0001209191-15-070342.txt : 20150911 0001209191-15-070342.hdr.sgml : 20150911 20150911163629 ACCESSION NUMBER: 0001209191-15-070342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150909 FILED AS OF DATE: 20150911 DATE AS OF CHANGE: 20150911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHESEBRO STEPHEN D CENTRAL INDEX KEY: 0001248339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 151103681 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-09 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001248339 CHESEBRO STEPHEN D 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 1 0 0 0 Common Stock, $.01 par value per share 449521 D Stock Options Common Stock, $.01 par value per share 5000 D Phantom Stock 2015-09-09 4 A 0 53334 A Common Stock, $.01 par value per share 53334 58334 D Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. Options to purchase the Company's common stock granted pursuant to the Company's 2006 Long-Term Incentive Plan. Each share of phantom stock is the economic equivalent of one share of HNR common stock. Phantom Stock granted vests on the first anniversary of the grant and will be exercisable in full on September 9, 2016. Includes options to purchase the Company's common stock pursuant to the Company's 2006 Long-Term Incentive Plan and Phantom Stock Unit Awards granted. Keith L. Head, Attorney-in-Fact 2015-09-11