-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3rKXRIZjX7kY3EjoA3fNi06QpRNqIOXuExLf5PWqu4Gkfqlb1agLkrgc73OPyWU cHIE2X0SRiAj0uD4MMFfPg== 0001209191-04-053835.txt : 20041119 0001209191-04-053835.hdr.sgml : 20041119 20041119172144 ACCESSION NUMBER: 0001209191-04-053835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041117 FILED AS OF DATE: 20041119 DATE AS OF CHANGE: 20041119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE JOHN U CENTRAL INDEX KEY: 0001225312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 041158759 BUSINESS ADDRESS: BUSINESS PHONE: 7136839292 MAIL ADDRESS: STREET 1: C/O NATCO GROUP, INC STREET 2: 2950 N. LOOP WEST, 7TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES INC CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15835 PARK TEN PLACE DRIVE STREET 2: SUITE 115 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 2815796700 MAIL ADDRESS: STREET 1: 15835 PARK TEN PLACE DRIVE STREET 2: SUITE 115 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-11-17 0 0000845289 HARVEST NATURAL RESOURCES INC HNR 0001225312 CLARKE JOHN U 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 1 0 0 0 Common Stock, $.01 par value per share 2004-11-17 4 S 0 10000 15.84 D 84454 D Stock Options Common Stock, $.01 par value per share 65000 65000 D Phantom Stock Common Stock, $.01 par value per share 20854 20854 D Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Phantom stock converts on a one for one basis. The shares of phantom stock will be settled in cash, either in a lump sum or in three or five annual installments, as soon as possible following termination from the board of directors. Phantom stock granted on varying dates with varying prices. Kerry R. Brittain, by Power of Attorney 2004-11-17 -----END PRIVACY-ENHANCED MESSAGE-----