0001209191-15-062367.txt : 20150724
0001209191-15-062367.hdr.sgml : 20150724
20150724150652
ACCESSION NUMBER: 0001209191-15-062367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150722
FILED AS OF DATE: 20150724
DATE AS OF CHANGE: 20150724
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDMISTON JAMES A
CENTRAL INDEX KEY: 0001302260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 151004476
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY, SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-22
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001302260
EDMISTON JAMES A
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
1
1
0
0
President & CEO
Common Stock, $.01 par value per share
367766
D
Stock Options
1.13
2015-07-22
4
A
0
269000
A
2020-07-22
Common Stock, $0.1 par value per share
269000
1501534
D
Stock Appreciation Right
1.13
2015-07-22
4
A
0
1613000
A
2020-07-22
Common Stock, $0.1 par value per share
1613000
3469534
D
Phantom Stock
2015-07-22
4
A
0
500000
A
2018-07-22
Common Stock, $0.1 par value per share
500000
4172534
D
Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
In addition to vesting in one-third increments per year, the options and SARS awarded on July 22, 2015 will not become exercisable until the first day on which the volume weighted average price of the common stock over any 30-day period, commencing on or after the award date, equals or exceeds $2.50 per share, as reported by the New York Stock Exchange.
Options granted by the Company's Board of Directors pursuant to the Company's 2006 Long Term Incentive Plan. These options are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on July 22, 2018.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
The Stock Appreciation Rights granted vest at a rate of one third per year beginning the first year from the effective date of the grant and will be exercisable in full on July 22, 2018.
Stock Appreciation Right granted by the Company's board of directors.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
In addition to the three year vesting requirement, the RSUs awarded on July 22, 2015 will not vest until the first day on which the volume weighted average price of the common stock over any 30-day period, commencing on or after the award date, equals or exceeds $2.50 per share, as reported by the New York Stock Exchange.
Each share of phantom stock is the economic equivalent of one share of HNR common stock.
Phantom Stock (Restricted Stock Units) have no expiration dates.
Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Keith L. Head, by Power of Attorney
2015-07-24