-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JClbsOwUt0VaGJeFCjvbUiXLnJuXda3cc6q5ZzY00Vb+00CgroXcdCek1p7MSHwZ Iysx5PQO58UY096qFfs7qQ== 0000843006-98-000014.txt : 19980907 0000843006-98-000014.hdr.sgml : 19980907 ACCESSION NUMBER: 0000843006-98-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980831 FILED AS OF DATE: 19980904 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOCUCON INCORPORATED CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 742418590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10185 FILM NUMBER: 98704318 BUSINESS ADDRESS: STREET 1: 7461 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2105259221 MAIL ADDRESS: STREET 1: 7461 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 COMPANY DATA: COMPANY CONFORMED NAME: DOCUCON INCORPORATED CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] OFFICER IRS NUMBER: 742418590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 7461 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2105259221 MAIL ADDRESS: STREET 1: 7461 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Lori Turner 7461 Callaghan Road San Antonio, TX 78229 2. Issuer Name and Ticker or Trading Symbol Docucon, Inc. (DOCU) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 08/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/17/98 P 100 A $0.940 D Direct Common Stock 08/17/98 P 500 A $0.880 D Direct Common Stock 08/17/98 P 2,400 A $0.970 15,584 D Direct Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $2.000 08/10/03 to buy) Incentive Stock Option (right $2.120 05/16/05 to buy) Incentive Stock Option (right $2.240 07/30/01 to buy) Incentive Stock Option (right $2.240 08/31/01 to buy) Incentive Stock Option (right $2.240 08/13/02 to buy) Incentive Stock Option (right $2.240 05/17/04 to buy) Incentive Stock Option (right $2.640 03/12/97 09/12/07 to buy) Incentive Stock Option (right $3.500 02/15/06 to buy) Incentive Stock Option (right $4.000 03/01/05 07/01/05 to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 248 248 D Direct to buy) Incentive Stock Option (right Common Stock 876 876 D Direct to buy) Incentive Stock Option (right Common Stock 5,000 5,000 D Direct to buy) Incentive Stock Option (right Common Stock 2,500 2,500 D Direct to buy) Incentive Stock Option (right Common Stock 248 248 D Direct to buy) Incentive Stock Option (right Common Stock 1,000 1,000 D Direct to buy) Incentive Stock Option (right Common Stock 6,248 6,248 D Direct to buy) Incentive Stock Option (right Common Stock 1,248 1,248 D Direct to buy) Incentive Stock Option (right Common Stock 75,000 75,000 D Direct to buy) Explanation of Responses:
SIGNATURE OF REPORTING PERSON /S/ Lori Turner DATE -----END PRIVACY-ENHANCED MESSAGE-----