0001209191-14-048064.txt : 20140718 0001209191-14-048064.hdr.sgml : 20140718 20140718143007 ACCESSION NUMBER: 0001209191-14-048064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140716 FILED AS OF DATE: 20140718 DATE AS OF CHANGE: 20140718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDEE H H CENTRAL INDEX KEY: 0001248340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 14982467 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-07-16 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001248340 HARDEE H H 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 1 0 0 0 Common Stock, $.01 par value per share 216450 D Stock Options Common Stock, $.01 par value per share 10000 D Phantom Stock 2014-07-16 4 A 0 17857 A Common Stock, $.01 par value per share 17857 27857 D Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. 5,000 options expired by their terms on 5/21/2014. Each share of phantom stock is the economic equivalent of one share of HNR common stock. Phantom Stock granted vests on the first anniversary of the grant and will be exercisable in full on July 16, 2015. Includes options to purchase the Company's common stock pursuant to various plans and having varying exercise dates, expiration dates and exercise prices and Phantom Stock Unit Awards granted. Keith L. Head, Attorney-in-Fact 2014-07-18