0001325533-17-000021.txt : 20170602
0001325533-17-000021.hdr.sgml : 20170602
20170602181707
ACCESSION NUMBER: 0001325533-17-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ISSUER DIRECT CORP
CENTRAL INDEX KEY: 0000843006
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 261331503
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 PERIMETER PARK DRIVE
STREET 2: SUITE D
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194611600
MAIL ADDRESS:
STREET 1: 500 PERIMETER PARK DRIVE
STREET 2: SUITE D
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: DOCUCON INC
DATE OF NAME CHANGE: 20071002
FORMER COMPANY:
FORMER CONFORMED NAME: DOCUCON INCORPORATED
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sandberg David
CENTRAL INDEX KEY: 0001423093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10185
FILM NUMBER: 17889380
MAIL ADDRESS:
STREET 1: 150 E PALMETTO PARK ROAD
STREET 2: SUITE 800
CITY: BOCA RATON
STATE: FL
ZIP: 33432
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Red Oak Partners, LLC
CENTRAL INDEX KEY: 0001325533
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10185
FILM NUMBER: 17889381
BUSINESS ADDRESS:
STREET 1: 150 E PALMETTO PARK ROAD
STREET 2: SUITE 800
CITY: BOCA RATON
STATE: FL
ZIP: 33432
BUSINESS PHONE: 6466883436
MAIL ADDRESS:
STREET 1: 1441 BROADWAY
STREET 2: SUITE 5022
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-31
0
0000843006
ISSUER DIRECT CORP
ISDR
0001325533
Red Oak Partners, LLC
1441 BROADWAY
SUITE 5022
NEW YORK
NY
10018
0
0
1
0
0001423093
Sandberg David
150 E PALMETTO PARK ROAD
SUITE 800
BOCA RATON
FL
33432
0
0
1
0
Common Stock
2017-05-31
4
S
0
16791
13.25
D
122575
I
By Pinnacle Opportunities Fund, LP. directly
Common Stock
2017-05-31
4
S
0
16100
13.25
D
117548
I
By The Red Oak Fund, LP directly
Common Stock
2017-05-31
4
S
0
7079
13.25
D
51677
I
By The Red Oak Long Fund, LP directly
Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.
ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.
ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.
Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
This transaction was executed in multiple trades all at a price of $13.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.
David Sandberg
2017-06-02