0001209191-14-036762.txt : 20140523
0001209191-14-036762.hdr.sgml : 20140523
20140523173440
ACCESSION NUMBER: 0001209191-14-036762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140521
FILED AS OF DATE: 20140523
DATE AS OF CHANGE: 20140523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NESSELRODE KARL L
CENTRAL INDEX KEY: 0001270557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 14868022
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-21
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001270557
NESSELRODE KARL L
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
VP Engineering & Business Dev
Common Stock, $.01 par value per share
2014-05-21
4
F
0
3310
4.63
D
66168
D
Stock Options
4.76
2014-05-21
4
A
0
77000
A
2019-05-21
Common Stock, $0.1 par value per share
77000
367634
D
Stock Appreciation Right
Common Stock, $0.1 par value per share
463634
D
Phantom Stock
2014-05-21
4
A
0
61000
A
2017-05-21
2017-05-21
Common Stock, $0.1 par value per share
61000
552301
D
Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on May 21, 2017.
Options granted by the Company's Board of Directors pursuant to the Company's 2006 Long Term Incentive Plan.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
36,000 and 70,000 options expired by their terms on 11/17/2013 and 2/27/2014, respectively.
Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Each share of phantom stock is the economic equivalent of one share of HNR common stock.
Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
/s/ Keith L. Head
by Power of Attorney
2014-05-21