0001400318-16-000014.txt : 20160510 0001400318-16-000014.hdr.sgml : 20160510 20160510195108 ACCESSION NUMBER: 0001400318-16-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 BUSINESS PHONE: (818) 908-9868 MAIL ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cost David W Jr CENTRAL INDEX KEY: 0001562507 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161637435 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Headlands Capital Management, LLC CENTRAL INDEX KEY: 0001562452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161637436 BUSINESS ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-263-7310 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) CENTRAL INDEX KEY: 0001400318 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161637437 BUSINESS ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-263-7300 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park David E III CENTRAL INDEX KEY: 0001562508 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 161637438 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING STREET 2: SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-05-05 0 0000844161 CHEROKEE INC CHKE 0001400318 HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 0 0 1 0 0001562452 Headlands Capital Management, LLC ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 0 0 0 1 General Partner of 10% Owner 0001562507 Cost David W Jr ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 0 0 0 1 Member of General Partner 0001562508 Park David E III ONE FERRY BUILDING SUITE 255 SAN FRANCISCO CA 94111 0 0 0 1 Member of General Partner Common Stock 968188 D This Form 3 is filed on behalf of Headlands Strategic Opportunities Fund, LP (the "Fund"), Headlands Capital Management, LLC (the "GP"), David E. Park III and David W. Cost Jr. The GP is the general partner of the Fund. Messrs. Park and Cost are the sole members of the investment committee of the GP. The investment committee of the GP has collective investment discretion over such shares held by the Fund. As the general partner of the Fund, the GP may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As the members of the investment committee of the GP, Messrs. Park and Cost may be deemed to be the indirect beneficial owners of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of the GP, Mr. Park and Mr. Cost disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest. Securities are directly owned by the Fund. The GP, Mr. Park and Mr. Cost may be deemed to have indirect beneficial ownership of these shares. See Footnotes 1 and 2. /S/ DAVID W. COST JR. 2016-05-10