-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NL+1FDvu35woyLL8ayMpvQ9kNS0b6f/PhTEpfd36Uwe4z6SZlt1dwSMTU2O2MEg9 VMTGbRAJ488weE8ImZFxLw== 0000950134-97-002659.txt : 19970409 0000950134-97-002659.hdr.sgml : 19970409 ACCESSION NUMBER: 0000950134-97-002659 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970407 SROS: NONE GROUP MEMBERS: DPB ACQUISITION CORP. GROUP MEMBERS: DR PEPPER BOTTLING COMPANY OF TEXAS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEVEN UP RC BOTTLING COMPANY OF SOUTHERN CALIFORNIA INC CENTRAL INDEX KEY: 0000887353 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 954284699 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46863 FILM NUMBER: 97575409 BUSINESS ADDRESS: STREET 1: 3220 E 26TH ST CITY: VERNON STATE: CA ZIP: 90023 BUSINESS PHONE: 2132687779 MAIL ADDRESS: STREET 1: 3220 EAST 26TH ST CITY: VERNON STATE: CA ZIP: 90023 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DR PEPPER BOTTLING COMPANY OF TEXAS CENTRAL INDEX KEY: 0000843397 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 752008278 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 2304 CENTURY CTR CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 2145791024 MAIL ADDRESS: STREET 1: 2304 CENTURY CENTER CITY: IRVING STATE: TX ZIP: 75062 SC 14D1/A 1 AMENDMENT TO SCHEDULE 14D1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- AMENDMENT NO. 1 (FINAL AMENDMENT) to SCHEDULE 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 SEVEN-UP/RC OF SOUTHERN CALIFORNIA, INC. (Name of Subject Company) -------------------- DPB ACQUISITION CORP. DR PEPPER BOTTLING COMPANY OF TEXAS (Bidders) -------------------- Common Stock, $.01 par value (Title of Class of Securities) -------------------- 818043 10 1 (CUSIP number of Class of Securities) -------------------- Jim L. Turner Dr Pepper Bottling Company of Texas 2304 Century Center Blvd. Irving, Texas 75062 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Bidders) -------------------- Copy to: R. Scott Cohen, Esq. Weil, Gotshal & Manges LLP 100 Crescent Court, Suite 1300 Dallas, Texas 75201-6950 -------------------- CALCULATION OF FILING FEE
================================================================================ TRANSACTION VALUATION* AMOUNT OF FILING FEE - -------------------------------------------------------------------------------- $72,000,000 $14,400 ================================================================================
* Estimated for purposes of calculating the amount of the filing fee only. The amount assumes the purchase of 5,000,000 shares of common stock, $.01 par value ("Shares"), which number represents all of the outstanding Shares as of February 28, 1997, and 1,000,000 Shares issuable upon the exercise of all outstanding options and warrants, at a net price per Share of $12.00 in cash. [X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. Amount Previously Paid: $14,400 Filing Party: DPB Acquisition Corp. and Form or Registration No.: Schedule 14D-1 Dr Pepper Bottling Company of Texas Date Filed: March 7, 1997
Page 1 of 6 Pages Exhibit Index is located on Page 6 2 CUSIP NO. 818043 10 1 14D-1 Page 2 of 6 Pages - -------------------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS DPB Acquisition Corp. - -------------------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------------------------------------------- SOURCE OF FUNDS 4 AF - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f). [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 7 PERSON 0% - -------------------------------------------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 0% - -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 10 CO - --------------------------------------------------------------------------------------------------------------------
2 3 CUSIP NO. 818043 10 1 14D-1 Page 3 of 6 Pages - -------------------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Dr Pepper Bottling Company of Texas - -------------------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------------------------------------------- SOURCE OF FUNDS 4 BK - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e) or 2(f). [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Texas - -------------------------------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 7 PERSON 0% - -------------------------------------------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 0% - -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 10 CO - --------------------------------------------------------------------------------------------------------------------
3 4 TENDER OFFER This Amendment No. 1 amends and supplements the Tender Offer Statement on Schedule 14D-1 (the "Statement") filed on March 7, 1997 by DPB Acquisition Corp., a Delaware corporation ("Purchaser"), and Dr Pepper Bottling Company of Texas, a Texas corporation ("Parent"), relating to the offer by Purchaser to purchase all outstanding shares of common stock, $.01 par value (the "Shares"), of Seven-Up/RC Bottling Company of Southern California, Inc., a Delaware corporation (the "Company"), at $12.00 per Share, net to the seller in cash, on the terms and subject to the conditions set forth in the Offer to Purchase dated March 7, 1997 (the "Offer to Purchase") and in the related Letter of Transmittal, copies of which were attached to the Statement as Exhibits (a)(1) and (a)(2), respectively (which collectively constitute the "Offer"). ITEM 6. INTEREST IN THE SECURITIES OF THE SUBJECT COMPANY. The response to Item 6 is amended by the addition of the following: The Offer expired at 12:00 MIDNIGHT, New York City time, on Thursday, April 3, 1997. Following the expiration of the Offer, Purchaser accepted for payment all Shares validly tendered pursuant to the Offer. The Purchaser was informed by the Depositary that 4,071,961 Shares (approximately 77% of the issued and outstanding Shares) were validly tendered and not withdrawn pursuant to the Offer, including 294,970 Shares tendered pursuant to the procedure for guaranteed delivery. ITEM 11. MATERIAL TO BE FILED AS EXHIBITS. Item 11 of the Statement is supplemented by adding thereto the following information: (a)(9) Text of Press Release, dated April 4, 1997. 4 5 SIGNATURES After due inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: April 4, 1997 DPB ACQUISITION CORP. By: /s/ Jim L. Turner ---------------------------------------- Jim L. Turner, President DR PEPPER BOTTLING COMPANY OF TEXAS By: /s/ Jim L. Turner ---------------------------------------- Jim L. Turner, President 5 6 EXHIBIT INDEX Exhibit 99.(a)(9) Text of Press Release, dated April 4, 1997 6 EX-99.(A)(9) 2 TEXT OF PRESS RELEASE 1 EXHIBIT 99.(a)(9) DR PEPPER BOTTLING COMPANY OF TEXAS COMPLETES TENDER OFFER FOR SEVEN-UP/RC BOTTLING COMPANY OF SOUTHERN CALIFORNIA, INC. Dallas, Texas, April 4, 1997 - Dr Pepper Bottling Company of Texas, based in Dallas, today announced that DPB Acquisition Corp., a subsidiary of Dr Pepper Bottling, successfully completed its tender offer for all of the issued and outstanding shares of common stock of Seven-Up/RC Bottling Company of Southern California, Inc. at a price of $12.00 per share. The tender offer expired as scheduled at 12:00 midnight, New York City time, on Thursday, April 3, 1997. 4,071,961 shares of Seven-Up/RC Bottling common stock were tendered and accepted for payment (including 294,970 shares tendered pursuant to the procedures for guaranteed delivery), representing approximately 77% of the issued and outstanding shares of Seven-Up/RC Bottling. Contact: Kathy Beazley Resource 3, Inc. 214/351-9806 7 -----END PRIVACY-ENHANCED MESSAGE-----