0001181431-12-055381.txt : 20121023 0001181431-12-055381.hdr.sgml : 20121023 20121023203751 ACCESSION NUMBER: 0001181431-12-055381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121019 FILED AS OF DATE: 20121023 DATE AS OF CHANGE: 20121023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stupp Henry CENTRAL INDEX KEY: 0001500087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18640 FILM NUMBER: 121157354 MAIL ADDRESS: STREET 1: 6835 VALJEAN AVENUE CITY: VAN NUYS STATE: CA ZIP: 91406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 6835 VALJEAN AVE CITY: VAN NUYS STATE: CA ZIP: 91406-4713 BUSINESS PHONE: 8189511002 MAIL ADDRESS: STREET 1: 6835 VALJEAN AVE CITY: VAN NUYS STATE: CA ZIP: 91406-4713 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 4 1 rrd358569.xml X0306 4 2012-10-19 0 0000844161 CHEROKEE INC CHKE 0001500087 Stupp Henry 5990 SEPULVEDA BLVD #600 SHERMAN OAKS CA 91411 1 1 0 0 Chief Executive Officer Common Stock 81967 D Common Stock 91967 D Common Stock 104529 D Common Stock 2012-10-19 2012-10-19 4 S 0 35000 14.30 D 69529 D Common Stock Options 18.30 2012-07-26 5 J 0 18750 18.30 D 2012-01-31 2016-08-26 Common Stock 18750 18750 D Common Stock Options 18.30 2012-07-26 5 J 0 18750 18.30 D 2013-01-31 2016-08-26 Common Stock 18750 37500 D Common Stock Options 18.30 2012-07-26 5 J 0 18750 18.30 D 2014-01-31 2016-08-26 Common Stock 18750 56250 D Common Stock Options 18.30 2012-07-26 5 J 0 18750 18.30 D 2015-01-31 2016-08-26 Common Stock 18750 75000 D Common Stock Options 18.30 2012-07-26 5 J 0 18750 18.30 D 2016-01-31 2016-08-26 Common Stock 18750 93750 D Common Stock Options 13.06 2013-06-18 2019-06-18 Common Stock 30000 123750 D Common Stock Options 13.06 2014-06-18 2019-06-18 Common Stock 30000 153750 D Common Stock Options 13.06 2015-06-18 2019-06-18 Common Stock 30000 183750 D On October 19, 2012, Mr. Stupp sold 35,000 shares of Cherokee common stock at a per share price of $14.30 (excluding a $0.05 broker charge) for total proceeds to Mr. Stupp of $500,500. On July 26, 2012, Mr. Stupp transferred 50% of the 187,500 stock options (the "2010 Option") subject to his prior stock option grant dated August 26, 2010. Such options were transferred to Mr. Stupp's ex-wife pursuant to a marital property settlement. Such transferred options remain subject to the vesting conditions and other terms applicable to the 2010 Option. Mark DiSiena under POA for Henry Stupp 2012-10-23