0001354488-13-000698.txt : 20130219 0001354488-13-000698.hdr.sgml : 20130219 20130215110220 ACCESSION NUMBER: 0001354488-13-000698 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Segel Adam CENTRAL INDEX KEY: 0001475136 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1800 AVE OF THE STARS STREET 2: SUITE 900 CITY: LOS ANGELES STATE: CA ZIP: 90067 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ISSUER DIRECT CORP CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 261331503 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41710 FILM NUMBER: 13617955 BUSINESS ADDRESS: STREET 1: 500 PERIMETER PARK DRIVE STREET 2: SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194611600 MAIL ADDRESS: STREET 1: 500 PERIMETER PARK DRIVE STREET 2: SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: DOCUCON INC DATE OF NAME CHANGE: 20071002 FORMER COMPANY: FORMER CONFORMED NAME: DOCUCON INCORPORATED DATE OF NAME CHANGE: 19920703 SC 13G/A 1 segel_sc13ga.htm AMENDMENT NO. 4 segel_sc13ga.htm
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Amendment No. 4)


ISSUER DIRECT CORPORATION
(Name of Issuer)

COMMON STOCK
(Title of Class of Securities)

46520M105
(CUSIP Number)


December 31, 2012
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
 Rule 13d-1(b)
   
þ
 Rule 13d-1(c)
   
 
 Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 

 
1
 
 
 
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
Adam Segel
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
   o  
 
(b)
   o  
   
3
 
 
SEC USE ONLY
 
 
4
 
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
 
                              
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
5
SOLE VOTING POWER
 
70,000
 
6
SHARED VOTING POWER
 
 
7
SOLE DISPOSITIVE POWER
 
70,000
 
8
SHARED DISPOSITIVE POWER
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
70,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
       
       
11
 
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.6%
 
12
 
 
TYPE OF REPORTING PERSON
 
Individual
 

 
 
 
 
 
Item 1.

(a)
Name of Issuer:
Issuer Direct Corporation
(b)
Address of Issuer’s Principal Executive Offices:
500 Perimeter Park Drive, Suite D
Morrisville, NC 27560

 
Item 2.

(a)
Name of Person Filing:
Adam Segel
(b)
Address of Principal Business Office or, if none, Residence:
None
(c)
Citizenship:
US
(d)
Title of Class of Securities:
Common
(e)
CUSIP Number:
46520M105

 
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a) 
   o
 Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     
(b) 
   o
 Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     
(c) 
   o
 Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     
(d) 
   o
 Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
     
(e) 
   o
 An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
     
(f) 
   o
 An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
     
(g) 
   o
 A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     
(h) 
   o
 A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     
(i) 
   o
 A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
   
 Investment Company Act of 1940 (15 U.S.C. 80a-3);
     
(j) 
   o
 A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);
     
(k) 
   o
 Group, in accordance with §240.13d-1(b)(1)(ii)(K).
   
 
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________.

 
 
 
 
 
Item 4. Ownership.
 
    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)
Amount beneficially owned: 70,000
(b)
Percent of class: 3.6%
(c)
Number of shares as to which the person has:
 
 
(i)
Sole power to vote or to direct the vote:
70,000
 
(ii)
Shared power to vote or to direct the vote:
 
(iii)
Sole power to dispose or to direct the disposition of
70,000
 
(iv)
Shared power to dispose or to direct the disposition of
 
Instruction.  For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
 
Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  þ.

 
Instruction: Dissolution of a group requires a response to this item.

 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.

None.

 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

None.

 
Item 8. Identification and Classification of Members of the Group.

None.

 
Item 9. Notice of Dissolution of Group.

None.

 
Item 10. Certifications.

(c)
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
 
 
 
 
SIGNATURE

 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date: February 14, 2011

     
   
By:
/s/ Adam Segel
     
Adam Segel