0001209191-11-030700.txt : 20110524
0001209191-11-030700.hdr.sgml : 20110524
20110524163019
ACCESSION NUMBER: 0001209191-11-030700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110524
DATE AS OF CHANGE: 20110524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEAD KEITH L
CENTRAL INDEX KEY: 0001398164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 11868334
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY, SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-20
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001398164
HEAD KEITH L
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
Vice President
Common Stock, $.01 par value per share
2011-05-20
4
A
0
7800
A
37971
D
Stock Options
11.19
2011-05-20
4
A
0
30500
A
2016-05-20
Common Stock, $0.1 par value per share
30500
118500
D
Stock Appreciation Right
4.595
2016-06-18
Common Stock, $0.1 par value per share
20000
138500
D
Phantom Stock
Common Stock, $0.1 par value per share
25000
163500
D
Shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to the Harvest Natural Resources 2010 Long Term Incentive Plan.
Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on May 20, 2014.
Options granted by the Company's Board of Directors pursuant to the Company's 2010 Long Term Incentive Plan.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Each share of phantom stock is the economic equivalent of one share of HNR common stock.
Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Keith L. Head
2011-05-24