0001209191-17-049032.txt : 20170815 0001209191-17-049032.hdr.sgml : 20170815 20170815171503 ACCESSION NUMBER: 0001209191-17-049032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170811 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galvin Robert CENTRAL INDEX KEY: 0001553095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 171034592 MAIL ADDRESS: STREET 1: 78 GOLF LANE CITY: RIDGEFIELD STATE: CT ZIP: 06877 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 BUSINESS PHONE: (818) 908-9868 MAIL ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-11 0 0000844161 CHEROKEE INC CHKE 0001553095 Galvin Robert C/O CHEROKEE INC. 5990 SEPULVEDA BLVD SUITE 600 SHERMAN OAKS CA 91411 1 0 0 0 Common Stock 2017-08-11 4 A 0 23697 4.22 A 38980 D Warrants (right to buy) 4.22 2017-08-11 4 A 0 5924 A 2018-03-05 Common Stock 5924 5924 D Reflects securities acquired from the Issuer pursuant to a common stock purchase agreement between the reporting person and the Issuer dated August 11, 2017. The closing under such agreement and the issuance of such securities is expected to occur on or about August 18, 2017. The warrants will expire on the seven-year anniversary of their initial issuance date. The warrants were issued as consideration for the reporting person's agreement to participate in certain potential future equity financings of the Issuer. Jason Boling under POA for Robert Galvin 2017-08-15