0001209191-16-155504.txt : 20161215 0001209191-16-155504.hdr.sgml : 20161215 20161215190945 ACCESSION NUMBER: 0001209191-16-155504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161214 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 BUSINESS PHONE: (818) 908-9868 MAIL ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stupp Henry CENTRAL INDEX KEY: 0001500087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 162054783 MAIL ADDRESS: STREET 1: 6835 VALJEAN AVENUE CITY: VAN NUYS STATE: CA ZIP: 91406 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-14 0 0000844161 CHEROKEE INC CHKE 0001500087 Stupp Henry C/O CHEROKEE INC. 5990 SEPULVEDA BLVD SUITE 600 SHERMAN OAKS CA 91411 1 1 0 0 CEO Common Stock (right to buy) 11.20 2016-12-14 4 A 0 16666 0.00 A 2017-12-14 2020-06-14 Common Stock 16666 16666 D Common Stock (right to buy) 11.20 2016-12-14 4 A 0 16667 0.00 A 2018-12-14 2020-06-14 Common Stock 16667 33333 D Common Stock (right to buy) 11.20 2016-12-14 4 A 0 16667 0.00 A 2019-12-14 2020-06-14 Common Stock 16667 50000 D Represents an award of a single stock option approved on December 14, 2016 On December 14, 2016, the Compensation Committee of the Board of Directors of Cherokee Inc. granted Mr. Stupp 50,000 stock options as noted above. Such options vest in three annual installments on each yearly anniversary of the grant date, which vesting may accelerate in certain circumstances. Jason Boling under POA for Henry Stupp 2016-12-15