMBER 20, 2004.
- ------------------------------------------------------------------------------------------------------------------------------------ OVERNITE CORPORATION OVNT SPECIAL MEETING DATE: 08/04/2005 ISSUER: 690322 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 THE PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For For OF MERGER, DATED AS OF MAY 15, 2005, BY AND AMONG UNITED PARCEL SERVICE, INC., A DELAWARE CORPORATION, OLYMPIC MERGER SUB, INC., A VIRGINIA CORPORATION AND AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF UNITED PARCEL SERVICE, INC., AND OVERNITE CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 THE PROPOSAL TO GRANT TO THE PROXYHOLDERS THE Management For For AUTHORITY TO VOTE IN THEIR DISCRETION WITH RESPECT TO THE APPROVAL OF ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER DATE FOR A REASONABLE BUSINESS PURPOSE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE AGREEMENT OF MERGER, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. - ------------------------------------------------------------------------------------------------------------------------------------ UNOCAL CORPORATION SPECIAL MEETING DATE: 08/10/2005 ISSUER: 915289 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF ANY ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES 01 APPROVAL AND ADOPTION OF THE AMENDED AGREEMENT Management For For AND PLAN OF MERGER, DATED AS OF APRIL 4, 2005, AND AMENDED AS OF JULY 19, 2005, BY AND AMONG UNOCAL CORPORATION, CHEVRON CORPORATION AND BLUE MERGER SUB INC., A WHOLLY OWNED SUBSIDIARY OF CHEVRON CORPORATION - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 08/11/2005 ISSUER: 026874 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For M. AIDINOFF Management For For P. CHIA Management For For M. COHEN Management For For W. COHEN Management For For M. FELDSTEIN Management For For E. FUTTER Management For For S. HAMMERMAN Management For For C. HILLS Management For For R. HOLBROOKE Management For For D. KANAK Management For For
G. MILES, JR. Management For For M. OFFIT Management For For M. SULLIVAN Management For For E. TSE Management For For F. ZARB Management For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Management For For - ------------------------------------------------------------------------------------------------------------------------------------ STORAGE TECHNOLOGY CORPORATION STK SPECIAL MEETING DATE: 08/30/2005 ISSUER: 862111 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JUNE 2, 2005, AMONG STORAGE TECHNOLOGY CORPORATION, SUN MICROSYSTEMS, INC. AND STANFORD ACQUISITION CORPORATION, A WHOLLY OWNED SUBSIDIARY OF SUN MICROSYSTEMS, INC., AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/26/2005 ISSUER: 370334 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PAUL DANOS Management For For WILLIAM T. ESREY Management For For RAYMOND V. GILMARTIN Management For For JUDITH RICHARDS HOPE Management For For HEIDI G. MILLER Management For For H. OCHOA-BRILLEMBOURG Management For For STEVE ODLAND Management For For MICHAEL D. ROSE Management For For ROBERT L. RYAN Management For For STEPHEN W. SANGER Management For For A. MICHAEL SPENCE Management For For DOROTHY A. TERRELL Management For For 04 STOCKHOLDER PROPOSAL REGARDING SALE OF GENERAL Shareholder Against For MILLS. 03 ADOPT THE 2005 STOCK COMPENSATION PLAN. Management Against Against 02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 10/06/2005 ISSUER: 278762 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt.
- ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JAMES DEFRANCO Management For For MICHAEL T. DUGAN Management For For CANTEY ERGEN Management For For CHARLES W. ERGEN Management For For STEVEN R. GOODBARN Management For For DAVID K. MOSKOWITZ Management For For TOM A. ORTOLF Management For For C. MICHAEL SCHROEDER Management For For CARL E. VOGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS. 03 TO AMEND AND RESTATE THE 1999 STOCK INCENTIVE Management For For PLAN. 04 TO AMEND AND RESTATE THE 2001 NONEMPLOYEE DIRECTOR Management For For STOCK OPTION PLAN. 05 THE SHAREHOLDER PROPOSAL TO AMEND THE CORPORATION Shareholder Against For S EQUAL OPPORTUNITY POLICY. 06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. - ------------------------------------------------------------------------------------------------------------------------------------ MCI, INC. MCIP CONTESTED SPECIAL MEETING DATE: 10/06/2005 ISSUER: 552691 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 IN THEIR DISCRETION WITH RESPECT TO A POSTPONEMENT Management For For OR ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF PROXIES FOR THE MERGER. 01 ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF FEBRUARY 14, 2005, AMONG VERIZON COMMUNICATIONS INC., ELI ACQUISITION, LLC AND MCI, INC., AS AMENDED AS OF MARCH 4, 2005, MARCH 29, 2005, AND MAY 1, 2005 AND AS MAY BE AMENDED FROM TIME TO TIME AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. - ------------------------------------------------------------------------------------------------------------------------------------ PRIORITY HEALTHCARE CORPORATION PHCC SPECIAL MEETING DATE: 10/14/2005 ISSUER: 74264T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 IN THE EVENT THERE ARE INSUFFICIENT VOTES FOR Management For For APPROVAL OF THE MERGER AGREEMENT AND THE MERGER, PROPOSAL TO GRANT THE PRIORITY HEALTHCARE CORPORATION BOARD OF DIRECTORS DISCRETIONARY AUTHORITY TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES FOR APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF JULY 21, 2005, BY AND AMONG EXPRESS SCRIPTS, INC., PONY ACQUISITION CORPORATION AND PRIORITY HEALTHCARE CORPORATION AND THE MERGER OF PONY ACQUISITION CORPORATION WITH AND INTO PRIORITY HEALTHCARE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------ MBNA CORPORATION KRB SPECIAL MEETING DATE: 11/03/2005 ISSUER: 55262L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE MERGER WITH BANK OF AMERICA CORPORATION Management For For 02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA SPECIAL Management For For MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES - ------------------------------------------------------------------------------------------------------------------------------------ ACTION PERFORMANCE COMPANIES, INC. ATN SPECIAL MEETING DATE: 12/01/2005 ISSUER: 004933 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF AUGUST 29, 2005, BY AND AMONG INTERNATIONAL SPEEDWAY CORPORATION, SPEEDWAY MOTORSPORTS, INC., SMISC, LLC, MOTORSPORTS AUTHENTICS, INC. AND ACTION PERFORMANCE. - ------------------------------------------------------------------------------------------------------------------------------------ SPINNAKER EXPLORATION COMPANY SKE SPECIAL MEETING DATE: 12/13/2005 ISSUER: 84855W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING Management For For TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND SPINNAKER DETERMINES THAT SUCH AN ADJOURNMENT IS APPROPRIATE. 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF SEPTEMBER 18, 2005, AMONG NORSK HYDRO ASA, A PUBLIC LIMITED LIABILITY COMPANY ORGANIZED UNDER THE LAWS OF THE KINGDOM OF NORWAY, NORSK HYDRO E&P AMERICAS, L.P., A DELAWARE LIMITED PARTNERSHIP AND A WHOLLY OWNED SUBSIDIARY OF NORSK HYDRO ASA, HARALD ACQUISITION CORP., AS DESCRIBED IN PROXY STATEMENT. - ------------------------------------------------------------------------------------------------------------------------------------ IDX SYSTEMS CORPORATION IDXC SPECIAL MEETING DATE: 12/19/2005 ISSUER: 449491 ISIN: SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT. 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF SEPTEMBER 28, 2005, BY AND AMONG GENERAL ELECTRIC COMPANY, IGLOO ACQUISITION CORPORATION AND IDX SYSTEMS CORPORATION. - ------------------------------------------------------------------------------------------------------------------------------------ HUDSON UNITED BANCORP HU SPECIAL MEETING DATE: 01/11/2006 ISSUER: 444165 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO APPROVE AN AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF JULY 11, 2005, AMONG TD BANKNORTH INC., HUDSON UNITED BANCORP, AND, SOLELY WITH RESPECT TO ARTICLE X OF THE AGREEMENT, THE TORONTO-DOMINION BANK. - ------------------------------------------------------------------------------------------------------------------------------------ THE COCA-COLA COMPANY KO CONSENT MEETING DATE: 01/13/2006 ISSUER: 191216 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 I WOULD LIKE TO OPT OUT OF RECEIVING THE COCA-COLA Management Against Against COMPANY S SUMMARY ANNUAL REPORT IN THE MAIL. - ------------------------------------------------------------------------------------------------------------------------------------ LA QUINTA CORPORATION LQI SPECIAL MEETING DATE: 01/23/2006 ISSUER: 50419U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF NOVEMBER 9, 2005, BY AND AMONG LODGE HOLDINGS INC., LODGE ACQUISITION I INC., LODGE ACQUISITION II INC., LA QUINTA CORPORATION AND LA QUINTA PROPERTIES, INC. - ------------------------------------------------------------------------------------------------------------------------------------ ALAMOSA HOLDINGS, INC. APCS SPECIAL MEETING DATE: 01/25/2006
ISSUER: 011589 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF NOVEMBER 21, 2005, AS AMENDED, BY AND AMONG SPRINT NEXTEL CORPORATION, AHI MERGER SUB INC. AND ALAMOSA HOLDINGS, INC., AND APPROVE THE MERGER OF AHI MERGER SUB INC. WITH AND INTO ALAMOSA HOLDINGS, INC. AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. - ------------------------------------------------------------------------------------------------------------------------------------ HILTON GROUP PLC EGM MEETING DATE: 01/27/2006 ISSUER: G45098103 ISIN: GB0005002547 SEDOL: B02SV75, 5474752, 0500254 - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE DISPOSAL OF THE ENTIRE ISSUED SHARE Management For *Management Position Unknown CAPITAL OF LADBROKES GROUP INTERNATIONAL LUXEMBOURG S.A. AND LADBROKES HOTELS USA CORPORATION AND THE TRANSFER OF THE ASSOCIATED CONTRACTS AS SPECIFIED THE CIRCULAR ON THE TERMS AND SUBJECT TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED 29 DEC 2005 BETWEEN, INTERALIA, I) THE COMPANY; AND II) HHC THE DISPOSAL AGREEMENT AS SPECIFIED; AUTHORIZE THE INDEPENDENT DIRECTORS FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE UK LISTING AUTHORITY AND GENERALLY, AS SPECIFIED TO CONCLUDE AND IMPLEMENT THE DISPOSAL AGREEMENT IN ACCORDANCE WITH ITS TERMS AND CONDITIONS AND TO MAKE SUCH NON MATERIAL MODIFICATIONS, VARIATIONS, WAIVERS AND EXTENSIONS OF ANY OF THE TERMS OF THE DISPOSAL AGREEMENT AND ANY OTHER DOCUMENTS CONNECTED WITH SUCH TRANSACTION AND ARRANGEMENTS S.2 APPROVE, SUBJECT TO PASSING OF RESOLUTION 1 AND Management For *Management Position Unknown COMPLETION OF THE DISPOSAL AGREEMENT, THE NAME OF THE COMPANY BE CHANGED TO LADBROKES PLC - ------------------------------------------------------------------------------------------------------------------------------------ SIEBEL SYSTEMS, INC. SEBL SPECIAL MEETING DATE: 01/31/2006 ISSUER: 826170 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF THE MERGER AGREEMENT. Management For For 02 APPROVAL OF A PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------ BEVERLY ENTERPRISES, INC. BEV SPECIAL MEETING DATE: 02/14/2006 ISSUER: 087851 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF AUGUST 16, 2005, AS AMENDED AS OF AUGUST 23, 2005, SEPTEMBER 22, 2005, NOVEMBER 20, 2005 AND DECEMBER 20, 2005, BY AND AMONG BEVERLY ENTERPRISES, INC., PEARL SENIOR CARE, INC., PSC SUB, INC., AND GEARY PROPERTY HOLDINGS, LLC. 02 AUTHORIZATION OF THE PROXIES TO VOTE IN THEIR Management For For DISCRETION WITH RESPECT TO THE APPROVAL OF ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL AND ADOPTION OF THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL AND ADOPTION OF THE MERGER AGREEMENT AT THE SPECIAL MEETING. 03 AUTHORIZATION OF THE PROXIES TO VOTE ON SUCH Management For For OTHER MATTERS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING. - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL FUEL GAS COMPANY NFG ANNUAL MEETING DATE: 02/16/2006 ISSUER: 636180 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For R. DON CASH* Management For For GEORGE L. MAZANEC* Management For For JOHN F. RIORDAN** Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For PROPOSAL. - ------------------------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORPORATION DUK SPECIAL MEETING DATE: 03/10/2006 ISSUER: 264399 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For AND THE MERGERS.
- ------------------------------------------------------------------------------------------------------------------------------------ LADBROKES PLC EGM MEETING DATE: 03/29/2006 ISSUER: G5337D115 ISIN: GB0005002547 SEDOL: 0500254, B02SV75, 5474752 - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 1. DECLARE, SUBJECT TO FILING SUCH INTERIM ACCOUNTS Management For *Management Position Unknown WITH THE REGISTRAR OF COMPANIES AS ARE NECESSARY LAWFULLY TO PAY SUCH DIVIDEND AND SUBJECT TO, AND CONDITIONAL ON, THE PASSING OF RESOLUTION 5, A FINAL DIVIDEND OF 6.6 PENCE PER EXISTING ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF THE COMPANY EXISTING ORDINARY SHARE FOR PAYMENT ON 25 APR 2006 OR SUCH OTHER DATE AS THE DIRECTORS MAY DETERMINE TO ORDINARY SHAREHOLDERS ON THE REGISTER OF MEMBERS, OR, IN RESPECT OF NEWLY ISSUED ORDINARY SHARES, ENTITLED TO BE ON THE REGISTER OF MEMBERS 2. DECLARE, SUBJECT TO FILING SUCH INTERIM ACCOUNTS Management For *Management Position Unknown WITH THE REGISTRAR OF COMPANIES AS ARE NECESSARY LAWFULLY TO PAY SUCH DIVIDEND AND SUBJECT TO, AND CONDITIONAL UPON, THE PASSING OF RESOLUTIONS 3 AND S.5, A SPECIAL DIVIDEND OF 233.4 PENCE PER EXISTING ORDINARY SHARE IN ISSUE FOR THE PAYMENT ON 25 APR 2006 OR SUCH OTHER DATE AS THE DIRECTORS MAY DETERMINE TO SHAREHOLDERS ON THE REGISTER OF MEMBERS, OR, IN RESPECT OF NEWLY ISSUED ORDINARY SHARES, ENTITLED TO BE ON THE REGISTER OF MEMBERS 3. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown PASSING OF RESOLUTIONS 2 AND S.5, AND UPON THE ADMISSION OF THE NEW ORDINARY SHARES TO THE OFFICIAL LIST OF THE UK LISTING AUTHORITY AND THE ADMISSION TO THE TRADING ON THE LONDON STOCK EXCHANGE, TO: A) TO SUB-DIVIDE EACH ISSUED AND AUTHORIZED BUT UNISSUED EXISTING ORDINARY SHARE INTO 6 ORDINARY SHARES OF 1 2/3RD PENCE EACH IN THE CAPITAL OF THE COMPANY INTERMEDIATE ORDINARY SHARES ; B) TO CONSOLIDATE EVERY 17 ISSUED INTERMEDIATE ORDINARY SHARES INTO 1 NEW ORDINARY SHARE OF 28 1/3RD PENCE EACH IN THE CAPITAL OF THE COMPANY NEW ORDINARY SHARES ON TERMS THAT THE DIRECTORS ARE EMPOWERED TO DEAL WITH THE FRACTIONAL ENTITLEMENTS IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION; AND C) TO CONSOLIDATE EVERY 17 OF THE AUTHORIZED BUT UNISSUED INTERMEDIATE ORDINARY SHARES INTO 1 AUTHORIZED BUT UNISSUED NEW ORDINARY SHARE S.4 AUTHORIZE THE COMPANY, SUBJECT TO AND CONDITIONAL Management For *Management Position Unknown UPON THE PASSING OF RESOLUTIONS 2 AND S.5, TO MAKE MARKET PURCHASES SECTION 163 OF THE COMPANIES ACT 1985 OF UP TO 57,254,485 NEW ORDINARY SHARES, AT A MINIMUM PRICE OF 28 1/3RD PENCE AND UP TO 105% OF THE AVERAGE OF THE CLOSING MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2006 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.5 APPROVE AND ADOPT THE REGULATIONS AS THE ARTICLES Management For *Management Position Unknown OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF ALL EXISTING ARTICLES OF ASSOCIATION - ------------------------------------------------------------------------------------------------------------------------------------ HUGHES SUPPLY, INC. HUG SPECIAL MEETING DATE: 03/30/2006 ISSUER: 444482 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVE THE MERGER AGREEMENT WITH THE HOME DEPOT. Management For For 03 CONSIDER AND TAKE ACTION UPON ANY OTHER MATTERS Management For For THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. 02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT. - ------------------------------------------------------------------------------------------------------------------------------------ GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/17/2006 ISSUER: 372460 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For DR. MARY B. BULLOCK Management For For RICHARD W. COURTS, II Management For For JERRY W. NIX Management For For LARRY L. PRINCE Management For For GARY W. ROLLINS Management For For 04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 03 ADOPT THE GENUINE PARTS COMPANY 2006 LONG-TERM Management For For INCENTIVE PLAN. 02 AMEND THE GENUINE PARTS COMPANY RESTATED ARTICLES Management For For OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS. - ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. C ANNUAL MEETING DATE: 04/18/2006 ISSUER: 172967 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C. MICHAEL ARMSTRONG Management For For
ALAIN J.P. BELDA Management For For GEORGE DAVID Management For For KENNETH T. DERR Management For For JOHN M. DEUTCH Management For For R. HERNANDEZ RAMIREZ Management For For ANN DIBBLE JORDAN Management For For KLAUS KLEINFELD Management For For ANDREW N. LIVERIS Management For For DUDLEY C. MECUM Management For For ANNE MULCAHY Management For For RICHARD D. PARSONS Management For For CHARLES PRINCE Management For For JUDITH RODIN Management For For ROBERT E. RUBIN Management For For FRANKLIN A. THOMAS Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE RESTATED Management For For CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE RESTATED Management For For CERTIFICATE OF INCORPORATION. 05 PROPOSAL TO AMEND ARTICLE NINTH OF THE RESTATED Management For For CERTIFICATE OF INCORPORATION. 06 STOCKHOLDER PROPOSAL REQUESTING NO FUTURE NEW Shareholder Against For STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING OF CURRENT STOCK OPTIONS. 7 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE Shareholder Against For CONTRIBUTIONS. 9 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shareholder Against For OF A POLICY REGARDING PERFORMANCE-BASED EQUITY COMPENSATION FOR SENIOR EXECUTIVES. 10 STOCKHOLDER PROPOSAL REGARDING REIMBURSEMENT Shareholder Against For OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. 11 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 12 STOCKHOLDER PROPOSAL REQUESTING THE RECOUPMENT Shareholder Against For OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT OF EARNINGS. - ------------------------------------------------------------------------------------------------------------------------------------ THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/19/2006 ISSUER: 191216 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 06 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For 05 SHAREOWNER PROPOSAL THAT COMPANY REPORT ON IMPLEMENTATION Shareholder Against For OF BEVERAGE CONTAINER RECYCLING STRATEGY 04 SHAREOWNER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS Shareholder Against For 03 APPROVAL OF AN AMENDMENT TO THE 1989 RESTRICTED Management For For STOCK AWARD PLAN OF THE COCA-COLA COMPANY 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS 01 DIRECTOR Management For HERBERT A. ALLEN Management For For RONALD W. ALLEN Management For For CATHLEEN P. BLACK Management For For BARRY DILLER Management For For E. NEVILLE ISDELL Management For For DONALD R. KEOUGH Management For For
DONALD F. MCHENRY Management For For SAM NUNN Management For For JAMES D. ROBINSON III Management For For PETER V. UEBERROTH Management For For JAMES B. WILLIAMS Management For For 08 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For DELEGATION OF INQUIRY TO COLOMBIA 07 SHAREOWNER PROPOSAL REGARDING ENVIRONMENTAL IMPACTS Shareholder Against For OF OPERATIONS IN INDIA - ------------------------------------------------------------------------------------------------------------------------------------ BP P.L.C. BP ANNUAL MEETING DATE: 04/20/2006 ISSUER: 055622 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For ACCOUNTS 02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For 03 DIRECTOR Management For DR D C ALLEN Management For For LORD BROWNE Management For For MR J H BRYAN Management For For MR A BURGMANS Management For For MR I C CONN Management For For MR E B DAVIS, JR Management For For MR D J FLINT Management For For DR B E GROTE Management For For DR A B HAYWARD Management For For DR D S JULIUS Management For For SIR TOM MCKILLOP Management For For MR J A MANZONI Management For For DR W E MASSEY Management For For SIR IAN PROSSER Management For For MR M H WILSON Management For For MR P D SUTHERLAND Management For For 04 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 06 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For AMOUNT 07 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/24/2006 ISSUER: 025816 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For D.F. AKERSON Management For For C. BARSHEFSKY Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For
P. CHERNIN Management For For P.R. DOLAN Management For For V.E. JORDAN, JR. Management For For J. LESCHLY Management For For R.A. MCGINN Management For For E.D. MILLER Management For For F.P. POPOFF Management For For R.D. WALTER Management For For 02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 A SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For 04 A SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING Shareholder Against For FOR DIRECTORS. 05 A SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shareholder Against For S EMPLOYMENT POLICIES. 06 A SHAREHOLDER PROPOSAL RELATING TO REIMBURSEMENT Shareholder Against For OF EXPENSES FOR CERTAIN SHAREHOLDER-NOMINATED DIRECTOR CANDIDATES. - ------------------------------------------------------------------------------------------------------------------------------------ ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/24/2006 ISSUER: 532457 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF DIRECTORS Shareholder Against For BY MAJORITY VOTE. 03 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shareholder Against For S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2006. 01 DIRECTOR Management For M.S. FELDSTEIN Management For For J.E. FYRWALD Management For For E.R. MARRAM Management For For S. TAUREL Management For For - ------------------------------------------------------------------------------------------------------------------------------------ CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/25/2006 ISSUER: 12541M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For E. MICHEL KRUSE Management For For MANUEL J. IRAOLA Management For For ERNEST R. VEREBELYI Management For For 02 APPROVAL OF THE ADOPTION OF THE CORPORATION S Management For For LONG-TERM EQUITY INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORP IBM ANNUAL MEETING DATE: 04/25/2006 ISSUER: 459200 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C. BLACK Management For For K.I. CHENAULT Management For For J. DORMANN Management For For M.L. ESKEW Management For For S.A. JACKSON Management For For M. MAKIHARA Management For For L.A. NOTO Management For For J.W. OWENS Management For For S.J. PALMISANO Management For For J.E. SPERO Management For For S. TAUREL Management For For C.M. VEST Management For For L.H. ZAMBRANO Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. (PAGE 26) 03 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shareholder Against For 27) 04 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against For MEDICAL (PAGE 27) 05 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against For (PAGE 29) 06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shareholder Against For COMPENSATION (PAGE 29) 07 STOCKHOLDER PROPOSAL ON: OFFSHORING (PAGE 30) Shareholder Against For 08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shareholder Against For (PAGE 32) 09 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shareholder Against For (PAGE 33) - ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/25/2006 ISSUER: 589331 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 06 STOCKHOLDER PROPOSAL CONCERNING NON-DIRECTOR Shareholder Against For SHAREHOLDER VOTES 04 PROPOSAL TO ADOPT THE 2006 NON-EMPLOYEE DIRECTORS Management Against Against STOCK OPTION PLAN 03 PROPOSAL TO ADOPT THE 2007 INCENTIVE STOCK PLAN Management Against Against 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 01 DIRECTOR Management For RICHARD T. CLARK Management For For LAWRENCE A. BOSSIDY Management For For WILLIAM G. BOWEN Management For For JOHNNETTA B. COLE Management For For WILLIAM B. HARRISON, JR Management For For WILLIAM N. KELLEY Management For For ROCHELLE B. LAZARUS Management For For
THOMAS E. SHENK Management For For ANNE M. TATLOCK Management For For SAMUEL O. THIER Management For For WENDELL P. WEEKS Management For For PETER C. WENDELL Management For For 07 STOCKHOLDER PROPOSAL CONCERNING AN ANIMAL WELFARE Shareholder Against For POLICY REPORT - ------------------------------------------------------------------------------------------------------------------------------------ AMERIPRISE FINANCIAL, INC. ANNUAL MEETING DATE: 04/26/2006 ISSUER: 03076C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For IRA D. HALL Management For For JEFFREY NODDLE Management For For RICHARD F. POWERS, III Management For For 02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2006. - ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/26/2006 ISSUER: 166764 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For S.H. ARMACOST Management For For L.F. DEILY Management For For R.E. DENHAM Management For For R.J. EATON Management For For S. GINN Management For For F.G. JENIFER Management For For S. NUNN Management For For D.J. O'REILLY Management For For D.B. RICE Management For For P.J. ROBERTSON Management For For C.R. SHOEMATE Management For For R.D. SUGAR Management For For C. WARE Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 04 REPORT ON OIL & GAS DRILLING IN PROTECTED AREAS Shareholder Against For 05 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For 06 ADOPT AN ANIMAL WELFARE POLICY Shareholder Against For 07 REPORT ON HUMAN RIGHTS Shareholder Against For 08 REPORT ON ECUADOR Shareholder Against For 03 AMEND COMPANY BY-LAWS TO INCLUDE PROPONENT REIMBURSEMENT Shareholder
- ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/26/2006 ISSUER: 369604 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For 02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For 01 CUMULATIVE VOTING Shareholder Against For B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For For A DIRECTOR Management For JAMES I. CASH, JR. Management For For SIR WILLIAM M. CASTELL Management For For ANN M. FUDGE Management For For CLAUDIO X. GONZALEZ Management For For JEFFREY R. IMMELT Management For For ANDREA JUNG Management For For ALAN G. LAFLEY Management For For ROBERT W. LANE Management For For RALPH S. LARSEN Management For For ROCHELLE B. LAZARUS Management For For SAM NUNN Management For For ROGER S. PENSKE Management For For ROBERT J. SWIERINGA Management For For DOUGLAS A. WARNER III Management For For ROBERT C. WRIGHT Management For For 06 REPORT ON GLOBAL WARMING SCIENCE Shareholder Against For 05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shareholder Against For 04 INDEPENDENT BOARD CHAIRMAN Shareholder - ------------------------------------------------------------------------------------------------------------------------------------ CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/27/2006 ISSUER: 219350 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. 04 APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY Management For For PLAN FOR NON-EMPLOYEE DIRECTORS. 02 APPROVAL OF THE AMENDMENT OF THE 2002 WORLDWIDE Management For For EMPLOYEE SHARE PURCHASE PLAN. 01 DIRECTOR Management For JAMES B. FLAWS Management For For JAMES R. HOUGHTON Management For For JAMES J. O'CONNOR Management For For DEBORAH D. RIEMAN Management For For PETER F. VOLANAKIS Management For For PADMASREE WARRIOR Management For For
03 APPROVAL OF THE ADOPTION OF THE 2006 VARIABLE Management COMPENSATION PLAN. 06 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder OF EACH DIRECTOR ANNUALLY. - ------------------------------------------------------------------------------------------------------------------------------------ PARMALAT SPA AGM MEETING DATE: 04/27/2006 ISSUER: 70175R102 ISIN: US70175R1023 SEDOL: B0GWD77 - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ o.1 APPROVE THE BALANCE SHEET AND FINANCIAL STATEMENTS Management Take No Action *Management Position Unknown AS OF 31 DEC 2005 AND CONSEQUENT RESOLUTIONS * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 APR 2006 (AND A THIRD CALL ON 29 APR 2006). CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. o.2 APPOINT AN ALTERNATE AUDITOR IN ACCORDANCE WITH Management Take No Action *Management Position Unknown ARTICLES 2401 OF THE ITALIAN CIVIL CODE E.3 APPROVE TO INTEGRATE THE BY-LAWS FOR THE IMPLEMENTATION Management Take No Action *Management Position Unknown OF THE PROVISIONS OF LAW 262/05 CONCERNING THE METHODS FOR THE APPOINTMENT OF THE CHARTED ACCOUNTANTS E.4 APPROVE TO INCREASE THE SHARE CAPITAL BY A MAXIMUM Management Take No Action *Management Position Unknown OF EUR 95 MILLION RESERVEDFOR THE EXERCISE OF WARRANTS, AS PER THE ARTICLES 5 OF THE BY-LAWS - ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC. PFE ANNUAL MEETING DATE: 04/27/2006 ISSUER: 717081 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL S. BROWN Management For For M. ANTHONY BURNS Management For For ROBERT N. BURT Management For For W. DON CORNWELL Management For For WILLIAM H. GRAY III Management For For CONSTANCE J. HORNER Management For For WILLIAM R. HOWELL Management For For STANLEY O. IKENBERRY Management For For GEORGE A. LORCH Management For For HENRY A. MCKINNELL Management For For DANA G. MEAD Management For For RUTH J. SIMMONS Management For For
WILLIAM C. STEERE, JR. Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 MANAGEMENT PROPOSAL TO AMEND COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS AND FAIR PRICE PROVISION. 04 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For FOR DIRECTORS. 05 SHAREHOLDER PROPOSAL REQUESTING REPORTING ON Shareholder Against For PHARMACEUTICAL PRICE RESTRAINT. 06 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For 08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS. 09 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY ON LABORATORY ANIMAL CARE AND USE. 10 SHAREHOLDER PROPOSAL REQUESTING JUSTIFICATION Shareholder Against For FOR FINANCIAL CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED TESTING METHODOLOGIES. 07 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shareholder Against For ROLES OF CHAIRMAN AND CEO. - ------------------------------------------------------------------------------------------------------------------------------------ SJW CORP. SJW ANNUAL MEETING DATE: 04/27/2006 ISSUER: 784305 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For M.L. CALI Management For For J.P. DINAPOLI Management For For D. GIBSON Management For For D.R. KING Management For For G.E. MOSS Management For For W.R. ROTH Management For For C.J. TOENISKOETTER Management For For F.R. ULRICH, JR. Management For For R.A. VAN VALER Management For For 02 APPROVE THE LONG-TERM INCENTIVE PLAN AMENDMENT Management For For WHICH WAS ADOPTED BY THE BOARD OF DIRECTORS ON JANUARY 31, 2006. 03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2006. - ------------------------------------------------------------------------------------------------------------------------------------ ARDEN REALTY, INC. ARI SPECIAL MEETING DATE: 04/28/2006 ISSUER: 039793 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF DECEMBER 21, 2005, BY AND AMONG ARDEN REALTY, INC., ARDEN REALTY LIMITED PARTNERSHIP, GENERAL ELECTRIC CAPITAL CORPORATION, TRIZEC PROPERTIES, INC., TRIZEC HOLDINGS OPERATING LLC,
ATLAS MERGER SUB, INC. AND ATLAS PARTNERSHIP MERGER SUB, INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 APPROVAL OF ANY ADJOURNMENTS OR POSTPONEMENTS Management For For OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES. - ------------------------------------------------------------------------------------------------------------------------------------ GATX CORPORATION GMT ANNUAL MEETING DATE: 04/28/2006 ISSUER: 361448 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROD F. DAMMEYER Management For For JAMES M. DENNY Management For For RICHARD FAIRBANKS Management For For DEBORAH M. FRETZ Management For For BRIAN A. KENNEY Management For For MILES L. MARSH Management For For MARK G. MCGRATH Management For For MICHAEL E. MURPHY Management For For CASEY J. SYLLA Management For For 02 APPROVAL OF APPOINTMENT OF AUDITORS. Management For For - ------------------------------------------------------------------------------------------------------------------------------------ BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/02/2006 ISSUER: 110122 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For R.E. ALLEN Management For For L.B. CAMPBELL Management For For V.D. COFFMAN Management For For J.M. CORNELIUS Management For For P.R. DOLAN Management For For L.J. FREEH Management For For L.H. GLIMCHER, M.D. Management For For L. JOHANSSON Management For For J.D. ROBINSON III Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For 04 CUMULATIVE VOTING Shareholder Against For 05 RECOUPMENT Shareholder Against For 06 ANIMAL TREATMENT Shareholder Against For 07 TERM LIMITS Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/02/2006 ISSUER: 391164 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For D.L. BODDE Management For For M.J. CHESSER Management For For W.H. DOWNEY Management For For M.A. ERNST Management For For R.C. FERGUSON, JR. Management For For W.K. HALL Management For For L.A. JIMENEZ Management For For J.A. MITCHELL Management For For W.C. NELSON Management For For L.H. TALBOTT Management For For R.H. WEST Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITORS FOR 2006. - ------------------------------------------------------------------------------------------------------------------------------------ AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/04/2006 ISSUER: 054303 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For W. DON CORNWELL Management For For EDWARD T. FOGARTY Management For For STANLEY C. GAULT Management For For FRED HASSAN Management For For ANDREA JUNG Management For For MARIA ELENA LAGOMASINO Management For For ANN S. MOORE Management For For PAUL S. PRESSLER Management For For PAULA STERN Management For For LAWRENCE A. WEINBACH Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 RESOLUTION REGARDING DIRECTOR ELECTION BY MAJORITY Shareholder Against For VOTE 04 RESOLUTION REGARDING REPORT ON BREAST CANCER Shareholder Against For FUNDRAISING AND GRANT DISTRIBUTION 05 RESOLUTION REGARDING BENCHMARKING OF INCENTIVE Shareholder Against For COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE 06 RESOLUTION REGARDING TOXICS POLICY REPORT Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/04/2006 ISSUER: 624756 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ALEXANDER P. FEDERBUSH Management For For GENNARO J. FULVIO Management For For GARY S. GLADSTEIN Management For For TERRY HERMANSON Management For For
ROBERT B. HODES Management For For HARVEY L. KARP Management For For WILLIAM D. O'HAGAN Management For For 02 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For COMPANY S 2002 STOCK OPTION PLAN. 03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS OF THE COMPANY. - ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/04/2006 ISSUER: 92343V ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For J.R. BARKER Management For For R.L. CARRION Management For For R.W. LANE Management For For S.O. MOOSE Management For For J. NEUBAUER Management For For D.T. NICOLAISEN Management For For T.H. O'BRIEN Management For For C. OTIS, JR. Management For For H.B. PRICE Management For For I.G. SEIDENBERG Management For For W.V. SHIPLEY Management For For J.R. STAFFORD Management For For R.D. STOREY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For ACCOUNTING FIRM 03 CUMULATIVE VOTING Shareholder Against For 04 MAJORITY VOTE REQUIRED FOR ELECTION OF DIRECTORS Shareholder Against For 08 PERFORMANCE-BASED EQUITY COMPENSATION Shareholder Against For 09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For 05 COMPOSITION OF BOARD OF DIRECTORS Shareholder Against For 06 DIRECTORS ON COMMON BOARDS Shareholder Against For 07 SEPARATE CHAIRMAN AND CEO Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ COOPER CAMERON CORPORATION CAM ANNUAL MEETING DATE: 05/05/2006 ISSUER: 216640 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For NATHAN M. AVERY Management For For C. BAKER CUNNINGHAM Management For For SHELDON R. ERIKSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FOR 2006. 03 VOTE ON CHANGE OF COMPANY S NAME AND CHANGE IN Management For For THE CERTIFICATE OF INCORPORATION.
04 VOTE ON AMENDMENT TO 2005 EQUITY INCENTIVE PLAN. Management Against Against - ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/05/2006 ISSUER: 674599 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For SPENCER ABRAHAM Management For For RONALD W. BURKLE Management For For JOHN S. CHALSTY Management For For EDWARD P. DJEREJIAN Management For For R. CHAD DREIER Management For For JOHN E. FEICK Management For For RAY R. IRANI Management For For IRVIN W. MALONEY Management For For RODOLFO SEGOVIA Management For For AZIZ D. SYRIANI Management For For ROSEMARY TOMICH Management For For WALTER L. WEISMAN Management For For 02 THE RATIFICATION OF THE SELECTION OF KPMG AS Management For For INDEPENDENT AUDITORS. 03 APPROVAL OF INCREASE IN AUTHORIZED CAPITAL STOCK. Management For For 05 SCIENTIFIC REPORT ON GLOBAL WARMING/COOLING. Shareholder Against For 06 ELECTION OF DIRECTORS BY MAJORITY VOTE. Shareholder Against For 04 LIMIT ON EXECUTIVE COMPENSATION. Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ MIRANT CORPORATION ANNUAL MEETING DATE: 05/09/2006 ISSUER: 60467R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For THOMAS W. CASON Management For For A.D. (PETE) CORRELL Management For For TERRY G. DALLAS Management For For THOMAS H. JOHNSON Management For For JOHN T. MILLER Management For For EDWARD R. MULLER Management For For ROBERT C. MURRAY Management For For JOHN M. QUAIN Management For For WILLIAM L. THACKER Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITOR FOR 2006 - ------------------------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/09/2006 ISSUER: 664397 ISIN:
SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For RICHARD H. BOOTH Management For For COTTON MATHER CLEVELAND Management For For SANFORD CLOUD, JR. Management For For JAMES F. CORDES Management For For E. GAIL DE PLANQUE Management For For JOHN G. GRAHAM Management For For ELIZABETH T. KENNAN Management For For ROBERT E. PATRICELLI Management For For CHARLES W. SHIVERY Management For For JOHN F. SWOPE Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/10/2006 ISSUER: 20825C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 07 EQUITABLE COMPENSATION OF NON-EMPLOYEE DIRECTORS Shareholder Against For 01 DIRECTOR Management For RICHARD L. ARMITAGE Management For For RICHARD H. AUCHINLECK Management For For HARALD J. NORVIK Management For For WILLIAM K. REILLY Management For For VICTORIA J. TSCHINKEL Management For For KATHRYN C. TURNER Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006 03 DRILLING IN SENSITIVE AREAS Shareholder Against For 04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For 05 SHAREHOLDER APPROVAL OF FUTURE EXTRAORDINARY Shareholder Against For RETIREMENT BENEFITS FOR SENIOR EXECUTIVES 06 ENVIRONMENTAL ACCOUNTABILITY TO COMMUNITIES Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/11/2006 ISSUER: 032511 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROBERT J. ALLISON, JR. Management For For JOHN W. PODUSKA, SR. Management For For
02 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Management For For OF INCORPORATION. 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. Management For For - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/11/2006 ISSUER: 278762 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JAMES DEFRANCO Management For For MICHAEL T. DUGAN Management For For CANTEY ERGEN Management For For CHARLES W. ERGEN Management For For STEVEN R. GOODBARN Management For For GARY S. HOWARD Management For For DAVID K. MOSKOWITZ Management For For TOM A. ORTOLF Management For For C. MICHAEL SCHROEDER Management For For CARL E. VOGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS. 03 TO AMEND AND RESTATE THE 2001 NONEMPLOYEE DIRECTOR Management For For STOCK OPTION PLAN. 04 TO AMEND AND RESTATE THE 1997 EMPLOYEE STOCK Management For For PURCHASE PLAN. 05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH SHELL PLC ANNUAL MEETING DATE: 05/16/2006 ISSUER: 780259 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Management For For 02 APPROVAL OF REMUNERATION REPORT Management For For 03 DIRECTOR Management For JORMA OLLILA# Management For For NICK LAND# Management For For LORD KERR# U + anagement For For JEROEN VAN DER VEER Management For For ROB ROUTS Management For For WIM KOK# N Management For For 09 RE-APPOINTMENT OF AUDITORS Management For For 10 REMUNERATION OF AUDITORS Management For For 11 AUTHORITY TO ALLOT SHARES Management For For 12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For 13 AUTHORITY TO PURCHASE OWN SHARES Management For For
14 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For 15 SHAREHOLDER RESOLUTION Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/17/2006 ISSUER: 026874 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PEI-YUAN CHIA Management For For MARSHALL A. COHEN Management For For MARTIN S. FELDSTEIN Management For For ELLEN V. FUTTER Management For For STEPHEN L. HAMMERMAN Management For For RICHARD C. HOLBROOKE Management For For FRED H. LANGHAMMER Management For For GEORGE L. MILES, JR. Management For For MORRIS W. OFFIT Management For For JAMES F. ORR III Management For For MARTIN J. SULLIVAN Management For For MICHAEL H. SUTTON Management For For EDMUND S.W. TSE Management For For ROBERT B. WILLUMSTAD Management For For FRANK G. ZARB Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. 03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Management For For - ------------------------------------------------------------------------------------------------------------------------------------ XCEL ENERGY INC. XEL ANNUAL MEETING DATE: 05/17/2006 ISSUER: 98389B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C. CONEY BURGESS Management For For FREDRIC W. CORRIGAN Management For For RICHARD K. DAVIS Management For For ROGER R. HEMMINGHAUS Management For For A. BARRY HIRSCHFELD Management For For RICHARD C. KELLY Management For For DOUGLAS W. LEATHERDALE Management For For ALBERT F. MORENO Management For For DR. MARGARET R. PRESKA Management For For A. PATRICIA SAMPSON Management For For RICHARD H. TRULY Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS XCEL ENERGY INC S PRINCIPAL ACCOUNTANTS FOR 2006. 03 SHAREHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE
OFFICER. - ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/18/2006 ISSUER: 12686C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For CHARLES D. FERRIS Management For For RICHARD H. HOCHMAN Management For For VICTOR ORISTANO Management For For VINCENT TESE Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR 2006. 03 PROPOSAL TO AUTHORIZE AND APPROVE THE CABLEVISION Management Against Against SYSTEMS CORPORATION 2006 EMPLOYEE STOCK PLAN. 04 PROPOSAL TO AUTHORIZE AND APPROVE THE CABLEVISION Management For For SYSTEMS CORPORATION 2006 CASH INCENTIVE PLAN. 05 PROPOSAL TO AUTHORIZE AND APPROVE THE CABLEVISION Management Against Against SYSTEMS CORPORATION 2006 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. - ------------------------------------------------------------------------------------------------------------------------------------ CADBURY SCHWEPPES PLC CSG ANNUAL MEETING DATE: 05/18/2006 ISSUER: 127209 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 FINANCIAL STATEMENTS Management For For 02 DECLARATION OF FINAL DIVIDEND 2005 Management For For 03 DIRECTORS REMUNERATION REPORT Management For For 04 DIRECTOR Management For ROGER CARR Management For For KEN HANNA Management For For TODD STITZER Management For For LORD PATTEN Management For For BARONESS WILCOX Management For For 09 RE-APPOINTMENT OF AUDITORS Management For For 10 REMUNERATION OF AUDITORS Management For For 12 APPROVE PROPOSED AMENDMENTS TO THE 2004 LONG Management For For TERM INCENTIVE PLAN 13 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For 14 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For 15 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE INTERNATIONAL Management For For SHARE AWARD PLAN - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/19/2006 ISSUER: 806605 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For THOMAS J. COLLIGAN Management For For C. ROBERT KIDDER Management For For CARL E. MUNDY, JR. Management For For PATRICIA F. RUSSO Management For For ARTHUR F. WEINBACH Management For For 02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For TO AUDIT THE BOOKS AND ACCOUNTS FOR 2006 03 APPROVE AMENDMENTS TO GOVERNING INSTRUMENTS TO Management PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 04 APPROVE THE DIRECTORS COMPENSATION PLAN Management For For 05 APPROVE THE 2006 STOCK INCENTIVE PLAN Management Against Against 06 SHAREHOLDER PROPOSAL ON MAJORITY VOTE STANDARD Shareholder Against For FOR THE ELECTION OF DIRECTORS IN CERTIFICATE OF INCORPORATION 07 SHAREHOLDER PROPOSAL ON MAJORITY VOTE ON THE Shareholder Against For GREATEST NUMBER OF GOVERNANCE ISSUES PRACTICABLE - ------------------------------------------------------------------------------------------------------------------------------------ LADBROKES PLC AGM MEETING DATE: 05/26/2006 ISSUER: G5337D115 ISIN: GB0005002547 SEDOL: 0500254, B02SV75, 5474752 - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For *Management Position Unknown AND THE AUDITOR AND THE ACCOUNTS OF THE COMPANY FOR THE YE 31 DEC 2005 2. RE-APPOINT MR. N.M.H. JONES AS A DIRECTOR Management For *Management Position Unknown 3. RE-APPOINT SIR IAN ROBINSON AS A DIRECTOR Management For *Management Position Unknown 4. APPOINT MR. J.P. O REILLY AS A DIRECTOR Management For *Management Position Unknown 5. APPOINT MR. A.S. ROSS AS A DIRECTOR Management For *Management Position Unknown 6. APPOINT MR. R.P. THORNE AS A DIRECTOR Management For *Management Position Unknown 7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR TO Management For *Management Position Unknown THE COMPANY AND AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR 8. APPROVE THE 2005 DIRECTORS REMUNERATION REPORT Management For *Management Position Unknown 9. AUTHORIZE THE COMPANY, TO MAKE DONATIONS TO EU Management For *Management Position Unknown POLITICAL ORGANIZATIONS NOT EXCEEDING GBP 10,000;
AND INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING GBP 10,000; AND AUTHORIZE LADBROKES BETTING & GAMING LIMITED, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS NOT EXCEEDING GBP 25,000; AND INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING GBP 25,000; AUTHORITY EXPIRES EARLIER THE DATE OF THE AGM OF THE COMPANY HELD IN 2007 OR ON 25 AUG 2007 10. APPROVE THAT THE SHARE CAPITAL OF THE COMPANY Management For *Management Position Unknown BE INCREASED FROM GBP 230,000,000 TO GBP 253,000,000 BY THE CREATION OF 81,176,470 ADDITIONAL NEW ORDINARY SHARES OF 28 1/3P EACH IN THE CAPITAL OF THE COMPANY 11. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ANY EXISTING AUTHORITY AND FOR THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES WITH IN THE MEANING OF THAT SECTION UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 54,450,207; AUTHORITY EXPIRES EARLIER THE DATE OF THE AGM OF THE COMPANY HELD IN 2007 OR ON 25 AUG 2007 ; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.12 GRANT AUTHORITY TO ISSUE THE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 8,029,922 AND UP TO AGGREGATE NOMINAL AMOUNT OF GBP 450,207 IN CONNECTION WITH A RIGHTS ISSUE S.13 GRANT AUTHORITY TO MARKET PURCHASE 56,682,299 Management For *Management Position Unknown ORDIANRY SHARES - ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/31/2006 ISSUER: 30231G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For M.J. BOSKIN Management For For W.W. GEORGE Management For For J.R. HOUGHTON Management For For W.R. HOWELL Management For For R.C. KING Management For For P.E. LIPPINCOTT Management For For H.A. MCKINNELL, JR. Management For For M.C. NELSON Management For For S.J. PALMISANO Management For For W.V. SHIPLEY Management For For J.S. SIMON Management For For R.W. TILLERSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 32) Management For For 03 CUMULATIVE VOTING (PAGE 34) Shareholder Against For 04 MAJORITY VOTE (PAGE 35) Shareholder Against For 05 INDUSTRY EXPERIENCE (PAGE 37) Shareholder Against For 06 DIRECTOR QUALIFICATIONS (PAGE 38) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shareholder Against For 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shareholder Against For 12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shareholder Against For 14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shareholder Against For 15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shareholder Against For 08 BOARD CHAIRMAN AND CEO (PAGE 41) Shareholder Against For 07 DIRECTOR COMPENSATION (PAGE 40) Shareholder Against For 10 EXECUTIVE COMPENSATION CRITERIA (PAGE 45) Shareholder Against For 13 AMENDMENT OF EEO POLICY (PAGE 50) Shareholder Against For - ------------------------------------------------------------------------------------------------------------------------------------ THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/06/2006 ISSUER: 25459L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For CHASE CAREY Management For For PETER F. CHERNIN Management For For PETER A. LUND Management For For HAIM SABAN Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For ACCOUNTANTS - ------------------------------------------------------------------------------------------------------------------------------------ PHILIPPINE LONG DISTANCE TELEPHONE C PHI ANNUAL MEETING DATE: 06/13/2006 ISSUER: 718252 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTOR Management For REV FR B.F. NEBRES S.J* Management For For MR OSCAR S. REYES* Management For For MR PEDRO E. ROXAS* Management For For MR ALFRED VY TY* Management For For MR ANTONIO O. COJUANGCO Management For For MS HELEN Y. DEE Management For For ATTY. RAY C. ESPINOSA Management For For MR TATSU KONO Management For For MR NAPOLEON L. NAZARENO Management For For MR MANUEL V. PANGILINAN Management For For MS CORAZON S. DE LA PAZ Management For For MR ALBERT F DEL ROSARIO Management For For MR SHIGERU YOSHIDA Management For For 01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For FOR THE PERIOD ENDING DECEMBER 31, 2005 CONTAINED IN THE COMPANY S 2005 ANNUAL REPORT.
- ------------------------------------------------------------------------------------------------------------------------------------ IAC/INTERACTIVECORP IACI ANNUAL MEETING DATE: 06/20/2006 ISSUER: 44919P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For WILLIAM H. BERKMAN Management For For EDGAR BRONFMAN, JR. Management For For BARRY DILLER Management For For VICTOR A. KAUFMAN Management For For DONALD R. KEOUGH* Management For For BRYAN LOURD* Management For For JOHN C. MALONE Management For For ARTHUR C. MARTINEZ Management For For STEVEN RATTNER Management For For GEN. H.N. SCHWARZKOPF* Management For For ALAN G. SPOON Management For For DIANE VON FURSTENBERG Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS IAC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR. - ------------------------------------------------------------------------------------------------------------------------------------ APPLIED FILMS CORPORATION AFCO SPECIAL MEETING DATE: 06/30/2006 ISSUER: 038197 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Mgmt. - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management For For THE AGREEMENT AND PLAN OF MERGER, DATED MAY 4, 2006, BY AND AMONG APPLIED MATERIALS, INC., BLUE ACQUISITION, INC., A WHOLLY-OWNED SUBSIDIARY OF APPLIED MATERIALS, INC., AND APPLIED FILMS CORPORATION. 02 TO CONSIDER AND VOTE UPON A PROPOSAL TO GRANT Management For For THE PERSONS NAMED AS PROXIES DISCRETIONARY AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO VOTE IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT OR FOR ANY OTHER REASON PROPOSED BY THE APPLIED FILMS BOARD OF DIRECTORS.
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. By (Signature and Title)* /S/ BRUCE N. ALPERT --------------------------------------------- Bruce N. Alpert, Principal Executive Officer (Principal Executive Officer) Date AUUGUST 21, 2006 ------------------------------------------------------------------ *Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----