0001209191-17-019907.txt : 20170310 0001209191-17-019907.hdr.sgml : 20170310 20170310170721 ACCESSION NUMBER: 0001209191-17-019907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haynes Stephen C CENTRAL INDEX KEY: 0001351473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 17682992 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-08 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001351473 Haynes Stephen C 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 0 1 0 0 Chief Financial Officer Common Stock, $.01 par value per share 2017-03-08 4 M 0 128838 4.52 A 180226 D Common Stock, $.01 par value per share 2017-03-08 4 F 0 98716 6.665 D 81510 D Stock Options 4.52 2017-03-09 4 X 0 128838 0.00 D 2020-07-22 Common Stock, $0.1 par value per share 128838 57000 D Stock Appreciation Right Common Stock, $0.1 par value per share 75500 D On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split. A change of control transaction occurred on October 7, 2016 causing all stock options of the reporting person to vest. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Includes options to purchase the Company's common stock and stock appreciation rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Keith L. Head, by Power of Attorney 2017-03-10