N-PX 1 d790589dnpx.htm THE CHINA FUND, INC. The China Fund, Inc.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-05749

 

 

The China Fund, Inc.

(Exact name of registrant as specified in charter)

 

 

c/o Brown Brothers Harriman & Co.,

50 Post Office Square

Boston, MA 02110

(Address of principal executive offices)

 

 

Copies to:

 

Suzan Barron, Esq.

50 Post Office SQ

Boston, Massachusetts 02110

(Name and address of agent for service)

  

Laura Flores, Esq.

Morgan, Lewis & Bockius LLP

1111 Pennsylvania Ave, NW

Washington, DC 20004

 

 

 

Registrant’s telephone number, including area code: 888-246-2255

Date of fiscal year end: October 31

Date of reporting period: July 1, 2018 – June 30, 2019

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

 

 

Item 1. Proxy Voting Record

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-05749
Reporting Period: 07/01/2018 - 06/30/2019
The China Fund, Inc.









============================= The China Fund, Inc. =============================


ALIBABA GROUP HOLDING LTD.

Ticker:       BABA           Security ID:  01609W102
Meeting Date: OCT 31, 2018   Meeting Type: Annual
Record Date:  AUG 24, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Joseph C. Tsai as Director        For       Against      Management
1.2   Elect J. Michael Evans as Director      For       For          Management
1.3   Elect Eric Xiandong Jing as Director    For       For          Management
1.4   Elect Borje E. Ekholm as Director       For       For          Management
2     Ratify PricewaterhouseCoopers as        For       For          Management
      Auditors


--------------------------------------------------------------------------------

ANGEL YEAST CO., LTD.

Ticker:       600298         Security ID:  Y3746S104
Meeting Date: NOV 13, 2018   Meeting Type: Special
Record Date:  NOV 06, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Capital Injection Agreement     For       For          Management
2     Approve Adjustments on 2018 Guarantee   For       For          Management
      Provision Plan


--------------------------------------------------------------------------------

BANK OF CHINA LTD.

Ticker:       3988           Security ID:  Y0698A107
Meeting Date: SEP 14, 2018   Meeting Type: Special
Record Date:  AUG 14, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Liu Liange as Director            For       For          Management
2     Elect Jiang Guohua as Director          For       For          Management


--------------------------------------------------------------------------------

CHINA LONGYUAN POWER GROUP CORP. LTD.

Ticker:       916            Security ID:  Y1501T101
Meeting Date: DEC 21, 2018   Meeting Type: Special
Record Date:  NOV 20, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Baker Tilly China Certified     For       For          Management
      Public Accountants LLP as PRC Auditor
      and Authorize Audit Committee of the
      Board to Fix Their Remuneration


--------------------------------------------------------------------------------

CHINA MERCHANTS BANK CO., LTD.

Ticker:       3968           Security ID:  Y14896115
Meeting Date: NOV 07, 2018   Meeting Type: Special
Record Date:  OCT 05, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Luo Sheng as Director             For       Against      Management


--------------------------------------------------------------------------------

CHINA PETROLEUM & CHEMICAL CORP.

Ticker:       386            Security ID:  Y15010104
Meeting Date: OCT 23, 2018   Meeting Type: Special
Record Date:  SEP 21, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Yu Baocai as Director             For       For          Management
2     Approve Renewal of Continuing           For       Against      Management
      Connected Transactions for the Three
      Years Ending 31 December 2021, the
      Continuing Connected Transactions
      Fifth Supplemental Agreement and
      Related Transactions


--------------------------------------------------------------------------------

FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.

Ticker:       002027         Security ID:  Y29327106
Meeting Date: AUG 13, 2018   Meeting Type: Special
Record Date:  AUG 06, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Related-party Transaction in    For       For          Management
      Connection to Signing of Business
      Cooperation Framework Agreement with a
      Related Party
2     Approve Company's Related-party         For       For          Management
      Transaction


--------------------------------------------------------------------------------

PING AN INSURANCE (GROUP) CO. OF CHINA LTD.

Ticker:       2318           Security ID:  Y69790106
Meeting Date: DEC 14, 2018   Meeting Type: Special
Record Date:  NOV 13, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.01  Elect Ng Sing Yip as Director           For       For          Management
1.02  Elect Chu Yiyun as Director             For       For          Management
1.03  Elect Liu Hong as Director              For       For          Management
2     Approve the Implementation of the       For       For          Management
      Long-term Service Plan
3     Approve the Issuing of Debt Financing   For       For          Management
      Instruments
4     Amend Articles of Association           For       For          Management
5     Authorize Repurchase of Issued Share    For       For          Management
      Capital


--------------------------------------------------------------------------------

QINGDAO PORT INTERNATIONAL CO. LTD.

Ticker:       6198           Security ID:  Y7S64R101
Meeting Date: SEP 26, 2018   Meeting Type: Special
Record Date:  AUG 24, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       Against      Management
      Regarding Party Committee
2     Amend Articles of Association After     For       Against      Management
      the Proposed A Share Offering
3     Approve Entrusted Loan Framework        For       For          Management
      Agreement and Related Transactions
4     Approve Comprehensive Products and      For       For          Management
      Services Framework Agreements and
      Related Transactions
5     Approve Financial Services Framework    For       For          Management
      Agreements and Related Transactions


--------------------------------------------------------------------------------

QINGLING MOTORS CO., LTD.

Ticker:       1122           Security ID:  Y71713104
Meeting Date: DEC 12, 2018   Meeting Type: Special
Record Date:  NOV 09, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Merger by Absorption of Isuzu   For       Against      Management
      Qingling (Chongqing) Autoparts Co.,
      Ltd. by Qingling Isuzu (Chongqing)
      Engine Co., Ltd.
2     Approve JV Agreement and Related        For       Against      Management
      Transactions
3     Amend Business Scope and Related        For       Against      Management
      Transactions
4     Amend Articles of Association           For       Against      Management


--------------------------------------------------------------------------------

SUN HUNG KAI PROPERTIES LTD.

Ticker:       16             Security ID:  Y82594121
Meeting Date: NOV 08, 2018   Meeting Type: Annual
Record Date:  NOV 02, 2018

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3.1a  Elect Fan Hung-ling, Henry as Director  For       For          Management
3.1b  Elect Lee Shau-kee as Director          For       Against      Management
3.1c  Elect Yip Dicky Peter as Director       For       Against      Management
3.1d  Elect Wong Yue-chim, Richard as         For       Against      Management
      Director
3.1e  Elect Fung Kwok-lun, William as         For       Against      Management
      Director
3.1f  Elect Leung Nai-pang, Norman as         For       For          Management
      Director
3.1g  Elect Leung Kui-king, Donald as         For       For          Management
      Director
3.1h  Elect Kwan Cheuk-yin, William as        For       Against      Management
      Director
3.1i  Elect Kwok Kai-fai, Adam as Director    For       For          Management
3.1j  Elect Kwong Chun as Director            For       For          Management
3.2   Approve Directors' Fees                 For       For          Management
4     Approve Deloitte Touche Tohmatsu as     For       For          Management
      Auditor and Authorize Board to Fix
      Their Remuneration
5     Authorize Repurchase of Issued Share    For       For          Management
      Capital
6     Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities without
      Preemptive Rights
7     Authorize Reissuance of Repurchased     For       Against      Management
      Shares

========== END NPX REPORT




******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-Dummy
Reporting Period: 07/01/2018 - 06/30/2019
CHINA FUND, INC.









=============================== China Fund, Inc. ===============================


AGRICULTURAL BANK OF CHINA

Ticker:       1288           Security ID:  Y00289119
Meeting Date: MAR 01, 2019   Meeting Type: Special
Record Date:  JAN 29, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2019 Fixed Assets Investment    For       For          Management
      Budget
2     Elect Zhang Keqiu as Director           For       For          Management
3     Elect Leung Ko May Yee, Margaret as     For       For          Management
      Director
4     Elect Liu Shouying as Director          For       For          Management
5     Elect Li Wei as Director                For       For          Management


--------------------------------------------------------------------------------

AGRICULTURAL BANK OF CHINA

Ticker:       1288           Security ID:  Y00289119
Meeting Date: MAY 30, 2019   Meeting Type: Annual
Record Date:  APR 29, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Work Report of the Board   For       For          Management
      of Directors
2     Approve 2018 Work Report of the Board   For       For          Management
      of Supervisors
3     Approve 2018 Final Financial Accounts   For       For          Management
4     Approve 2018 Profit Distribution Plan   For       For          Management
5     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP and PricewaterhouseCoopers as
      External Auditors
6     Elect Zhou Mubing as Director           For       For          Management
7     Elect Cai Dong as Director              For       For          Management
8     Elect Wang Xinxin as Director           For       For          Management
9     Approve Issuance of Write-down Capital  For       For          Management
      Bonds
10    Elect Wu Jiangtao as Director           For       For          Shareholder
11    To Listen to the 2018 Work Report of    None      None         Management
      Independent Directors of the Bank
12    To Listen to the 2018 Report on the     None      None         Management
      Implementation of the Plan on
      Authorization of General Meeting of
      Shareholders to the Board of Directors
      of the Bank
13    To Listen to the Report on the          None      None         Management
      Management of Connected Transactions


--------------------------------------------------------------------------------

AIA GROUP LIMITED

Ticker:       1299           Security ID:  Y002A1105
Meeting Date: MAY 17, 2019   Meeting Type: Annual
Record Date:  MAY 10, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2A    Approve Special Dividend                For       For          Management
2B    Approve Final Dividend                  For       For          Management
3     Elect Swee-Lian Teo as Director         For       For          Management
4     Elect Narongchai Akrasanee as Director  For       For          Management
5     Elect George Yong-Boon Yeo Director     For       For          Management
6     Approve PricewaterhouseCoopers as       For       For          Management
      Auditor and Authorize Board to Fix
      Their Remuneration
7A    Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities without
      Preemptive Rights
7B    Authorize Repurchase of Issued Share    For       For          Management
      Capital
7C    Approve Allotment and Issuance of       For       For          Management
      Additional Shares Under the Restricted
      Share Unit Scheme
8     Approve Increase in Rate of Directors'  For       For          Management
      Fees
9     Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

ANHUI CONCH CEMENT CO., LTD.

Ticker:       914            Security ID:  Y01373110
Meeting Date: MAY 30, 2019   Meeting Type: Annual
Record Date:  APR 29, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Report of the Board of     For       For          Management
      Directors
2     Approve 2018 Report of the Supervisory  For       For          Management
      Committee
3     Approve 2018 Audited Financial Reports  For       For          Management
4     Approve KPMG Huazhen LLP as PRC and     For       For          Management
      Internal Control Auditor, KPMG as
      International Financial Auditor and
      Authorize Board to Fix Their
      Remuneration
5     Approve 2018 Profit Appropriation       For       For          Management
      Proposal and Declaration of Final
      Dividend
6     Approve Provision of Guarantee to       For       For          Management
      Subsidiaries and Joint Venture Entities
7     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
8     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
9     Approve Amendments to Articles of       For       For          Management
      Association
10    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
11a   Elect Gao Dengbang as Director          For       For          Management
11b   Elect Wang Jianchao as Director         For       For          Management
11c   Elect Wu Bin as Director                For       For          Management
11d   Elect Li Qunfeng as Director            For       For          Management
11e   Elect Ding Feng as Director             For       For          Management
12a   Elect Yang Mianzhi as Independent       For       For          Management
      Director
12b   Elect Leung Tat Kwong Simon as          For       For          Management
      Independent Director
12c   Elect Zhang Yunyan as Independent       For       For          Management
      Director
13a   Elect Wu Xiaoming as Supervisor         For       For          Management
13b   Elect Wang Pengfei as Supervisor        For       For          Management


--------------------------------------------------------------------------------

ASM PACIFIC TECHNOLOGY LIMITED

Ticker:       522            Security ID:  G0535Q133
Meeting Date: MAY 07, 2019   Meeting Type: Annual
Record Date:  APR 30, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3     Approve Deloitte Touche Tohmatsu as     For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
4     Authorize Repurchase of Issued Share    For       For          Management
      Capital
5     Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities without
      Preemptive Rights
6     Authorize Reissuance of Repurchased     For       For          Management
      Shares
7     Elect Charles Dean del Prado as         For       For          Management
      Director
8     Elect Petrus Antonius Maria van Bommel  For       For          Management
      as Director
9     Elect Orasa Livasiri as Director        For       For          Management
10    Elect Wong Hon Yee as Director          For       For          Management
11    Elect Tang Koon Hung, Eric as Director  For       For          Management
12    Authorize Board to Fix Remuneration of  For       For          Management
      Directors
13    Approve Employee Share Incentive        For       Against      Management
      Scheme and Authorize Grant of Scheme
      Mandate


--------------------------------------------------------------------------------

AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.

Ticker:       002179         Security ID:  Y14228103
Meeting Date: APR 17, 2019   Meeting Type: Annual
Record Date:  APR 11, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Profit Distribution and         For       For          Management
      Capitalization of Capital Reserves
5     Approve Daily Related Party             For       Against      Management
      Transactions
6     Approve Annual Report and Summary       For       For          Management
7     Approve 2019 Financial Budget Report    For       For          Management
8     Approve Appointment of Auditor          For       For          Management
9     Approve Adjustment to Allowance of      For       For          Management
      Independent Directors
10    Amend Rules and Procedures Regarding    For       Against      Management
      Meetings of Board of Directors
11    Approve Repurchase and Cancellation of  For       For          Management
      Performance Share
12    Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED

Ticker:       1114           Security ID:  G1368B102
Meeting Date: JUN 04, 2019   Meeting Type: Annual
Record Date:  MAY 29, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2A    Elect Yan Bingzhe as Director           For       For          Management
2B    Elect Qian Zuming as Director           For       For          Management
2C    Elect Zhang Wei as Director             For       For          Management
2D    Authorize Board to Fix Remuneration of  For       For          Management
      Directors
3     Approve Grant Thornton Hong Kong        For       For          Management
      Limited as Auditors and Authorize
      Board to Fix Their Remuneration
4A    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
4B    Authorize Repurchase of Issued Share    For       For          Management
      Capital
4C    Authorize Reissuance of Repurchased     For       Against      Management
      Shares
5     Adopt New Share Option Scheme and       For       Against      Management
      Authorize Board to Deal With All
      Matters in Relation to the New Share
      Option Scheme


--------------------------------------------------------------------------------

BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD.

Ticker:       1114           Security ID:  G1368B102
Meeting Date: JAN 18, 2019   Meeting Type: Special
Record Date:  JAN 14, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Approve the Disposal and Related        For       Against      Management
      Transactions
1b    Authorize Board to Deal With All        For       Against      Management
      Matters in Relation to the Disposal


--------------------------------------------------------------------------------

CHINA CONSTRUCTION BANK CORPORATION

Ticker:       939            Security ID:  Y1397N101
Meeting Date: JUN 21, 2019   Meeting Type: Annual
Record Date:  MAY 21, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Report of the Board of     For       For          Management
      Directors
2     Approve 2018 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2018 Final Financial Accounts   For       For          Management
4     Approve 2018 Profit Distribution Plan   For       For          Management
5     Approve Budget for 2019 Fixed Assets    For       For          Management
      Investment
6     Approve Remuneration Distribution and   For       For          Management
      Settlement Plan for Directors in 2017
7     Approve Remuneration Distribution and   For       For          Management
      Settlement Plan for Supervisors in 2017
8     Elect Liu Guiping as Director           For       For          Management
9     Elect Murray Horn as Director           For       For          Management
10    Elect Graeme Wheeler as Director        For       For          Management
11    Elect Zhao Xijun as Supervisor          For       For          Management
12    Approve Ernst & Young Hua Ming LLP as   For       For          Management
      Domestic Auditor and Ernst & Young as
      International Auditor and Authorize
      Board to Fix Their Remuneration
13    Approve Issuance of Write-down Undated  For       For          Management
      Capital Bonds
14    Approve Issuance of Write-down          For       For          Management
      Eligible Tier-two Capital Instruments
15    Elect Tian Bo as Director               For       For          Shareholder
16    Elect Xia Yang as Director              For       For          Shareholder


--------------------------------------------------------------------------------

CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED

Ticker:       3908           Security ID:  Y1R99Y109
Meeting Date: MAY 28, 2019   Meeting Type: Annual
Record Date:  APR 26, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Work Report of the Board   For       For          Management
      of Directors
2     Approve 2018 Work Report of the         For       For          Management
      Supervisory Committee
3     Approve 2018 Annual Report              For       For          Management
4     Approve 2018 Profit Distribution Plan   For       For          Management
5     Approve Deloitte Touche Tohmatsu        For       For          Management
      Certified Public Accountants LLP as
      Domestic Accounting Firm and Deloitte
      Touche Tohmatsu as International
      Accounting Firm and Authorize Board to
      Fix Their Remuneration
6     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
7     Approve Issuance of Onshore and         For       For          Management
      Offshore Debt Financing Instruments


--------------------------------------------------------------------------------

CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD.

Ticker:       601888         Security ID:  Y149A3100
Meeting Date: JAN 17, 2019   Meeting Type: Special
Record Date:  JAN 14, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Equity Transfer and Transfer    For       For          Management
      of Raised Funds Projects
2     Approve Appointment of Auditor          For       For          Management
3     Approve Appointment of Internal         For       For          Management
      Control Auditor


--------------------------------------------------------------------------------

CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD.

Ticker:       601888         Security ID:  Y149A3100
Meeting Date: MAY 21, 2019   Meeting Type: Annual
Record Date:  MAY 15, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Report of the Independent       For       For          Management
      Directors
4     Approve Financial Statements            For       For          Management
5     Approve Annual Report and Summary       For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve 2019 Investment Plan            For       Against      Management
8     Approve 2019 Budget (Draft)             For       Against      Management
9     Approve Singing of Supply Agreement     For       For          Management
      Between Zhongfu International Co., Ltd.
       and Hainan Province Duty Free
      Products Co., Ltd.


--------------------------------------------------------------------------------

CHINA JUSHI CO. LTD.

Ticker:       600176         Security ID:  Y5642X103
Meeting Date: APR 23, 2019   Meeting Type: Annual
Record Date:  APR 16, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Summary       For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Capitalization of Capital       For       For          Management
      Reserves
7     Approve to Appoint Auditors and to Fix  For       For          Management
      Their Remuneration
8     Approve Related Party Transaction       For       For          Management
8.1   Approve Related Party Transaction with  For       For          Management
      China Building Materials International
      Trading Co., Ltd.
8.2   Approve Related Party Transaction with  For       For          Management
      Lianyungang Zhongfu Lianzhong
      Composite Materials Group Co., Ltd.
8.3   Approve Related Party Transaction with  For       For          Management
      China Building Materials Information
      Technology Co., Ltd.
8.4   Approve Related Party Transaction with  For       For          Management
      Zhenshi Holding Group Co., Ltd.
8.5   Approve Related Party Transaction with  For       For          Management
      Zhejiang Hengshi Fiber Foundation Co.,
      Ltd.
9     Approve Authorization for Financing     For       Against      Management
      Credit
10    Approve Provision of Guarantee          For       Against      Management
11    Approve Issue of Corporate Bonds and    For       Against      Management
      Non-financial Corporate Debt Financing
      Instruments
12    Approve Forward Settlement, Foreign     For       Against      Management
      Exchange, Currency Interest Rate Swap
      and Precious Metals Futures Trading
      Business
13    Approve Amendments to Articles of       For       Against      Management
      Association
14    Approve Purchase of Liability           For       For          Management
      Insurance for Directors, Supervisors
      and Senior Management Members
15    Approve Report of the Board of          For       For          Management
      Independent Directors
16    Approve Audit Committee Performance     For       For          Management
      Report


--------------------------------------------------------------------------------

CHINA JUSHI CO. LTD.

Ticker:       600176         Security ID:  Y5642X103
Meeting Date: MAY 10, 2019   Meeting Type: Special
Record Date:  APR 30, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Capital Injection of            For       For          Management
      Controlled Subsidiary
2     Approve Investment in Construction      For       For          Management
      Project
3.1   Elect Cao Jianglin as Non-Independent   For       For          Shareholder
      Director
3.2   Elect Zhang Yuqiang as Non-Independent  For       For          Shareholder
      Director
3.3   Elect Cai Guobin as Non-Independent     For       For          Shareholder
      Director
3.4   Elect Chang Zhangli as Non-Independent  For       For          Shareholder
      Director
3.5   Elect Pei Hongyan as Non-Independent    For       For          Shareholder
      Director
3.6   Elect Zhang Jiankan as Non-Independent  For       For          Shareholder
      Director
4.1   Elect Tang Yunwei as Independent        For       For          Shareholder
      Director
4.2   Elect Lu Jian as Independent Director   For       For          Shareholder
4.3   Elect Wang Ling as Independent Director For       For          Shareholder
5.1   Elect Chen Xue'an as Supervisor         For       For          Shareholder
5.2   Elect Li Huaiqi as Supervisor           For       For          Shareholder
5.3   Elect Hu Jinyu as Supervisor            For       For          Shareholder


--------------------------------------------------------------------------------

CHINA OVERSEAS PROPERTY HOLDINGS LIMITED

Ticker:       2669           Security ID:  G2118M109
Meeting Date: JUN 05, 2019   Meeting Type: Annual
Record Date:  MAY 30, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3A    Elect Yan Jianguo as Director           For       For          Management
3B    Elect Yung Wing Ki, Samuel as Director  For       For          Management
3C    Elect Lim Wan Fung, Bernard Vincent as  For       For          Management
      Director
4     Authorize Board to Fix Remuneration of  For       For          Management
      Directors
5     Approve PricewaterhouseCoopers as       For       For          Management
      Auditor and Authorize Board to Fix
      Their Remuneration
6     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
7     Authorize Repurchase of Issued Share    For       For          Management
      Capital
8     Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

CHINA PETROLEUM & CHEMICAL CORP.

Ticker:       386            Security ID:  Y15010104
Meeting Date: MAY 09, 2019   Meeting Type: Annual
Record Date:  APR 08, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve 2018 Financial Reports          For       For          Management
4     Approve 2018 Profit Distribution Plan   For       For          Management
5     Approve Interim Profit Distribution     For       For          Management
      Plan
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP and PricewaterhouseCoopers as
      External Auditors and Authorize Board
      to Fix Their Remuneration
7     Approve Issuance of Debt Financing      For       Against      Management
      Instruments
8     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
9     Amend Articles of Association and       For       For          Management
      Authorize Secretary to the Board to
      Represent Sinopec Corp. in Handling
      Relevant Formalities for Amendments


--------------------------------------------------------------------------------

CHINA RESOURCES LAND LIMITED

Ticker:       1109           Security ID:  G2108Y105
Meeting Date: JUN 06, 2019   Meeting Type: Annual
Record Date:  MAY 31, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3.1   Elect Li Xin as Director                For       For          Management
3.2   Elect Shen Tongdong as Director         For       For          Management
3.3   Elect Wu Bingqi as Director             For       For          Management
3.4   Elect Chen Rong as Director             For       Against      Management
3.5   Elect Wang Yan as Director              For       Against      Management
3.6   Elect Zhong Wei as Director             For       Against      Management
3.7   Elect Sun Zhe as Director               For       For          Management
3.8   Authorize Board to Fix Remuneration of  For       For          Management
      Directors
4     Approve Ernst & Young as Auditor and    For       For          Management
      Authorize Board to Fix Their
      Remuneration
5     Authorize Repurchase of Issued Share    For       For          Management
      Capital
6     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
7     Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

CHINASOFT INTERNATIONAL LIMITED

Ticker:       354            Security ID:  G2110A111
Meeting Date: MAY 20, 2019   Meeting Type: Annual
Record Date:  MAY 14, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2.1   Elect Tang Zhenming as Director         For       For          Management
2.2   Elect Zhang Yaqin as Director           For       For          Management
2.3   Elect Gavriella Schuster as Director    For       For          Management
2.4   Elect Mo Lai Lan as Director            For       For          Management
3     Authorize Board to Fix Remuneration of  For       For          Management
      Directors
4     Approve Deloitte Touche Tohmatsu as     For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
5     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
6     Authorize Repurchase of Issued Share    For       For          Management
      Capital
7     Authorize Reissuance of Repurchased     For       Against      Management
      Shares
8     Approve Refreshment of Scheme Mandate   For       Against      Management
      Limit Under the Share Option Scheme
9     Approve Dividend Payment                For       For          Management


--------------------------------------------------------------------------------

CIFI HOLDINGS (GROUP) CO. LTD.

Ticker:       884            Security ID:  G2140A107
Meeting Date: MAY 14, 2019   Meeting Type: Annual
Record Date:  MAY 07, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3.1   Elect Lin Zhong as Director             For       For          Management
3.2   Elect Lin Feng as Director              For       For          Management
3.3   Elect Wang Wei as Director              For       For          Management
3.4   Elect Tan Wee Seng as Director          For       Against      Management
3.5   Authorize Board to Fix Remuneration of  For       For          Management
      Directors
4     Approve Deloitte Touche Tohmatsu as     For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
5     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
6     Authorize Repurchase of Issued Share    For       For          Management
      Capital
7     Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

CITIC SECURITIES CO., LTD.

Ticker:       6030           Security ID:  Y1639N117
Meeting Date: MAY 27, 2019   Meeting Type: Special
Record Date:  APR 02, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Updated Plan in Relation to     For       For          Management
      the Acquisition of Assets by Issuance
      of Shares and Related Party Transaction
1.01  Approve Overall Plan of the Transaction For       For          Management
1.02  Approve Target Assets and               For       For          Management
      Counterparties of the Transaction
1.03  Approve Pricing Basis of the Target     For       For          Management
      Asset and Consideration of the
      Transaction
1.04  Approve Payment Methods of the          For       For          Management
      Consideration
1.05  Approve Term of Payment                 For       For          Management
1.06  Approve Contractual Obligations         For       For          Management
      Regarding the Transfer of the Target
      Assets and Liability for Breach of the
      Relevant Obligations
1.07  Approve Profit and Loss Distribution    For       For          Management
1.08  Approve Transfer of the Excluded        For       For          Management
      Assets by Guangzhou Securities
1.09  Approve Debt and Personnel Arrangements For       For          Management
1.10  Approve Preliminary Integration         For       For          Management
      Arrangements Upon Completion of the
      Transaction
1.11  Approve Effective Period of the         For       For          Management
      Resolution
1.12  Approve Way of Issuance                 For       For          Management
1.13  Approve Type and Nominal Value of       For       For          Management
      Shares to be Issued
1.14  Approve Targets of Issuance and Way of  For       For          Management
      Subscription
1.15  Approve Pricing Benchmark Date and      For       For          Management
      Issue Price
1.16  Approve Number of Shares to be Issued   For       For          Management
1.17  Approve Lock-up Period                  For       For          Management
1.18  Approve Arrangement in Relation to the  For       For          Management
      Accumulated Undistributed Profits of
      the Company Prior to the Issuance
1.19  Approve Listing Arrangement             For       For          Management
1.20  Approve Effective Period of the         For       For          Management
      Resolution
2     Approve Transaction Constituting a      For       For          Management
      Related Party Transaction
3     Approve Report on the Acquisition of    For       For          Management
      Assets by Issuance of Shares and
      Related Party Transaction of CITIC
      Securities Company Limited (Draft) and
      Its Summary
4     Approve Agreement on Asset Acquisition  For       For          Management
      by Issuance of Shares and Its Appendix
      Among the Company, Its Wholly-owned
      Subsidiary and Specific Parties
5     Approve Acquisition of Assets by        For       For          Management
      Issuance of Shares Not Constituting a
      Backdoor Listing as Stipulated in
      Article 13 of the Administrative
      Measures for the Significant Asset
      Restructurings of Listed Companies
6     Approve Acquisition of Assets by        For       For          Management
      Issuance of Shares and Related Party
      Transaction of the Company Complying
      with Relevant Laws and Regulations
7     Approve Transaction Complying with      For       For          Management
      Article 4 of the Provisions on Several
      Issues Concerning Regulating the
      Significant Asset Restructurings of
      Listed Companies
8     Approve Audit Report, the Pro Forma     For       For          Management
      Review Report and the Asset Valuation
      Report in Relation to the Transaction
9     Approve Independence of the Appraisal   For       For          Management
      Institution, Reasonableness of the
      Appraisal Assumptions, Relevance of
      Appraisal Method Selected to Appraisal
      Objectives and Status of Assets Under
      Appraisal and Fairness of the
      Appraisal Price
10    Approve Resolution on the Risk Warning  For       For          Management
      on Dilution of Immediate Return and
      Remedial Measures in Relation to the
      Transaction
11    Approve Provision of Guarantee for      For       For          Management
      Guangzhou Securities by the Company
12    Authorized Board to Deal with All       For       For          Management
      Matters in Relation to the Transaction
13    Elect Zhou Zhonghui as Director         For       For          Management


--------------------------------------------------------------------------------

CITIC SECURITIES CO., LTD.

Ticker:       6030           Security ID:  Y1639N117
Meeting Date: JUN 28, 2019   Meeting Type: Annual
Record Date:  MAY 28, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Work Report of the Board   For       For          Management
2     Approve 2018 Work Report of the         For       For          Management
      Supervisory Committee
3     Approve 2018 Annual Report              For       For          Management
4     Approve 2018 Profit Distribution Plan   For       For          Management
5     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP and PricewaterhouseCoopers as
      PRC and International Auditors
      Respectively, PricewaterhouseCoopers
      Zhong Tian LLP as Internal Control
      Auditor and Fix Their Remuneration
6     Approve 2019 Estimated Investment       For       For          Management
      Amount for Proprietary Business
8     Approve Remuneration of Directors and   For       For          Management
      Supervisors
9.01  Approve Contemplated Related            For       For          Management
      Party/Connected Transactions Between
      the Company and Its Subsidiaries and
      the CITIC Group and Its Subsidiaries
      and Associates
9.02  Approve Contemplated Related            For       For          Management
      Party/Connected Transactions Between
      the Company and Its Subsidiaries and
      Other Related/Connected Parties
9.03  Approve Contemplated Related            For       For          Management
      Party/Connected Transactions Between
      the Company and Companies Holding More
      Than 10% Equity Interest
9.04  Approve Contemplated Related            For       For          Management
      Party/Connected Transactions Between
      the Company and Companies Holding More
      Than 5% Equity Interest
7     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights for A Shares and H
      Shares


--------------------------------------------------------------------------------

FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.

Ticker:       002027         Security ID:  Y29327106
Meeting Date: MAR 05, 2019   Meeting Type: Special
Record Date:  FEB 26, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Adjustment to Share Repurchase  For       For          Management
      Plan
1.1   Approve Usage of Share Repurchase       For       For          Management
1.2   Approve Amount and Source of Funds of   For       For          Management
      Share Repurchase
1.3   Approve Type, Scale and Proportion to   For       For          Management
      Share Capital of Funds of Share
      Repurchase
1.4   Approve Expected Changes in the         For       For          Management
      Company's Equity After Share Repurchase
2     Approve Employee Share Purchase Plan    For       For          Management
      Draft and Summary
3     Approve Management Method of Employee   For       For          Management
      Share Purchase Plan


--------------------------------------------------------------------------------

FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.

Ticker:       002027         Security ID:  Y29327106
Meeting Date: MAY 24, 2019   Meeting Type: Annual
Record Date:  MAY 17, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Appointment of Financial        For       For          Management
      Report Auditor
7     Approve Use of Idle Own Funds to        For       Against      Management
      Purchase Financial Products
8     Approve Use of Idle Own Funds to        For       Against      Management
      Conduct Risk Investment


--------------------------------------------------------------------------------

GALAXY ENTERTAINMENT GROUP LIMITED

Ticker:       27             Security ID:  Y2679D118
Meeting Date: MAY 16, 2019   Meeting Type: Annual
Record Date:  MAY 09, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2.1   Elect Joseph Chee Ying Keung as         For       For          Management
      Director
2.2   Elect James Ross Ancell as Director     For       For          Management
2.3   Elect Charles Cheung Wai Bun as         For       Against      Management
      Director
2.4   Elect Michael Victor Mecca as Director  For       For          Management
2.5   Authorize Board to Fix Remuneration of  For       For          Management
      Directors
3     Approve PricewaterhouseCoopers as       For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
4.1   Authorize Repurchase of Issued Share    For       For          Management
      Capital
4.2   Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
4.3   Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

HONG KONG EXCHANGES & CLEARING LTD.

Ticker:       388            Security ID:  Y3506N139
Meeting Date: APR 24, 2019   Meeting Type: Annual
Record Date:  APR 16, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Elect Apurv Bagri as Director           For       For          Management
3     Approve PricewaterhouseCoopers as       For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
4     Authorize Repurchase of Issued Share    For       For          Management
      Capital
5     Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities without
      Preemptive Rights
6a    Approve Remuneration Payable to the     For       For          Management
      Chairman and Each of the Other
      Non-Executive Directors of HKEX
6b    Approve Remuneration Payable to the     For       For          Management
      Chairman and Each of the Other Members
      in Respect of Each Committee


--------------------------------------------------------------------------------

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED

Ticker:       1398           Security ID:  Y3990B112
Meeting Date: MAY 20, 2019   Meeting Type: Special
Record Date:  JAN 15, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Hu Hao as Director                For       For          Management
2     Elect Tan Jiong as Director             For       For          Management
3     Approve Issuance of Undated Additional  For       For          Shareholder
      Tier 1 Capital Bonds
4     Elect Chen Siqing as Director           For       For          Shareholder


--------------------------------------------------------------------------------

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED

Ticker:       1398           Security ID:  Y3990B112
Meeting Date: JUN 20, 2019   Meeting Type: Annual
Record Date:  MAY 21, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Work Report of the Board   For       For          Management
      of Directors
2     Approve 2018 Work Report of the Board   For       For          Management
      of Supervisors
3     Approve 2018 Audited Accounts           For       For          Management
4     Approve 2018 Profit Distribution Plan   For       For          Management
5     Approve 2019 Fixed Asset Investment     For       For          Management
      Budget
6     Approve KPMG Huazhen LLP and KPMG as    For       For          Management
      External Auditors and KPMG Huazhen LLP
      as Internal Control Auditors
7     Elect Yang Siu Shun as Director         For       For          Management
8     Elect Zhang Wei as Supervisor           For       For          Management
9     Elect Shen Bingxi as Supervisor         For       For          Management
10    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
11    Elect Lu Yongzhen as Director           For       For          Shareholder


--------------------------------------------------------------------------------

INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.

Ticker:       600887         Security ID:  Y408DG116
Meeting Date: MAR 21, 2019   Meeting Type: Annual
Record Date:  MAR 13, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Summary       For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Operational Plan and            For       For          Management
      Investment Plan
5     Approve 2018 Financial Statements and   For       For          Management
      2019 Financial Budget Report
6     Approve Profit Distribution             For       For          Management
7     Approve Report of the Independent       For       For          Management
      Directors
8     Approve Provision of Guarantees to      For       For          Management
      Upstream and Downstream Business
      Partners
9     Approve Partial Cancellation of Stock   For       For          Management
      Options as well as Repurchase and
      Cancellation of Performance Shares
10    Amend Articles of Association           For       For          Management
11    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters Regarding
      Issuance of Domestic and Foreign Debt
      Financing Instruments
12    Approve Provision of Guarantee for      For       For          Management
      Foreign Debt Financing Instruments of
      Wholly-Owned Subsidiary
13    Approve Appointment of Financial and    For       For          Management
      Internal Control Auditor as well as
      Payment of Remuneration


--------------------------------------------------------------------------------

KINGBOARD HOLDINGS LIMITED

Ticker:       148            Security ID:  G52562140
Meeting Date: MAY 27, 2019   Meeting Type: Annual
Record Date:  MAY 21, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3A    Elect Cheung Kwok Wing as Director      For       For          Management
3B    Elect Cheung Kwong Kwan as Director     For       For          Management
3C    Elect Chong Kin Ki as Director          For       For          Management
3D    Elect Leung Tai Chiu as Director        For       For          Management
4     Authorize Board to Fix Remuneration of  For       For          Management
      Directors
5     Approve Deloitte Touche Tohmatsu as     For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
6A    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
6B    Authorize Repurchase of Issued Share    For       For          Management
      Capital
6C    Authorize Reissuance of Repurchased     For       Against      Management
      Shares
7     Adopt New Share Option Scheme           For       Against      Management


--------------------------------------------------------------------------------

KWEICHOW MOUTAI CO., LTD.

Ticker:       600519         Security ID:  Y5070V116
Meeting Date: MAY 29, 2019   Meeting Type: Annual
Record Date:  MAY 21, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Financial Budget Report         For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve Report of the Independent       For       For          Management
      Directors
8     Approve to Appoint Financial and        For       For          Management
      Internal Control Auditor


--------------------------------------------------------------------------------

LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.

Ticker:       300003         Security ID:  Y52384107
Meeting Date: APR 26, 2019   Meeting Type: Annual
Record Date:  APR 23, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Profit Distribution             For       For          Management
5     Approve Annual Report and Summary       For       For          Management
6     Approve Allowance of Directors          For       For          Management
7     Approve Allowance of Supervisors        For       For          Management
8     Approve Appointment of Auditor          For       For          Management


--------------------------------------------------------------------------------

LUXSHARE PRECISION INDUSTRY CO. LTD.

Ticker:       002475         Security ID:  Y7744X106
Meeting Date: APR 17, 2019   Meeting Type: Special
Record Date:  APR 10, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Stock Option Incentive Plan     For       Against      Management
      and Its Summary
1.1   Approve Purpose of Implementation of    For       Against      Management
      Stock Option Incentive Plan
1.2   Approve Criteria to Select Plan         For       Against      Management
      Participants
1.3   Approve List of Personnel and           For       Against      Management
      Distribution of Incentive Targets
1.4   Approve Type, Source and Number of      For       Against      Management
      Underlying Stocks
1.5   Approve Duration, Grant Date, Waiting   For       Against      Management
      Period, Vesting Date, Exercise Ratio
      and Lock-up Period
1.6   Approve Exercise Price and              For       Against      Management
      Price-setting Basis
1.7   Approve Conditions of Grant and         For       Against      Management
      Conditions of Exercise
1.8   Approve Grant and Exercise Procedures   For       Against      Management
1.9   Approve Methods and Procedures to       For       Against      Management
      Adjust the Incentive Plan
1.10  Approve Accounting Treatment            For       Against      Management
1.11  Approve Rights and Obligations of the   For       Against      Management
      Plan Participants and the Company
1.12  Approve Conditions to Change or         For       Against      Management
      Terminate the Incentive Plan
1.13  Approve Mechanism for Disputes or       For       Against      Management
      Disputes Between the Company and
      Incentive Object
2     Approve Methods to Assess the           For       Against      Management
      Performance of Plan Participants
3     Approve Authorization of Board to       For       Against      Management
      Handle All Related Matters


--------------------------------------------------------------------------------

LUXSHARE PRECISION INDUSTRY CO. LTD.

Ticker:       002475         Security ID:  Y7744X106
Meeting Date: MAY 10, 2019   Meeting Type: Annual
Record Date:  MAY 06, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve to Appoint Auditor              For       For          Management
7     Amend Articles of Association           For       For          Management
8     Approve Application of Bank Credit      For       For          Management
      Lines
9     Approve Guarantee Provision             For       For          Management


--------------------------------------------------------------------------------

MIDEA GROUP CO. LTD.

Ticker:       000333         Security ID:  Y6S40V103
Meeting Date: FEB 15, 2019   Meeting Type: Special
Record Date:  FEB 11, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

MIDEA GROUP CO. LTD.

Ticker:       000333         Security ID:  Y6S40V103
Meeting Date: MAY 13, 2019   Meeting Type: Annual
Record Date:  MAY 06, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Shareholder Return Plan         For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve Draft and Summary on Stock      For       For          Management
      Option Incentive Plan
8     Approve Methods to Assess the           For       For          Management
      Performance of Stock Option Incentive
      Plan Participants
9     Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to Stock
      Option Incentive Plan
10    Approve Draft and Summary on            For       For          Management
      Performance Share Incentive Plan
11    Approve Methods to Assess the           For       For          Management
      Performance of Performance Share
      Incentive Plan Participants
12    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to
      Performance Share Incentive Plan
13    Approve Draft and Summary on Fifth      For       For          Management
      Phase Share Purchase Plan
14    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to Fifth
      Phase Share Purchase Plan
15    Approve Draft and Summary on Second     For       For          Management
      Phase Share Purchase Plan
16    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to Second
      Phase Share Purchase Plan
17    Approve Provision of Guarantee          For       For          Management
18    Approve Report on Foreign Exchange      For       For          Management
      Derivatives Business
19    Approve Use of Idle Own Funds to        For       Against      Management
      Conduct Entrusted Asset Management
20    Approve Related-party Transaction       For       For          Management
21    Approve to Appoint Auditor              For       For          Management


--------------------------------------------------------------------------------

NEW CHINA LIFE INSURANCE CO., LTD.

Ticker:       1336           Security ID:  Y625A4115
Meeting Date: JUN 27, 2019   Meeting Type: Annual
Record Date:  MAY 27, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Report of the Board        For       For          Management
2     Approve 2018 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2018 Annual Report and Its      For       For          Management
      Summary
4     Approve 2018 Annual Financial Report    For       For          Management
5     Approve 2018 Profit Distribution Plan   For       For          Management
6     Approve 2018 Report of Performance of   For       For          Management
      the Directors
7     Approve 2018 Report of Performance of   For       For          Management
      the Independent Non-executive Directors
8     Approve Ernst & Young Hua Ming LLP as   For       For          Management
      Domestic Auditor and Ernst & Young as
      International Auditor
9     Approve the Daily Related Transactions  For       For          Management
      with China Development Bank
10    Approve Resolutions in Relation to the  For       For          Shareholder
      Election of Directors
10.1  Elect Liu Haoling as Director           For       For          Shareholder
10.2  Elect Xiong Lianhua as Director         For       For          Shareholder
10.3  Elect Yang Yi as Director               For       For          Shareholder
10.4  Elect Guo Ruixiang as Director          For       For          Shareholder
10.5  Elect Li Qiqiang as Director            For       For          Shareholder
10.6  Elect Hu Aimin as Director              For       For          Shareholder
10.7  Elect Peng Yulong as Director           For       Against      Shareholder
10.8  Elect Li Zongjian as Director           For       For          Shareholder
10.9  Elect Edouard Schmid as Director        For       For          Shareholder
10.10 Elect Li Xianglu as Director            For       Against      Shareholder
10.11 Elect Zheng Wei as Director             For       Against      Shareholder
10.12 Elect Cheng Lie as Director             For       Against      Shareholder
10.13 Elect Geng Jianxin as Director          For       Against      Shareholder
10.14 Elect Ma Yiu Tim as Director            For       For          Shareholder
11    Approve Resolutions in Relation to the  For       For          Shareholder
      Election of Supervisors
11.1  Elect Wang Chengran as Supervisor       For       For          Shareholder
11.2  Elect Yu Jiannan as Supervisor          For       For          Shareholder
11.3  Elect Wu Xiaoyong as Supervisor         For       For          Shareholder
12    Approve Amendments to Articles of       For       For          Management
      Association
13    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights


--------------------------------------------------------------------------------

PING AN BANK CO., LTD.

Ticker:       000001         Security ID:  Y6896T103
Meeting Date: MAY 30, 2019   Meeting Type: Annual
Record Date:  MAY 23, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve 2018 Financial Statements and   For       For          Management
      2019 Financial Budget Report
5     Approve Profit Distribution             For       For          Management
6     Approve Related Party Transactions and  For       For          Management
      Implementation of Related Party
      Transaction Management System
7     Approve to Appoint Auditor              For       For          Management
8     Approve Capital Management Plan         For       For          Management
9     Approve Issuance of Capital Bonds       For       For          Management


--------------------------------------------------------------------------------

PING AN HEALTHCARE & TECHNOLOGY CO. LTD.

Ticker:       1833           Security ID:  G71139102
Meeting Date: APR 24, 2019   Meeting Type: Annual
Record Date:  APR 16, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2a1   Elect Law Siu Wah Eddie as Director     For       For          Management
2a2   Elect Lee Yuan Siong as Director        For       For          Management
2a3   Elect Yao Jason Bo as Director          For       For          Management
2a4   Elect Cai Fangfang as Director          For       For          Management
2a5   Elect Tang Yunwei as Director           For       For          Management
2a6   Elect Guo Tianyong as Director          For       For          Management
2a7   Elect Liu Xin as Director               For       For          Management
2a8   Elect Chow Wing Kin Anthony as Director For       For          Management
2b    Authorize Board to Fix Remuneration of  For       For          Management
      Directors
3     Approve PricewaterhouseCoopers as       For       For          Management
      Auditor and Authorize Board to Fix
      Their Remuneration
4A    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
4B    Authorize Repurchase of Issued Share    For       For          Management
      Capital
4C    Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

PING AN INSURANCE (GROUP) CO. OF CHINA LTD.

Ticker:       2318           Security ID:  Y69790114
Meeting Date: APR 29, 2019   Meeting Type: Annual
Record Date:  MAR 29, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Report of the Board of     For       For          Management
      Directors
2     Approve 2018 Report of the Supervisory  For       For          Management
      Committee
3     Approve 2018 Annual Report and its      For       For          Management
      Summary
4     Approve 2018 Financial Statements and   For       For          Management
      Statutory Reports
5     Approve 2018 Profit Distribution Plan   For       For          Management
      and Distribution of Final Dividends
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP as PRC Auditor and
      PricewaterhouseCoopers as
      International Auditor and Authorize
      Board to Fix Their Remuneration
7     Approve 2019-2021 Development Plan      For       For          Management
8     Approve Performance Evaluation of       For       For          Management
      Independent Non-executive Directors
9     Approve Issuance of Debt Financing      For       For          Management
      Instruments
10.1  Approve Share Repurchase Plan           For       For          Management
10.2  Approve Grant of General Mandate to     For       For          Management
      Repurchase H shares
11    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights for H Shares


--------------------------------------------------------------------------------

PING AN INSURANCE (GROUP) CO. OF CHINA LTD.

Ticker:       2318           Security ID:  Y69790114
Meeting Date: APR 29, 2019   Meeting Type: Special
Record Date:  MAR 29, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Approve Share Repurchase Plan           For       For          Management
1.2   Approve Grant of General Mandate to     For       For          Management
      Repurchase H shares


--------------------------------------------------------------------------------

SINO BIOPHARMACEUTICAL LTD.

Ticker:       1177           Security ID:  G8167W138
Meeting Date: JUN 05, 2019   Meeting Type: Annual
Record Date:  MAY 30, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3     Elect Tse, Theresa Y Y as Director      For       For          Management
4     Elect Tse Hsin as Director              For       For          Management
5     Elect Lu Hong as Director               For       For          Management
6     Elect Zhang Lu Fu as Director           For       For          Management
7     Authorize Board to Fix Remuneration of  For       For          Management
      Director
8     Approve Ernst & Young as Auditors and   For       For          Management
      Authorize Board to Fix Their
      Remuneration
9A    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
9B    Authorize Repurchase of Issued Share    For       For          Management
      Capital
9C    Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

TENCENT HOLDINGS LIMITED

Ticker:       700            Security ID:  G87572163
Meeting Date: MAY 15, 2019   Meeting Type: Annual
Record Date:  MAY 08, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3a    Elect Jacobus Petrus (Koos) Bekker as   For       For          Management
      Director
3b    Elect Ian Charles Stone as Director     For       For          Management
3c    Authorize Board to Fix Remuneration of  For       For          Management
      Directors
4     Approve PricewaterhouseCoopers as       For       For          Management
      Auditor and Authorize Board to Fix
      Their Remuneration
5     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
6     Authorize Repurchase of Issued Share    For       For          Management
      Capital
7     Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

TENCENT HOLDINGS LIMITED

Ticker:       700            Security ID:  G87572163
Meeting Date: MAY 15, 2019   Meeting Type: Special
Record Date:  MAY 08, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Refreshment of Scheme Mandate   For       Against      Management
      Limit Under the Share Option Scheme


--------------------------------------------------------------------------------

TIMES CHINA HOLDINGS LIMITED

Ticker:       1233           Security ID:  G8904A100
Meeting Date: MAY 17, 2019   Meeting Type: Annual
Record Date:  MAY 10, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3A1   Elect Shum Siu Hung as Director         For       For          Management
3A2   Elect Niu Jimin as Director             For       For          Management
3A3   Elect Jin Qingjun as Director           For       Against      Management
3B    Authorize Board to Fix Remuneration of  For       For          Management
      Directors
4     Approve Ernst & Young as Auditors and   For       Against      Management
      Authorize Board to Fix Their
      Remuneration
5A    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
5B    Authorize Repurchase of Issued Share    For       For          Management
      Capital
5C    Authorize Reissuance of Repurchased     For       Against      Management
      Shares


--------------------------------------------------------------------------------

WANHUA CHEMICAL GROUP CO. LTD.

Ticker:       600309         Security ID:  Y9520G109
Meeting Date: MAR 07, 2019   Meeting Type: Special
Record Date:  MAR 01, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       Against      Management
2     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters to Merger
      by Absorption
3     Amend Remuneration System for           For       For          Management
      Directors and Supervisors
4.1   Elect Rong Feng as Non-Independent      For       For          Management
      Director
4.2   Elect Chen Dianxin as Non-Independent   For       For          Management
      Director
4.3   Elect Qi Guishan as Non-Independent     For       For          Management
      Director
4.4   Elect Hua Weiqi as Non-Independent      For       For          Management
      Director


--------------------------------------------------------------------------------

WANHUA CHEMICAL GROUP CO. LTD.

Ticker:       600309         Security ID:  Y9520G109
Meeting Date: MAY 13, 2019   Meeting Type: Annual
Record Date:  MAY 06, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Financial Statements            For       For          Management
2     Approve Profit Distribution             For       For          Management
3     Approve 2018 Investment Plan and 2019   For       Against      Management
      Investment Plan Report
4     Approve Annual Report and Summary       For       For          Management
5     Approve Report of the Board of          For       For          Management
      Directors
6     Approve Report of the Board of          For       For          Management
      Supervisors
7     Approve Report of the Independent       For       For          Management
      Directors
8     Approve Remuneration of Auditor         For       For          Management
9     Approve to Appoint Auditor              For       For          Management
10    Approve Daily Related Party Transaction For       For          Management
11    Approve Provision of Guarantee and      For       Against      Management
      Provision of Mutual Guarantee for
      Subsidiary
12    Approve Provision of Guarantee for      For       For          Management
      Joint Ventures
13    Approve Entrusted Asset Management      For       For          Management
14    Approve Issuance of Medium-term Notes   For       For          Management
15    Elect Liu Zhijun as Supervisor          For       For          Shareholder


--------------------------------------------------------------------------------

WULIANGYE YIBIN CO., LTD.

Ticker:       000858         Security ID:  Y9718N106
Meeting Date: MAY 10, 2019   Meeting Type: Annual
Record Date:  APR 30, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report                   For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Daily Related-party             For       Against      Management
      Transactions
7     Approve Appointment of Auditor          For       For          Management
8     Amend Articles of Association           For       For          Management
9     Elect Jiang Wenge as Non-Independent    For       For          Management
      Director
10    Approve Dismissal of Zhang Hui as       For       For          Management
      Non-Independent Director
11    Approve Investment of Technical         For       For          Management
      Infrastructure Projects
12    Approve 2019 Comprehensive Budget Plan  For       For          Management


--------------------------------------------------------------------------------

ZHONGSHENG GROUP HOLDINGS LIMITED

Ticker:       881            Security ID:  G9894K108
Meeting Date: JUN 10, 2019   Meeting Type: Annual
Record Date:  JUN 04, 2019

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Final Dividend                  For       For          Management
3     Elect Li Guoqiang as Director           For       For          Management
4     Elect Du Qingshan as Director           For       For          Management
5     Elect Zhang Zhicheng as Director        For       For          Management
6     Elect Lin Yong as Director              For       For          Management
7     Elect Chin Siu Wa Alfred as Director    For       For          Management
8     Authorize Board to Fix Remuneration of  For       For          Management
      Directors
9     Approve Ernst & Young as Auditors and   For       For          Management
      Authorize Board to Fix Their
      Remuneration
10    Authorize Repurchase of Issued Share    For       For          Management
      Capital
11    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
12    Authorize Reissuance of Repurchased     For       Against      Management
      Shares

========== END NPX REPORT

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE CHINA FUND, INC.

 

By:  

/s/ Frank Wheeler

  Frank Wheeler
  President
  August 21, 2019