0001209191-14-036759.txt : 20140523 0001209191-14-036759.hdr.sgml : 20140523 20140523173159 ACCESSION NUMBER: 0001209191-14-036759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140521 FILED AS OF DATE: 20140523 DATE AS OF CHANGE: 20140523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEAD KEITH L CENTRAL INDEX KEY: 0001398164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 14868014 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY, SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-21 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001398164 HEAD KEITH L 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 0 1 0 0 Vice President Common Stock, $.01 par value per share 2014-05-21 4 F 0 2134 4.63 D 47159 D Stock Options 4.76 2014-05-21 4 A 0 76000 A 2019-05-21 Common Stock, $0.1 par value per share 76000 274500 D Stock Appreciation Right Common Stock, $0.1 par value per share 360000 D Phantom Stock 2014-05-21 4 A 0 60000 A 2017-05-21 2017-05-21 Common Stock, $0.1 par value per share 60000 449334 D Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on May 21, 2017. Options granted by the Company's Board of Directors pursuant to the Company's 2006 Long Term Incentive Plan. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. 50,000 options expired by their terms on 5/6/2014. Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Each share of phantom stock is the economic equivalent of one share of HNR common stock. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. /s/ Keith L. Head 2014-05-21