0001144204-11-053222.txt : 20110915 0001144204-11-053222.hdr.sgml : 20110915 20110915124803 ACCESSION NUMBER: 0001144204-11-053222 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110731 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 EFFECTIVENESS DATE: 20110915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKFORD MINERALS INC /FI CENTRAL INDEX KEY: 0000844538 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-34911 FILM NUMBER: 111092497 BUSINESS ADDRESS: STREET 1: 1250 BAY ST STE 500 CITY: TORONTO ONTARIO M5R 2B1 STATE: A6 ZIP: 00000 BUSINESS PHONE: 207-282-1543 MAIL ADDRESS: STREET 1: 1250 Bay Street, Suite 500 CITY: Toronto Ontario M5R 2B1 STATE: A6 ZIP: 00000 NT 10-Q 1 v234954_nt10q.htm FORM NT10-Q Unassociated Document
 
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SEC FILE NUMBER
001-34911
 
CUSIP NUMBER
7733E 10 5
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 12b-25
 
NOTIFICATION OF LATE FILING
(Check One):   o Form 10-K  o Form 20-F    o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR

For Period Ended:   July 31, 2011
o Transition Report on Form 10-K
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q
o Transition Report on Form N-SAR

For the Transition Period Ended: 
 
Read instruction (on back page) Before Preparing  Form.  Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 

If the  notification  relates  to a portion of the  filing  checked  above, identify the item(s) to which the notification relates:
 

PART I - REGISTRANT INFORMATION

Rockford Minerals Inc.
Full Name of Registrant

Former Name if Applicable

369 Shutter Street
Address of Principal Executive Office (Street and Number)
 
Toronto, Ontario M5A 1X2, Canada
City, State and Zip Code
 
PART II - RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)
 
 
 
(a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 
 
 
 
x
 
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
 
 
 
 
 
 
(c)
The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
PART III - NARRATIVE

State below in reasonable detail why Forms 10-K, 11-K, 20-F, 10-Q, 10-D, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the prescribed time period. The information necessary to complete the Form 10Q for the period ended July 31, 2011, could not be obtained on a timely basis without unreasonable effort or expenses in its ordinary course of business.
 
SEC 1344 (04-09)
Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
 
 
 
 
(Attach extra Sheets if Needed)
PART IV - OTHER INFORMATION

(1) 
Name  and  telephone  number  of  person  to  contact  in  regard  to  this notification

 
Gregory J. Neely
   (416) 937-3266
(Name)   (Area Code) (Telephone Number)
                                            
(2) 
Have all other periodic  reports  required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter  period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).
 
Yes o No o
 

(3) 
Is it anticipated that any significant change in results of operations from the corresponding  period for the last fiscal year will be reflected by the earnings  statements  to be  included  in the  subject  report  or  portion thereof?
 
Yes o No o

If so: attach an explanation of the anticipated  change,  both  narratively and  quantitatively,  and, if  appropriate,  state the reasons why a  reasonable estimate of the results cannot be made.
 
 
Rockford Minerals, Inc.
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: May 14, 2011
By:
/s/ Gregory J. Neely  
   
Gregory J. Neely, Treasurer and Secretary
  
 
INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.
 
 
ATTENTION
Intentional  misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).
 

GENERAL INSTRUCTIONS

1. 
This  form  is  required  by  Rule  12b-25 (17 CFR 240.12b-25)  of the  General  Rules  andRegulations under the Securities Exchange Act of 1934.

2.
One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files.
 
3.
A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

4.
Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

5.
Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit reports within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T.
 
6.
Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (§232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data File within the time period prescribed should comply with either Rule 201 or 202 of Regulation S-T (§232.201 and §232.202 of this chapter).
 
 
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