0001209191-15-061500.txt : 20150717 0001209191-15-061500.hdr.sgml : 20150717 20150717162209 ACCESSION NUMBER: 0001209191-15-061500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150517 FILED AS OF DATE: 20150717 DATE AS OF CHANGE: 20150717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEAD KEITH L CENTRAL INDEX KEY: 0001398164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 15994009 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY, SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-17 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001398164 HEAD KEITH L 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 0 1 0 0 Vice President Common Stock, $.01 par value per share 2015-05-17 4 M 0 21000 A 55008 D Common Stock, $.01 par value per share 2015-05-17 4 D 0 21000 1.44 D 34008 D Stock Options Common Stock, $0.1 par value per share 236500 D Stock Appreciation Right Common Stock, $0.1 par value per share 322000 D Phantom Stock 2015-05-17 4 M 0 21000 D 2015-05-17 2015-05-17 Common Stock, $0.1 par value per share 21000 382000 D Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock vested on May 17, 2015. Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash on June 26, 2015. Although reflected in Table I, no common stock was actually acquired or disposed of. Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. Since the date of the reporting person's last ownership filing, an allocation of 13,151 shares of common stock beneficially owned by him was transferred to his ex-wife, authorized by a domestic relations order. The reporting person no longer reports as beneficially owning such common stock now owned by his ex-wife. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. The following options expired by their own terms: 20,000 on 5/15/2015 and 18,000 on 5/20/2015. Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Keith L. Head 2015-07-17