0001209191-11-030886.txt : 20110525 0001209191-11-030886.hdr.sgml : 20110525 20110525131247 ACCESSION NUMBER: 0001209191-11-030886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan G Michael CENTRAL INDEX KEY: 0001435731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 11870319 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-23 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001435731 Morgan G Michael 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 0 1 0 0 Vice President Common Stock, $.01 par value per share 2011-05-23 4 F 0 9258 11.53 D 77642 D Stock Options 7.10 Common Stock, $0.1 par value per share 125000 D Stock Appreciation Right 4.595 2016-06-18 Common Stock, $0.1 par value per share 25000 150000 D Phantom Stock Common Stock, $0.1 par value per share 12500 162500 D Payment of tax liability by withholding securities incident to the vesting of restricted shares issued by the Company. Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Each share of phantom stock is the economic equivalent of one share of HNR common stock. Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Keith L. Head, by Power of Attorney 2011-05-25