0001181431-13-037639.txt : 20130701 0001181431-13-037639.hdr.sgml : 20130701 20130701204938 ACCESSION NUMBER: 0001181431-13-037639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130627 FILED AS OF DATE: 20130701 DATE AS OF CHANGE: 20130701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 6835 VALJEAN AVE CITY: VAN NUYS STATE: CA ZIP: 91406-4713 BUSINESS PHONE: 8189511002 MAIL ADDRESS: STREET 1: 6835 VALJEAN AVE CITY: VAN NUYS STATE: CA ZIP: 91406-4713 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galvin Robert CENTRAL INDEX KEY: 0001553095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 13946241 MAIL ADDRESS: STREET 1: 78 GOLF LANE CITY: RIDGEFIELD STATE: CT ZIP: 06877 4 1 rrd384925.xml ANNUAL BOD GRANT 6-2013 X0306 4 2013-06-27 0 0000844161 CHEROKEE INC CHKE 0001553095 Galvin Robert 78 GOLF LANE RIDGEFIELD CT 06877 1 0 0 0 Restricted Common Stock Award 1500 D Common Stock Option 13.06 2012-06-18 2019-06-18 Common Stock 5500 5500 D Common Stock Option 12.65 2013-06-27 2013-06-27 4 A 0 5500 12.65 A 2013-06-27 2020-06-27 Common Stock 5500 11000 D Restricted Stock Unit 2013-06-27 4 A 0 2500 0 A 2016-06-27 2016-06-27 Common Stock 2500 13500 D Each restricted stock unit represents a contingent right to receive one share of common stock of Cherokee Inc. On June 27, 2013, the Compensation Committee (the "Committee") of the Board of Directors (the "Board") of Cherokee Inc. ("Cherokee") granted Mr. Galvin restricted stock units for 2,500 shares as noted above. There is no purchase price required by the recipient in connection with these units. Such restricted stock units will vest in full on the three year anniversary of the grant date. Such vesting will accelerate upon the earlier of (i) a change in control of Cherokee, (ii) the death of the recipient or (iii) the recipient's failure to be re-elected to the Board of Directors in any election in which the recipient stands for re-election. In addition, on June 27, 2013, the Committee granted Mr. Galvin, 5,500 stock options as noted above. Such options are fully vested as of the grant date. Jason Boling under POA for Robert C. Galvin 2013-07-01