-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDtY3uO+6u3J0VBR5OgYux/l2qcI43A4F++OvkTrfQR1KcmMepmBgVLAoFFHFaN4 WQyU4OfJlDdWiPMPf793xQ== 0001137439-02-000010.txt : 20020414 0001137439-02-000010.hdr.sgml : 20020414 ACCESSION NUMBER: 0001137439-02-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITTENHOUSE TRUST CO CENTRAL INDEX KEY: 0000842941 IRS NUMBER: 232329854 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02396 FILM NUMBER: 02549114 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: BADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109958722 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19807 13F-HR 1 ritt13f12-01.txt THE RITTENHOUSE TRUST COMPANY 13F FOR 12/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment /___/; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rittenhouse Trust Company Address: 3 Radnor Corporate Center, Suite 450 Radnor, PA 19087 Form 13F File Number: 28-2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eileen D. Chambers Title: Vice-President Phone: (610) 995-8700 Signature, Place, and Date of Signing: /s/ Eileen D. Chambers Eileen D. Chambers Radnor, PA 19087 February 14, 2002 Report Type (Check only one): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $ 2,100,826 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 12/31/2001 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM7) (ITEM 8) VOTING AUTHORITY (SHARES) NAME TITLE MARKET AMOUNT AND INVESTMENT OF OF CUSIP VALUE TYPE OF DISCRETION OTHER ISSUER CLASS NUMBER (THOUSANDS) SECURITY* (SOLE) MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COMMON 002824100 19,840 355,873 X 118,937 0 236,936 AFLAC INC COMMON 001055102 1,935 78,792 X 78,112 0 680 AIR PRODUCTS & CHEMIC COMMON 009158106 439 9,350 X 500 0 8,850 ALBERTSONS INC COMMON 013104104 327 10,388 X 100 0 10,288 ALLERGAN INC COMMON 018490102 7,797 103,896 X 74 0 103,822 ALLTEL CORP COMMON 020039103 893 14,461 X 11,021 0 3,440 AMERICAN ELECTRIC POW COMMON 025537101 367 8,436 X 0 0 8,436 AMERICAN EXPRESS CO COMMON 025816109 646 18,097 X 6,753 0 11,344 AMERICAN HOME PRODUCT COMMON 026609107 23,900 389,503 X 121,375 0 268,128 AMERICAN INTL GROUP I COMMON 026874107 120,277 1,514,822 X 664,253 0 850,568 AMGEN INC COMMON 031162100 573 10,148 X 8,048 0 2,100 AOL TIME WARNER COMMON 00184A105 1,259 39,222 X 30,322 0 8,900 AT & T CORP. COMMON 001957109 883 48,699 X 13,720 0 34,979 AT & T WIRELESS COM COMMON 00209A106 192 13,389 X 4,886 0 8,503 AUTOMATIC DATA PROCES COMMON 053015103 96,840 1,644,150 X 794,225 0 849,925 BANK NEW YORK INC COMMON 064057102 26,864 658,438 X 370,764 0 287,674 BANK OF AMERICA COMMON 060505104 4,663 74,081 X 48,188 0 25,893 BAXTER INTL INC COMMON 071813109 800 14,926 X 5,500 0 9,426 BB&T CORP COMMON 054937107 564 15,612 X 15,612 0 0 BECKMAN COULTER INC COMMON 075811109 1,570 35,440 X 800 0 34,640 BECTON DICKINSON & CO COMMON 075887109 212 6,390 X 0 0 6,390 BELLSOUTH CORP COMMON 079860102 6,025 157,935 X 44,950 0 112,985 BERKSHIRE HATHAWAY IN COMMON 084670108 983 13 X 9 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 3,125 1,237 X 382 0 856 BP AMOCO ADS COMMON 055622104 3,665 78,807 X 32,186 0 46,621 BRISTOL MYERS SQUIBB COMMON 110122108 8,867 173,862 X 95,511 0 78,351 BRUNSWICK CORP COMMON 117043109 296 13,592 X 0 0 13,592 CAMPBELL SOUP CO COMMON 134429109 1,516 50,754 X 23,124 0 27,630 CARDINAL HEALTH INC COMMON 14149Y108 971 15,020 X 14,273 0 747 CHEVRONTEXACO CORPORA COMMON 166764100 2,392 26,694 X 15,134 0 11,560 CHUBB CORP COMMON 171232101 848 12,284 X 1,884 0 10,400 CIGNA CORP COMMON 125509109 1,290 13,927 X 4,625 0 9,302 CINCINNATI FINL CORP COMMON 172062101 687 18,000 X 0 0 18,000 CISCO SYS INC COMMON 17275R102 5,118 282,611 X 178,775 0 103,836 CITIGROUP INC. COMMON 172967101 39,146 775,479 X 446,526 0 328,953 CLOROX CO COMMON 189054109 637 16,098 X 6,020 0 10,078 COCA COLA CO COMMON 191216100 53,862 1,142,348 X 473,850 0 668,498 COLGATE PALMOLIVE CO COMMON 194162103 56,202 973,191 X 479,592 0 493,599 COMMERCE BANCORP INC COMMON 200519106 662 16,820 X 12,820 0 4,000 CONOCO INC COM COMMON 208251504 216 7,620 X 3,620 0 4,000 CONVERGYS CORP COMMON 212485106 453 12,072 X 2,600 0 9,472 CORNING INC COMMON 219350105 113 12,652 X 10,252 0 2,400 COSTCO WHSL CORP NEW COMMON 22160K105 222 5,000 X 5,000 0 0 DELL COMPUTER CORP COMMON 247025109 2,272 83,600 X 53,565 0 30,035 DISNEY WALT PRODUCTIO COMMON 254687106 6,817 329,029 X 108,638 0 220,391 DOW CHEMICAL CORP COMMON 260543103 308 9,109 X 4,900 0 4,209 DOW JONES & CO INC COMMON 260561105 1,326 24,220 X 0 0 24,220 DU PONT E I DE NEMOUR COMMON 263534109 16,732 393,608 X 271,258 0 122,350 DUKE ENERGY CORP COMMON 264399106 644 16,392 X 10,592 0 5,800 DURECT CORP COM COMMON 266605104 307 26,473 X 26,473 0 0 E M C CORP MASS COMMON 268648102 1,081 80,415 X 44,595 0 35,820 ELECTRONIC DATA SYSTE COMMON 285661104 429 6,257 X 5,348 0 909 EMERSON ELECTRIC CO COMMON 291011104 5,367 93,991 X 32,651 0 61,340 ENTERCOM COMMUNICATIO COMMON 293639100 500 10,000 X 10,000 0 0 ERICSSON L M TEL CO A COMMON 294821400 54 10,300 X 10,300 0 0 EXXON MOBIL CORPORATI COMMON 30231G102 34,854 886,871 X 363,284 0 523,588 FANNIE MAE COMMON 313586109 87,699 1,103,128 X 529,321 0 573,808 FEDEX CORP COMMON 31428X106 206 3,975 X 600 0 3,375 FIFTH 3RD BANCORP COMMON 316773100 6,227 101,535 X 36,052 0 65,483 FIRST DATA CORP COMMON 319963104 1,270 16,186 X 2,706 0 13,480 FIRST VIRGINIA BANKS COMMON 337477103 354 6,975 X 0 0 6,975 FLEETBOSTON FINANCIAL COMMON 339030108 693 18,993 X 14,045 0 4,948 FORTUNE BRANDS INC COMMON 349631101 270 6,810 X 965 0 5,845 FPL GROUP INC COMMON 302571104 309 5,483 X 1,450 0 4,033 FREDDIE MAC COMMON 313400301 61,418 939,110 X 464,879 0 474,231 GANNETT INC DEL COMMON 364730101 40,038 595,537 X 317,774 0 277,763 GENERAL ELECTRIC CO COMMON 369604103 137,071 3,419,933 X 1,443,892 0 1,976,041 GENERAL MILLS INC COMMON 370334104 2,022 38,868 X 16,036 0 22,832 GILLETTE CO COMMON 375766102 6,467 193,637 X 86,055 0 107,582 GLATFELTER P H CO COMMON 377316104 171 11,000 X 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 16,490 331,001 X 7,379 0 323,622 GOLDEN ST BANCORP INC WARRANT 381197136 24 20,000 X 0 0 20,000 HEARTLAND EXPRESS INC COMMON 422347104 278 10,000 X 0 0 10,000 HEINZ H J CO COMMON 423074103 1,834 44,600 X 7,525 0 37,075 HEWLETT PACKARD CO COMMON 428236103 7,778 378,655 X 120,843 0 257,812 HOME DEPOT INC COMMON 437076102 78,203 1,533,101 X 760,269 0 772,832 HONEYWELL INTERNATION COMMON 438516106 501 14,810 X 6,426 0 8,384 HUBBELL HARVEY INC CL COMMON 443510201 225 7,654 X 0 0 7,654 HUDSON UTD BANCORP CO COMMON 444165104 251 8,738 X 2,560 0 6,178 INTEL CORP COMMON 458140100 74,295 2,362,306 X 1,183,911 0 1,178,395 INTERNATIONAL BUSINES COMMON 459200101 47,584 393,384 X 220,634 0 172,750 INTERPUBLIC GROUP COS COMMON 460690100 336 11,365 X 500 0 10,865 J.P. MORGAN CHASE & C COMMON 46625H100 25,424 699,426 X 240,800 0 458,626 JEFFERSON PILOT CORP COMMON 475070108 215 4,657 X 420 0 4,237 JOHN NUVEEN CO CL A COMMON 478035108 505 9,450 X 9,450 0 0 JOHNSON & JOHNSON COMMON 478160104 121,640 2,058,203 X 906,762 0 1,151,441 JOHNSON CTLS INC COMMON 478366107 275 3,400 X 1,400 0 2,000 KELLOGG CO COMMON 487836108 241 8,000 X 0 0 8,000 KIMBERLY CLARK CORP COMMON 494368103 3,373 56,397 X 18,504 0 37,893 LILLY, ELI AND COMPAN COMMON 532457108 2,160 27,504 X 22,330 0 5,174 LUCENT TECHNOLOGIES I COMMON 549463107 486 77,219 X 39,976 0 37,243 M & T BK CORP COMMON 55261F104 2,460 33,771 X 12,758 0 21,013 MAIN STR BANCORP INC COMMON 559906102 274 17,553 X 0 0 17,553 MARSH MCLENNAN COMMON 571748102 33,832 314,858 X 160,692 0 154,166 MAY DEPT STORES CO COMMON 577778103 1,720 46,503 X 19,650 0 26,853 MBNA CORP COMMON 55262L100 30,460 865,346 X 481,861 0 383,485 MCDONALDS CORP COMMON 580135101 28,033 1,059,032 X 495,935 0 563,098 MEAD CORP COMMON 582834107 247 8,000 X 0 0 8,000 MEDTRONIC INC COMMON 585055106 29,739 580,719 X 371,619 0 209,100 MELLON FINL CORP COMMON 58551A108 605 16,077 X 15,797 0 280 MERCK & CO COMMON 589331107 76,415 1,299,575 X 593,771 0 705,804 MICROSOFT CORP COMMON 594918104 15,263 230,383 X 146,101 0 84,282 MINNESOTA MINING & MA COMMON 604059105 15,035 127,187 X 38,699 0 88,488 MOODYS CORP COM COMMON 615369105 319 8,000 X 1,550 0 6,450 NASDAQ 100 TR UNIT SE COMMON 631100104 992 25,500 X 20,500 0 5,000 NEWMONT MNG CORP COMMON 651639106 287 15,000 X 15,000 0 0 NOKIA CORP COMMON 654902204 3,640 148,375 X 90,020 0 58,355 NORFOLK SOUTHERN CORP COMMON 655844108 248 13,555 X 2,405 0 11,150 ORACLE SYS CORP COMMON 68389X105 591 42,798 X 34,778 0 8,020 PEPSICO INC COMMON 713448108 20,249 415,871 X 145,640 0 270,231 PFIZER INC COMMON 717081103 97,095 2,436,516 X 1,149,809 0 1,286,707 PHARMACIA CORP COMMON 71713U102 638 14,968 X 7,217 0 7,751 PHILADELPHIA SUBN COR COMMON 718009608 305 13,529 X 5,695 0 7,834 PHILIP MORRIS COS INC COMMON 718154107 767 16,718 X 7,008 0 9,710 PITNEY BOWES INC COMMON 724479100 290 7,714 X 5,000 0 2,714 PNC FINANCIAL CORP COMMON 693475105 1,333 23,726 X 13,026 0 10,700 PPG INDS INC COMMON 693506107 714 13,800 X 8,000 0 5,800 PROCTER & GAMBLE CO COMMON 742718109 107,552 1,359,177 X 555,663 0 803,515 QWEST COMMUNICATIONS COMMON 749121109 242 17,139 X 5,573 0 11,566 ROYAL DUTCH PETRO-NY COMMON 780257804 31,272 637,949 X 283,262 0 354,688 SARA LEE CORP COMMON 803111103 2,096 94,300 X 21,350 0 72,950 SBC COMMUNICATIONS IN COMMON 78387G103 26,378 673,420 X 389,464 0 283,956 SCHERING PLOUGH CORP COMMON 806605101 71,183 1,987,800 X 932,689 0 1,055,111 SCHLUMBERGER COMMON 806857108 515 9,365 X 8,383 0 982 SIEBEL SYS INC COM COMMON 826170102 298 10,640 X 1,640 0 9,000 SPDR TR UNIT SER 1 COMMON 78462F103 709 6,200 X 6,200 0 0 SPRINT CORP COMMON 852061100 1,649 82,104 X 35,096 0 47,008 SPRINT CORP PCS SER 1 COMMON 852061506 881 36,108 X 13,970 0 22,138 ST PAUL COS INC COMMON 792860108 823 18,720 X 1,840 0 16,880 STATE STREET CORP COMMON 857477103 2,204 42,182 X 34,856 0 7,326 STRYKER CORP COMMON 863667101 642 11,000 X 0 0 11,000 SUN BANCORP INC N J COMMON 86663B102 155 15,061 X 11,416 0 3,645 SUN MICROSYSTEM INC COMMON 866810104 331 26,921 X 16,796 0 10,125 SUNGARD DATA SYS INC COMMON 867363103 214 7,400 X 7,100 0 300 SYSCO CORPORATION COMMON 871829107 1,684 64,235 X 57,835 0 6,400 TARGET CORP COMMON 87612E106 1,021 24,860 X 7,930 0 16,930 TELEFONICA DE ESPANA COMMON 879382208 332 8,446 X 8,446 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 250 8,912 X 5,462 0 3,450 TYCO INTL LTD NEW COMMON 902124106 48,660 826,144 X 478,619 0 347,525 U S BANCORP COMMON 902973304 4,163 198,878 X 21,620 0 177,258 UNILEVER N V WI COMMON 904784709 5,849 101,520 X 34,564 0 66,956 UNION PACIFIC CORP COMMON 907818108 1,172 20,557 X 2,000 0 18,557 UNITED PARCEL SVC INC COMMON 911312106 1,714 31,458 X 30,408 0 1,050 UNITED TECHNOLOGIES C COMMON 913017109 235 3,630 X 2,350 0 1,280 VERIZON COMMUNICATION COMMON 92343V104 44,069 928,559 X 434,748 0 493,810 VODAFONE GROUP PLC COMMON 92857W100 233 9,055 X 3,190 0 5,865 WACHOVIA GROUP COM COMMON 929903102 13,516 430,988 X 178,798 0 252,190 WAL MART STORES INC COMMON 931142103 17,055 296,355 X 187,911 0 108,444 WALGREEN COMPANY COMMON 931422109 1,465 43,515 X 36,340 0 7,175 WASHINGTON MUT INC COMMON 939322103 242 7,400 X 4,400 0 3,000 WELLS FARGO NEW COMMON 949746101 51,834 1,192,414 X 629,542 0 562,872 WORLDCOM INC GA NEW C COMMON 98157D106 336 23,886 X 17,386 0 6,500 WPS RES CORP COMMON 92931B106 307 8,400 X 0 0 8,400 WRIGLEY WM JR CO COMMON 982526105 2,833 55,150 X 23,600 0 31,550 2,100,826
* All of the securities listed within this column are stated in SH. -----END PRIVACY-ENHANCED MESSAGE-----