0001181431-12-055381.txt : 20121023
0001181431-12-055381.hdr.sgml : 20121023
20121023203751
ACCESSION NUMBER: 0001181431-12-055381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121019
FILED AS OF DATE: 20121023
DATE AS OF CHANGE: 20121023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stupp Henry
CENTRAL INDEX KEY: 0001500087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18640
FILM NUMBER: 121157354
MAIL ADDRESS:
STREET 1: 6835 VALJEAN AVENUE
CITY: VAN NUYS
STATE: CA
ZIP: 91406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHEROKEE INC
CENTRAL INDEX KEY: 0000844161
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330]
IRS NUMBER: 954182437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 6835 VALJEAN AVE
CITY: VAN NUYS
STATE: CA
ZIP: 91406-4713
BUSINESS PHONE: 8189511002
MAIL ADDRESS:
STREET 1: 6835 VALJEAN AVE
CITY: VAN NUYS
STATE: CA
ZIP: 91406-4713
FORMER COMPANY:
FORMER CONFORMED NAME: GREEN ACQUISITION CO
DATE OF NAME CHANGE: 19900814
4
1
rrd358569.xml
X0306
4
2012-10-19
0
0000844161
CHEROKEE INC
CHKE
0001500087
Stupp Henry
5990 SEPULVEDA BLVD #600
SHERMAN OAKS
CA
91411
1
1
0
0
Chief Executive Officer
Common Stock
81967
D
Common Stock
91967
D
Common Stock
104529
D
Common Stock
2012-10-19
2012-10-19
4
S
0
35000
14.30
D
69529
D
Common Stock Options
18.30
2012-07-26
5
J
0
18750
18.30
D
2012-01-31
2016-08-26
Common Stock
18750
18750
D
Common Stock Options
18.30
2012-07-26
5
J
0
18750
18.30
D
2013-01-31
2016-08-26
Common Stock
18750
37500
D
Common Stock Options
18.30
2012-07-26
5
J
0
18750
18.30
D
2014-01-31
2016-08-26
Common Stock
18750
56250
D
Common Stock Options
18.30
2012-07-26
5
J
0
18750
18.30
D
2015-01-31
2016-08-26
Common Stock
18750
75000
D
Common Stock Options
18.30
2012-07-26
5
J
0
18750
18.30
D
2016-01-31
2016-08-26
Common Stock
18750
93750
D
Common Stock Options
13.06
2013-06-18
2019-06-18
Common Stock
30000
123750
D
Common Stock Options
13.06
2014-06-18
2019-06-18
Common Stock
30000
153750
D
Common Stock Options
13.06
2015-06-18
2019-06-18
Common Stock
30000
183750
D
On October 19, 2012, Mr. Stupp sold 35,000 shares of Cherokee common stock at a per share price of $14.30 (excluding a $0.05 broker charge) for total proceeds to Mr. Stupp of $500,500.
On July 26, 2012, Mr. Stupp transferred 50% of the 187,500 stock options (the "2010 Option") subject to his prior stock option grant dated August 26, 2010. Such options were transferred to Mr. Stupp's ex-wife pursuant to a marital property settlement. Such transferred options remain subject to the vesting conditions and other terms applicable to the 2010 Option.
Mark DiSiena under POA for Henry Stupp
2012-10-23