144: Filer Information
Filer CIK | 0001451785 |
Filer CCC | XXXXXXXX |
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Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001451785 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | NatWest Group plc |
SEC File Number | 001-10306 |
Address of Issuer | Gogarburn, 175 Glasgow Road Edinburgh UNITED KINGDOM EH12 1HQ |
Phone | 44-01316-626-3860 |
Name of Person for Whose Account the Securities are To Be Sold | The Commissioners of His Majesty's Treasury |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
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Relationship to Issuer | Affiliate |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Ordinary Shares | Morgan Stanley & Co. International 25 Cabot Square London X0 E14 4AQ | 89418664 | 217823865.50 | 8941866387 | 07/13/2023 | Exchanges outside US |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Ordinary Shares | 12/01/2008 | The Commissioners of His Majesty's Treasury acquired an 84% stake in Royal Bank of Scotland (now NatWest Group plc) as part of a series of recapitalizations designed to maintain stability at the height of the financial crisis. | NatWest Group plc | ![]() | 45500000000 | 12/01/2008 | Cash |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
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The Commissioners of His Majesty's Treasury 1 Horse Guards Road London X0 SW1A 2HQ | Ordinary Shares | 04/17/2023 | 2035000 | 5628810.00 |
Remarks | (1) The aggregate market value of the shares to be sold is in pounds sterling (GBP) and is up to the value as of 07/12/2023. (2) The shares can be sold any time from 08/12/2021 to 08/11/2025. The date provided in "Approximate Date of Sale" (under 144: Securities Information) represents the three month period from 07/13/2023. (3) The seller acquired the shares to be sold over the period from December 2008 through December 2009. These purchases are reflected in aggregate in GBP in "Amount of Securities Acquired" (under 144: Securities Information). (4) The figure provided in "Amount of Securities Sold" and "Gross Proceeds" (under 144: Securities Sold During The Past 3 Months) does not include sales of securities made by the seller other than pursuant to Rule 144. |
Date of Notice | 07/13/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ George Barnes, Deputy Director, Banking Assets & Resolution Strategy |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |