0001209191-11-030878.txt : 20110525
0001209191-11-030878.hdr.sgml : 20110525
20110525125508
ACCESSION NUMBER: 0001209191-11-030878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110523
FILED AS OF DATE: 20110525
DATE AS OF CHANGE: 20110525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haynes Stephen C
CENTRAL INDEX KEY: 0001351473
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 11870272
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-23
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001351473
Haynes Stephen C
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
Vice President
Common Stock, $.01 par value per share
2011-05-23
4
F
0
5290
11.53
D
59510
D
Stock Options
Common Stock, $0.1 par value per share
149000
D
Stock Appreciation Right
4.595
2016-06-18
Common Stock, $0.1 par value per share
17000
166000
D
Phantom Stock
Common Stock, $0.1 par value per share
10000
176000
D
Payment of tax liability by withholding securities incident to the vesting of restricted shares issued by the Company.
Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Each share of phantom stock is the economic equivalent of one share of HNR common stock.
Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Keith L. Head, by Power of Attorney
2011-05-25