0001209191-15-061499.txt : 20150717
0001209191-15-061499.hdr.sgml : 20150717
20150717162055
ACCESSION NUMBER: 0001209191-15-061499
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150517
FILED AS OF DATE: 20150717
DATE AS OF CHANGE: 20150717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NESSELRODE KARL L
CENTRAL INDEX KEY: 0001270557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 15994002
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-17
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001270557
NESSELRODE KARL L
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
VP Engineering & Business Dev
Common Stock, $.01 par value per share
2015-05-17
4
M
0
21000
A
87168
D
Common Stock, $.01 par value per share
2015-05-17
4
D
0
21000
1.44
D
66168
D
Stock Options
Common Stock, $0.1 par value per share
269734
D
Stock Appreciation Right
Common Stock, $0.1 par value per share
365734
D
Phantom Stock
2015-05-17
4
M
0
21000
D
2015-05-17
2015-05-17
Common Stock, $0.1 par value per share
21000
426734
D
Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock vested on May 17, 2015.
Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash on June 26, 2015. Although reflected in Table I, no common stock was actually acquired or disposed of.
Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
The following options expired by their own terms: 20,000 on 3/4/2015, 40,000 on 5/15/2015 and 29,900 on 5/20/2015.
Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Keith L. Head, by Power of Attorney
2015-07-17