|
|
Exhibit
No. 1
|
Director/PDMR
Shareholding dated 1 August 2024
|
Exhibit
No. 2
|
Publication
of Final Terms dated 1 August 2024
|
Exhibit
No. 3
|
Holding(s)
in Company – HMT dated 5 August 2024
|
Exhibit
No. 4
|
Holding(s)
in Company - Norges Bank dated 7 August 2024
|
Exhibit
No. 5
|
Director/PDMR
Shareholding dated 8 August 2024
|
Exhibit
No. 6
|
Holding(s)
in Company – HMT dated 30 August 2024
|
Exhibit
No. 7
|
Total
Voting Rights dated 30 August 2024
|
Name of PDMR
|
Position of PDMR
|
No. of Shares sold
|
Sale price
|
Date of transaction
|
Robert
Begbie
|
CEO,
NatWest Commercial & Institutional and CEO NatWest
Markets
|
53,000
|
£3.6599
|
31 July
2024
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached ii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify) iii:
|
|
|||||
3. Details of person subject to the notification
obligation iv
|
||||||
Name
|
The Commissioners of His Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if
different from 3.) v
|
||||||
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reached vi:
|
02 August 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
02 August 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights held in issuer (8.A +
8.B) vii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
18.99%
|
|
18.99%
|
6,309,594,132
|
||
Position of previous notification (if
applicable)
|
19.97%
|
|
19.97%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached viii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rights ix
|
% of voting rights
|
|||||||
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
||||||
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
6,309,594,132
|
|
18.99%
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
6,309,594,132
|
18.99%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to DTR5.3.1R (1)
(a)
|
|||||||||
Type of financial instrument
|
Expiration date x
|
Exercise/Conversion Period xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
|
|||||||||
Type of financial instrument
|
Expiration date x
|
Exercise/Conversion Period xi
|
Physical or cash
Settlement xii
|
Number of voting rights
|
% of voting rights
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||
|
9. Information in relation to the person subject to the
notification obligation (please
mark theapplicable
box with an "X")
|
||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii
|
|
|||
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (please
add additional rows as necessary) xiv
|
x
|
|||
Name xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UK Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain
management arrangements agreed with His Majesty's
Treasury).
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's
Treasury.
|
||||
The Commissioners of His Majesty's Treasury
|
18.99%
|
|
18.99%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
10. In
case of proxy voting, please identify:
|
||||
Name of the proxy holder
|
|
|||
The number and % of voting rights held
|
|
|||
The date until which the voting rights will be held
|
|
|||
|
||||
11. Additional information xvi
|
||||
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's Treasury
(HMT).
The percentage of voting rights held by HMT in NatWest Group plc
(NWG), as shown on this form (18.99%), has been calculated
following the disposal by HMT of 83,893,080 ordinary shares in NWG
since its last TR-1 notification on 15 July 2024, under HMT's
trading plan announced on 22 July 2021 and most recently extended
on 3 April 2023.
|
Place of completion
|
London, England
|
Date of completion
|
02 August 2024
|
GB00BM8PJY71
|
NATWEST GROUP PLC
|
UK
|
An
acquisition or disposal of voting rights
|
Norges Bank
|
Oslo
|
Norway
|
|
|
|
02-Aug-2024
|
05-Aug-2024
|
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting situation
on the date on which threshold was crossed or reached
|
3.012761
|
0.000000
|
3.012761
|
1,000,777,808
|
Position of
previous notification (if applicable)
|
2.955960
|
0.000000
|
2.955960
|
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
GB00BM8PJY71
|
1,000,777,808
|
|
3.012761
|
|
Sub
Total 8.A
|
1,000,777,808
|
3.012761
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
|
|
|
|
|
Sub
Total 8.B1
|
|
|
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
Sub
Total 8.B2
|
|
|
|
1.
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|
|
|
|
|
|
|
|
05-Aug-2024
|
Oslo, Norway
|
Name of PDMR
|
Position of PDMR
|
No. of Shares vested
|
No. of Shares withheld to satisfy associated tax
liability
|
No. of vested Shares retained
|
Robert Begbie
|
CEO, NatWest Commercial & Institutional and CEO NatWest
Markets
|
26,327
|
13,184
|
13,143
|
Emma Crystal
|
CEO, Coutts and Wealth Businesses
|
19,972
|
9,401
|
10,571
|
Keiran Foad
|
Group Chief Risk Officer
|
29,958
|
14,102
|
15,856
|
David Lindberg
|
CEO, Retail Banking
|
26,327
|
12,393
|
13,934
|
Scott Marcar
|
Group Chief Information Officer
|
29,958
|
14,102
|
15,856
|
Katie Murray
|
Group Chief Financial Officer
|
57,224
|
26,936
|
30,288
|
Paul Thwaite
|
Group Chief Executive Officer
|
83,929
|
39,506
|
44,423
|
Jen Tippin
|
Group Chief Operating Officer
|
29,958
|
14,102
|
15,856
|
Name of
PDMR
|
Award
|
No. of Shares granted
|
|
Emma Crystal
|
Buy-out1
Award
|
144,430
|
|
Deferred Award2
|
269,810
|
||
The prices per Share used on the
grant of the above awards were £3.12361 and
£2.52032. This represents the
5-day average Share price immediately prior to the PDMR joining the
Company. For the Deferred award this price is discounted
to reflect the absence of dividend equivalents during the vesting
period.
|
Name of PDMR
|
Position of PDMR
|
No. of Shares vested
|
No. of Shares withheld to satisfy associated tax
liability
|
No. of vested Shares retained
|
Emma Crystal
|
CEO, Coutts and Wealth Businesses
|
83,371
|
39,244
|
44,127
|
Name of PDMR
|
Position of PDMR
|
No. of Shares sold
|
Sale price
|
Date of transaction
|
Jen Tippin
|
Group Chief Operating Officer
|
43,000
|
3.3269
|
7 August 2024
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached ii:
|
NatWest
Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an "X" if
appropriate)
|
||||||
Non-UK
issuer
|
|
|||||
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
||||||
An
acquisition or disposal of voting rights
|
x
|
|||||
An
acquisition or disposal of financial instruments
|
|
|||||
An
event changing the breakdown of voting rights
|
|
|||||
Other
(please specify) iii:
|
|
|||||
3. Details of person subject to the notification
obligation iv
|
||||||
Name
|
The
Commissioners of His Majesty's Treasury
|
|||||
City
and country of registered office (if applicable)
|
London,
England
|
|||||
4. Full name of shareholder(s) (if different from
3.) v
|
||||||
Name
|
The
Solicitor for the Affairs of His Majesty's Treasury
|
|||||
City
and country of registered office (if applicable)
|
London,
England
|
|||||
5. Date on which the threshold was crossed or
reached vi:
|
29
August 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
29
August 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of
voting rights attached to shares (total of 8. A)
|
%
of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer (8.A +
8.B) vii
|
||
Resulting
situation on the date on which threshold was crossed or
reached
|
17.97%
|
|
17.97%
|
5,968,022,944
|
||
Position
of previous notification (if
applicable)
|
18.99%
|
|
18.99%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached viii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights ix
|
% of voting rights
|
|||||||
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
||||||
Ordinary
Shares of £1.0769 each GB00BM8PJY71
|
5,968,022,944
|
|
17.97%
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
5,968,022,944
|
17.97%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to DTR5.3.1R (1)
(a)
|
|||||||||
Type of financial instrument
|
Expiration date x
|
Exercise/Conversion Period xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
|
|||||||||
Type of financial instrument
|
Expiration date x
|
Exercise/Conversion Period xi
|
Physical or cash
Settlement xii
|
Number of voting rights
|
% of voting rights
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||
|
9. Information in relation to the person subject to the
notification obligation (please mark theapplicable box
with an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii
|
|
|||
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (please
add additional rows as necessary) xiv
|
x
|
|||
Name xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain
management
arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
||||
The
Commissioners of His Majesty's Treasury
|
17.97%
|
|
17.97%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
10. In case of proxy
voting, please identify:
|
||||
Name of
the proxy holder
|
|
|||
The
number and % of voting rights held
|
|
|||
The
date until which the voting rights will be held
|
|
|||
|
||||
11. Additional information xvi
|
||||
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (17.97%), has been calculated following the
disposal by HMT of 85,392,797 ordinary shares in NWG since its last
TR-1 notification on 05 August 2024, under HMT's trading plan
announced on 22 July 2021 and most recently extended on 3 April
2023.
|
Place of completion
|
London,
England
|
Date of completion
|
29
August 2024
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights
-
|
30
August 2024
|
|||
Ordinary Shares of £1.0769* (excluding ordinary shares held in
treasury)
|
8,304,852,050
|
4
|
33,219,408,200
|
Ordinary Shares of £1.0769* held in treasury
|
288,897,867
|
4
|
Voting
rights not exercisable
|
11%
Cumulative Preference Shares of £1
|
240,686
|
4
|
962,744
|
5.5%
Cumulative Preference Shares of £1
|
242,454
|
4
|
969,816
|
Total:
|
8,594,233,057
|
|
33,221,340,760
|
|
NATWEST
GROUP plc (Registrant)
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
Name:
Jan Cargill
|
|
Title:
Chief Governance Officer and Company Secretary
|