0001181431-14-028475.txt : 20140806 0001181431-14-028475.hdr.sgml : 20140806 20140806194920 ACCESSION NUMBER: 0001181431-14-028475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140804 FILED AS OF DATE: 20140806 DATE AS OF CHANGE: 20140806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 BUSINESS PHONE: (818) 908-9868 MAIL ADDRESS: STREET 1: 5990 SEPULVEDA BLVD STREET 2: SUITE 600 CITY: SHERMAN OAKS STATE: CA ZIP: 91411 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EWING TIMOTHY G CENTRAL INDEX KEY: 0001077701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 141021372 4 1 rrd414007.xml ANNUAL BOD GRANT 8-2014 X0306 4 2014-08-04 0 0000844161 CHEROKEE INC CHKE 0001077701 EWING TIMOTHY G 4514 COLE AVE. SUITE 740 DALLAS TX 75205 1 0 0 0 Restricted Common Stock Award 1500 D Common Stock 2014-08-04 4 A 0 3783 13.87 A 5283 D Common Stock Option 16.08 2011-02-01 2015-02-01 Common Stock 2666 2666 D Common Stock Option 16.08 2012-02-01 2015-02-01 Common Stock 2667 5333 D Common Stock Option 16.08 2013-02-01 2015-02-01 Common Stock 2667 8000 D Common Stock Option 17.21 2012-03-23 2018-03-23 Common Stock 2666 10666 D Common Stock Option 17.21 2013-03-23 2018-03-23 Common Stock 2667 13333 D Common Stock Option 17.21 2014-03-23 2018-03-23 Common Stock 2667 16000 D Common Stock Option 13.06 2012-06-18 2019-06-18 Common Stock 5500 21500 D Common Stock Option 12.65 2013-06-27 2020-06-27 Common Stock 5500 27000 D Restricted Stock Unit 2016-06-27 2016-06-27 Common Stock 1500 28500 D Each restricted stock unit represents a contingent right to receive one share of common stock of Cherokee Inc. In accordance with Cherokee's current compensation programs for non-employee directors, each non-employee director may elect to receive all or a portion of such director's annual retainer fees in restricted stock units in lieu of cash payments. The price per unit was established concurrently with the recipient's election regarding whether to receive restricted stock units in lieu of cash for such recipient's service over a one year period ending on August 4, 2015. Effective August 4, 2014, the Compensation Committee of the Board of Directors of Cherokee Inc. ("Cherokee") granted Mr. Ewing restricted stock units for 3,783 shares of Cherokee's common stock pursuant to Cherokee's current compensation programs for non-employee directors. Such restricted stock units (i) vest in equal quarterly installments following the date of grant, which vesting may accelerate in certain circumstances and (ii) may only be settled in shares of Cherokee's common stock. Jason Boling under POA for Timothy G. Ewing 2014-08-04