13F-HR 1 ritt13f3-02.txt FORM 13F FOR PERIOD ENDING 3/31/2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment /___/; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rittenhouse Trust Company Address: 3 Radnor Corporate Center, Suite 450 Radnor, PA 19087 Form 13F File Number: 28-2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marianne Famous Title: Vice President of Banking Phone: (610) 995-8700 Signature, Place, and Date of Signing: /s/ Marianne Famous Marianne Famous Radnor, PA 19087 May 15, 2002 Report Type (Check only one): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: $ 2,209,755 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 03/31/2002 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM7) (ITEM 8) VOTING AUTHORITY (SHARES) NAME TITLE MARKET AMOUNT AND INVESTMENT OF OF CUSIP VALUE TYPE OF DISCRETION OTHER ISSUER CLASS NUMBER (THOUSANDS) SECURITY* (SOLE) MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COMMON 002824100 18,973 360,700 SOLE 135,064 0 225,636 AFLAC INC COMMON 001055102 1,864 63,192 SOLE 62,512 0 680 AIR PRODUCTS & CHEMIC COMMON 009158106 483 9,350 SOLE 500 0 8,850 ALBERTSONS INC COMMON 013104104 344 10,388 SOLE 100 0 10,288 ALLERGAN INC COMMON 018490102 6,443 99,659 SOLE 74 0 99,585 ALLTEL CORP COMMON 020039103 837 15,061 SOLE 11,021 0 4,040 AMERICAN ELECTRIC POW COMMON 025537101 389 8,436 SOLE 0 0 8,436 AMERICAN EXPRESS CO COMMON 025816109 712 17,387 SOLE 5,743 0 11,644 AMERICAN INTL GROUP I COMMON 026874107 115,376 599,333 SOLE 752,874 0 846,458 AMGEN INC COMMON 031162100 677 11,348 SOLE 9,048 0 2,300 AOL TIME WARNER COMMON 00184A105 706 29,845 SOLE 20,745 0 9,100 AT & T CORP. COMMON 001957109 760 48,387 SOLE 13,470 0 34,917 AUTOMATIC DATA PROCES COMMON 053015103 99,405 1,705,937 SOLE 878,403 0 827,533 BANK NEW YORK INC COMMON 064057102 32,487 773,133 SOLE 467,934 0 305,199 BANK OF AMERICA COMMON 060505104 4,916 72,266 SOLE 48,873 0 23,393 BAXTER INTL INC COMMON 071813109 910 15,293 SOLE 5,867 0 9,426 BB&T CORP COMMON 054937107 595 15,612 SOLE 15,612 0 0 BECKMAN COULTER INC COMMON 075811109 1,718 33,640 SOLE 0 0 33,640 BECTON DICKINSON & CO COMMON 075887109 235 6,240 SOLE 0 0 6,240 BELLSOUTH CORP COMMON 079860102 5,981 162,270 SOLE 48,885 0 113,385 BERKSHIRE HATHAWAY IN COMMON 084670108 924 13 SOLE 9 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 2,927 1,235 SOLE 357 0 879 BP AMOCO ADS COMMON 055622104 4,048 76,239 SOLE 35,850 0 40,389 BRISTOL MYERS SQUIBB COMMON 110122108 7,285 179,913 SOLE 108,362 0 71,551 BRUNSWICK CORP COMMON 117043109 371 13,592 SOLE 0 0 13,592 CAMPBELL SOUP CO COMMON 134429109 1,360 50,754 SOLE 30,124 0 20,630 CARDINAL HEALTH INC COMMON 14149Y108 1,338 18,870 SOLE 15,773 0 3,097 CENTURYTEL, INC COMMON 156700106 741 21,800 SOLE 5,400 0 16,400 CHEVRONTEXACO CORPORA COMMON 166764100 2,750 30,464 SOLE 18,504 0 11,960 CHUBB CORP COMMON 171232101 872 11,934 SOLE 1,534 0 10,400 CIGNA CORP COMMON 125509109 1,412 13,927 SOLE 4,625 0 9,302 CINCINNATI FINL CORP COMMON 172062101 742 17,000 SOLE 0 0 17,000 CISCO SYS INC COMMON 17275R102 5,043 297,857 SOLE 164,095 0 133,762 CITIGROUP INC. COMMON 172967101 44,790 904,484 SOLE 554,297 0 350,187 CLOROX CO COMMON 189054109 702 16,098 SOLE 6,020 0 10,078 COCA COLA CO COMMON 191216100 61,644 1,179,570 SOLE 534,587 0 644,983 COLGATE PALMOLIVE CO COMMON 194162103 58,343 1,020,881 SOLE 541,963,335 0 478,583 COMMERCE BANCORP INC COMMON 200519106 755 16,820 SOLE 12,820 0 4,000 COMPUTER ASSOC INTL I COMMON 204912109 352 16,100 SOLE 0 0 16,100 CONOCO INC COM COMMON 208251504 214 7,345 SOLE 3,345 0 4,000 CONVERGYS CORP COMMON 212485106 357 12,072 SOLE 2,600 0 9,472 COSTCO WHSL CORP NEW COMMON 22160K105 204 5,120 SOLE 120 0 5,000 DELL COMPUTER CORP COMMON 247025109 2,016 77,210 SOLE 51,925 0 25,285 DISNEY WALT PRODUCTIO COMMON 254687106 7,056 305,701 SOLE 93,659 0 212,042 DOW CHEMICAL CORP COMMON 260543103 298 9,109 SOLE 4,900 0 4,209 DOW JONES & CO INC COMMON 260561105 1,381 23,720 SOLE 0 0 23,720 DU PONT E I DE NEMOUR COMMON 263534109 18,662 395,810 SOLE 278,060 0 117,750 DUKE ENERGY CORP COMMON 264399106 1,160 30,692 SOLE 5,292 0 25,400 E M C CORP MASS COMMON 268648102 752 63,065 SOLE 33,405 0 29,660 ELECTRONIC DATA SYSTE COMMON 285661104 365 6,291 SOLE 5,407 0 884 EMERSON ELECTRIC CO COMMON 291011104 5,317 92,643 SOLE 37,303 0 55,340 ENTERCOM COMMUNICATIO COMMON 293639100 549 10,000 SOLE 10,000 0 0 EXXON MOBIL CORPORATI COMMON 30231G102 45,389 1,035,579 SOLE 485,646 0 549,933 FANNIE MAE COMMON 313586109 92,395 1,156,674 SOLE 591,565 0 565,110 FEDEX CORP COMMON 31428X106 219 3,775 SOLE 600 0 3,175 FIFTH 3RD BANCORP COMMON 316773100 6,766 100,260 SOLE 32,377 0 67,883 FIRST DATA CORP COMMON 319963104 1,412 16,186 SOLE 14,600 0 1,586 FIRST VIRGINIA BANKS COMMON 337477103 374 6,975 SOLE 5,625 0 1,350 FLEETBOSTON FINANCIAL COMMON 339030108 625 17,868 SOLE 12,920 0 4,948 FOREST LABS INC COMMON 345838106 278 3,400 SOLE 800 0 2,600 FORTUNE BRANDS INC COMMON 349631101 336 6,810 SOLE 965 0 5,845 FPL GROUP INC COMMON 302571104 285 4,783 SOLE 750 0 4,033 FREDDIE MAC COMMON 313400301 60,667 957,348 SOLE 512,974 0 444,375 FULTON FINL CORP PA COMMON 360271100 223 8,918 SOLE 1,818 0 7,100 GANNETT INC DEL COMMON 364730101 49,075 644,873 SOLE 366,165 0 278,708 GENERAL DYNAMICS CORP COMMON 369550108 219 2,335 SOLE 935 0 1,400 GENERAL ELECTRIC CO COMMON 369604103 134,769 3,598,633 SOLE 1,667,014 0 1,931,619 GENERAL MILLS INC COMMON 370334104 1,938 39,668 SOLE 14,836 0 24,832 GILLETTE CO COMMON 375766102 6,125 180,087 SOLE 88,205 0 91,882 GLATFELTER P H CO COMMON 377316104 197 11,000 SOLE 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 15,532 330,469 SOLE 7,097 0 323,372 H R BLOCK INC COMMON 093671105 342 7,700 SOLE 1,100 0 6,600 HEINZ H J CO COMMON 423074103 2,097 50,528 SOLE 16,953 0 33,575 HERSHEY FOODS CORP COMMON 427866108 221 3,221 SOLE 2,621 0 600 HEWLETT PACKARD CO COMMON 428236103 6,696 373,250 SOLE 128,638 0 244,612 HOME DEPOT INC COMMON 437076102 78,288 1,610,531 SOLE 838,952 0 771,580 HONEYWELL INTERNATION COMMON 438516106 665 17,366 SOLE 9,467 0 7,899 HUBBELL HARVEY INC CL COMMON 443510201 252 7,654 SOLE 0 0 7,654 INTEL CORP COMMON 458140100 74,175 2,439,165 SOLE 1,302,884 0 1,136,281 INTERNATIONAL BUSINES COMMON 459200101 44,243 425,417 SOLE 253,765 0 171,652 INTERPUBLIC GROUP COS COMMON 460690100 390 11,365 SOLE 500 0 10,865 J.P. MORGAN CHASE & C COMMON 46625H100 25,025 701,954 SOLE 253,425 0 448,529 JEFFERSON PILOT CORP COMMON 475070108 233 4,657 SOLE 420 0 4,237 JOHN NUVEEN CO CL A COMMON 478035108 521 9,450 SOLE 9,450 0 0 JOHNSON & JOHNSON COMMON 478160104 136,355 2,099,379 SOLE 983,647 0 1,115,732 JOHNSON CTLS INC COMMON 478366107 462 5,230 SOLE 1,400 0 3,830 KELLOGG CO COMMON 487836108 269 8,000 SOLE 8,000 0 0 KIMBERLY CLARK CORP COMMON 494368103 3,627 56,097 SOLE 18,204 0 37,893 LILLY, ELI AND COMPAN COMMON 532457108 2,101 27,569 SOLE 21,895 0 5,674 LOWES COS INC COMMON 548661107 391 8,998 SOLE 5,354 0 3,644 LUCENT TECHNOLOGIES I COMMON 549463107 270 57,165 SOLE 28,791 0 28,374 M & T BK CORP COMMON 55261F104 2,714 33,771 SOLE 12,758 0 21,013 MARSH MCLENNAN COMMON 571748102 39,453 349,948 SOLE 195,724 0 154,224 MAY DEPT STORES CO COMMON 577778103 1,683 48,302 SOLE 21,449 0 26,853 MBNA CORP COMMON 55262L100 40,284 1,044,430 SOLE 633,200 0 411,230 MCDONALDS CORP COMMON 580135101 31,482 1,134,468 SOLE 584,406 0 550,063 MCGRAW HILL INC COMMON 580645109 34,476 505,147 SOLE 317,397 0 187,750 MEADWESTVACO CORPORAT COMMON 583334107 265 8,000 SOLE 0 0 8,000 MEDTRONIC INC COMMON 585055106 29,237 646,700 SOLE 436,495 0 210,205 MELLON FINL CORP COMMON 58551A108 613 15,879 SOLE 15,799 0 80 MERCK & CO COMMON 589331107 80,022 1,389,745 SOLE 685,107 0 704,638 MICROSOFT CORP COMMON 594918104 14,218 235,754 SOLE 146,717 0 89,037 MINNESOTA MINING & MA COMMON 604059105 14,513 126,186 SOLE 39,679 0 86,507 MOODYS CORP COM COMMON 615369105 329 8,000 SOLE 1,550 0 6,450 MORGAN STANLEY DEAN W COMMON 617446448 259 4,512 SOLE 4,512 0 0 NASDAQ 100 TR UNIT SE COMMON 631100104 992 27,500 SOLE 22,500 0 5,000 NEWMONT MNG CORP COMMON 651639106 554 20,000 SOLE 20,000 0 0 NOKIA CORP COMMON 654902204 2,830 136,475 SOLE 79,185 0 57,290 NORFOLK SOUTHERN CORP COMMON 655844108 324 13,550 SOLE 2,400 0 11,150 ORACLE SYS CORP COMMON 68389X105 502 39,198 SOLE 33,178 0 6,020 PEPSICO INC COMMON 713448108 22,565 438,154 SOLE 175,318 0 262,836 PFIZER INC COMMON 717081103 102,814 2,587,179 SOLE 1,306,297 0 1,280,882 PHARMACIA CORP COMMON 71713U102 626 13,878 SOLE 6,127 0 7,751 PHILADELPHIA SUBN COR COMMON 718009608 351 14,935 SOLE 7,101 0 7,834 PHILIP MORRIS COS INC COMMON 718154107 935 17,743 SOLE 5,208 0 12,535 PHILLIPS PETROLEUM CO COMMON 718507106 202 3,214 SOLE 0 0 3,214 PITNEY BOWES INC COMMON 724479100 287 6,714 SOLE 4,000 0 2,714 PNC FINANCIAL CORP COMMON 693475105 1,582 25,732 SOLE 15,032 0 10,700 PPG INDS INC COMMON 693506107 758 13,800 SOLE 8,000 0 5,800 PROCTER & GAMBLE CO COMMON 742718109 125,788 1,396,250 SOLE 618,190 0 778,059 ROYAL DUTCH PETRO-NY COMMON 780257804 37,463 689,679 SOLE 338,132 0 351,548 SARA LEE CORP COMMON 803111103 1,978 95,300 SOLE 21,350 0 73,950 SBC COMMUNICATIONS IN COMMON 78387G103 29,391 785,027 SOLE 493,731 0 291,296 SCHERING PLOUGH CORP COMMON 806605101 66,693 2,130,783 SOLE 1,059,820 0 1,070,963 SCHLUMBERGER COMMON 806857108 511 8,682 SOLE 7,200 0 1,482 SIEBEL SYS INC COM COMMON 826170102 347 10,640 SOLE 1,640 0 9,000 SOVEREIGN BANCORP INC COMMON 845905108 312 22,210 SOLE 0 0 22,210 SPDR TR UNIT SER 1 COMMON 78462F103 800 6,985 SOLE 6,985 0 0 SPRINT CORP COMMON 852061100 1,160 75,884 SOLE 37,096 0 38,788 SPRINT CORP PCS SER 1 COMMON 852061506 313 30,398 SOLE 12,970 0 17,428 ST PAUL COS INC COMMON 792860108 845 18,420 SOLE 1,840 0 16,580 STATE STREET CORP COMMON 857477103 2,314 41,782 SOLE 35,872 0 5,910 SUN BANCORP INC N J COMMON 86663B102 201 15,814 SOLE 11,987 0 3,827 SUN MICROSYSTEM INC COMMON 866810104 224 25,375 SOLE 15,775 0 9,600 SUNGARD DATA SYS INC COMMON 867363103 277 8,400 SOLE 7,600 0 800 SYSCO CORPORATION COMMON 871829107 1,898 63,635 SOLE 57,235 0 6,400 TARGET CORP COMMON 87612E106 1,122 26,025 SOLE 2,245 0 23,780 TASTY BAKING CO COMMON 876553306 887 48,992 SOLE 1 0 48,991 TEXAS INSTRUMENTS INC COMMON 882508104 397 11,985 SOLE 8,535 0 3,450 TYCO INTL LTD NEW COMMON 902124106 467 14,454 SOLE 11,252 0 3,202 U S BANCORP COMMON 902973304 4,359 193,148 SOLE 21,620 0 171,528 UNILEVER N V WI COMMON 904784709 5,736 100,992 SOLE 34,064 0 66,928 UNION PACIFIC CORP COMMON 907818108 1,239 19,935 SOLE 2,000 0 17,935 UNITED PARCEL SVC INC COMMON 911312106 1,873 30,808 SOLE 29,658 0 1,150 UNITED TECHNOLOGIES C COMMON 913017109 286 3,860 SOLE 2,580 0 1,280 VERIZON COMMUNICATION COMMON 92343V104 47,760 1,036,003 SOLE 532,037 0 503,966 WACHOVIA GROUP COM COMMON 929903102 16,202 436,940 SOLE 196,194 0 240,746 WAL MART STORES INC COMMON 931142103 16,319 266,214 SOLE 162,340 0 103,874 WALGREEN COMPANY COMMON 931422109 1,779 45,400 SOLE 38,500 0 6,900 WASHINGTON MUT INC COMMON 939322103 209 6,300 SOLE 400 0 5,900 WELLS FARGO NEW COMMON 949746101 64,751 1,310,751 SOLE 751,417 0 559,334 WORLDCOM INC GA NEW C COMMON 98157D106 133 19,730 SOLE 13,230 0 6,500 WPS RES CORP COMMON 92931B106 331 8,400 SOLE 0 0 8,400 WRIGLEY WM JR CO COMMON 982526105 2,940 55,150 SOLE 23,600 0 31,550 WYETH COMMON 983024100 25,566 389,422 SOLE 131,984 0 257,438 GOLDEN ST BANCORP INC WARRANT 381197136 26 20,000 SOLE 0 0 20,000 2,209,755
* All of the securities listed within this column are stated in SH.