0001209191-16-133641.txt : 20160721
0001209191-16-133641.hdr.sgml : 20160721
20160721175444
ACCESSION NUMBER: 0001209191-16-133641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160719
FILED AS OF DATE: 20160721
DATE AS OF CHANGE: 20160721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Speirs Robert
CENTRAL INDEX KEY: 0001421110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 161778119
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-19
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001421110
Speirs Robert
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
Senior Vice President
Common Stock, $.01 par value per share
225483
D
Stock Options
Common Stock, $0.1 par value per share
875107
D
Stock Appreciation Right
Common Stock, $0.1 par value per share
1097000
D
Phantom Stock
Common Stock, $0.1 par value per share
1372000
D
Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
This filing reflects that 501,107 Stock Appreciation Rights granted on July 22, 2015 have been converted to 501,107 options with the same exercise dates, expiration date and exercise price.
Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Keith L. Head,
Attorney in Fact
2016-07-21