0001209191-13-037403.txt : 20130722 0001209191-13-037403.hdr.sgml : 20130722 20130722162244 ACCESSION NUMBER: 0001209191-13-037403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130718 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Speirs Robert CENTRAL INDEX KEY: 0001421110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 13979433 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-07-18 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001421110 Speirs Robert 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 0 1 0 0 Senior Vice President Common Stock, $.01 par value per share 2013-07-18 4 A 0 8000 A 195483 D Stock Options 4.80 2013-07-18 4 A 0 126000 A 2018-07-18 Common Stock, $0.1 par value per share 126000 495600 D Stock Appreciation Right 4.80 2013-07-18 4 A 0 16000 A 2018-07-18 Common Stock, $0.1 par value per share 16000 603600 D Phantom Stock Common Stock, $0.1 par value per share 634934 D Shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to the Harvest Natural Resources 2010 Long Term Incentive Plan. Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on July 18, 2016. Options granted by the Company's Board of Directors pursuant to the Company's 2010 Long Term Incentive Plan. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. The Stock Appreciation Rights granted vest at a rate of one third per year beginning the first year from the effective date of the grant and will be exercisable in full on July 18, 2016. Stock Appreciation Right granted by the Company's board of directors. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Each share of phantom stock is the economic equivalent of one share of HNR common stock. Includes Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates and expiration dates. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Keith L. Head, by Power of Attorney 2013-07-22