0001562180-21-005168.txt : 20210804 0001562180-21-005168.hdr.sgml : 20210804 20210804163833 ACCESSION NUMBER: 0001562180-21-005168 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210729 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boston Shoemake Alicia r CENTRAL INDEX KEY: 0001876303 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13455 FILM NUMBER: 211144597 MAIL ADDRESS: STREET 1: 24955 I-45 NORTH CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TETRA TECHNOLOGIES INC CENTRAL INDEX KEY: 0000844965 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742148293 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24955 INTERSTATE 45 NORTH CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 2813671983 MAIL ADDRESS: STREET 1: 24955 INTERSTATE 45 NORTH CITY: THE WOODLANDS STATE: TX ZIP: 77380 3 1 primarydocument.xml PRIMARY DOCUMENT X0206 3 2021-07-29 0 0000844965 TETRA TECHNOLOGIES INC TTI 0001876303 Boston Shoemake Alicia r 24955 INTERSTATE 45 NORTH THE WOODLANDS TX 77380 false true false false General Counsel Common Stock 40943.00 D Common Stock 2441.00 I by Spouse Incentive Stock Option (Right to Buy) 11.16 2015-05-20 2024-05-02 Common Stock 5200.00 D Incentive Stock Option (Right to Buy) 10.30 2014-05-20 2023-05-20 Common Stock 4800.00 D Incentive Stock Option (Right to Buy) 7.15 2016-05-04 2025-05-04 Common Stock 4495.00 D Incentive Stock Option (Right to Buy) 7.14 2017-05-02 2026-05-02 Common Stock 6142.00 D Incentive Stock Option (Right to Buy) 6.81 2013-05-20 2022-05-20 Common Stock 3285.00 D Incentive Stock Option (Right to Buy) 4.51 2018-02-22 2027-02-22 Common Stock 2451.00 I By Spouse Incentive Stock Option (Right to Buy) 3.87 2019-02-22 2028-02-22 Common Stock 13115.00 D Incentive Stock Option (Right to Buy) 3.87 2019-02-22 2028-02-22 Common Stock 3281.00 I By Spouse Restricted Stock Unit 0.00 Common Stock 4772.00 D Restricted Stock Unit 0.00 Common Stock 10812.00 D Restricted Stock Unit 0.00 Common Stock 20716.00 D This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2015, and the remaining stock options vested in monthly installments thereafter until May 20, 2017. Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $1.42. The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award vested on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63. The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2014, and the remaining stock options vested in monthly installments thereafter until May 20, 2016. This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Second Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 4, 2016, and the remaining stock options vested in monthly installments thereafter until May 4, 2018. This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Second Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 2, 2017, and the remaining stock options vested in monthly installments thereafter until May 2, 2019. This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2013, and the remaining stock options vested in monthly installments thereafter until May 20, 2015. This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Third Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on February 22, 2018, and the remaining stock options vested in monthly installments thereafter until February 22, 2020. This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Third Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on February 22, 2019, and the remaining stock options vested in monthly installments thereafter until February 22, 2021. Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.50. The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award vested on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Kimberly M. O'Brien, attorney in fact 2021-08-04