0001354488-13-006583.txt : 20131121 0001354488-13-006583.hdr.sgml : 20131121 20131121163736 ACCESSION NUMBER: 0001354488-13-006583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130807 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISSUER DIRECT CORP CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 261331503 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 PERIMETER PARK DRIVE STREET 2: SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194611600 MAIL ADDRESS: STREET 1: 500 PERIMETER PARK DRIVE STREET 2: SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: DOCUCON INC DATE OF NAME CHANGE: 20071002 FORMER COMPANY: FORMER CONFORMED NAME: DOCUCON INCORPORATED DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALBIRNIE BRIAN R CENTRAL INDEX KEY: 0001282217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10185 FILM NUMBER: 131235779 MAIL ADDRESS: STREET 1: C/O ISSUER DIRECT CORP. STREET 2: 500 PERIMETER PARK DRIVE, SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2013-08-07 0 0000843006 ISSUER DIRECT CORP ISDR 0001282217 BALBIRNIE BRIAN R C/O ISSUER DIRECT CORP. 500 PERIMETER PARK DRIVE, SUITE D MORRISVILLE NC 27560 1 1 1 Chief Executive Officer Common Stock 2013-08-07 2013-11-05 4 S 0 2000 8.00 D 622250 D Common Stock 2013-08-07 2013-11-05 4 S 0 1500 9.00 D 620750 D Common Stock 2013-08-07 2013-11-05 4 S 0 2000 10.00 D 618750 D Common Stock 2013-11-21 2013-11-21 4 A 0 4329 2.31 A 623079 D Option to Purchase Common Stock 2022-04-02 Common Stock 7500 7500 I ISO's held by spouse Option to Purchase Common Stock 2.31 2014-06-30 2015-08-09 Common Stock 10671 10671 D This transaction was effected pursuant to Rule 10b5-1, adopted by the Reporting Person on August 7, 2013. Exercised an option to purchase 4,329 shares of common stock at $2.31 per share. Options to purchase common stock vest in quarterly installments over a four year period through June 30, 2014. Employee Stock Option Plan - ISO issued to spouse over a period, with conversion prices ranging from 1.70 to 3.33 /s/ Brian R. Balbirnie 2013-11-21