0001072613-18-000081.txt : 20180202
0001072613-18-000081.hdr.sgml : 20180202
20180202163346
ACCESSION NUMBER: 0001072613-18-000081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reid Julian
CENTRAL INDEX KEY: 0001306801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 18571186
MAIL ADDRESS:
STREET 1: C/O ANJIE LAROCCA, DEUTSCHE BANK
STREET 2: 1251 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Richard
CENTRAL INDEX KEY: 0001369466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 18571185
MAIL ADDRESS:
STREET 1: C/O ANJIE LAROCCA, DEUTSCHE ASSET MGMT.
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 18571189
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 18571187
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHINA FUND INC
CENTRAL INDEX KEY: 0000845379
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO AVENUE DE LAFAYETTE
STREET 2: PO BOX 5049 (02206-5049)
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6176622789
MAIL ADDRESS:
STREET 1: TWO AVENUE DE LAFAYETTE
STREET 2: PO BOX 5049 (02206-5049)
CITY: BOSTON
STATE: MA
ZIP: 02111
4
1
china-4_18136.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-01
0
0000845379
CHINA FUND INC
CHN
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001306801
Reid Julian
C/O ANJIE LAROCCA, DEUTSCHE BANK
1251 AVENUE OF THE AMERICAS
NEW YORK
NY
10154
0
0
1
0
0001369466
Silver Richard
C/O ANJIE LAROCCA, DEUTSCHE ASSET MGMT.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
Common Stock, par value $.01 per share
308857
I
By: Emerging (BMI) Markets Country Fund
Common Stock, par value $.01 per share
116563
I
By: Emerging Markets Free Fund
Common Stock, par value $.01 per share
250030
I
By: Emerging Markets Global Fund
Common Stock, par value $.01 per share
172029
I
By: Emerging Markets Investable Fund
Common Stock, par value $.01 per share
357943
I
By: Global Emerging Markets Fund
Common Stock, par value $.01 per share
168067
I
By: The Emerging World Fund
Common Stock, par value $.01 per share
158448
I
By: Emerging Free Markets Country Fund
Common Stock, par value $.01 per share
305041
I
By: Emerging Markets Country Fund
Common Stock, par value $.01 per share
46658
I
By: Investable Emerging Markets Country Fund
Common Stock, par value $.01 per share
42096
I
By: The EM Plus CEF Fund
Common Stock, par value $.01 per share
2018-02-01
2018-02-01
4
P
0
11637
23.83
A
11637
I
By: The EM Special Situations CEF Focused Fund
Common Stock, par value $.01 per share
2303802
I
By: unaffiliated third-party segregated accounts
This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG"), City of London Investment Management Company Limited ("CLIM"), Julian Reid, and Richard A. Silver (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by EM Special Situations CEF Focused Fund.
These securities are beneficially owned by unaffiliated third-party segregated accounts.
/s/ Barry M. Olliff, Director - City of London Group PLC
2018-02-02
/s/ Barry M. Olliff, Director - City of London Investment Management Company Limited
2018-02-02
/s/ Julian Reid
2018-02-02
/s/ Richard A. Silver
2018-02-02