0001181431-15-008146.txt : 20150610 0001181431-15-008146.hdr.sgml : 20150610 20150610203307 ACCESSION NUMBER: 0001181431-15-008146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150608 FILED AS OF DATE: 20150610 DATE AS OF CHANGE: 20150610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 BUSINESS PHONE: (818) 908-9868 MAIL ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIEGEL HOWARD B CENTRAL INDEX KEY: 0001250222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 15924614 4 1 rrd425649.xml ANNUAL GRANT 6/8/2015 X0306 4 2015-06-08 0 0000844161 CHEROKEE INC CHKE 0001250222 SIEGEL HOWARD B C/O CHEROKEE INC. 5990 SEPULVEDA BLVD #600 SHERMAN OAKS CA 91411 0 1 0 0 President Common Stock 2015-06-08 4 A 0 20000 0 A 65602 D Common Stock Option (right to buy) 22.70 2009-08-21 2015-08-21 common stock 3333 3333 D Common Stock Option (right to buy) 22.70 2010-08-21 2015-08-21 common stock 3333 6666 D Common Stock Option (right to buy) 22.70 2011-08-21 2015-08-21 common stock 3334 10000 D Common Stock Option (right to buy) 18.30 2011-08-26 2017-08-26 common stock 16666 16666 D Common Stock Option (right to buy) 18.30 2012-08-26 2017-08-26 common stock 16667 33333 D Common Stock Option (right to buy) 18.30 2013-08-26 2017-08-26 common stock 16667 50000 D Common Stock Option (right to buy) 17.21 2012-03-23 2018-03-23 Common Stock 20000 20000 D Common Stock Option (right to buy) 17.21 2013-03-23 2018-03-23 Common Stock 20000 40000 D Common Stock Option (right to buy) 17.21 2014-03-23 2018-03-23 Common Stock 20000 60000 D Common Stock Option (right to buy) 17.21 2015-03-23 2018-03-23 Common Stock 20000 80000 D Common Stock Option (right to buy) 17.21 2016-03-23 2018-03-23 Common Stock 20000 100000 D Common Stock Option (right to buy) 13.06 2013-06-18 2019-06-18 Common Stock 20000 20000 D Common Stock Option (right to buy) 13.06 2014-06-18 2019-06-18 Common Stock 20000 40000 D Common Stock Option (right to buy) 13.06 2015-06-18 2019-06-18 Common Stock 20000 60000 D Performance Stock Unit 2016-01-30 Common Stock 5667 5667 D Common Stock Option (right to buy) 13.54 2015-05-09 2021-05-09 Common Stock 10000 10000 D Common Stock Option (right to buy) 13.54 2016-05-09 2021-05-09 Common Stock 10000 20000 D Common Stock Option (right to buy) 13.54 2017-05-09 2021-05-09 Common Stock 10000 30000 D Common Stock Option (right to buy) 22.94 2015-06-08 4 A 0 18333 0 A 2016-06-08 2022-06-08 Common Stock 18333 18333 D Common Stock Option (right to buy) 22.94 2015-06-08 4 A 0 18333 0 A 2017-06-08 2022-06-08 Common Stock 18333 36666 D Common Stock Option (right to buy) 22.94 2015-06-08 4 A 0 18334 0 A 2018-06-08 2022-06-08 Common Stock 18334 55000 D See footnotes (1), (2) and (3) of the Form 4 filed by the reporting person with the Securities and Exchange Commission on April 17, 2013. On January 30, 2015, 2/3 of the shares subject to the performance stock unit award vested in full, and 1/3 of the shares subject to such award remain unvested. Represents an award of a single stock option approved on June 8, 2015. On June 8, 2015, the Compensation Committee of the Board of Directors of Cherokee Inc. granted Mr. Siegel 55,000 stock options and 20,000 restricted stock units as noted above. Such options and restricted stock units vest in three annual installments on each yearly anniversary of the grant date, which vesting may accelerate in certain circumstances. Jason Boling under POA for Howard Siegel 2015-06-10