-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXlkvy4Zp7GosXNolE4VBpCTWXcoYG4SvIQesqonX16AZRNkOpffbWYMcBvoktgW I+JfolsAmj0XKYsZ8K3fOw== 0001003715-01-500037.txt : 20010430 0001003715-01-500037.hdr.sgml : 20010430 ACCESSION NUMBER: 0001003715-01-500037 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010228 FILED AS OF DATE: 20010427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUSTRIA FUND INC CENTRAL INDEX KEY: 0000843615 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133529777 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: SEC FILE NUMBER: 811-05736 FILM NUMBER: 1612636 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCE CAPITAL MANAGEMENT LP STREET 2: 1345 AVENUE OF THE AMERICAS 31ST FL CITY: NEW YORK STATE: NY ZIP: 10105 NSAR-A/A 1 0001.txt N-SAR (6.1) PAGE 1 000 A000000 02/28/2001 000 C000000 0000843615 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 THE AUSTRIA FUND, INC. 001 B000000 811-5736 001 C000000 2128873110 002 A000000 1345 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10105 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ALLIANCE CAPITAL MANAGEMENT L.P. 008 B000001 A 008 C000001 801-32361 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10105 008 A000002 BAI FONDASBERATUNG GES. 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083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 336 086 B020000 2568 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 052587102 087 A030000 OST 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE JOHN SMITH TITLE ASSOCIATE EX-99.77ORULE10F-3 2 tenf-3sa.txt 10F-3 FOR AUSTRIA FUND Securities Purchased in Underwritings Involving Transactions with Donaldson, Lufkin, & Jenrette Securities Corporation Subject to Rule 10f-3 Under the Investment Company Act of 1940 10f-3 TRANSACTIONS FOR THE PERIOD SEPTEMBER 1, 2000 THROUGH FEBRUARY 28, 2001 The Austria Fund % of Shares Total Offering Purchased Shares Purchased Shares Date Shares Price per by Fund offered By Purchased Held Security * Purchased Purchased Share Group (000) Group(1) From 08/31/00 NONE * ** Indicates the purchase of an Eligible Rule 144A Security. 1) Purchases by all Alliance Funds, including the Fund, may not exceed: a) if purchased in an offering other than an Eligible Rule 144A Offering, 25% of the principal amount of the offering of such class; or b) if purchased in an Eligible Rule 144A Offering, 25% of the total of (i) the principal amount of the offering of such class sold by underwriters or members of the selling syndicate to qualified institutional buyers, plus (ii) the principal amount of the offering of such class in any concurrent public offering.
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