0001209191-17-019907.txt : 20170310
0001209191-17-019907.hdr.sgml : 20170310
20170310170721
ACCESSION NUMBER: 0001209191-17-019907
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haynes Stephen C
CENTRAL INDEX KEY: 0001351473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 17682992
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-08
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001351473
Haynes Stephen C
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
Chief Financial Officer
Common Stock, $.01 par value per share
2017-03-08
4
M
0
128838
4.52
A
180226
D
Common Stock, $.01 par value per share
2017-03-08
4
F
0
98716
6.665
D
81510
D
Stock Options
4.52
2017-03-09
4
X
0
128838
0.00
D
2020-07-22
Common Stock, $0.1 par value per share
128838
57000
D
Stock Appreciation Right
Common Stock, $0.1 par value per share
75500
D
On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split.
A change of control transaction occurred on October 7, 2016 causing all stock options of the reporting person to vest.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock and stock appreciation rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Keith L. Head, by Power of Attorney
2017-03-10