-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUUyM7TrWNX+/5NJkby5HvRAg0ruwES+9o/nZ2+5LnUgpCf4O9Ns3u3VlJnFIYb5 U0mIbRk+zWd6WdOm7krC8A== 0000748580-06-000008.txt : 20060203 0000748580-06-000008.hdr.sgml : 20060203 20060203125638 ACCESSION NUMBER: 0000748580-06-000008 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON FINANCIAL QUALIFIED HOUSING TAX CREDITS L P IV CENTRAL INDEX KEY: 0000845035 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 043044617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80100 FILM NUMBER: 06576660 BUSINESS ADDRESS: STREET 1: 101 ARCH ST 16TH FLR CITY: BOSTON STATE: MA ZIP: 02110-1106 BUSINESS PHONE: 6174393911 MAIL ADDRESS: STREET 2: 101 ARCH STREET 16TH FL CITY: BOSTON STATE: MA ZIP: 021101106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Anise, L.L.C. CENTRAL INDEX KEY: 0001305643 IRS NUMBER: 201041559 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: 1001 WALNUT CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 816-303-4500 MAIL ADDRESS: STREET 1: 1001 WALNUT CITY: KANSAS CITY STATE: MO ZIP: 64106 SC TO-T/A 1 form_to-ta.htm ANISE, L.L.C. - SCHEDULE TO-T/A - BOSTON FINANCIAL QUALIFIED HOUSING TAX CREDITS L.P. IV Anise, L.L.C. - Schedule TO-T/A - Boston Financial Qualified Housing Tax Credits L.P. IV
Securities and Exchange Commission
Washington, DC 20549

Schedule TO-T/A

Tender offer statement under section 14(d)(1) OR 13(e)(1)
of the Securities Exchange Act of 1934
(Amendment No. 3)

Boston Financial Qualified Housing Tax Credits
L.P. IV, A Limited Partnership
(Name of Subject Company(issuer))

Anise, L.L.C. (offeror)
Christopher J. Garlich Trust
Christopher J. Garlich
Jose L. Evans
Denise Evans
(Names of Filing Persons (identifying status as offeror, issuer or other person))

Units of Limited Partnership Interest
(Title of Class of Securities)

None
(CUSIP Number of Class of Securities)

Lathrop & Gage L.C.
Attn: Scott M. Herpich
2345 Grand Boulevard
Suite 2400
Kansas City, Missouri 64108
Telephone (816) 292-2000

(Name, address and telephone number of person
authorized to receive notices and communications
on behalf of filing persons)

Calculation of Filing Fee

Transaction valuation*
Amount of filing fee
$858,500
$171.70
* Calculated as the product of the Units on which the Offer is made and the gross cash price per Unit.

[X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
Amount previously paid:     $171.70     Filing party:      Anise, L.L.C.
Form or registration no.:     SC TO-T     Date filed:      September 20, 2005

[ ] Check box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:
[X] third-party tender offer subject to Rule 14d-1.
[ ] issuer tender offer subject to Rule 13e-4.
[ ] going-private transaction subject to Rule 13e-3.
[ ] amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: [X]
 



 
This Amendment No. 3 (this “Amendment”) amends and supplements the Tender Offer Statement on Schedule TO (the “Schedule TO”) filed with the Securities and Exchange Commission on September 20, 2005, as amended and supplemented on October 18, 2005 and October 27, 2005, by Anise, L.L.C., a Missouri limited liability company (the “Purchaser”), relating to an offer (the “Offer”) by the Purchaser to purchase units (“Units”) of limited partnership interests in BOSTON FINANCIAL QUALIFIED HOUSING TAX CREDITS L.P. IV, A LIMITED PARTNERSHIP (the “Partnership”) at a cash purchase price of $101 per Unit, without interest, less the amount of Distributions (as defined in the Offer to Purchase (as defined below)) per Unit, if any, made to Unit holders by the Partnership after the date of the Offer, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated September 19, 2005, (the “Offer to Purchase”) a copy of which was filed as Exhibit 12.1 to the Schedule TO. Capitalized terms used but not defined herein have the meaning ascribed to them in the Offer to Purchase.
 
Item 11. Additional Information.

Item 11 is amended and supplemented by the following:

The Offer expired at 5:00 p.m., Kansas City time, on Friday, November 4, 2005. The Purchaser received 930 Units that were validly tendered and not withdrawn pursuant to the Offer, all of which were accepted for payment following the expiration of the Offer. As a result of the Offer, the Purchaser will own 3,239 Units, representing approximately 4.8% of the 68,043 Units believed to be outstanding. In addition to the 3,239 Units, an additional 361.5 Units were tendered to the Purchaser without the necessary documentation, which documentation the Purchaser is still waiting to receive.
 
Maxus Properties, Inc., a Missouri corporation ("Maxus Properties") performed services related to the administration of the Offer, which included mailing the Offer, receiving tenders, answering questions regarding the Offer and processing the paperwork to request transfer of the tendered Units. Certain affiliates of Maxus Properties (but not affiliates of the Purchaser) own 12,387.5 Units or approximately 18.2% of the 68,043 Units believed to be outstanding.
 
SIGNATURE
 
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated: February 3, 2006

 
ANISE, L.L.C., a Missouri limited liability company
   
 
By: /s/ DeAnn Duffield
 
DeAnn Duffield, Manager
   
 
Christopher J. Garlich Trust
   
 
By: /s/ Christopher J. Garlich
 
Christopher J. Garlich Trustee
   
 
/s/ Christopher J. Garlich
 
Christopher J. Garlich
   
 
/s/ Jose L. Evans
 
Jose L. Evans
   
 
/s/ Denise Evans
 
Denise Evans
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