0001400318-16-000022.txt : 20160915 0001400318-16-000022.hdr.sgml : 20160915 20160915162042 ACCESSION NUMBER: 0001400318-16-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160913 FILED AS OF DATE: 20160915 DATE AS OF CHANGE: 20160915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 BUSINESS PHONE: (818) 908-9868 MAIL ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park David E III CENTRAL INDEX KEY: 0001562508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161887375 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cost David W Jr CENTRAL INDEX KEY: 0001562507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161887376 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Headlands Capital Management, LLC CENTRAL INDEX KEY: 0001562452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161887377 BUSINESS ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-263-7310 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) CENTRAL INDEX KEY: 0001400318 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161887378 BUSINESS ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-263-7300 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-13 0 0000844161 CHEROKEE INC CHKE 0001400318 HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 0 0 1 0 0001562452 Headlands Capital Management, LLC ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 0 0 0 1 GP of the 10% Owner 0001562507 Cost David W Jr ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 1 0 0 0 0001562508 Park David E III ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 1 0 0 0 Common Stock 2016-09-13 4 P 0 10000 9.4175 A 1098188 D This Form 4 is filed on behalf of Headlands Strategic Opportunities Fund, LP (the "Fund"), Headlands Capital Management, LLC (the "GP"), David E. Park III and David W. Cost Jr. The GP is the general partner of the Fund. Messrs. Park and Cost are the sole members of the investment committee of the GP. The investment committee of the GP has collective investment discretion over such shares held by the Fund. As the general partner of the Fund, the GP may be deemed to be the indirect beneficial owner of such shares under Rule 16a1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As the members of the investment committee of the GP, Messrs. Park and Cost may be deemed to be the indirect beneficial owners of such shares under Rule 16a1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a1(a)(4) promulgated under the Exchange Securities are directly owned by the Fund. The GP, Mr. Park and Mr. Cost may be deemed to have indirect beneficial ownership of these shares. See Footnotes 1 and 2. /S/ DAVID W. COST JR. 2016-09-15