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Schedule 12-14

12 Months Ended

Dec. 31, 2022

Schedule 12-14 [Abstract]

Schedule 12-14

The table below represents the fair value of control and affiliate investments at December 31, 2021 and any amortization, purchases, sales, and realized and change in unrealized gain (loss) made to such investments, as well as the ending fair value as of December 31, 2022.

Portfolio Company/Type of Investment ⁽¹⁾		Principal Amount/Shares/ Ownership % at December 31, 2022				Amount of Interest and Dividends Credited in Income				Fair Value at December 31, 2021				Purchases ⁽²⁾				Sales				Transfers from Restructuring/ Transfers into Control Investments				Change in Unrealized Gains/(Losses)				Fair Value at December 31, 2022
Control Investments
Advantis Certified Staffing Solutions, Inc.
Second Lien Loan, 12.0% Cash, due 11/30/2021⁽³⁾		$	4,500,000			$	-			$	4,441,765			$	-			$	-				-			$	(785,118	)		$	3,656,647
Unsecured loan Consolidated BL Note 6.33% due 12/31/2023		$	1,381,586				87,454				-				-				-				-				-				-
Common Stock – Series A ⁽³⁾			225,000				-				-				-				-				-				-				-
Common Stock – Series B ⁽³⁾			9,500,000				-				-				-				-				-				-				-
Warrant for 250,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾			1				-				-				-				-				-				-				-
Warrant for 700,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾			1				-				-				-				-				-				-				-
Dominion Medical Management, Inc.
First Lien Loan, 12.0% Cash, 6% PIK due, 3/31/2020 ^{(2) (3)}		$	1,516,144				-				158,159				-				-				-				26,840				184,999
Integrated Medical Partners, LLC
Preferred Membership – Class A units ⁽³⁾			800				-				-				-				-				-				-				-
Preferred Membership – Class B units ⁽³⁾			760				-				-				-				-				-				-				-
Common Units ⁽³⁾			14,082				-				-				-				-				-				-				-
PCC SBH Sub, Inc.
Common Stock ⁽³⁾			100				-				1,745,113				-				-				-				(46,784	)			1,698,329
Rockfish Seafood Grill, Inc.
First Lien Loan, 8% Cash, 6.0% PIK, due 3/31/2018		$	6,352,944				602,939				12,294,480				-				-				-				(1,585,512	)			10,708,968
Revolving Loan, 8% PIK, due 12/31/2023		$	2,251,000				137,561				2,251,000				-				-				-				-				2,251,000
Rockfish Holdings, LLC
Warrant for Membership Interest, exercise price $0.001 per 1% membership interest, expires 7/28/2028 ⁽³⁾			10.0	%			-				172,549				-				-				-				(172,549	)			-
Membership Interest – Class A ⁽³⁾			99.997	%			-				1,552,896				-				-				-				(1,552,896	)			-
Total Control Investments						$	827,954			$	22,615,962			$	-			$	-			$	-			$	(4,116,019	)		$	18,499,943

⁽¹⁾	Represents an illiquid investment.

⁽²⁾ Includes PIK interest.

⁽³⁾ Non-income producing security.

The table below represents the fair value of control and affiliate investments at December 31, 2020 and any amortization, purchases, sales, and realized and change in unrealized gain (loss) made to such investments, as well as the ending fair value as of December 31, 2021.

Portfolio Company/Type of Investment ⁽¹⁾		Principal Amount/Shares/ Ownership % at December 31 2021				Amount of Interest and Dividends Credited in Income				Fair Value at December 31, 2020				Purchases ⁽²⁾				Sales				Transfers from Restructuring/ Transfers into Control Investments				Change in Unrealized Gains/(Losses)				Fair Value at December 31, 2021
Control Investments
Advantis Certified Staffing Solutions, Inc.
Second Lien Loan, 12.0% Cash, due 11/30/2021⁽³⁾		$	4,500,000			$	-			$	3,008,208			$	-			$	-				-			$	1,433,557			$	4,441,765
Unsecured loan Consolidated BL Note 6.33% due 12/31/2022		$	1,381,586				87,454				-				-				-				-				-				-
Common Stock – Series A ⁽³⁾			225,000				-				-				-				-				-				-				-
Common Stock – Series B ⁽³⁾			9,500,000				-				-				-				-				-				-				-
Warrant for 250,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾			1				-				-				-				-				-				-				-
Warrant for 700,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾			1				-				-				-				-				-				-				-
Dominion Medical Management, Inc.
Second Lien Loan, 12.0% Cash, 6% PIK due, 3/31/2020 ^{(2) (3)}		$	1,516,144				-				-				-				-				-				158,159				158,159
Integrated Medical Partners, LLC
Preferred Membership – Class A units ⁽³⁾			800				-				-				-				-				-				-				-
Preferred Membership – Class B units ⁽³⁾			760				-				-				-				-				-				-				-
Common Units ⁽³⁾			14,082				-				-				-				-				-				-				-
PCC SBH Sub, Inc.
Common Stock ⁽³⁾			100				-				1,658,680				-				-				-				86,433				1,745,113
Rockfish Seafood Grill, Inc.
First Lien Loan, 8% Cash, 6.0% PIK, due 3/31/2018 ⁽³⁾		$	6,352,944				-				6,910,188				-				-				-				5,384,292				12,294,480
Revolving Loan, 8% PIK, due 12/31/2022		$	2,251,000				475,402				2,703,315				97,401				(230,570	)			-				(319,146	)			2,251,000
Rockfish Holdings, LLC
Warrant for Membership Interest, exercise price $0.001 per 1% membership interest, expires 7/28/2028 ⁽³⁾			10.0	%			-				-				-				-				-				172,549				172,549
Membership Interest – Class A ⁽³⁾			99.997	%			-				-				-				-				-				1,552,896				1,552,896
Total Control Investments						$	562,856			$	14,280,391			$	97,401			$	(230,570	)		$	-			$	8,468,740			$	22,615,962

⁽¹⁾	Represents an illiquid investment.

⁽²⁾ Includes PIK interest.
⁽³⁾ Non-income producing security.