0001072613-17-000661.txt : 20171222
0001072613-17-000661.hdr.sgml : 20171222
20171222160423
ACCESSION NUMBER: 0001072613-17-000661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171221
FILED AS OF DATE: 20171222
DATE AS OF CHANGE: 20171222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 171272740
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 171272739
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHINA FUND INC
CENTRAL INDEX KEY: 0000845379
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO AVENUE DE LAFAYETTE
STREET 2: PO BOX 5049 (02206-5049)
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6176622789
MAIL ADDRESS:
STREET 1: TWO AVENUE DE LAFAYETTE
STREET 2: PO BOX 5049 (02206-5049)
CITY: BOSTON
STATE: MA
ZIP: 02111
4
1
china-4_18136.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-21
0
0000845379
CHINA FUND INC
CHN
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
308857
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
116563
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
250030
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
172029
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
321486
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
168067
I
As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, par value $.01 per share
149936
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
305041
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
46658
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
42096
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2017-12-21
2017-12-21
4
P
0
6622
21.01
A
2269977
I
As investment adviser to unaffiliated third-party segregated accounts
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.
No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
/s/ Barry Olliff, Director - City of London Group PLC
2017-12-22
/s/ Barry Olliff, Director - City of London Investment Management Company Limited
2017-12-22