13F-HR 1 ritt13f9-02.txt FORM 13F FOR PERIOD ENDING 9/30/2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment /___/; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rittenhouse Trust Company Address: 3 Radnor Corporate Center, Suite 450 Radnor, PA 19087 Form 13F File Number: 28-2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eileen D. Chambers Title: Vice-President Phone: (610) 995-8700 Signature, Place, and Date of Signing: /s/ Eileen D. Chambers Eileen D. Chambers Radnor, PA 19087 November 14, 2002 Report Type (Check only one): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 148 Form 13F Information Table Value Total: $ 1,797,853,952 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 09/30/2002 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM7) (ITEM 8) VOTING AUTHORITY (SHARES) NAME TITLE AMOUNT AND INVESTMENT OF OF CUSIP MARKET TYPE OF DISCRETION OTHER ISSUER CLASS NUMBER VALUE SECURITY* (SOLE) MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------- AFLAC INC COMMON 001055102 1,660,390 54,102 X 49,022 0 5,080 AOL TIME WARNER COMMON 00184A105 347,116 29,668 X 18,368 0 11,300 AT & T CORP. COMMON 001957109 600,236 49,978 X 15,518 0 34,460 ABBOTT LABS COMMON 002824100 14,463,962 358,019 X 140,983 0 217,036 ADVANCED MED OPTICS I COMMON 00763M108 201,631 21,202 X 238 0 20,964 AIR PRODUCTS & CHEMIC COMMON 009158106 354,648 8,442 X 592 0 7,850 AIRGAS INC COMMON 009363102 3,868,098 294,600 X 294,000 0 600 ALBERTSONS INC COMMON 013104104 227,780 9,428 X 340 0 9,088 ALLERGAN INC COMMON 018490102 5,214,403 95,853 X 1,074 0 94,779 ALLTEL CORP COMMON 020039103 631,526 15,737 X 11,697 0 4,040 AMERICAN ELECTRIC POW COMMON 025537101 237,659 8,336 X 0 0 8,336 AMERICAN EXPRESS CO COMMON 025816109 532,773 17,087 X 5,443 0 11,644 AMERICAN INTL GROUP I COMMON 026874107 93,936,625 1,717,306 X 898,587 0 818,719 AMGEN INC COMMON 031162100 629,587 15,098 X 12,798 0 2,300 ANHEUSER BUSCH COS IN COMMON 035229103 321,917 6,362 X 2,122 0 4,240 AUTOMATIC DATA PROCES COMMON 053015103 65,547,759 1,885,181 X 1,065,958 0 819,223 BB&T CORP COMMON 054937107 547,044 15,612 X 15,612 0 0 BP AMOCO ADS COMMON 055622104 3,155,292 79,080 X 39,019 0 40,061 BANK OF AMERICA COMMON 060505104 4,575,987 71,724 X 49,131 0 22,593 BANK NEW YORK INC COMMON 064057102 28,098,848 977,691 X 647,241 0 330,450 BAXTER INTL INC COMMON 071813109 467,201 15,293 X 5,867 0 9,426 BECKMAN COULTER INC COMMON 075811109 1,301,868 33,640 X 0 0 33,640 BELLSOUTH CORP COMMON 079860102 2,966,095 161,552 X 52,797 0 108,755 BERKSHIRE HATHAWAY IN COMMON 084670108 812,900 11 X 7 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 2,664,665 1,081 X 344 0 737 H R BLOCK INC COMMON 093671105 366,747 8,730 X 1,880 0 6,850 BRISTOL MYERS SQUIBB COMMON 110122108 4,263,913 179,156 X 107,030 0 72,126 BROOKLINE BANCORP INC COMMON 11373M107 654,413 55,690 X 55,690 0 0 BRUNSWICK CORP COMMON 117043109 276,066 13,121 X 0 0 13,121 CIGNA CORP COMMON 125509109 957,035 13,527 X 4,225 0 9,302 CAMPBELL SOUP CO COMMON 134429109 1,030,120 46,654 X 26,024 0 20,630 CARDINAL HEALTH INC COMMON 14149Y108 949,794 15,270 X 11,773 0 3,497 CHEVRONTEXACO CORPORA COMMON 166764100 2,975,188 42,963 X 28,603 0 14,360 CHUBB CORP COMMON 171232101 701,495 12,794 X 1,944 0 10,850 CINCINNATI FINL CORP COMMON 172062101 604,860 17,000 X 0 0 17,000 CISCO SYS INC COMMON 17275R102 2,873,899 274,227 X 143,863 0 130,364 CITIGROUP INC. COMMON 172967101 32,836,959 1,107,486 X 725,767 0 381,719 CLOROX CO COMMON 189054109 646,818 16,098 X 6,020 0 10,078 COCA COLA CO COMMON 191216100 61,665,440 1,285,768 X 649,130 0 636,638 COLGATE PALMOLIVE CO COMMON 194162103 53,506,306 991,776 X 578,132 0 413,643 COMMERCE BANCORP INC COMMON 200519106 538,385 12,970 X 8,970 0 4,000 CONOCOPHILLIPS COM COMMON 20825C104 293,393 6,345 X 1,561 0 4,784 CONVERGYS CORP COMMON 212485106 153,366 10,204 X 2,600 0 7,604 DELL COMPUTER CORP COMMON 247025109 1,729,537 73,566 X 47,766 0 25,800 DISNEY WALT PRODUCTIO COMMON 254687106 3,631,473 239,860 X 91,125 0 148,735 DOW CHEMICAL CORP COMMON 260543103 521,867 19,109 X 14,900 0 4,209 DOW JONES & CO INC COMMON 260561105 876,516 22,820 X 0 0 22,820 DU PONT E I DE NEMOUR COMMON 263534109 14,191,083 393,432 X 277,937 0 115,495 DUKE ENERGY CORP COMMON 264399106 433,854 22,192 X 6,292 0 15,900 E M C CORP MASS COMMON 268648102 253,269 55,420 X 26,910 0 28,510 EMERSON ELECTRIC CO COMMON 291011104 3,891,254 88,558 X 36,218 0 52,340 EXELON CORP COMMON 30161N101 215,175 4,530 X 3,453 0 1,077 EXXON MOBIL CORPORATI COMMON 30231G102 42,489,517 1,331,960 X 705,964 0 625,996 FPL GROUP INC COMMON 302571104 270,775 5,033 X 1,800 0 3,233 FREDDIE MAC COMMON 313400301 54,595,086 976,656 X 561,757 0 414,900 FANNIE MAE COMMON 313586109 70,071,383 1,176,879 X 662,285 0 514,595 FIFTH 3RD BANCORP COMMON 316773100 5,979,109 97,650 X 29,067 0 68,583 FIRST DATA CORP COMMON 319963104 572,192 20,472 X 16,900 0 3,572 FIRST VIRGINIA BANKS COMMON 337477103 425,369 11,404 X 9,379 0 2,025 FLEETBOSTON FINANCIAL COMMON 339030108 369,620 18,181 X 13,233 0 4,948 FOREST LABS INC COMMON 345838106 278,834 3,400 X 800 0 2,600 FORTUNE BRANDS INC COMMON 349631101 324,504 6,862 X 1,017 0 5,845 GANNETT INC DEL COMMON 364730101 51,189,504 709,192 X 432,094 0 277,098 GENERAL DYNAMICS CORP COMMON 369550108 234,637 2,885 X 1,085 0 1,800 GENERAL ELECTRIC CO COMMON 369604103 96,986,355 3,934,538 X 1,990,789 0 1,943,749 GENERAL GROWTH PPTYS COMMON 370021107 772,500 15,000 X 15,000 0 0 GENERAL MILLS INC COMMON 370334104 1,762,053 39,668 X 15,836 0 23,832 GILLETTE CO COMMON 375766102 5,130,619 173,332 X 84,455 0 88,877 GLATFELTER P H CO COMMON 377316104 127,050 11,000 X 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 12,678,557 329,913 X 9,907 0 320,006 HEINZ H J CO COMMON 423074103 1,691,125 50,678 X 17,103 0 33,575 HEWLETT PACKARD CO COMMON 428236103 3,817,871 327,153 X 100,186 0 226,966 HOME DEPOT INC COMMON 437076102 47,919,699 1,836,004 X 1,038,266 0 797,738 HONEYWELL INTERNATION COMMON 438516106 301,204 13,906 X 6,570 0 7,336 HUBBELL HARVEY INC CL COMMON 443510201 222,502 7,654 X 0 0 7,654 HUDSON UTD BANCORP CO COMMON 444165104 214,715 8,072 X 8,072 0 0 INTEL CORP COMMON 458140100 38,250,278 2,753,800 X 1,578,048 0 1,175,751 INTERNATIONAL BUSINES COMMON 459200101 31,234,093 535,656 X 335,153 0 200,503 INTERPUBLIC GROUP COS COMMON 460690100 180,135 11,365 X 500 0 10,865 J.P. MORGAN CHASE & C COMMON 46625H100 12,925,126 680,628 X 232,642 0 447,986 JOHN NUVEEN CO CL A COMMON 478035108 429,975 18,900 X 18,900 0 0 JOHNSON & JOHNSON COMMON 478160104 116,998,732 2,163,438 X 1,096,437 0 1,067,001 JOHNSON CTLS INC COMMON 478366107 517,460 6,736 X 4,736 0 2,000 KELLOGG CO COMMON 487836108 266,000 8,000 X 8,000 0 0 KIMBERLY CLARK CORP COMMON 494368103 3,539,717 62,495 X 24,602 0 37,893 LILLY, ELI AND COMPAN COMMON 532457108 1,534,025 27,720 X 22,146 0 5,574 LOWES COS INC COMMON 548661107 412,261 9,958 X 6,314 0 3,644 LUCENT TECHNOLOGIES I COMMON 549463107 44,594 58,676 X 15,746 0 42,930 M & T BK CORP COMMON 55261F104 2,499,931 31,721 X 9,252 0 22,469 MBNA CORP COMMON 55262L100 37,630,191 2,047,344 X 1,390,678 0 656,666 MARSH MCLENNAN COMMON 571748102 33,655,048 808,238 X 495,366 0 312,872 MAY DEPT STORES CO COMMON 577778103 1,102,865 48,435 X 21,732 0 26,703 MCDONALDS CORP COMMON 580135101 21,672,889 1,227,230 X 692,368 0 534,863 MCGRAW HILL INC COMMON 580645109 36,834,697 601,678 X 400,826 0 200,851 MEDTRONIC INC COMMON 585055106 31,247,982 741,880 X 525,750 0 216,130 MELLON FINL CORP COMMON 58551A108 431,190 16,629 X 16,549 0 80 MERCK & CO COMMON 589331107 77,829,973 1,702,690 X 921,758 0 780,933 MICROSOFT CORP COMMON 594918104 9,748,990 222,885 X 138,398 0 84,487 MOODYS CORP COM COMMON 615369105 388,000 8,000 X 1,550 0 6,450 NASDAQ 100 TR UNIT SE COMMON 631100104 880,600 42,500 X 37,500 0 5,000 NOKIA CORP COMMON 654902204 1,550,570 117,024 X 61,414 0 55,610 NORFOLK SOUTHERN CORP COMMON 655844108 261,460 12,950 X 1,800 0 11,150 OMNICOM GROUP COMMON 681919106 523,392 9,400 X 9,400 0 0 ORACLE SYS CORP COMMON 68389X105 179,601 22,850 X 16,630 0 6,220 PNC FINANCIAL CORP COMMON 693475105 1,037,244 24,597 X 13,897 0 10,700 PPG INDS INC COMMON 693506107 639,210 14,300 X 8,500 0 5,800 PEPSICO INC COMMON 713448108 30,255,190 818,814 X 438,838 0 379,976 PFIZER INC COMMON 717081103 83,015,613 2,860,635 X 1,584,248 0 1,276,386 PHARMACIA CORP COMMON 71713U102 932,148 23,975 X 16,224 0 7,751 PHILADELPHIA SUBN COR COMMON 718009608 403,879 19,896 X 11,788 0 8,108 PHILIP MORRIS COS INC COMMON 718154107 827,138 21,318 X 6,483 0 14,835 PITNEY BOWES INC COMMON 724479100 265,690 8,714 X 6,000 0 2,714 PROCTER & GAMBLE CO COMMON 742718109 113,211,320 1,266,629 X 611,790 0 654,839 ROUSE CO COM COMMON 779273101 319,500 10,000 X 10,000 0 0 ROYAL DUTCH PETRO-NY COMMON 780257804 27,869,510 693,789 X 358,937 0 334,853 SBC COMMUNICATIONS IN COMMON 78387G103 17,839,496 887,537 X 594,382 0 293,155 SPDR TR UNIT SER 1 COMMON 78462F103 550,856 6,735 X 6,735 0 0 ST PAUL COS INC COMMON 792860108 525,404 18,294 X 1,840 0 16,454 SARA LEE CORP COMMON 803111103 1,719,260 94,000 X 22,550 0 71,450 SCHERING PLOUGH CORP COMMON 806605101 49,154,025 2,305,536 X 1,247,469 0 1,058,067 SCHLUMBERGER COMMON 806857108 341,602 8,882 X 7,900 0 982 SEMPRA ENERGY COMMON 816851109 196,500 10,000 X 10,000 0 0 SIEBEL SYS INC COM COMMON 826170102 58,305 10,140 X 1,140 0 9,000 SOVEREIGN BANCORP INC COMMON 845905108 286,509 22,210 X 0 0 22,210 SPRINT CORP COMMON 852061100 637,862 69,941 X 34,227 0 35,714 SPRINT CORP PCS SER 1 COMMON 852061506 45,629 23,280 X 10,520 0 12,760 STATE STREET CORP COMMON 857477103 1,805,222 46,719 X 40,809 0 5,910 SUN BANCORP INC N J COMMON 86663B102 158,934 11,986 X 11,986 0 0 SUN MICROSYSTEM INC COMMON 866810104 41,064 15,855 X 6,555 0 9,300 SYSCO CORPORATION COMMON 871829107 2,133,253 75,141 X 68,241 0 6,900 TARGET CORP COMMON 87612E106 1,467,114 49,699 X 23,969 0 25,730 TEXAS INSTRUMENTS INC COMMON 882508104 155,691 10,541 X 7,091 0 3,450 3M COMPANY COM COMMON 88579Y101 14,277,405 129,830 X 44,123 0 85,707 TYCO INTL LTD NEW COMMON 902124106 147,810 10,483 X 10,483 0 0 U S BANCORP COMMON 902973304 3,588,690 193,148 X 21,620 0 171,528 UNILEVER N V WI COMMON 904784709 5,909,267 99,399 X 32,321 0 67,078 UNION PACIFIC CORP COMMON 907818108 1,118,916 19,335 X 2,000 0 17,335 UNITED PARCEL SVC INC COMMON 911312106 6,494,741 103,866 X 102,716 0 1,150 UNITED TECHNOLOGIES C COMMON 913017109 292,901 5,185 X 3,905 0 1,280 VERIZON COMMUNICATION COMMON 92343V104 31,990,685 1,165,841 X 651,182 0 514,659 WPS RES CORP COMMON 92931B106 297,696 8,400 X 0 0 8,400 WACHOVIA GROUP COM COMMON 929903102 14,051,306 429,835 X 204,421 0 225,414 WAL MART STORES INC COMMON 931142103 12,423,434 252,304 X 150,505 0 101,799 WALGREEN COMPANY COMMON 931422109 1,478,787 48,075 X 41,925 0 6,150 WASHINGTON MUT INC COMMON 939322103 339,467 10,787 X 3,812 0 6,975 WELLS FARGO NEW COMMON 949746101 68,590,099 1,424,213 X 857,352 0 566,861 WRIGLEY WM JR CO COMMON 982526105 2,887,049 58,336 X 17,286 0 41,050 WYETH COMMON 983024100 12,473,741 392,256 X 141,318 0 250,938 ------------- 1,797,853,952
* All of the securities listed within this column are stated in SH.