-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qtr4EWRggLBACgJsUFceqCFnPVpozQwSm5EbW6P1+HCVickFRoExL+lFGZND6An+ Y0ZFR1Y07iHrdS6W79pJKA== 0000938077-98-000033.txt : 19980716 0000938077-98-000033.hdr.sgml : 19980716 ACCESSION NUMBER: 0000938077-98-000033 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980704 FILED AS OF DATE: 19980715 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUSTRIA FUND INC CENTRAL INDEX KEY: 0000843615 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133529777 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 811-05736 FILM NUMBER: 98666129 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCE CAPITAL MANAGEMENT LP STREET 2: 1345 AVENUE OF THE AMERICAS 31ST FL CITY: NEW YORK STATE: NY ZIP: 10105 COMPANY DATA: COMPANY CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ CENTRAL INDEX KEY: 0000938077 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: ONE WEST PACK SQU STREET 2: SUITE 777 CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 7042741863 MAIL ADDRESS: STREET 1: ONE WEST PACK SQUARE STREET 2: SUITE 777 CITY: ASHEVILLE STATE: NC ZIP: 28801 3/A 1 - -------------------------------------- FORM 3 OMB APPROVAL -------------------------------------- OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response 0.5 -------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - - -------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Deep Discount Advisors, Inc. - - ----------------------------------------------------------- (Last) (First) (Middle) One West Pack Square, Suite 777 - - ----------------------------------------------------------- (Street) Asheville NC 28801 - - ----------------------------------------------------------- (City) (State) (Zip) - - ------------------------------------------------------------------ 2. Date of Event Requiring Statement (Month/Day/Year) July 4, 1998 - - -------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - - ------------------------------------------------------------------- 4. Issuer Name and Ticker of Trading Symbol The Austria Fund, Inc. (OST) - - -------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------- - - -------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) July 14, 1998 - - --------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check all applicable) [ ] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person - - ---------------------------------------------------------------- TABLE I--Non-Derivative Securities Beneficially Owned - - ------------------------------------------------------------------------ 1. Title 2.Amount of 3.Ownership 4.Nature of of Securities Securities Form Direct(D) Beneficial Beneficially or Indirect(I) Ownership Owned(Inst 4) (Instr 5) (Instr 5) - - ---------------------------------------------------------------- Common Stock 1,223,828 I By Clients - - --------------------------------------------------------------- * If the form is filed by more than one person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. FORM 3 (continued) TABLE II--Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - - -------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 4) NONE Explanation of Responses: This is a joint filing by Deep Discount Advisors, Inc. and Ron Olin Investment Management Company ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Deep Discount Advisors, Inc. /s/ Ralph W. Bradshaw July 14, 1998 ---------------------------------------- -------------- Name: Ralph W. Bradshaw Date Title: Secretary Ron Olin Investment Management Company One West Pack Square, Suite 777 Asheville, NC 28801 /s/ Ronald G. Olin July 14, 1998 ---------------------------------------- -------------- Name: Ronald G. Olin Date Title: Partner -----END PRIVACY-ENHANCED MESSAGE-----